EFTA01291276

Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 JEPSTBN VIRGIN ISLANDS FOUNDATION INC 6/30 RED HOOK QUARTER B3 ST THOM ASVI00802 Your Investment Specialist. MARTIN ZEMAN (212) 250-0432 Asset Summary NOW,. Sant Private MOM Min/eaten Mulct Contn. 6, w{ oitehaw Sank SetwItlei Fic Nov ten Me HS ft ilk Autry. MO Moe Now *A NT 10114 Toll 'nee 11“ .12 5935 Direct AI* 855 5$4t December 1,2018 - December 31,2018 Account Number: Portfolio at a Glance BEGINNINGACCOUNT VALUE Net Dash Deposits and Withdrawah 4,821.40 .301 821 40 Adjusted Previous Account Value Dividends. Interest and Other Income Net Change in Portfolio' ENDINGACCOUNT VALUe258,852.79 $258,652.79 Estimated Annual Income $7.022 51 'Nei Change in Portfolio is the difference between the ending account value and beginning account value after activity. ThIsPeried Yew-le-Date 8274,487.04 $585 636 85 267,665.64 283 815 45 19.55 8,996 31 -9432.40 -34.158.97 Penal Asset Type Mot Tear-End Lad Period Tala Period 3% Cash, Money Funds, and Bank Deposits 97% Equities 100% Account Total (Pie Chart) Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 10,461.85 575,175.00 $585,636.85 13,612.39 6,810.54 260,874.65 $274,487.04 661\1F I D KMFAL.4- Rated hcallent (my Yaw Since 2007 DALBAR WED COMMUNCATIONS CAW CNC t 251,842.25 5258,652.79 Page ' of 8 Owing through Pastan. LI.C, a wildly owned subsidiary allies km of New VO4 Mellon Carpontim (MY Melon) Penne. LI.C.rn,r-ter miRIAINguSIM_OOO49O23 DB-SDNY-OO11847 EFTA_DO 159632 EFTA01291276 Summary of Gains and Losses fteallzed ThisPedod Yeat4o4)ale Vomited Long-Term Gain! Loss Net Gain! Loss This summary excludes transactions where cost basis information is not available. For Your Informal n 0.00 -24,870.41 .63,861.86 0.00 -24,870.41 -53,881.86 The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 104 2 S These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Desaiption Amount Bain Sweep Money Market Fund CASH AC TR DWSGCWT & AG INSTL Current Yield: 2.28% Activity Ending: IV 3V 18 12101/18 Opening Balance 13.612.39 13,612.39 12118/18 Withdrawal MONEY FUND REDEM PTION 41621.40 6,790.99 12/31118 Deposit IN COM E REINVEST 19.55 6,810.54 12/31/18 Closing Balance 86,810.54 Total All Money Market Funds $6,810.54 Income and Expense Summary Osrent Peeled Year•tmDele TENNI Non Tanabe, Troth Non Taxable Dividend Income Equities 0.00 0.00 8,755.40 0.00 M oney M arket 19.55 0.00 240.91 0.00 Total Dividends, Interest. Income and Expenses $19.55 90.00 98,996.31 $0.00 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Number. 4 CONFIDO. AL- Page 2 of 8 Rated C.celliwit Every Vey Sax< 2007 DAUIAR RA TED COMNARCATIONS Vail LW( Owing through penting ac a •frally owned subsidiary a The Unit W New York Melba Cielnath20 (MY Mellon) LIX. member Alatatkkaat 00049024 DB-SDNY-OO11848 EFTA_00159633 EFTA01291277 Deutsche Bank P.O Box 1 7 76, Baltimore, MD 21203 Portfolio Holdings Opening Dale WNW Number Skiing CASH, MONEY FUNDS, AND BANK DEPOSITS 3.00% of Portfolio Money M arket CAM AC TR DWS GOUT 8 AG INSTL 12101/18 6,810.540 WA 12131118 13,612.39 8,810.54 0.00 240.91 2.19% 2 26% Total Money Market $13,612.39 $6,810.54 $0.00 $240.91 TOTAL CASH, MONEY FUNDS, AN D BANK DEPOSITS $13,612.39 $6,810.54 $0.00 $240.91 Unrealized Estimated Estimated Ode Acquired Diantily Wit Ord Cod Baas Merkel Pike Market Vitae Gain Loss Annual Income Yiekl EQUITIES 97.00% of Portfolio Common Stocks BRISTOL MYERSSOUI88 CO 0011 Security Identifier: VA Y Dividend Option: Cab CUSP 1012208 10130/15 3,400.000 66.9420 227,604.16 51 9800 176,732.00 -50,872.16 5,576.00 3.15% DISNEY WALT CO (MET COY Dividend Option: Cab Security Identifier DIS CUSP. 25468706 10130/15 665.000 114.0150 78,099.95 109.6500 75,110.25 -2,989.70 1,205.60 1.60% Total Common Socks $305,704.11 $251,842.25 453,881.88 $6,761.60 TOTAL EQUITIES $305,704.11 $251,842.25 453,861.86 $6,781.60 December 1,2018 - December 31,2018 JEPSTBN VIRGIN ISLANDS Romani AdMty Opening Closing Accrued IKON* 30-Day D1rrent Nance Balance Income ThisTear Yield Yield three:ea Boned Shied Cot Bads Market Value Geinneee Named Mnud Income TOTAL PORTFOLIO HOLDINGS $312,514.65 6258,652.79 453,881.86 $0.00 $7,022.51 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as 'noncovered'. Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form V99-8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10 8, the cost basis will not be reported to the IRS. CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) Page 3 of 8 Account NomIse Ett,:.9,30„ CONFIDO. AL- Rated (Kart Every Vex Sae. 2007 DALIAR RATED COMMUNCATICOS Vail CNC( Owing IMO Penting PIC 'Sally owned subsidiary e4 TM brat New York Mellon Calwatim (MY Mellon) Penn.'s MC. 'sent.)ilillAtAWALGM_00049025 DB-SDNY-0011849 EFTA_00159634 EFTA01291278 Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY( figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities. thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income.Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Please note the following information for Pershing's 2093 IRSForm 1099 (B. DIV. INT, M ISC and OID): Your Form 1099 will be delivered as early as possible, beginning January 31. 2019 By February 15, you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities that you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1099 Your 1099 will be mailed no Page 4 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Numbe Atte CONFIDO. L Rated (want Every Vex Sine 2007 DALY& WED C0MMUMCATI0NS ()COMM ( Ebb dash ham LI4 a ally armed .CSMvyel The Ilardi of Na., Yo4 Mellon Corponthm OW Man) Per Mel rtel MIRAAVYYMPMJ)0049026 DB-SDNY-0011850 EFTA_0015%35 EFTA01291279 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Messages (continued) December 1, 2018 - Decem ber 3t 2018 I EPSTEIN VIRGIN ISLANDS I later than M arch 15, 2019. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10(b)( I) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. A Ct iv ity Summary (All amounts shoe n are (rt base currency) Creeks This Period Debits ThisPeikd Net TM:Peri:I CreeitsYeauloale Debits Voris:4We Net Yee•to•Dele Securities Securities Sold 0.00 0.00 0.00 289.17318 0.00 289,173.78 Total Securities $0.00 $0.00 $0.00 $289.173.78 $0.00 $289,113.78 Dividends and Interest $19.55 $0.00 $19.55 $8.996.31 $0.00 $8,996.31 Cash Withdrawals 0.00 .6,821.40 4,821.40 0.00 401,821.40 -301,821.40 Total Cash $0.00 46,821.40 46,821.40 $0.00 4301,821.40 4301,821.40 Totals $19.55 48,821.40 48,801.85 $298 170 09 4301,821.40 43,851.31 Transactions by Type of Activity Proses Sett kmenl Dote Meaty Type Dividends and Interest 12/31/18 MONEY MARKET FUND INCOME RECBVE0 PER232045 Total Dividends and Interest - U.S. DOLLARS Cash Withdrawals and Deposits 12118/18 FEDERAL FUNDS SENT US13999997 Total Cash Withdrawals and Deposits -U.S. DOLLARS Description CASH AC TR OWSGOVT SMORGAN CHASE BANK. CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Numb. Attritztatt. CONFIDO. AL- Cuantdy Price Accrued Inters Amount Currency 19.55 USO 0.00 19.55 4,821.40 USD 0.00 4,821.40 Page 5 of 8 Rated hcallent Every Vex Sine. 2007 MAAR RATED CONVOCATIONS EXCIALLva Clowinstlwoughpentingla.awbollyowned subsidiary of The Bonita New York Mao Cartaatim (MY Mellon) Penn.'s MC. 'smite. Amtariacrougo27 DB-SDNY-0011851 EFTA_00159636 EFTA01291280 Transactions by Type of Activity (continued) Noss Settlement Date Activity Type Description Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information Quantity Price Moved littered Amount Coming 0.00 4,801.80 UEO You investment Specialist: ZEN Canted talimmatIon MARTIN ZEM AN 345 PARK AVENUE NEW YORK NY 0154 Your Account Informati n Telephone Number: (212) 250.0432 TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account corn munications for electronic delivery. To register and turn off paper corn munications, log in to your account or contact your Investment Specialist for more information. moo-tant Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing ads as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, CONFIDENTAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 6 of 8 Account Sumbei CONFIDO. AL- Rated (Kart Every Vex Since 2007 OMAR RAZED CONVOCATIONS EXC WC( Owing tinge. ',enlists PIC a wholly owned subsidiary e4 The Bonita New York Mellon Cannatim (MY Mellott) Penn.'s LIX. 'smote. ittakitctiatat00049028 DB-SDNY-0011852 EFTA_00 I 59637 EFTA01291281 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Important Informs: of and Disclosures (continued) December 1,2018 - December 31,2018 I EPSTBN VIRGIN ISLANDS I The Role of Pershing (continued) if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit:www.pershing.com/ about/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re•confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City. New Jersey 07399: (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing Lie, Legal Department, One Pershing Plaza. Jersey City, New Jersey 07399; (201) 413-3330. CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 7 of 8 Atom% Note A:cticsnms CONFID AL- RAS baked Every Year Age 2007 DAUM RAI ID COMMUNCATICOS EXCatENCE Owing IMO holing PIC a Sally owned subsidiary el The &onkelNew York Mellon Ompontim (MY Melba) Penh...* 11C...ter-ter filactra 00049029 DB-SDNY-0011853 EFTA_00159638 EFTA01291282 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS, CUSTOMS. USAGES, RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED ARMOR SETTLED. OR F APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECENED OR UNTIL THE SETTLEMENT DATE, WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. F SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALVE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TINE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A OOMBNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHNG WILL PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATNG THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AC-ACM IATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TM TREATMENT OF THER BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHNG. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. IN ITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER, BLOCK POSRIONER, ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES, WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WVVVY.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WNW PERSHING COINDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS- RULE 80?