EFTA01282983

Deutsche Asset , • . & Wealth Management (1/44-c-p tk_ssis—k. DBTCA Deposit Account Opening Application Private Wealth Premesinlm Elite Personal Accounts K Checking Acct. K Elite Checking with Interest Acct. N APY K Elite Money Market Deposit Acct. N APY K Certificate of Deposit Acct. N APY Term D8 AG NY Preferred Certificate of Deposit Acct. # APY Term Promo term (DBTCA deposit account required. along with a 08 AG Preferred Terms and Conditions) Private Wealth Premiumn" Internet Banking Services o DB Private Wealth Online Plus K Link to Existing Online Relationship Private Wealth Premium Im Elite Business Accounts El Checking Acct. N K Elite Checking with Interest Acct. # IAPY Elite Money Market Deposit Acct. N APY O Certificate of Deposit Acct. # APY Term O DB AG NY Preferred Certificate of Deposit Acct N APY Term Promo term (DBTCA deposit account required. along with a DB AG Preferred Terms and Conditions) O Cash Master Sweep Account Checking Acct. (User/Co. ID Number) Client Relationship O Individual Account K Joint Tenants with Right of Survivorship CI Joint Tenants in Common K In Trust For/Payable on Death/As Trustee for O Trust D Estate Private Wealth Premium TM Banking Services K Consumer Debit Card N O Joint Applicant Debit Card K Business Debit Card N De , Checkbook Style, n (Artt•KtotC4 eta* gait D Name Only ril —) 03 - 3 -Sparsr/ Name end Address accut , O Duplicate Statement COlOt. Addr C4ZoN City State Zip Code o Mailing address In different) Name Addr City State Zip Code Elite Money Markel Deposit Acct. # APY Target Amount Trigger Amount K Custody under NY UTMA D Foundation O Non•Profit Organization O Attorney Trust Escrow O Landlord Master Escrow Mc.t.z.nacaki..c 2 K Corporation O Limited Liability Company O Partnership O Limited Liability Partnership CONFIDENTIAL 13.AWM.0101 NAOSOD00015602-000104611 013959.032813 SDNY_GM_00038597 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001421 EFTA_00149206 EFTA01282983 ACcou f nt jitl and Join; Application Information it L .42- Nan), fo A mint f 4 CI, lue east —Jul. l ,--- wile, middle initial) or Business Join. AngiCern lust name, first name, middle initial) ciat Security Number or Taxpayer ID Number dress y, State and Zip Code me Telephone Number Business Telephone Number • Business Telephone Number braitiTibirth Date of Birth Name of Employer Address City. State end Zip Code Name of Employe; Not applicable Notice of Customer Identification Policy Address City. State and Zip Code Important Infesumstion To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account. investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate ol lormation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities. addresses, source of hinds and, if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the thange(s) and provide us with relevant documentation to verity these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from lime to time you may give instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein.as 'Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful misconduct of Deusche Bank Oust Company Americas (DBTCA). you agree to indemnify and hold harmless OBTCA for any claims. losses, expenses. costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and unauthorized Verbal Instroctions. You understand that DBTCA may, but shall not be required to. seek verification of your verbal, facsimile or email instructions by call back. In case of doubt. DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any part thereof, without incurring any liability. MICA is under no obligation to execute your Verbal Instructions to transfer hinds or securities to any account(s) without written instructions bearing your original signature. Joint Account Disclosure you have opened a joint account with DBTCA and acknowledge receipt of the lollowing information: This deposit and ony additions to the account shall become the property of each owner as joint tenants, and OBTCA may release the entire account to any owner during the lifetime of all owners. DBTCA may hdnor checks, orders or withdrawal requests from any owner during the lifetime of all owners. The Bank may he required by sorvice cd legal process to rerhit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. OBTCA may honor checks, orders or withdrawal requests from the survivors) after the death of any owner(s) and may treat the account as the soie property of the sun/Nods( after the dee th of any owner(s). Unless DBTCA receives wrineo 'Alice signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner for continuing to honor checks, orders or withdrawal requests horn any owner. After the receipt of the notice referred to in the previous sentence. DUCA:tnay require the written authorization of any or all joint owners for any further payments or deliveries. 2 11A140440101 013969.032613 SDNY_GM_00038598 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001422 EFTA 00149207 EFTA01282984 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package, Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you m any relevant jurisdictions that may arise in connection with assets. Income or transactions in your account(s) and your business relationship with 0BTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant iunsdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Furthermore. you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s), beneficiaryfies), panner(s), etc, to enable him/her/ them to Willi any respective tax obligations that may arise for him/her/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below. you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provi ed-byioir on this Application is accurate' The Terms anc7dif Acceptance You u dleistand that th Joint Account Holder's Signature I Holder's Signature r Deposit Ac are subject to change, ce by ()BTU, r/3 Date Date Date are Lla crantiw 7;n1f rw IRA .0 ; . • tcliMattr.rts ,„, 744 rIgtAti ”leffttnW'iMa" rc;neriew I. • .t'.1447 `Na • to- ,Iscatrifam " , Aeraeceikra 1.2* 'VOW 3 ilSeinta C:et? CONFIDENTIAL 13-AW0A4101 013959032613 SDNY_GM_00038599 CONFIDENTIAL - PURSUANT TO FED R CRIM. P. 6(e) DB-SDNY-0001423 EFFA_00149208 EFTA01282985 IN WITNESS VVHEREOF, the undersigned. by and through as authorized officer, has caused this instrument to be executed on the date listed below. (FOR BUSINESS USERSI t‘) vvP itsineSS rveme t Ateri-- cf- v Name 7 ignatute DEUTSQE BANK TRUST COMPANY AMERICAS 1_4./ Lkt..1O Prim Name/1 e Datil (FOR ALL OTHER USERS] Date Account Name Name/line Signature Date WM13/467 21 010198.080613 SDNY_GM_00038600 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001424 EFTA_00 I 49209 EFTA01282986