EFTA01282876

Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application Private Wealth Premium?" Elite Personal Accounts O Che i ii RI tElite Checking with Interest i Acct. If APY Elite •v Market 0Poolit A00. APY O Certificate of Deposit Acct. Y APY Term • DB AG NY Preferred Certificate of Deposit Acct. APY Term Promo term (DBTCA deposit account required. along with e 00 AG Preferred Terms and Conditions) Pri ate Wealth Pretnium1ed met Banking Services 08 Private Wealth Online Plus O Link to Existing Online Relationship Private Wealth Premium TM Elite Business Accounts (3 Checking Acct. 8 O Elite Checking with Interest Acct. I/ APY K Elite Money Market Deposit Acct. APY K Certificate of Deposit Acct. I APY Term K 08 AG NY Preferred Certificate of Deposit Acct a APY Term Promo term (DBTCA deposit account required. along with a 06 AG Preferred Term and Conditions) O Cash Master Sweep Account Checking Acct. (User/Co. ID Number) Client Relationship o Individual Account Joint Tenants with Right ' of Survivorship K Joint Tenants in Common K In Trust For/Payable on Death/As Trustee for O Trust ID Estate Private Wealth Premium?" Banking Services laul Consumer Debit Card * 1St...Joint Applicant Debit C. ird L. Business Debit Card If Eirkluxe Checkbook Sty( auek s -tandirri Ewe - O Name Only X Name and Address O Duplicate Statement Addr City State Le Cod K Mailing address (if diffn rn) Name Addr City State Zip Cod. Elite Money Market Deposit Acct. APY Target Amount Trigger Amount O Custody under NY L/TMA K Foundation K Non.Profn Organization O Attorney Trust Escrow O Landlord Master Escrow K Corporation K limited Liability Comps' • r K Partnership O limited Liability Penner' hip 13-I WA-0101 NAOSOD00015974-00I 108600 otz • a 0326i3 CONFIDENTIAL SDNY_GM_00038468 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001292 EFTA_00 I 49077 EFTA01282876 Account Tit " on Name of Account Gan ea less iar fiedeA7Z Joint Ap City. HomeTelephone Number / etd Cit, NY 10065- Business Telephone Number Date of Birth Date cif B rth ,STUDeN r W ms d Em Name of Employer Address Address City, States p er City. State and bp Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities. Federal law requires all fin -mist institution to obtain, verily, and record information that identifies each person who establishes an account, Inver_ tient Or other business relationship with a financial institution. This means that we wilt ask for your name, address, and ot information that will allow us to identify you. We may also ask to see identifying documents such as a certificate c formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money tau Bering and terrorist financing; these tures call for an active involvement of both asset management firms and their client For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identfies, addresses, source of funds and. if necessary, legal representatives, atrthotized signatories, beneficial owners or et 'vol structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money law :Icing requirements require that should any of the above personal or institutional information change, our clients would :a obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these chat ices. Telephone. Facsimile or Email Instructions By signing below, you agree that from time tO time you may give instructions by telephone. facsimile or email rag Etding the above captioned eccouni(s) (defined herein as 'Verbal Instructional. It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or w misconduct of bench. Bank Trust Company Americas (DeTCA), you agree to indemnify and hold harmless OBT( for any claims, Inns. expenses, costs or attorneys' lees resulting from OBTCA's acting upon such misunderstood at tf unauthorized Verbal Instructions. You understand that DBTCA may, but shall-not be required to, seek verification •if your verbal, facsimile or email instructions by call back. In case of doubt. DBTCA may in its sole discretion refuse to ex ihrte Your Verbal Instructions or ahy pert thereof. without incurring ehr liabilny. OBTCA is under oo obligation to axecu n your Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearipg your origii ig signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit :ricl any additions to the account shall become the property of eactr owner as joint tenants. and OBTCA may release the et lite account to any owner during the lifetime of as owners. OBTCA may honor checks, orders or withdrawal requests • tom any owner during the lifetime of ail owners. The Bank may be required by service of legal process to remit funds I tad in the joint account to satisfy a judgment ontered against on other valid deot incurrect by. ehy owner of the account. DeTC,St May honor checks, orders or withdrawal requests from the survivor(s) after the death of any owners) and may tre ei the account as the sole property of the survivor(s) after the death of any owner(s). Unless DBTCA receives written noti:ii signed by any Owner not to pay or deliver any joint depositor addition au atioroal, DBTCA shad nor be liable to any ,weer for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice tele, iod to in the previous sentence. OBTCA may require the written authorization of any or all joint owners for any further pa intents or deliveries. 2 134 4M4101 013* :ft:0741S SDNY_GM_00038469 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001293 EFTA_00149078 EFTA01282877 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions o the Cardholder Agreement contained in the Terms end Conditions cog Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you wilt be required to enter into., separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that It is your responsibility to fulfill any tax obligations and any other regulatory reporting duties et :tabkik to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your sect .:nt{s) and your business relationship with DBTCA Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it Is your responsibility to fulfill any tax obligations and any other regulatory reporting duties at :finable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your aecour 'Island your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of lour knowledge and capabilities! is made available no less then annually to the relevant beneficial owner(s), settlor(s) baneficiary(ios), partner(s), etc. to enable him/her/ them to fulfill any respective tax obligations that may arise for mtirigher/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be booed by them. Inaddition, you agree to notify us immediately of any material then; s to the information provided by you on this Application. You represent end warrant that all of the information provided by you on this Application is accurate. The Terms and Condition for OepositAccounts are subject to change. Acceptance skutkacceptince by ()RICA. For Bank SJaeeiewed by: Name 17-c- ft/7,7/0W/ 3 Data Data ibd/-.2 0/3 ?kb Data (5 An-T .- opted by Dela: Aare' l iv( D title a -1121 1i to e NOC Date 3 CONFIDENTIAL 13-...1040101 0133 13.02813 SDNY_GM_00038470 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001294 EFTA_00 I 49079 EFTA01282878