(A)(1)42)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AM) FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAAN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CAS-I PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTA/N LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DRECTLY CONTACTS MARKET CENTERS TO 08TAN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THER ABLITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF THE ABOVE TERMS AND CCAGET IONS ARE UNACCEPTABLE TO YOU. PLEASE NOTFYPERS-ING IMMEDIATELY IN WRMNG SY CERTIFED MAIL TO ONE PERSHING PLAZA JERSEY CITY. NJ 0739II.ATTN LEGAL DWI CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 8 of 8 Account Runt( CONFID Rated (actin Every Yew Since 2007 DAUM RATED COMMUNCATICNS EXCELLENCE Owing tiwontA petit PIC • %Italy armed subsklinci •A The SSE of New York Mellon CorPoathm (MY Melon) Penhas MX. imman natAtlartG144_00049030 DB-SDNY-0011854 EFTA_00159639 EFTA01291283 Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 JEPSTBN VIRGIN ISLANDS FOUNDATION INC 6130 RED HOOK OUARTEFt B3 ST THOM ASVI00802 NOON , Mn5 M irate NVAI, MioNleieK kgeleta Ueera;* 6,0.1 Ovetu he Unit Sworman Mc Nee 'Wit Pk* MS Pet A wive,. PHI, Flew Nee Mn, Na 10154 RA M44I 4545 Oirecl 110 SW. Novem ber 1,2018 - Novem ber 30,2018 Account Number: Portfolio at a Glance ThisPerbd Yew4o-Daie Your Investment Specialist. BEGINNINGACCOUNT VALUE $262,123.40 $585,636.85 MARTIN ZEMAN NM Cash Deposits and Withdrinvah 0.00 495,000.00 (212) 250-0432 Adjusted Previous Account Value 262,723.40 290,636.85 Dividends, Interest and Other Income 1,383.54 8,916.76 Net Change in Portfolios 10.380.10 -25126.57 ID 274,487.04 $274,487.0 Estimated Annual Income 56.866 96 'Net Change in Portfolio lathe difference between the ending account value and beginning account value after activity. Asset Summary Percent Asset Type Prior Year-End Lad Period This Period IN n 5% 95% Cash, Money Funds, and Bank Deposits Equities 10,461.85 575,175.00 12,228.85 250,494.55 13,612.39 260,814.65 100% Account Total (Pie Chart) Please review your allocation periodically with your Investment Specialist. $585,636.85 $262,723.40 $274,487.04 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 65i\IFIDgft'FAL- Page 1 or Rated C.ce4ent On Ilwa0 ',enlists la. a Sally owned Crecy Vey Soct 2007 subsidiary a TM Sonitothew York Mellon CIALSAR RATED COMMUNCATICOS esponthal (MY Meta) ,..... EXCIALLNCt Pentras MC. mtrytti FiliRnAIMYLISIM_00 049031 DB-SDNY-OO11855 EFTA_OO1596,1O EFTA01291284 Summary of Gains and Losses glazed This Period Year-to•Date Unit* Long-Term Gain! Loss Net Gain/ Loss This summary excludes transactions where cost basis information is not available. For Your Information 0.00 -24,879.41 44,829.46 0.00 -24,870.41 44,829.46 The European Central Bank (the' ECB' ) and other credit institutions introduced negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 1042 S. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Description Amount Belem Sweep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 2.12% Activity Ending: 111 301 18 11101/18 Opening Balance 11102118 Deposit 11/30/18 Deposit MONEY FUND PURCHASE IN COM E REINVEST 12.228 85 1.360 00 23.54 12,228.8$ 13,588.85 13,612.39 11/30/18 Closing Balance $13,612.39 Total All Money Market Funds 613,612.39 Income and Expense Summary Troth Oxrent Period Non Tumble Taxable Yetto•Dde Non Taxable Dividend Income Equities Money Market 1,360.00 23.54 0.00 0.00 8,755.40 221.36 0.00 0.00 Total Dividends, Interest. Income and Expenses $1.383.54 $0.00 98,976.76 $0.00 CONFIDENTIAL - PURSUANT TO FED. R DRINA. P. 6(e) Account `lentil CONFIDO. AL- Page 2 of 7 Rated C.ctaint Every Yaw Since2007 DALBAR RA TED COMMUNICATICNS (Sall CNC( Owing engem holing PIC, Slay craned subsidiary The Bonita New York Melba CoWatim (MY Mellon) Penhat LIX art« ilatkUtreaGM_00049032 DB-SDNY-0011856 EFTA_00159641 EFTA01291285 Deutsche Bank P.0 Box 1 7 76, Baltimore, MD 21203 Portfolio Holdings Opening Cie Ovally Number Biding CASH, MONEY FUNDS, AND BANK DEPOSITS 5.00% of Portfolio Money M arket CASH AC TR DWSGOVT 8 AG INSTL 11101/18 13,812.390 WA 11130118 12,228.85 13,612.39 1.60 Total Money Market $12,228.85 $13.612.39 $1.60 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $12,228.85 $13,612.39 $1.60 Unrealized Dere Acquired geenlly hail Wd Cost Baia Market Prix Market Wee Gain, Lou EQUITIES 95.00% of Portfolio Common Stocks BRISTOL LI YERS SQUIBB CO 0011 Dividend Option: Cash 10130/15 3,400.000 66.9420 227,604.16 53.4600 181,764.00 45.840.16 5,440.00 299% DISNEY WALT CO DISNEY COY Scanty Identifier: 015 Dividend Option: Cash CUSP: 254687116 10130/15 885.000 114.0150 78,099.95 115.4900 79,110.65 1,010.70 1,205.60 1.52% Total Common Socks $305,704.11 $260,874.65 444,829.46 $6,645.60 TOTAL EQUITIES 6305,704.11 $260,874.65 444,829.46 $6,645.60 November 1,2018 - November 30,2018 J EPSTBN VIRGIN ISLANDS Amor Adivily opaalq Closing Aimed IDOXAO 30-Day Went bine Bin Income ThisYeal Yield Yield Security Identifier: BM Y CUSP. 1012298 221.36 2.11% 2.12% $221.36 $221.36 Estimated Estimated Annual Income Yield OS Bois Market WS Derealized Anti Ended GS/ Lois limed Annual Income TOTAL POFtTFOLIO HOLDINGS 6319,316.50 $274,487.04 444,829.46 $0.00 $6,866.96 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered'. Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form V 99-8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost basis will not be reported to the IRS. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account MSc JIM 4C CONFID AL- Page 3 of 7 Raid ballet Every Year Since 2007 OMANI RMID COMMLINIC ATICNS EXCLUDICt Owing IMO Pasting Ilt. a wholly owned subsothady el The Bonk of New York Mellon Conneatimi (SW Melon) Penn. 4C. 'newt*, FitiRalikkaGM_00049033 DB-SDNY-00 11857 EFTA_00159642 EFTA01291286 Portfolio Holdings Disclosures Pricing This section includesthe net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY( figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.comf disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Please note the following information for Pershing's 2019 IRSForm 1099 (B, DIV. INT, M ISC and OID): Your Form 1099 will be delivered as early as possible, beginning January 31. 2019 By February 15, you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities that you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1099. Your 1099 will be mailed no Page 4 of 7 Account Number AtooN CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L Rated taceilent Every Vex Since 2007 DA UM ell ED COMMUNICATICOS EXCOAENC( Geeing linnet /Not LI( a wttolly owned subsklimyed The Unita New York Mellon Carinatim (OW Mellon) am a a Pena...* LIX. inures. FitiRnAloT -40-1M—U0040 J4 DB-SDNY-0011858 EFTA_0015%43 EFTA01291287 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Messages (continued) govern ber 1, 2018 - November 30, 2018 I EPSTEIN VIRGIN ISLANDS later than M arch 15, 20 S. Although a money market mutual fund seeks to preserve the value of your investment at Si per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10(b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Acti ity Summary amounts shoe n are tn base currency) Debits ThisPeiki4 Net ThisPesiod DeditsYcariecDete DebitsYeariotere Net Yearro.Date Creaks TIMPerki4 Securities Securities Sold 0.00 0.00 0.00 289,173.78 0.00 789.17378 Total Securities 50.00 50.00 50.00 5289.173.78 50.00 5289 173 78 Dividends end Interest $1,383.54 50.00 51,383.54 $8.976.76 50.00 58.976 76 Cash Withdrawals 0.00 0.00 0.00 0.00 -295,000.00 -295,000.00 Total Cash $0.00 50.00 50.00 50.00 4295,000.00 4295,000.00 Totals $1,383.54 $0.00 51.383 54 $298,150.54 4295,000.00 53,150.54 Transactions by Type of Activity Procne: Seitkmenl Dote Adivity Type Dividends and Interest 11/01/18 CASH DIVIDEND RECEIVED BM Y 11/30/18 MONEY MARKET FUND INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS Desairlion Quantity Price Acarocd lutered Amount Cterenq 3400 SHRS BRISTOL MYERSSOUIBB CO COM RD 9/05 PO 11015 CASH AC TR OWSGOVT 1,380.00 USD 23.54 USD Total Value of Transactions The price and quantity displayed may have been rounded. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number 0.00 1,383.54 0.00 1,383.54 USD Page 5 of 7 NE CONFIDO. AL- Rated Cadent Every VON Sect 2007 DAIJAR VOID COMMUNICATICNS EXCatfaKC Owing tlwonsh ',enlists PIC. • wholly craned subsidiary SIMUnita New York Melba CAS (MY Melon) Penile.; lltrnente. Alitalcakkaak 00049035 DB-SDNY-0011859 EFTA_00 I 5964,1 EFTA01291288 Client Service Information Your Investment Sonialitt:ZBI MARTIN ZEMAN 345 PARKAVENUE NEW YORK NY 10 154 Conlin rolormstion Telephone Number: (212) 250-0432 Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC D ELI V ERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.corni about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Page 6 of 7 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Plumber A100:d CONFID L Rated (Kant Every Vex Since 2007 DAWN WED COMMUNICATIONS EXCULENCI Owing tlwonet Pasting Ilt. a wholly craned subskliarft or n. brat a New York Mellon Ccnaatim (MY Meta) Pennet ux. newt*, ntitatiklYteLGM_00049036 DB-SDNY-0011860 EFTA_00159645 EFTA01291289 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) November 1,2018 - November 30,2018 I EPSTEIN VIRGIN ISLANDS The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows' Pershing LLC, Legal Department, One Pershing Plaza, Jersey City. New Jersey 07399; (201) 413-3330. Page - of Account Numbei Rateamant Cleat dash Mang 1.1.C, a ally armed A t 0::‘C Every Vex Siva 1007 vagary a The Ma of New York Mellon CONFIID CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) L4- DAISMI nil ED COMMUNICATIONS EXCOAD.Ct &arab, OINY Man) Penne. LIX.rnerrter man g*IYuc-IM_00049037 DB-SDNY-0011861 EFTA_00ll 5%416 EFTA01291290 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 JEPSTEIN VIRGIN ISLANDS FOUNDATION INC 6/30 RED HOOK QUARTER B3 ST THOM ASVI00802 DaitmhelmiPatrteWnAhkUnsimmek moimaCcwormetweoe DvAmkulardiSeamMoill. MeaVortqhm Mftelkorme.hthfloot New*401110154 Toll;meS644424145 DOw: mO.M5-5141 October 1,2018 - October 31 2018 Account Number Portfolio at a Glance ThisPerlod Year4o-Date Your Investment Specialist. BEGINNINGACCOUNT VALUE 8303,383.66 $585,636.85 MARTIN ZEMAN Nei Cash Deposits and Withdrawah 0.00 -295,000.00 (212) 250-0432 Adjusted Previous Account Value 303,383.66 290,636.85 Dividends. Interest and Other Income 21.09 7,593.22 Net Change in Portfolio1 -40.681.35 -35.506.67 $262,723.40 $262,723.40 Estimated Annul Income 56.788 62 Asset Summary Tai 'NO Change in Portfolio is the difference between the ending account value and beginning account value after activity. IN Perceet Asset Type Prior Year-End Last Period This Period 5% Cash, Money Funds, and Bank Deposits 10,461.85 12,207.76 12,228.85 95% Equities 575,175.00 291,175.90 250,494.55 100% Account Total (Pie Chart) $585,636.85 $303,383.66 $262,723.40 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) At so 4SSx 3 3N F I D PITIFAL4- RAS brine Every Yea 9stee 2007 DALIARPATIDCOMMUMCATIM EX(QIENCC Page ' of cols thromliPenbem LL(, a MmIly owned solmidiady or m. So* of New Yoh Mellon Growth:a (SHY Melon) Penne. LI.C.nyterter manAckkila:PM_00049038 DB-SDNY-0011862 EFTA_00159647 EFTA01291291 Summary of Gains and Losses fteaked This Period Yetto•Date Usresized Long-Term Gain! Loss Net Gain/ Loss This summary excludes transactions where cost basis information is not available. For Your Information 0.00 -24,870.41 -55,209.56 0.00 -24,870.41 -55,209.56 The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 104 2 S. