EFTA01282991

Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application Private Wealth Premium"M Elite Personal Accounts O Checking Acct. N O Elite Checking with Interest Acct. APY O Elite Money Market Deposit Acct. a APY O Certificate of Deposit Acct. N APY Term O DB AG NY Preferred Certificate of Deposit Acct. APY Term Promo term (DBTCA deposit account required. along will I. DB AG Preferred Terms and Conditions) Privet. Wealth PremiumIm Intyiet Banking Services • DBPrivate Wealth Online Plus Er Link to Existing Online Relationship lUser/Co I Number Client Relationship O Individual Account O Joint Tenants with Right of Survivorship O Milt Tenants In Common O In Trust For/Payable on Death/As Trustee for O Trust K Estate Piave Wealth Premiunin" Elit Business Accounts Checillig nm K Elite Checking with Interest Acct. N Elite Mona Market De sit Acct. APY O Certificate of Deposit Acct. N APY Term K DB AG NY Preferred Certificate of Deposit Acct. APY Term Promo term 1DBTCA deposit account reputed, along with e DB AG Preferred Terms end Commons) O Cash Mester Sweep Account Checking Acct. a Elite Money Market Deposit Acct. APY Towel Amount Trigger Amount Private Wealth Premium" Banking Services O Consumer Debit Card N O Joint Applicant Debit Card O Business Debit Card N DolumeiCheckbOok. Style N O.-1444o O Name Only DM 03 - 3 -3 Piar-i‘) Cy Name end Address -rt-;0•Ezt Cruze'. BLUE K Duplicate Statement Heeziwyacta Addr City State Zip Code K Meiling address (if different) Name Ad& City State Zip Code • Custody under NY UTMA D Foundation Non-Profit Organization Attorney Trust Escrow Landlord Mester Escrow O Corporation O Limited Liability Company O Partnership O Limited Liability Partnership CONFIDENTIAL 134WM-0101 NAOSOD00015602-000104611 013859 632813 SDNY_GM_00038605 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001429 EFTA_00149214 EFTA01282991 Account re and Joint ft glibettep Information note, i cce Trt.riethsta1C-4.\-C Oast nam firs gairsziriy (co 4s, vavyler m "Tr. -fieryt% L...: .tigcamarfacetb -ftWarntriards-2 Nome e stieptionicNumber r / Joint Applicant (last name, err name, middle hitian Social Security Number or Taxpayer ID Number Address *On/ State end ZIIp Code Dueness TelephoneNumbs: Nome Telephone Number Business Telephone Number bit* of Birth Name of Employer Address - • Thee Mirth Name of Employer Not applicable CO. State andOpCode • tic: Rif giro rep—Co Address Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism end money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address, and ether Information that will allow us to identity you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing: these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and, if necessary, legal representatives. authonzed signatories. beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also. enhanced antiimoney laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give Instructions by telephone. facsimile or email regarding the above captioned account(s) (defined herein as 'Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful misconduct of Deusche Bank Trust Company Americas (DBTCA). you agree to indemnity and hold harmless DBTCA fo any claims. losses, expenses, costs or attorneys fees resulting from DETTCA's acting upon such misunderstood and unauthorized Verbal Instructions. You understand that OBTCA may. but shall not be required to, seek verification of your verbal, facsmile or email instructions by call back. In case of dilubt. DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any part thereof, without incurring any liability. DBTCA Is under no obligation to execute your Verbal Instructions in transfer funds or securities to any accoungel without written instructions bearing your originel signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire account to any owner during the lifetime of all owners. DBTCA may honor checks, orders or withdrawal requests from any owner during the lifetime of all owners. The Bank may he required by Wv1030 of legal process to remit funk held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks. orders or withdrawal requests from the survivals) after the death of any owner(s) and may treat the account as the sole prepeM/ of the survivals) after the death of any oweer(e). Unless DBTCA receives writteo notice signed by any owner not to pay or deliver any joint deposit of addition or aeaual, DBTCA shat not be liable to any owner for continuing to honor checks, orders or withdrawal requests from any owner After the receipt of the motife referred in in the previous sentence. DBTCA mey require the written authorization of any or all joint owners for any further payments or deliveries. 2 13.AWX4-0101 013969032613 SDNY_GM_00038606 CONFIDENTIAL CONFIDENTIAL — PURSUANT TO FED IR_ CRIM. P. 6(e) DB-SDNY-0001430 EFTA_00149215 EFTA01282992 ATM/Debit Service You agree that the retention or use of the ATIWDebit card constitutes acceptance of the terms and cond,nons of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into separate Internet Bahking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that It is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, Ineome or transactions In your account(s) and yow business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibikty to fulfill any tax obligations and any other regulatory reporting duties ePPliciehle to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of your knowledge and capabilities' is made available no loss than annually to tho relevant beneficial owner(s). settbr(s), beneficiarypes), partner's). etc to enable himthed them to fulfill any respective tax obligations that may arise for hirnMerf them in connection with your business relationship with DDTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject to change. Accephince_, ,,...- You und rsrand that this top / Account Holder's &velure Jon Account Hokles Signature 013959.032613 subject to acceptance 08TCA • / /3 • est Data CONFIDENTIAL 13-AWM4101 SDNY_GM_00038607 CONFIDENTIAL - PURSUANT TO FED R CRIM. P. 6(e) DB-SDNY-0001431 EF1'A_00149216 EFTA01282993 IN WITNESS WHEREOF. the undersigned, by and through its authorized officer, has caused this instrument to be executed on the date listed below. (FOR BUSINESS USERS) Alf / _7/141—. Narita/rine V Signs, re DEUTTHE BANK MUST COMPANY AMERICAS BY—PAL i-X—A4A.krict Print Norneklge Dare (FOR ALL OTHER USERS] ACCOunt Name Name/rine Signature Date M.1134667 21 010196MS:613 SDNY_GM_00038608 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001432 EFTA (H) 149217 EFTA01282994