EFTA01283018

0autsche Asset & Wealth Management 7- O aZ CC) DBTCA Deposit Account Opening Application Private Wealth Premiumlm Elite Personal Accounts O Checking Acct .I o Elite Checking with Interest Acct. I APY O Elite Money Market Deposit Acct. APY O Certificate of Deposit Acct. APT Term K D8 AG NY Preferred Certificate of Deposit Acct. 4 APY Term Promo term (DBTCA deposit account recruited. along with a 0B AG Preferred Terms end Conditions) Private Wealth PromiumTM Internet Banking Services O D8 Private Wealth Online Plus OteLink to Existing Online Relationship /0.50,3 SO (User/Co. ID Number) Client Relationship K Individual Account O Joint Tenants with Right of Survivorship O Joint Tenants in Common O In Trust For/Peyable on Death/As Trustee for O Trust CI Estate Private Wealth PremiumDA Eli Business Accounts Checking Acct. N 412953 45`6 O Elite Checking with Interest Acct. O1/PY Elite Money Market Deposit Acct. Of VV./2 4:7q ci APY ij Certificate of Deposit Acct. 4 APY Term O DB AG NY Preferred Certificate of Deposit Acct. APY Term Promo term (DBTCA deposit account required. along with a GB AG Pretend Terms and Conditional O Cash Master Sweep Account Checking Acct. N Private Wealth Premiums' Banking Services ID Consumer Debit Care O Joint Applicant Debit :ard O Business Debit Card Deluxb_Cieheity c S O Name Only a Name and Addre !.5 O Duplicate Statement Addr City Stale Zip Cr .:a_ O Mailing address (if dd. 'went) Name Addr City State Zip Cc rte Elite Money Market Deposit ACCt. # APY Target Amount Trigger Amount O Custody under NY UTMA K Foundation O Non-Profit Organization O Attorney Trust Escrow O Landlord Master Escrow O Corporation O Limited Liability Comp ny ci Partnership O Limited Liability Pannt 'ship CONFIDENTIAL 1: AWM.Ol01 NAOSOD00015602-0 M104411 01 ',SS 03313 SDNY_GM_00038640 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001464 EFTA_00 149249 EFTA01283018 Account Ittle and Joint Application Information Name of Account Tele JointApplicant (last name, rst name, ipiddleinitiall or Bu Osiness0 - (4 I : Bast name, first name, middle initial; 334Y Social SecuriDiNumfoe,pryerAD Numb R er ,.., Social Security Number or Taxpayer ID Number kloo RED btkpitvier /33 • / Ad4ress i 0 ° ie n "... Address r T hstv,1/44, u5y, Not aonficable City, S te and Zip Code City. Slate and Zip Code Nome Telephone Number Business Telephone Number brrjairth Data of Birth Name of Empioyer Name of Employer Address Address Not applicable City, State and bp Code City. State and Zip Code Notice of Customer Identification Policy Important Information To help the government light the funding of terrorism and money laundering activities. Federal law requires a financial institutions to obtain, verify, and record information that identifies each person who establishes an account. ii vestment or other business relationship with a financial institution. This means that we will ask for your name, address, an: other information that will allow us to identity you. We may also ask to see identifying documents such as a certific rte of lormation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against mono) laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their cl lints. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their ii addresses, source of funds and, if necessary, legal representatives, authorized signatories. beneficial owners i.• control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money !!,undo ring requirements require that should any of the above personal or institutional information change, our clients wo .ld be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these t lenges. Telephone, Facsimile or Email Instructions ay signing below, you agree that from time to time you may give instructions by telephone, facsimile or email I °gelding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verb' Instructions being given by person or persons purported to be you is your own. Absent the gross negligence o • willful misconduct of Oeusche Bank Trust Company Americas (DBICA), you agree to indemnify and hold harmless D.lICA for any claims, losses, expenses, costs or attorneys' fees resulting from OBTCA's acting upon such misunderstom and unauthorized Verbal Instructions. You understand that OBTCA may, but shall not be required to. seek verificatri in of your verbal, facsimile or email instructions by cell heck In case of doubt, DBTCA may units sole discretion refuse to Dracut° your Verbal Instructions or any pan thereof, without incurring any liability. DBTCA is under no obligation to axe lute your Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearing your or final signature Joint Account Disclosure • You have opened a joint account with DBTCA and acknowledge receipt of the following information: This dapo ;‘1 and any additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the Wire account to any owner during the lifetime of all owners. DBTCA may honor checks, orders or withdrawal reques ; from any owner during the lifetime of al owners. The Bank may be required by service of legal process to remit food.: held In the joint account to satisfy a ludgment entered against, or other valid debt incurred by, any owner of the accour DBTCA may honor checks, orders or withdrawal requests from the survivor(s) after the death of any owner(s) and may t eat the account as the sole prooeny of the survivor(s) after the dee th of any owner's). Unless OBTCA receives written n ::ice signed by any owner not to pay or deliver any joint deposit or addition or accrual, OBTCA shall not be liable to a 'y owner for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice re erred in the previeus sentence. DBTCA may require the written authorization of any or all joint owners for any further :iaymentS or deliveries. 2 t, nWhi-titoi 01: '59.032613 SDNY_GM_00038641 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001465 EFTA_00149250 EFTA01283019 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditlo is of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service II you have selected to receive Internet Banking Services. you understand that you will be required to enter i• to a separate Internet Banking Services Agreement with DBTCA before you car access the Internet Banking Sen Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting dutie ; applicable to you in any relevant jurisdictions that may arise in connection with assets. income or transactions in your t icoum(S) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilitieli. You confirm that it Is your responsibility to fulfill any tax obligations and any other regulatory reporting flutist applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your acc : drh(s) and your business relationship with DBTCA. Furthermore. you confirm that the necessary information (to the bes: of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s). settlo ben& iciaryhest. partner(s). etc. to enable him/her/ them to fulfill any respective tax obligations that may arise br hiralher/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below. you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to th Application and agree to be bound by them. In addition, you agree to notify us immediately of any material cl mge to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Acceptance ../ You nderstend that this appli Lz ir . ount Holder's Signature posit Accounts are sublet to.changli: Joint Account Holder's Signature ?he, Date Data Vfar.M.MMIXI4 WW1* * 3.atiatiflaAis4,Ahisw. ia, - • cii.4,. • 4 !Ago:: wa y.:Arkrw.ftyn,:tipiterr4w :20.2n garo.mi t • wgt•r v z.g.fwvik,..,...h4-yext-Ats:- .• ,T WV “1-ac iA;ra X ilMW'. T"' el•i " ::Ara.i4.it PAgtsti sg't Neyeirf irenr*via -.4c -J, --ifa- Ca' '^' 44!tri* r: 1,6“..., ..4i ta kweid:x, - coatpsitt , vb. I wekfie- .. /A o " Pinei / • '41/2.. at t a 4 41,."4. :44 - ttttrtgrati itMttkgt`AlskrY 0,576:-W,.17:AUIrth -3/4 :70/ t VX.IESI:WAPSit liFi'• I.:4 Er 4 „, A,%,70 _ 1Y- ..qi,ig.4. lr---- '- sto. ,..--:4-2, y J 4-,K AiNgEts. .i-iliit.%.?:fi , fr, . ti..:; 1 -0 ..4-,g 3 13 .iNVM.010I OW59.032,13 SDNY_GM_00038642 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001466 EFTA_00 I 4925 I EFTA01283020