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Desaiption Amount Bane Sweep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 2.08% Activity Ending:10/ 31/46 09/29118 Opening Balance 10/31118 Deposit INCOM EREINV EST 12,207.76 21.09 12,207.76 12,228.85 10131/18 Closing Balance $12,228.85 Total All Money Market Funds $12,228.85 Income and Expense Summary Taxatle Quint Period Non Tao* Turbo YsiNo•Dote NosTeat* Dividend Income Equities Money Market 0.00 21.09 0.00 0.00 7,395.40 197.82 0.00 0.00 Total Dividends, Interest, Income and Expenses $21.09 $0.00 $7,593.22 $0.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 7 Accout Numbe CONFIDO. AL- RalwAssalint Ere, Vex Siao 2007 DAIJAR GTm CONVOCATIONS MUINC( Owens Minch Antic PIC a wally mind way ann amt of New von Make ONNeatIN (MY meta) Penn... LAC. riverter flIallkIXELGMSICI049039 DE{-SDNY-0011863 EFTA_00159648 EFTA01291292 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Portfolio Holdings Opening Dale Otsail0y Watt Siding CASH, MONEY FUNDS, AND BANK DEPOSITS 5.00% of Portfolio Money Market CASH AC TR DWSGOVT 5 AG INSTL 09129/18 12,228.850 WA 10731/18 12,20716 12,228.85 0.00 197.82 Total Money Market $12,207.76 $12,228.85 $0.00 6197.82 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $12,207.76 $12,228.85 $0.00 $197.82 October 1,2018 - October 31,20 13 J EPSTBN VIRGIN ISLANDS Amen' Adhily 090 4 ass, Accrued lucerne 30-Dry duet Nuke edema Income TbleYeat Yield Yield Vereellted Date Acquired CIsanlily UM Cut Cod Bads Merkel Price Merlin Velee Gefmnoie EQUITIES 95.00% of Portfolio Common Stocks BRISTOL MYERSSOUIRI CO COM Security Identifier NY Dividend Option: Cab CUSP. 1012298 10730/15 3400.000 66.9420 227,604.16 50.5400 171,836.00 -55,768.16 5.440 00 3 16% DISNEY WALT COMET COM Security IdentdietDIS Dividend Option: Cab CUSIP.25468796 10730/15 685.000 114.0150 78,09995 114.8300 78,658.55 558.60 1.150 80 1 46% Total Common Socks 6305,704.11 $250,494.55 -$55,209.56 $6,590.80 TOTAL EQUITIES $305,704.11 $250,494.55 455,209.56 $6,590.80 2.03% 2.08% Estimated Estimated Annual Income Yield Dereallzed Amed Shelled Coal Bads Markel Value OS/Los Meted Annud looms TOTAL PORTFOLIO HOLDINGS $317,932.96 $262,723.40 455,209.56 $0.00 $6,788.62 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered'. Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 13 99-8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive 810 99 B, the cost basis will not be reported to the IRS. CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) ill= Account Number Page 3 of 7 CONFIDO. bled brawl Every Yew Since 2007 DAYAR RAI ID COMMUNCATICNS EX.:MD.10E Owing throng% Pmbing PIC. oplally owned subsidiary a The Bordtel New York Meta CciPontim (OW Meta) Penton MC. ',tenter FititalklYEEPM_00049040 DB-SDNY-0011864 EFTA_00159649 EFTA01291293 Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STAIN ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account, Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at 51per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10 ( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Hornbill'''. AMC? CONFID L-- Rated taceilent Every Yew Sac 2007 DA UM ltAl ED COMMUNICATICOS EXC0AENC( Page 4 of Owing iThel Penbeg LIC, a wbolly owned subsidiary el Ilie Sank of New York Mellon Cannatim (MY Mellon) ran a a Penne. MC. nowt.. filiRnAinti it-V^ I —u004,041 DB-SDNY-OO11865 EFTA_00I59650 EFTA01291294 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Messagcs (continued) _l a October 1, 2018 - October 31, 2018 J EPSTEIN VIRGIN ISLANDS Please note that as of November 1, 2018, Deutsche Bank AG will no longer be offering fixed rate certificates of deposit through Deutsche Bank AG New York Branch. Your Deutsche Bank Investment Specialist will be able to provide you with information regarding alternative instruments offered by Deutsche Bank AG and its affiliates. Activity Summa y :Ali amounts shown are in base currency) °edits This Penod Debits This Pen° cl Net thisPeriod Credits Tear-I A•Dale Dents Yearn o•Date Net TeantcnDate Securities Securities Sold 0.00 0 00 0.00 289,173.78 0.00 289,173.76 Total Securities $0.00 $0 00 $0.00 $289.173.78 $0.00 $289,173.78 Dividends and Interest $21.09 $0 00 $21.09 $1,593.22 $0.00 $7,593.22 Cash Withdrawals 0.00 0.00 0.00 0.00 -295.000.00 -295,000.00 Total Cash $0.00 $0.00 $0.00 $0.00 4295,000.00 4295,000.00 Totals $21.09 $0.00 $21.09 $206,767.00 4295,000.00 $1,767.00 Transactions by Type of Activity Process Settlement OMe Dividends and 1013108 At:linty Type Interest MONEY MARKET FUND INCOME RECBYED PER232045 Clesaiption Otanfity Peke Awned meted Amount Centeno/ CASH AC TR MS GOVT 21.09 USD Total Dividends and Interest - U.S. DOLLARS 0.00 21.09 Total Value of Transactions The price arid quantity displayed may have been rounded. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Numbelin CONFIDO. 0.00 21.09 USD Page 5 of 7 Rated bale. Every Yew Shwa 2007 DRUM Ml ID COMMUNCATIMIS EXCLUENC( Owing throng% tenting PIC a Sally owned subsidiary a The Bonita New York Mellon CoWatimi (MY Mellott) Penne. Lit immte MilatiAtra 00049042 DB-SDNY-0011866 EFTA_0015965 I EFTA01291295 C rent Service Information Your Invedment Specialist: ZBi MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10154 Contad Inramyion Telephone Number: (212) 250-0432 Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC D ELI V ERY You have not selected any account corn mu nications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comr about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Numbe CONFID AL Att4:7Z,NC2C Page 6 of 7 Rated (wdent Every Vex Since 2007 DAUM, RATED COMMUNICATIONS EXCIAL INC( Owing through Pining PIC • slioanweed subsidiary a The Bonita New York Mellon Cartaatim (MY Mellon) Penile.; MC. 'avian FilillAttlAtia 00049043 DB-SDNY-0011867 EFTA_00159652 EFTA01291296 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) Dctober t 2018 - October 31, 2018 I EPSTEIN VIRGIN ISLANDS The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by Jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied; (II) the class is decertified. or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Account Numbe CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L Page' of RAW Ea llerd Oaring IMO. Pining LLC, a wholly owned Every Yew Shwa 2007 subsidiary as &onkel New York Mellon DAUM MUD COMMACATICOS Crponthal (MY Mellon) nm . EXCEUENCC Penhas KC mente F iliRivilleT Yal_ 00049044 DB-SDNY-0011868 EFTA_00159653 EFTA01291297 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 JEPSTBN VIRGIN ISLANDS FOUNDATION INC 6/30 RED HOOK QUARTER 63 ST THOM ASVI00802 Your Investment Specialist. MARTIN ZEMAN (2 t2) 250-0432 O41.44elve Fmk Private ankh Minflemet4 Mulct Ctrea4g* 6+w{ °e.t.a. tank Setwiltri Now Yerlt O4‘ce P•ilk Arsons. MO Moe 110* Yak N110114 UV ;nee 0“1.12.5935 Direct. .114) (155 504t September 1, 20 - 2010 Account Number: Portfolio at a Glance ThisPerbd Year4o-Date BEGINNINGACCOUNT VALUE $294,192.60 $585,636.85 Nal Cash Deposits and Withdrawals 0.00 495,000.00 Adjusted Previous Account Value 294,792.60 290,636.85 Dividends, stares' and Other Income 18.86 7,572.13 Net Change in Portfolio) 8.572 20 5.17418 ilrn - $303,383.661M1 303.383.66 Estimated Annul Income 56.767 53 'Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Percent Asset Type Pilot Year-End Last Period This Period IN ill 4% 96% Cash, Money Funds. and Bank Deposits Equities 10,461.85 575,175.00 12,188.90 282,603.10 12,207.76 291,115.90 100% Account Total (Pie Chart) Please review your allocation periodically with your Investment Specialist. $585,636.85 5294,792.60 5303,383.66 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) eiNF IDOIVFAL4- Page 1 of 8 IIMeamdent Every Vex SMce 2007 DMSAR WED COMMUMCATICMS MIMI:NC( Omen Sow* holing Ilt.•what mooed solmielMy albs Osaka New York Mellon CoMombm (SW Melon) PentriV1.1.C.Interter FIIIRAANIYIPPM_ 00049045 DB-SDNY-00111369 EFTA_00159654 EFTA01291298 Summary of Gains and Losses Realized Long-Term Gain! Loss Net Gain/ Loss This summary excludes transactions where cost basis information is not available. For Your Information nit Period VetteDale Wreaked 0.00 -24,879.41 -14,528.21 0.00 -24,870.41 -14,528.21 The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. M oney Market Fund Detail Date Activity Type Desaiplion Amount Ban Sweep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 1.87% Activity Ending:09/ 28/ 18 09101/18 Opening Balance 09/28118 Deposit INCOM EREINVEST 12,188.90 18.86 12,188.90 12,207.76 09/28118 Closing Balance $12,207.76 Total All Money Market Funds $12,207.76 Income and Expense Summary Taxable Quint Period Non Tattle Tinkle YeiNeDele Non Tenable Dividend Income Equities Money Market 0.00 18.86 0.00 0.00 7,395.40 178.73 0.00 0.00 Total Dividends, Interest, Income and Expenses $18.86 $0.00 $7,572.13 $0.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Amen t Number Page 2 of 8 CONFIDO. AL- RAS Easell4m1 Every Year Age 2007 DAUM RAI ID COMMUNICATIG6 EXCISING Oaring nary, holing LG. a slay armed subs :Weft el The Santa New York Mellor. CIS (MY Meta) Penh... Ftheatclkitmeat00049046 DB-SDNY-0011870 EFTA_00 I 59655 EFTA01291299 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings September 1, 2018 - Septem ber 30, 2018 JEPSTEIN VIRGIN ISLANDS Amen' Adkily Opening Opening Dale Wally Number Bang Balm Oosing Bain Awned ham IbisYear 30-Day Cana Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS 4.00% of Portfolio Money Market CAM AC TR OWSGOVT 8 AG INSTL 09101/18 11207.760 WA 09/18/16 12,188.90 12,207.76 0.00 178.73 1.87% 187% Total Money Market 112,188.90 $12,207.76 10.00 1176.73 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $12,188.90 $11,207.76 $0.00 $176.73 Uniealized Estimated Estimated Date Acquired Ovally lad Cod Cost Basis Markel Prix Maud Woe Gain Loss Annual Income Yield EQUITIES 96.00% of Portfolio Common Stocks BRISTOL II MRS SQUIBB CO COM Security Identifier: BM Y Dividend Option: Cosh CUSP. 10121118 10/30/15 3.400.000 66.9420 227,604.16 62.0800 211.07200 -16.532 16 5440.00 257% DISNEY WALT CO DISNEY COM Semi)! Identthei: DIS Dividend Option: Cosh CUSP: 25468796 10/30/15 685.000 114.0150 78,099.95 116.9400 80,103.90 2,003.95 1,150 89 1 43% Total Common Socks $305,704.11 $291,175.90 414,528.21 16,590.80 TOTAL EQUITIES 1305,704.11 $291,175.90 414,528.21 $6,590.80 Mutated Awned Sailed Cod Buie Markel Wee Gainnom Nand Annud lona TOTAL PORTFOLIO HOLDINGS 6317,911.67 1303,383.86 414,528.21 10.00 $8,787.53 Generally, securities acquired before 2011 in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as 'noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form V 99.8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10 99B, the cost basis will not be reported to the IRS. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account %min= A: c: Page 3 of 8 CONFIDO. Rated (learnt Every YON Since 2007 DAUM* ItAl ED commumcmions EXCIMENCt cow Swab hobos PIC • Wile/ MVOS subsidiary el Ille end New York Melba Cannatim Ma Mahn) Penn. LK...terra, mittatiklYteLGM_000490,17 DB-SDNY-0011871 EFTA_00159656 EFTA01291300 Portfolio Holdings Disclosures Pricing This section includesthe net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "NIA" and are omitted from the Total. THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY( figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities. thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Pursuant to the Securities Exchange Act of 1934. Pershing LLC (Pershing), a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Pershing's June Statement of Financial Condition is now available. On June 30.20 IS Pershing's net capital of $2.68 billion was 15.25% of aggregate debit balances and exceeded the minimum requirements by 52.33 billion. Pershing is also required to provide the most recent financial information as of this statement mailing. In accordance with this requirement, note that on July 31, 2016, Pershing's net capital of $2.77 billion was 16.37% of aggregate debit balances and exceeded the minimum requirement by $2.43 billion. A copy Page 4 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Numbe. CONFIDO L4 At El!: Reed motif &ay Vox Since 1007 DA UM Pal ID COMMUNICATIONS EXCOAENCC Oaring Sae. hakes LI.C, a wildly armed fulmar/ 011ie bake. Nevi Yeti; Mellon Coombe,' (SHY Mellon) Penh.** LIX. ',tenter FINRIAWAS.M—00049048 DB-SDNY-0011872 EFTA_00 159657 EFTA01291301 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Messages (continued) September 1, 2018 - Septem ber 30, 2018 J EPSTEIN VIRGIN ISLANDS of the June 30, 2018, Statement of Financial Condition is available at www.pershing.com/ statement-of-financial-condition. You may also request a free, printed copy by calling (888) 860-8510 or (201) 413-4200 option 5. Although a money market mutual fund seeks to preserve the value of your investment at Viper share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule le Ewe ( b)( I) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Please note that as of November 1,2018, Deutsche Bank AG will no longer be offering fixed rate certificates of deposit through Deutsche Bank AG New York Branch. Your Deutsche Bank Investment Specialist will be able to provide you with information regarding alternative instruments offered by Deutsche Bank AG and its affiliates. A Ct rvIty Summary (Ail amounts shown are m base currency) Oedits This Period Debits ThisPerled Net ThisPerled CrectitsYeatio-Dele DebitsYeatemDate Net Yer-to-Dele Securities Sec !Kies Sold 0.00 000 0.00 289,173.78 0.00 289.173.78 Total Securities $0.00 $0 00 $0.00 $289,173.78 $0.00 $289,173.78 Dividends and Interest $18.86 $0 00 818.88 $7,572.13 $0.00 $7.672.13 Cash Withdrawals 0.00 0.00 0.00 0.00 495,000.00 -295,000.00 Total Cash $0.00 $0.00 $0.00 $0.00 4295,000.00 4295,000.00 Totals $18.86 $0.00 $18.86 9296,745.91 4295,000.00 $1,745.91 Transactions by Type of Activity Process Settlement Out Actively Type Disation Quality Price Amite edited Amount Currency Dividends and Interest 09/28118 MONEY MARKET FUND INCOMERECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS CASH AC TR CMS GOVT 18.86 USD CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Number CONFIDO. AL 0.00 18.86 Page 5 of 8 RalwAnt.rnt Every Yaw Sine 2007 DAUM WED commumcAnctes EACDECNCC Clewing tlwonch ',enlists PIC a Sally owned Naboldiady a The brat a New York Mellon CoWatim CONY Melon) Penn.'s MC. ~ten FiNitatAnetak 00049049 DE!-SDNY-0011873 EFTA_00159658 EFTA01291302 Transactions by Type of Activity (continued) Process( Settlement Date Adivily Type Description Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information Quantity Price nodule littered Amount Currency 0.00 18.86 USD You Invettment Speciahn ZEN Coded tolumetion MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 13154 Your Account Information Telephone Number: (212 ) 250-0432 TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account corn municafions for electronic delivery. To register and turn off paper corn munications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number. CO Page 6 of 8 Raltassaird Levy Vex Solo 2007 DAIJAR MI m CONVOCATIONS mature( Owens tIncli LI.C.• wholly owned subsidiary a IN Sank of New York Mellon CerPontIN (MY Melon) Penhnt IL C. ritterter f I lactlYaGMSICI 049050 DB-SDNY-0011874 EFTA_00159659 EFTA01291303 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) September 1,2018 - September 30,2018 1EPSTEIN VIRGIN ISLANDS The Role of Pershing (continued) it any. to you and in general. for the ongoing relationship that it has with you. • Inquiries concern ingthe positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing cam/ about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC. Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding: a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain docum ants, w itness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitratorswho were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 7 of 2, Mount Num P CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ONFID C O L Rated hernent Every Yost Sime 2007 DALMR MUD COMMUMCATICMS EXCUIENCC Owing Sae. Penbni LIC, a wttolly owned waver/of The bake. New Yotk Mellon Cerponthee (MY Mllon) Penterg µCinema,. f in) $(J DB-SDNY-0011875 EFTA_00 159660 EFTA01291304 TERMS AND CONDITIONS TRANSACTORS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SMALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AF-AnrIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ('PERSHING') FOR ANY AMOUNT. ALL SECURITES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. VVITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW PERSHING COINDISCLOSURES • THE STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATOR NMS- RULE 607(A)(1)42)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT. BEST DIECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS, TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F /MOP THE ABOVE TERNS AND CCHDITKINSAFtE UNACCEPTABLE TO YOU. PLEASE NOWT PERENNO IMMEDIATELY IN WRITINGSY CERTIFIED MAIL TO ONE PERSHING PLAZA JERSEY CITY. NJ MO. ATM LEGAL DEPT CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Attain Number CONFID AXON` L Rated tangent Every Yew Slate 2007 DAUMEATED COMMUNICATICOS EXCELLENCE Page 8 of 8 Om*. Sae. Penbni LLC, a wholly owned subsidiary el The Simko. New York Mellen CoPonTINI (IINY Mellon) t, a a a Penhat LLC. nowt.. FNMA:RIOT aiS-le l —v004,054 DB-SDNY-00 11876 EFTA_00159661 EFTA01291305 I 5 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 JEPSTEIN VIRGIN ISLANDS FOUNDATION INC 6130 RED HOOK QUARTER B3 ST THOM ASVIO 0 8 0 2 Danube Sank Private Meth Minutemen motets Co..... bout Ontsd. sank Swar.bei at. WIN VA Me HR Npel Mem+. nth F.,. NeseNal, NY 10114 To* tree li“.412.SSOS 0irett. 410 OSS Sail August 1, 2018 - August 31,20'18 Account Numbed Portfolio at a Glance ThisPerIod Year4o-Date Your Investment Specialist BEGINNINGACCOUNT VALUE $288,348.62 $585,636.85 MARTIN ZEMAN Net Cash Deposits and Withdrawah 0.00 495,000.00 (212) 250-0432 Adjusted Previous Account Value 288,348.62 290,636.85 Dividends, later's' and Other Income 1,378 88 7,553.27 Net Change in Portfolios 5.065 10 -3.397.52 lc, 294,792.60 1294,792.0 Estimated Annual Income $6.7413 67 Asset Summary c 1 Net Change in Portfolio lathe difference between the ending account value and beginning account value after activity. Steel Asset Type rifled Year-End Last Period This Period 4% Cash, Money Funds, and Bank Deposits 10,461.85 10,810.02 12,188.90 96% Equities 575,175.00 277,538.60 282,603.70 100% Account Total (Pie Chart) $585,636.85 $288,348.62 $294,792.60 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ordklF ID gi FA L Page 1 of 7 Rated twdent tier/Vex Sme2007 OMBAR RATED COMMUMCATIONS EXCIAL LW( Owing Smith holing Ilt. a wholly awned solmieliady of The &onkelNew York Mellon Capoenbm (MY Melon) Penne. C, name, FilietAAlKeLGM_00049053 DB-SDNY-0011877 EFTA_00 I 59669 EFTA01291306 Summary of Gains and Losses Rested Long-Term Gain! Loss Net Gain/ Loss This summary excludes transactions where cost basis information is not available. For Your Information This Period Yes to•Date Waked 0.00 -24,870.41 43,100.41 0.00 -24,870.41 -23,100.41 The European Central Bank (the' ECB' ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Sweep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 1.84% Activity Ending: 08/31118 08/01/18 Opening Balance 10.810.02 10,810.02 08102118 Deposit MONEY FUND PURCHASE 1.360.09 12,170.02 08131/18 Deposit IN COM E REINVEST 18.88 12,188.90 08/31/18 Closing Balance $12,188.90 Total All Money Market Funds 912,188.90 Activity Type Desaiptlon Amount Balance Income and Expense Summary osrent Period Taxable Non Tumble Yetto•Date Ttable Non Taxable Dividend Income Equities 1,360.00 0.00 7,395.40 0.00 M oney M arket 18.88 0.00 157.87 0.00 Total Dividends, Interest. Income and Expenses $1,378.88 80.00 $7,553.27 $0.00 I n Accout Nente CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 7 Rated (Kant Every Vex Since 2007 DALIAN WED COMMUNCATICNS MULE/4C( Owing through Pete PIC 'Sally mend subsidiary SIM Bonita New York Mellon Colnatkol (MY Mellon) Pershe. 4C.nwrtec FIIIRAVAnat 0004905.1 DB-SDNY-0011878 EFTA_00159663 EFTA01291307 ri Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Portfolio Holdings Opening Date Otianley Number Ending CASH, MONEY RINDS, AND BANK DEPOSITS 4.00% of Portfolio Money Market CASH AC TR OWS GOYT 8 AG 'NUL 08101/18 12,188.900 WA 08/31/18 10,810.02 12,188.90 1.89 157.87 Total Money Market $10,810.02 $12,188.90 $1.89 8157 87 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 610,810.02 $12,188.90 81.89 $157 87 Unrealized Crete neutered Cleantily t1M1Catt Cost Basis Market Prix Market Value Gan Loss EQUITIES 96.00% of Portfolio Common Stocks BRISTOL LITIRSSOUI88C0 COM Security Identifier: BM Y Dividend Option:Cosh CUSP. 10122118 10130/15 3.100.000 66.9420 227604.16 60.5500 205.870 00 -21,734.16 544000 264% DISNEY WALT CO DISNEY COM Security Identifier: DIS Dividend Option: Cash CORP. 25466766 10130/15 685.000 114.0150 78,09995 112.0200 76.733.10 -1,366.25 1.150 80 1 49% Total Common Socks $305,704.11 $282.603.70 423,100.41 $6,590.80 TOTAL EQUITIES $305,704.11 $282,603.70 423,100.41 $5,590.80 August 1,2018 - August 31,2018 JEPSTEIN VIRGIN ISLANDS I Masai Mikity Opening amino Awned Intoela 30-Day Current Balance Balance locoing ThisYeat Yield Yield 1.83% 184% allmaled Estimated AnnualIncome Yield Wreaked Amen Striated Cote Buis Market Value OSMAN Meted Annud Iacono TOTAL POFtTFOLIO HOLDINGS $317,893.01 $294.792.60 423,100.41 $0.00 $6,748.67 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as 'noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form V 99-6 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10 99B, the cost basis will not be reported to the IRS. CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 3 of 7 Account !Venter CONFIDO. Rated (Kant Every Yaw Since 2007 DAUM WED C0MMUMCATICM EX( MD< t Owing Dwach Penton. PIC a Slay craned subsfeliarft time Unita New York Wiwi ORMatimi (1111Y MAO Pentw, MC. mutt« FilitatikkaGM_ 00049055 DB-SONY-0011879 EFTA_00159664 EFTA01291308 Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "NIA" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EM) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities. thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Page 4 of 7 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ACC°141t Number ftp At00M CONFIDE L Rated hceilent Every Vex Since 2007 DAIL& ItAl ED COMMUNICATIONS (MUM( CMS. IMO. Pegging La. ntholly owned subsidiary*. Ilwaionkol New York Mellon CAgnatim (MY Mellon) am a .... a a Perhe. LIX. 'neat,. filiRnAinti 11-te-N"—u00400 DB-SDNY-OO 1188O EFTA_00 159665 EFTA01291309 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Activity Summary (All amounts sho wn are in base currency) August 1, 20 18 - August 312018 JEPSTEIN VIRGIN ISLANDS Ciedils This Period DebitsIbisPeflod Net ThisPetiod QeditsYealo-Date DeNtsYeauto-Date Net Yew-to-Dale Securities Securities Sold 0.00 0.00 0.00 289,173.78 0.00 289,113.78 Total Securities $0.00 $0.00 $0 .00 5289.173.78 $0.00 $289,173.78 Dividends and Interest $1,378.88 $0.00 $1.378.88 $7.553.27 $0.00 $7,553.27 Cash WOdrawals 0.00 0.00 0.00 0.00 -295,000.00 -295,000.00 Total Cash $0.00 $0.00 $0.00 $0.00 4295,000.00 4295,000.00 Totals $1,378.88 $0.00 $1.378 .88 $296,727.05 4295,000.00 $1,727.05 Transactions by Type of Activity Praise sense" Dote Adivay Type Dactiption Quantity Prim Mated !alma Amount Swaney Dividends and Interest 08101118 CASH DIVIDEND RECEIVED 3400 SHRS BRISTOL M YERS SQUIBB CO COM RD 07/06 PO 1,380.00 USD BM Y 0810115 08/31118 MONEY MARKET FUND CASH AC TR DW SCOUT 18.88 USD INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 1,378.88 Total Value of Transactions 0.00 1,378.88 USD The price and quantity displayed may have been rounded. Client Service Information Your !anemia Spectate:ZEN MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10154 Contad Information Telephone Number: (212) 250-0432 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Ac 5' In cout Number CONFIDO. AtinX Page 5 of 7 L4 RAW Etearnt Every Vex Since 2007 DALBAR RATED COMMUNCATIONS FACIAL CNC( Owing engem holing PIC a Slay craned subsidiary aT e Bonita New York Melba Calwatim (MY Mellon) Penn.'s MC. 'sent. FilillAtIctiteLak 00049057 DB-SDNY-0011881 EFTA_00159666 EFTA01291310 Your Account Informal n TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield M ethod: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account corn munications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and ( ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other Inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC49). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comf about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the Page 6 of 7 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Accout Number CONFID L4 Rated tacellent Every Vox Shwa 1007 DAIJAR MUD COMMUNCATIONS EXC MENU Oaring IMO holing PIC • Sally owned subsidiary as &onkelNew York Mellon CAgnatim (MY Meta) Penting ,,.carter FitiRAWYEEPM_00049058 DB-SDNY-0011882 EFTA_00159667 EFTA01291311 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) August 1,2018 - August 31,2018 1 EPSTEIN VIRGIN ISLANDS Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified, or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Nurna C AtOOXV ONFID L4- Rated tacedlent Every Vex Since 1007 DAL/JaeWED COMMUNICATIONS Mall:NC( Page T of Owing Sae. Penbing LLC, a wholly owned subsidiary or Ilte Sank of New York Mellon Pent Corporation (MY Mellon) u.C.inerree on) DB-SDNY-0011883 EFTA_00I5%68 EFTA01291312 Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 JEPSTEIN VIRGIN ISLANDS FOUNDATION INC 6130 RED HOOK QUA RTEFt B3 ST THOM ASVI0 0 802 Otulache Sank Private *teeth Monapernen Kaden Unarm.< Grour Opera/he tank Semeraek New Yen Oftcy HS Park Awns. nth raeor Paw hr.*, NY 10114 Yak Ora SSP t124S05 mete. awa55 Star July 1, 2018 - July 31, 2018 Account Number Portfolio at a Glance ThisPerbd Year4o-Date Your Investment Specialist BEGINNINGACCOUNT VALUE 5270,169.59 $585,636.85 MARTIN ZEMAN Net Cash Deposits and Withdrawah 9.00 495,000.00 (212) 250-0432 Adjusted Previous Account Value 270,169.59 290,636.85 Dividends, lateral and Other Income 591.28 6,174.39 Net Change in Portfolios 17.587.75 4.462.62 En1288,348.a$288,348.81 Estimated Annul Income 56.729 79 1 Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Steel Asset Type Pau Year-End Last Period This Period I. im 4% 96% Cash, Money Funds, and Bank Deposits Equities 10.481.85 575,175.00 10,218.74 259,950.85 10,810.02 277,53860 100% Account Total (Pie Chad) Please review your allocation periodically with your Investment Specialist. $585,836.85 $270,169.59 $288,348.82 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) doNIFIDWAL- Rated (Kant (my Yaw Since 2007 IMUMR RATED COMMUMCATICNS (XCII CNC t Page ' of Owing tlitach hang LiC, a ally armed subsiay M The lock of New York Mellon Cameathm (MY Man) Perktre. rrerrter IIIRIAIWCIS /M_ 00 ° 49Der0 DB-SDNY-OO11884 EFTA_OO 159669 EFTA01291313 Summary of Gains and Losses Realized Long-Term Gain! Loss Net Gain/ Loss This summary excludes transactions where cost basis information is not available. For Your Information ThisPeriod Yetto•Date Uncooked 0.00 -24,819.41 -28,165.51 0.90 -24,870.41 -28,165.51 The European Central Bank (the' ECB' ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 104 2 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Adnity Type Description known Lace Sweep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 1.81% Activity Ending:071 31/ 18 06/30/18 Opening Balance 10,218.74 10,218.74 07/27/18 Deposit MONEY FUND PURCHASE 575.40 10,794.14 01/31/18 Deposit IN COM E REINVEST 15.88 10,810.02 01131/18 Closing Balance $10,610.02 Total All Money Market Funds $10,810.02 Income and Expense Summary Current Period Yetto•Dde Taste, Non Taxable Taxable Non Taxable Dividend Income Equities 515.40 0.00 6,035.40 0.00 M oney M arket 15.88 0.00 138.99 0.00 Total Dividends, Interest. Income and Expenses $591.28 $0.00 56,174.38 $0.00 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 7 Account Nurnbe CONFIDO. Rated (Kant Every Vex Since 2007 DAWN WED COMMUNCATIM EXCncfNCt Owing Swab ',entity PIC a Sally CMOS subsidiary a The Bonita New York Melba CAS (MY Mellott) Penne. MC. 'newt*, FilitAkfteicat0000081 DB-SDNY-0011885 EFTA_00159670 EFTA01291314 I 5 I Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Portfolio Holdings Opening Dale Otianlily Number Biding CASH, MONEY FUNDS, AND BANK DEPOSITS 4.00% of Portfolio Money Market CAM AC TR DWSGOTT 8 AG INSTL 06130/18 10,810.020 WA 07131118 10,218.74 10,810.02 0.00 13819 Total Money Market 110,218.71 $10,810.02 $0.00 $138.99 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 610,218.71 $10,810.02 $0.00 $138.99 UnrealInd Dole Acquired Ovally UMI Out Cod Bags Merkel Pik! Merkel Vein Gen, loss EQUITIES 96.00% of Portfolio Common Stocks BRISTOL M YEFtS SQUIBB CO COM Security Identifier:WY Dividend Option: Crib CUSP:1912298 10/30/15 3,400.000 66.9120 227104.16 58 7500 199.750 00 -27,851.16 5,140.00 2.72% DISNEY WALT CO DISNEY COM Security Identifier DIS Dividend Option: Cab GIMP, 25468796 10130/15 685.000 114.0150 78,09915 113.5600 77,788.60 -311.35 1,150.80 1.47% Total Common Socks $305,704.11 $277,538.60 -$28,165.51 $6,590.80 TOTAL EQUITIES $305,704.11 $277,538.60 -$28,165.51 $6,590.80 Modred Awned Skated Cot Bals Markel Value Getame Mewed Annual Income July 1,2018 - July 31,2018 J EPSTEIN VIRGIN ISLANDS Account Mikity Opening Dosing Accrued Income 30-Day Omani Balance Balance Income ThIsYeat Yield Yield 1.81% 181% Wheeled Eslimmed Annual Income Yield TOTAL PORTFOLIO HOLDINGS $316,514.13 $288,348.62 428,165.51 $0.00 $6,729.79 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncoyerecr. Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form V 99-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10 99 B. the cost basis will not be reported to the IRS. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 3 of 7 Account Number CONFIDO. AL- A... lialwAsselint Every Yaw Since 2007 DALIAN WED COMMUNICATIONS EX( (UDC Owing Swish holing PIC a Sally craned subsidiary e4 The Banta New York Melba Calwatim (MY Mellon) Penne. MC. immter AtiRAMAtilia 00049062 DB-SDNY-0011886 EFTA_00159671 EFTA01291315 Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "NIA" and are omitted from the Total. THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAl) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.comt disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10 ( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Page 4 of 7 Account Number Itsted talent Clang dart hang LIC, a ially armed A1:1973? Every Year Age 2007 subschary S The ear of New York Mellon CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) C ONFIDO La--- DALIMA RATED COMMLIMCATICOS EXCIIIENCE Corponbm (111a Man) Pentre.U.C.Illet, tel ElliRAckklYLELGMJ)0049063 DB-SDNY-0011887 EFTA 0015967? EFTA01291316 Deutsche Bank P.0 Box 1776, Baltimore, MD 21203 Activity Summary (NI amounts shown are in base currency) July 1,2018- July 31, 2018 J EPSTEIN VIRGIN ISLANDS Gedits This Period Debits RisPetiod Net misPeriod QeditsYettlo-Dele DebitsYeaultialte Net Year-to-Dale Securities Securities Sold 0.00 0.00 0.00 289,173.78 0.00 289,113.78 Total Securities $0.00 $0.00 $0.00 $289.173.78 $0.00 5289,173.78 Dividends and Interest $591.28 $0.00 $591.28 $8,174.39 $0.00 $8,174.39 Cash Withdrrtals 0.00 0.00 0.00 0.00 -295,000.00 -295,000.00 Total Cash $0.00 $0.00 $0.00 $0.00 4295,000.00 4295,000.00 Totals $591.28 $0.00 $591.28 $295,348.17 4295,000.00 $348.11 Transactions by Type of Activity Promo; Wham( Ode Adivily Type Destriphon Quantity Price Mailed lidera Amount Canna/ Dividends and Interest 07/28/18 CASH DIVIDEND RECEIVED 685 $HRS DISNEY WALT CO DISNEY 0311 RD 07/09PD DIS 07/2611 07/31118 MONEY MARKET FUND CASH AC TR DWSGOVT INCOME RECEIVED PER232045 575.40 15.88 USD USD Total Dividends and Interest - U.S, DOLLARS 0.00 591.28 Total Value of Transactions The price and quantity displayed may have been rounded. 0.00 591.28 USD Client Service Information Your Invedmeat Spectate:ZEN MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10154 Contact Illormilion Telephone Number: (212) 250-0432 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Accovnt Numb.' At:49T, CONFIDO. AL- Page 5 of 7 Rated (Kellam Every Yaw Soct 2007 DALBAR RA TED COMMUNCATICNS EXCIAL CNC( Owing tinge. holing PIC a Sally owned subsidiary ahe Bonita New York Melee CoWatim (MY Melon) Penme. nutrnian FiliFtA.0~ 10_00049064 DB-SDNY-0011888 EFTA_00159673 EFTA01291317 Your Account Informati n TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account corn munications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other Inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comi about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Numbe At:4971 Cc Page 6 of 7 L PaltaKelint Evert Vex Since 2007 DAIJAR MI ED COMMUNCATIONS ExcaLora Owing Snit Penang cue • Sly weed subsidiary el Ilwa Sank of New York Makin CAS arn, metro Penton LI.C.rnterter Feataa 00049065 DI3-SDNY-0011889 EFTA_00159674 EFTA01291318 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important I nf or mat ion and Disclosures (continued) July 1, 2018 - July 31,2018 JEPSTEIN VIRGIN ISLANDS Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified. or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Acinuel Numbe CONFIC/ n:wn, . L MeameleM EverrearSime2007 DMJARLUEDC0MMUNCATI0M ExauDa Page ' of .* Oaring Sae. Paten. LLC, a wholly owned subsidiary or The bake. New York Mellon Cemonthee (MY Mellon) Oenhas nurter filiRIAWASIM_ 00049066 DB-SDNY-0011890 EFTA_0015%75 EFTA01291319 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 JEPSTBN VIRGIN ISLANDS FOUNDATION INC 6/30 RED HOOK QUARTER B3 ST THOM ASVIO0 802 04/44044, Sank Pritated444141Msnmem404 14441eb CoNnage (+w{ 04.40154.44111:09011 441, Mew York pet HS tel Annul. nth flan 11•01141 NY 10154 Tog trot Mt 112.5935 Direcl 410 ;SS 5141 June 1,2018 - Jun Account Number Portfolio at a Glance ThisPeded Yew-Is-Date Your Investment Specialist: BEGINNING ACCOUNT VALUE $257,249.09 $585,636.85 JOSHUA SHOSHAN Nei Cash Deposits and Withdrawals 0.00 295,000.00 (212) 454-4433 Adjusted Previous Account Value 257,249.09 290,636.85 Dividends, Merest and Other Income 14.60 5,583.11 Net Change in Portfolio' 12.905.90 -26.050.37 ENDINGACCOUNT VALUE n70,169.5lat270,169.5i Estimated Annual Income 56.713 91 1 Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Summary Asset Percent Asset Type Prier Year-End Lad Period This Period IN O 4% 96% Cash, Money Funds, and Bank Deposits Equities 10,461.85 575,175.00 70,204.14 247,044.95 10,218.74 259,950.85 100% Account Total (Pie Chart) Please review your allocation periodically with your Investment Specialist. $585,638.85 $257,249.09 5270,169.59 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID -IFAL— non,:m1cn Page 1 of 9 Rated (learnt (wry Yaw Sem 2007 0111AR RATEDCOMMUNCATIC145 EXCIAL CNC( ca& ening% P•Sing PIC • %Soft owned subsidiarfte4 The arts New York Mellon Corponthal Ma Mellon) Penne. MC. rrerrter Eilifing*PCSIM_00049067 DB-SONY-0011891 EFTA_00159676 EFTA01291320 Summary of Gains and Losses &AS Long-Term Gain! Loss Net Gain/ Loss This summary excludes transactions where cost basis information is not available. For Your Information ThisPeried Yeer40•Dale Ulnaawl 0.00 -24,870.41 45,753.26 0.00 -24,870.41 .45,753.26 The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Desolation Amount Ben Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 1.79% Activity Ending:08/ 29/18 06/01/18 Opening Balance °Mona Deposit INCOM EBONYEST 10,204.14 14.60 10,204.14 10,218.74 06/29/18 Closing Balance $10,218.74 Total All Money Market Funds $10,218.74 Income and Expense Summary Tamable 0.dient Pound Non Tootle Toot% Yem4eDate Non Tuttle Dividend Income Equities Money Market 0.00 14.60 0.00 0.00 5,460.00 123.11 0.00 0.00 Total Dividends, Interest, Income and Expenses $14.60 $0.00 $5,583.11 0.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) lila Account !lumber A:cci:: Page 2 of 9 CONFIDO. Rated (Kant Every Yw Since 2007 DAIJAR MILD COMMUNCATIONS I/CCWUXI Owing tlwonsh ',enlists PIC • Slay owned subsidiary a The Bonita New York Melba Certaatim (MY Meta) Parma* LIX. nowt.. FiliFLAIWayak 00049068 DB-SDNY-0011892 EFTA_00159677 EFTA01291321 Deutsche Bank P.O. Box 1 7 76, Baltimore, MD 21203 Portfolio Holdings June 1,2018 - June 30,2018 JEPSTEIN VIRGIN ISLANDS Motel Mikity Opening Dale Omit Number Biding OPosb0 Balm Closing Balance haat Income Income TbleYeat 30-Day Went Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS 4.00% of Portfolio Money M arket DEUTSCHE GOVT CASH INSTL 06101/18 10,218140 NM 06/29118 10,204.14 10,21814 0.50 123.11 1.73% 1.79% Total M onev Market $10,204.14 $10,218.74 50.50 $123.11 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Date /Modred Onantly Vall Cad Col Bet $10,204.14 Motel kite $10,218.74 fl eet Value 50.50 Umealized Glary' Loss $123.11 Estimated Estimated Annual income Yield EQUITIES 9 6.0 0% of Portfolio Common Stocks BRISTOL MYERSSOUIB8 CO 009 Dividend Option: Cash Security Muddier:RAY CUSP. 102288 10130/15 3,400.000 66.9420 227604.16 55.3400 188 156 00 49.448.16 5.440 00 2 89% DISNEY WALT CO DISNEY COM Security Identifier. DM Dividend Option: Cash CUSIP: 25466796 10130/15 685.000 114.0150 78,09995 104.8100 71,794.85 4,305.10 1,150.80 160% Total Common Socks $305,704.11 $259,950.85 445,753.26 $6,590.80 TOTAL EQUITIES $305,704.11 $259,950.85 445,753.26 $6,590.80 Wreaked Aimed SWIM Cod WM Markel Vabe Gelation Meted Maud Income TOTAL PORTFOLIO HOLDINGS $315,922.85 $270,169.59 445,753.26 $0.00 $6,713.91 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered'. Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form V 99-8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10 99B, the cost basis will not be reported to the IRS. CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) Page 3 of 9 Atom,' Note A:st:c.g CONFIDO. AL- Rated hearnt Every Vex Since 2007 DAUM WED commumconotes (ScULD CI cow Swab Penton. Ilt. • Sally owned subsidiary ameawia New York Melba Colnatkol (MY MAO Penne. 4C. manta MiRalklYEEPM_00049069 DES-SDNY-00 11893 EFTA_00159678 EFTA01291322 Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "NIA" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Your statement reflects a substitute payment reimbursement because you received one or more substitute paymentslast year in lieu of a qualified dividend. This reimbursement is being made because substitute payments do not receive the same preferential tar rate as qualified dividends. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number= ACC Lit CONFIDO. L RAS Exedlent Every Vex sac 2007 DAIJAR RMED COMMUNICATIONS EXCELLENCE Page 4 of 9 Owing Smelt exebng LI.C, a ebony ...fled subodixy et Tie Sank of New York Mellon CeeloomMel Me Melon) Pent-rag µ C. inerrea fin) DB-SDNY-0011894 EFTA_(( )159679 EFTA01291323 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Messages (continued) June 1,2018 - June 2018 J EPSTEIN VIRGIN ISLANDS We credited your account with an amount equal fo 13.33% of each eligible substitute payment. based on the difference between an assumed rate on ordinary income of 25% and the rate for qualified dividends of 15% (10% difference). We amended your reimbursement from 10% up to 13.33% to adjust for taxes paid on the reimbursement. This income will be reported on your Tax Information Statement as 'Other Income' on Form 1099-M ISC, Box 3. If you received a substitute payment reimbursement with respect to income from an investment company (mutual fund or unit investment trust), you may have received fess than 13.33% of the corresponding substitute payment. Since income from investment companies may consist partly of non qualified dividend income, your reimbursement was calculated only on the percentage of income that qualifies for the preferential fax rate. If you have any questions regarding your reimbursement, please contact your advisor. Although a money market mutual fund seeks to preserve the value of your investment at S1per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary H.. Gm Aims snoit n area, case ....nrency) °edits TNs Period Debits Tel:Period Net ThisPefled Credits Yes4e.Date Debits Yearao.Date Net Year-to-Date Securities Securities Sold 0.00 0.00 0.00 289.17378 0.00 289.173.78 Total Securities $0.00 $0.00 $0.00 $289,173.78 90.06 $289,173.78 Dividends and Interest $14.60 $0.00 $14.60 $5.583.11 $0.00 $5.583.11 Cash Withdrawals 0.00 0.00 0.00 0.00 495,000.00 -295.000.00 Total Cash $0.00 $0.00 $0.00 $0.00 4295,000.00 4295,000.00 Totals $14.60 $0.00 $14.60 $294,756.89 4295.000.00 4243.11 LAI M ACC Account Numbe CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L Rated (want Every Vex Saes2007 DALIAR RAl ED COMMUNICATICOS EXCELLENCE Page 5 of 9 CIang dash Mang LIC, a ally armed wbaOaya The Ilardi of New York Mellon Comonthm (MY Man) Perihe. EmenAckinuf-Al_00049071 DB-SONY-0011895 EFTA_00 159680 EFTA01291324 Transactions by Type of Activity Process Settlement Dote Dividends and Interest 06/29118 MONEY MARKET FUND INCOME RE0BYED PE6232045 Total Dividends and Interest - U.S. DOLLARS Adivily Type Description Quantity Price Acaved literal Amount Currency DEUTSCHE GNI CASH 14.60 USO 0.00 14.60 Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information 0.00 14.60 U93 Your Investment Spedatid: ENJ Contact totormillon JOSHUA SHOSHAN 280 PARK AVE- 3RD FL NEW YORK NY 10017 Your Account Information Telephone Number: (212) 454.4433 TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: Default Method for Stocks in a Dividend Reinvestment Plan Default Method for all Other Securities: BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Accrual market discount method for all other bond types: Include market discount in income annually: ELECTRONIC DEUVERY You have not selected any account communications for electronic delivery. To register and turn olf paper communications, log in to your account or contact your Investment Specialist for more information. First In First Out First In First Out First In First Out Yes Constant Yield Method No CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 6 of 9 Account Num Rated (warm C O A:c-- Alp. MBAR WED COMMUNCATICtt5 Exalt (NC t uy vox Since 2007 Owing through Pining PIC. • .Yon/ owned subsidiary a The Unit of New York140km CarPwatimi (MY Melon) Penne. MC. immter FititaliklYEEPM_00049072 DB-SDNY-0011896 EFTA_00159681 EFTA01291325 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures June 1,2018 - June 30,2018 J EPSTEIN VIRGIN ISLANDS The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (I) orders for the purchase and sale of securities and other property and (u) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders:the assessment of the suitability of those transactions, where applicable: the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution • Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit. www pershing corn/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing U_C. Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413.3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified: or CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account NumberAtecil: CONFID Page 7 of 9 L bled Excellent Ewry Yew Since 2007 DA UM IM7 ID COMMUNICATIONS ()Canna Oaring Swett Penbew LIC. a wttoNy owned 'Medic/ el The &onkel New York Mellon Cementite (MY Melon) Perynng newt.. !mu, Wtoyua6m_000coo7s DB-SDNY-0011897 EFTA_0CII5%82 EFTA01291326 Important Information and Disclosures (continued) Important Arbitration Agreement (continued) (Iii) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Aco3unt Number= M0421: I. I te. CONFID AL- bled (Kant Every Yew Shwa 2007 DAUM MI ID COMMUMCATICMS fxCaLD4CE Page 8 of 9 Clares dash Mani LiC, a M.olly owned subothanft of The bonli of New Yak Mellon Camonthm (MY Man) Pena.; MC...yen-ter EIIIRAANIYIS,M_00049074 DB-SDNY-0011898 EFTA_00159683 EFTA01291327 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS, CUSTOMS. USAGES, RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN WITH PFPRHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE, WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH CO NOT APPEAR ON YOUR STATEMENT. F SO. THE TRANSACTIONS WILL AF•PEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TINE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED N MATERIAL PREVKK4SLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE NTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHNG WILL PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO NCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATNG THE DATA TO PREPARE YOUR TM RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AcAnrIATED WITH PERSHNG IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ME INDEBTED TO PERSHING LLC ('PERSHNG') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHNG. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. IN ITHOUT TENDER, DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAD BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER, BLOCK POSRIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY TRANSACTION YOU MAY MAKE, PERSHNG MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WLL BE HALED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WVVVV.PERSHNG.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WHAM PERSHING COINDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NHS- RULE 007(A)(1)-(2)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAAN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF THE ABOVE TERMS AND CCAIRT IONS ARE UNACCEPTABLE TO YOU. PLEASE NOTE,/ PERS-It4G IMMEDIATELY IN WRMNGBY CERTIFED MAIL TO ONE PERSHING PLAZA JERSEY CITY.NJ 07399. ATTN LEGAL DEPT Page 9 of 9 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Acatunt Monte CONFIDO. AL- Rated EicaNnt (ivy Yaw Since2007 DAMN, WED commumcAnctes EXCELLENCE Charing MeongliPenting PIC. oplally camel sobskliani e4 The Bonita New York Melee CeePeabm (MY Mellon) Penn.'s LI.C.nwrte. FnitAtIctlYteroM_00049075 DB-SDNY-0011899 EFTA_00159684 EFTA01291328 I 5 I Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 JEPSTBN VIRGIN ISLANDS FOUNDATION INC 6/30 RED HOOK QUARTER B3 ST THOM ASVI00802 Your Investment Specialist. JOSHUA SHOSHAN (212) 454-4433 Asset Summary MeutHhe cont MINIM /teeth monneawn Mulcts tete..< 6too; o.e.the Ilan% Semosimi we. New MIS Dike MS het Anemic SUS /Ms. New Ymk. NY MIN MN ;tn. Mt .12,40S (Mee 110%55 SUS May 1,2018 - May31,2018 Account Number: Portfolio at a Glance BEGINNINGACCOUNT VALUE Net Dash Deposits and Withdravrah Adjusted Previous Account Value Dividends.Interest and Other Income Net Change in Portfolio' ENDINGACCOUNT VALUe57,249.0W - S257,249.04 Estimated Annual Income 56.699 31 1 Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. ThisPeried Teereo-Dide $254,191.93 $585,636.85 0.00 495,000.00 254,797.93 290,636.85 1674.26 5,568.51 1.076 90 -38.956.27 percent Asset Type Prim Year-End Last Period This Period . 4% Cash, Money Funds, and Bank Deposits 10.461.85 8.829.88 10,204.14 ill 96% Equities 575,175.00 245,968.05 247,044.95 100% Account Total (Pie Chart) 6585,636.85 $254,797.93 $257,249.09 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) roc "NFID FA L4- Rated (Kant Every Vow Since 2007 DAUM WED COMMUMCATIOM5 EXCIALEWI Page ' of Owing Orme. habits 1.1.C, a Molly...fled sobsidiady ol Twee* of New Vo4 Mellon Corponthm Ma Mellon) Penne. LI.C. rntertee RAAPV‘PM_ 00049076 DB-SDNY-OO119OO EFTA_OO15%85 EFTA01291329 Summary of Gains and Losses Realized Long-Term Gain! Loss Net Gain/ Loss This summary excludes transactions where cost basis information is not available. For Your Information This Period Year•to•Date Unrealized 0.00 -24,870.41 -58859.16 0.00 -24,870.41 -58,659.16 The European Central Bank (the' ECB' ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Description Amount Wino Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 1.68% Activity Ending: 05f 3V 18 05101/18 Opening Balance 8,829.88 8,829.88 05102118 Deposit MONEY FUND PURCHASE 1.360.00 10,189.88 05131/18 Deposit IN COM E REINVEST 14.26 10,204.14 05/31/18 Closing Balance $10,204.14 Total All Money Market Funds $10,204.14 Income and Expense Summary Current Period Yeer•to•Dde Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 1,360.00 0.00 5,460.00 0.00 M oney M arket 14.26 0.00 108.51 0.00 Total Dividends, Interest. Income and Expenses $1.374.26 $0.00 $5,568.51 $0.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 7 Await( Number A:Cit:n CI CONFIDO. L-- Med Cacellent Every Year Shwa 2007 DAYAR RAI ID COMMLINICATIM EXCLUDICIE Owing engem ',enlists PIC • Wile/ CMOS subsidiary a The Bonita New York Mellon CA•Watim (MY Melon) Penn.'s LIX. 'sent. FiliFLAAWYMICat00049077 DB-SDNY-0011901 EFTA_00159686 EFTA01291330 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings May 1,2018 -May31,2018 1 EPSTEIN VIRGIN ISLANDS Account Aclkity Opening Dale Quantity Number &Oleg CASH, MONEY FUNDS, AND BANK DEPOSITS 4.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 05101/18 10,204.140 NIA Total Money Market TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 0 Balance Gale Balance Dale Acquired Quantity Uail ad EQUITIES 96.00% of Portfolio Common Stocks BRISTOL MYERSSOUI98 CO COM Dividend Option: Crib 10130/15 Dee WALT CO 0194ET COM Dividend Option: Cab 10130/15 Total Common Socks TOTAL EQUITIES 05131118 8,829.88 $8,829.88 $8,829.88 Cod Bat Market Price 10,204.14 $10,204.14 $10,204.14 Market value 3.400 000 66.9420 685.000 114.0150 Security Identifier: NY CUSP. 1012208 227,604.16 52.6200 Security Identifier DIS CUSP: 254687.06 78,09915 99.4700 3305,704.11 $305,704.11 Cost Buis TOTAL PORTFOLIO HOLDINGS $315,008.25 Acaued Income loom, ThisYeas 30-Day Current Yield Yield 178 908 00 68.136.95 3247,044.95 $247,044.95 Markel Value 3257,249.09 0.00 10.00 10.00 Unrealized Gan loss 48,696.16 1,963.00 458,659.16 458,659.16 Iterated Ger /Lou 108.51 $108.51 $108.51 Amuse Meted $0.00 $6,699.31 1.65% 168% Estimated Estimated Annual Income Yield 5440.00 304% 1,150 80 t 68% $6,590.80 96,590.80 Estimated Annuallocos 458,659.16 Generally, securities acquired before 20 11, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered'. Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form V 99-8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10 99B, the cost basis will not be reported to the IRS. CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) Page 3 of 7 Account Numbe CONFIDO. AL- RatedhcaNnt EmmyyweSinceiNg DALURRATEDCOIVAUNCATIC06 EXCUUNCt OtwingewoughpenfringaCeeliollyowned subsidiary a The Unit of New York Melba CoWatimi (MY Meta) LI.C. 'MINX! Fititatka00049078 DB-SONY-0011902 EFTA_00159687 EFTA01291331 Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "NIA" and are omitted from the Total. THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities. thereby overstating them. Refer to www perching corn/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at S1 per share. it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEaC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Att"nt NUMbell il M AMOK CONFIDt AL- Rated Emant Every Ygmr Sime 2007 DAUM, fen ED COMMUNICATIM EXCIILD4a Page 4 of [fad mtastaang LL[, a ally owned absa ya The ear of New Yak Mellon Canmea. (111a Man) PenhasLIX.rnerrter miRIAINIIYASIM_00049079 DB-SDNY-0011903 EFTA_00I5%88 EFTA01291332 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Activity Summary (All amounts shown ate in base currency) May1,2018- May31,2018 J EPSTEIN VIRGIN ISLANDS Godes This Period Debits ThisPeand Net IntsPeriod Otani Yeat4o-Dale DebReYeauto-Date Net Yesto-Date Securities Searnies Sold 0.00 0.00 0.00 289,173.78 0.00 289,173.78 Total Securities $0.00 $0.00 $0.00 $289.173.78 $0.00 $289,173.78 Dividends and Interest $1,374.26 $0.00 $1,374.26 $5.568.51 $0.00 $5,568.51 Cash Wittidrraah 0.00 0.00 0.00 0.00 -295,000.00 -295,000.00 Total Cash $0.00 $0.00 $0.00 $0.00 4295,000.00 4295,000.00 Totals $1,374.26 $0.00 $1,374.26 $294,742.29 4295,000.00 4257.71 Transactions by Type of Activity Process Settlemerd bele Adivily Type Delectation Quantity Price Acaued Interest Amount Cattenty Dividends and Interest 05/01118 CASH DIVIDEND RECEIVED 3400 SIMS BRISTOL M YRS SQUIBB CO COM R004106 PD BM Y 05/011 05/31118 MONEY MARKET FUND DEUTSCHE GOVT CASH INCOME RECEIVED PER232045 0.00 1,360.00 14.26 1,374.26 USD USD Total Dividends and Interest - U.S. DOLLARS Total Value of Transactions The price and quantity displayed may have been rounded. 0.00 1,374.26 USD Client Service Information Your invetiment Spedalitt:ENJ JOSHUA SHOSHAN 280 PARK AVE- 3RD FL NEW YORK NY 13017 Canted Infeemetion Telephone Number: (212) 454-4433 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account WS C A: 00 ONFID Page 5 of 7 L Rated (want Every Vex Since 2007 DAIJAR MID) CONVOCATIONS EXCULD CI CheringewochhmaingUX.nWlyamod subsidiadvannewdogNewYwk440m Owpwatim(OMYWOm) Perovt4CmwmtwfMRATOWYMPIA_00049080 DB-SDNY-0011904 EFTA_00159689 EFTA01291333 Your Account Informati n TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (UPC.). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.coml about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Accout NA= A:c:it CONFID I 41 O. Page 6 of 7 Paled taceNnt Every Yaw Since 2007 DALIIM WED cm...mom,* EXC[lLENCC Owing Iwo. W Pegging LLC a wally owned Smear/ el The &onkelNew York Melba CAgnatim (MY Meta) Penne. LI.C.intrrte FiliRA _ INSUGM00049081 DB-SDNY-0011905 EFTA_00159690 EFTA01291334 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) May 1,2018 -May 31,2018 JEPSTEIN VIRGIN ISLANDS Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Account Number COAt Oat CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) NFID L Every Vex Siva 1007 DAIJAR WED COMMUMCATIONS EXCOAD.Ct Page 7 of Perim Sae. habmi LLC, a wholly armed subsidiary a The Ilardi of New Yo4 Mellon Corponthm (IIIa Melon) Penne. KC nverrter EitiRtActit'lligPM_00049082 DB-SDNY-0011906 EFTA_00 I 5%9 I EFTA01291335 I 5 I Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 Matta* Sank Private eleSth Ittanststment Yarn Coarape &Ow* tlystulk• !Sank Sechrotiot M. Nee Sort Me 345 Pan Awn.. 14th Mot New l‘tlk n10154 Ta tree •66-611-5105 Dow: 410 415 fat April 1,2018 - April 30,2018 JEPSTEIN VIRGIN ISLANDS Account Number FOUNDATION INC 6/30 RED HOOK QUARTEFt B3 ST THOM ASVI00802 Portfolio Glance at a MisPertod Year4o-Date Your Investment Specialist: BEGINNINGACCOUNT VALUE 3392,629.18 $585,636.85 JOSHUA SHOSHAN Nei Cash Deposits and Withdravrah 400,000.00 495,000.00 (212) 454-4433 Adjusted Previous Account Value 292,629.18 290,636.85 Dividends, Interest and Other Income 20.23 4,194.25 Net Change in Portfolio( -37.861.48 40,033.17 Ell $254,797.93 Estimated Annul Income 56.685 05 Asset Summary 'Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Percent Asset Type . 3% Cash, Money Funds, and Bank Deposits (ffil 97% Equities 100% Account Total (Pie Chart) Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID I AL-- Prior Year-End Last Period This Period 10,461.85 8.337.78 8.829.88 575,175.00 384,291.40 245,968.05 3585,636.85 $392,629.18 3254,797.93 Page 1 of 8 Rated CicaNnt (uy Yaw Sac. 2007 DALIIAR RATED CONVOCATIONS EXCIAL CNC( Owing Mwough Mtn 11C.• wholly owned subsidiary of TM Snot New York Mellon C44143•43160 (MY /141134) n 0 908 a Penaha LI.C.4uttreet SIIIR4304ti itI-lte-Thi- °°4 *3 DB-SDNY-OO119O7 EFTA_OO159692 EFTA01291336 Summary of Gains and Losses RN'S Long-Term Gain! Loss Net Gain! Loss This summary excludes transactions where cost basis information is not available. For Your Informati n This Period Yetto•Date Welland -13542.65 -24,870.41 .59,736.06 -13,542.65 -24,870.41 -59,736.06 The European Central Bank (the ' ECB' ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. F- M oney Market Fund Detail Date Activity Type Desaiption Anoint Barn Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 184% Activity Ending: 04/ 30/18 03130/18 Opening Balance 04124118 Deposit 04126118 Withdrawal 04/30/18 Deposit MONEY FUND PURCHASE MONEY FUND REDEMPTION INCOM ERBNVEST 8,33718 100,471.87 -100.000.00 2023 8,337.78 108,809.65 8,809.65 8,829.88 04/30/18 Closing Balance $8,829.88 Total All Money Market Funds $8,829.88 Income and Expense Summary Taxable Cuttenl Puled Non Taxable Taxable Yeauto.Date Non Taxable Dividend Income Equities Money Market 0.00 20.23 0.00 0.00 4,100.00 9425 0.00 0.00 Total Dividends, Interest, Income and Expenses $20.23 $0.00 $4,194.25 $0.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Accoui Numb' . N. M Page 2 of 8 CONFID AL- Rated EtcaNnt Every Vex S.Ke 2007 DAtUR RATED COMMACATIONS EXCEL WC( Owing tlwonsh holing PIC a Sally owned subsidiary a lle ear of New York Melba Calwatkie (SW Meta) Pentint LAC...ter-ear filiatiAteaM_ 00049084 DB-SDNY-0011908 EFTA_00159693 EFTA01291337 Deutsche Bank P.0 Box 1776, Baltimore, MD 21203 Portfolio Holdings April 1, 20 18 - April 30, 2018 J EPSTBN VIRGIN ISLANDS ■ Actor Activity opening Cele Weedily Number &Oleg CASH, MONEY FUNDS, AND BANK DEPOSITS 3.00% of Portfolio Money M arket OEUTSCHE GOVT CASH111811 03130/18 8,829.880 WA Total Money Market TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 0 Mena Dosing Ulna Acaued Income Dole Acquired Onanlily EQUITIES 9 7.0 0% of Portfolio Common Stocks BRISTOL M YERS SQUIBB CO COM Dividend Option: Cab Security Identifier: BM Y CUSP. 1012298 10130/15 3,400.000 66.9420 227,604.16 52.1300 177 242 00 40 362 16 544000 DISNEY WALT CO DISNEY COM Dividend Option: Cub Security Identifier:GIS GIMP: 25468796 10130/15 685.000 114.0150 78,09995 100.3300 68.726.05 4,373.90 1.150 80 Total Common Socks 3305,704.11 3245,968.05 459,736.06 $6,590.80 TOTAL EQUITIES 3305,704.11 3245,968.05 459,736.06 36,590.80 04/30/18 8.337 78 58.337 78 58.337 78 Wit Out Cost Basis Market Prix 8,829.88 income This Yew 30-Dey Current Yield Yield 0.00 $8,829.88 $0.00 88,829.88 Market VSe 80.00 Unrealized Grafton 94 25 594 25 594 25 1.63% 164% Estimated Estimated Annual income Yield Coat Bald TOTAL PORTFOLIO HOLDINGS 3314,533.99 Market Value $254.797.93 lAirealized 051 Lem 459,736.06 Acaued intern $0.00 306% 167% Eillteated Annud Income $6,685.05 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as 'noncovered'. Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form V 99-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost basis will not be reported to the IRS. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) illa Account Numbe Page 3 of 8 CONFIDO. Rated (Kant Every Vex Since 2007 DAIJAR MI ED C0MMUNCATI0NS EX( CIL NC( Owing Omit. Ambit. PIC. oplally owned subsidiary e4 nee brat of New York Mete &So (MY Meta) Pentww MC. merree. FiliFtAnWALGA_00049085 DB-SDNY-0011909 EFTA_00159694 EFTA01291338 Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "NIA" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STAIN ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www Pershing corn/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Page 4 of 8. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number At 02L4 , CONFID L Med ballent Every Yea Since 2007 DAUM RATED COMMUNICATIONS EXCLUDICIE Owing IMO. Mikan. LIC, a wholly owned subsidiary orT a Sank of New Yak Mellon CoMontim (MY Mellon) am „ a a a Penne. LLC. forte. I ilRA.44? i40-MVI—U°°4°°° DB-SDNY-00 11910 EFTA_00I59695 EFTA01291339 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Schedule of Realized Gains arid Losses Current Period Description Long Term DISNEY WALT CO OWE 04120/18 Security Identiliet:254687116 Total Long Term Total Short and Long Term Date Disposed Date Acquired 10130/15 Covered April 1,2019 - April 30,2018 JEPSTBN VIRGIN ISLANDS 411111111111111111111111111111111 Regina Designation Disposition bassedion Quantity Preceecie Cut Bads Gannon first In first Out! SELL 1,000.000 100,471.87 114,014.52 -13,542.65 100,471.87 114,014.52 -13,542.65 100,471.87 114,014.52 -13,542.85 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and ere marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099 B, the cost basis will not be reported to the IRS. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-B or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. M essages Although a money market mutual fund seeks to preserve the value of your investment at SI per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule I0b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number Page 5 of B At CNA! , CONFIDO. AL- Rated (Kant Levy Yaw Since 2007 DAIJAR WED C0MMUNCATI0NS I/CCMEWI On& IMO Penton LLC a Sally craned subsidiary time &onkel New York Mellon Cennatim (MY Meta) Penalalt 1.1c.iwte FIIIRAVkla 00049087 DB-SDNY-0011911 EFTA_00159696 EFTA01291340 Activity Summary (All amounts shown are in base currency) PealsDes Period Debits ThisPeiled Net ThisPeriod CredReYtahletele DeNtsYememnite Net Year-to-We Securities Securities Sold 140,471.87 0.00 100,471.87 289,173.78 0.00 289,173.78 Total Securities $100,471.87 $0.00 $100,471.87 $289,17378 $0.00 $289,173.78 Dividends and Interest $20.23 $0.00 $20.23 $4,194.25 $0.00 $4,194.25 Cash Withdrawals 0.00 -100,000.00 -100,000.00 0.00 495,000.00 -295,000.00 Total Cash $0.00 4100,000.00 4100,000.00 $0.00 4295,000.00 4295,000.00 Totals $100,492.10 4100,000.00 $492.10 $293,368.03 4295,000.00 -41,631.97 Transactions by Type of Activity Process Trade Settlernenl Transaction Date Dele Adlvay Type DesalptIon Quantity Peke Accrued literal Amount Currency Securities Bought and Sold 04124/18 04/20/18 SOLD DISNEY WALT CO DISNEY COAL UNSOLICITED ORDER -1.000.000 100 5302 DIS 100,471.87 USD Total Securities Bought and Sold -U.S. DOLLARS Dividends and Interest 04/30/18 MONEYMARKETFUND DEUTSCHE GOUT CASH INOUYE RECEIVED PER232045 0.00 100,471.87 20.23 USD Total Dividends and Interest - U.S. DOLLARS Cash Withdrawals and Deposits 04/28/18 FEDERAL FUNDS SW FIRSTEIANK PUERTO RIC USD949997 0.00 20.23 -100,000.00 USD Tot at Cash Withdrawals and Deposits -U.S. DOLLARS 0.00 -100,000.00 Total Value of Transactions The price and quantity displayed may have been rounded. 0.00 492.10 UM Client Service Information Your Investment Specialid: SU JOSHUA SHOSHAN 280 PARKAVE- 3RD FL NEW YORK NY 100 17 Contad leroemetlen Telephone Number: (212) 454.4433 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Atom,' Numbe A;C:22! CONFID Page 6 of 8 Rated (want (my vex Since 2007 DALIR ?<MED COMMUNCATICNS EX( Ill EMU ~IC SA'S.. habit( Lic. • tdar Mwdwvalkee.ror New York Melba ~nth» (MY Melba) LI.C. tricot,/ FIHRA%rJCS,C-^••-00049098 DB-SDNY-0011912 EFTA_00159697 EFTA01291341 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Your Account Informati n A pril 1, 20 18 - A prif 30, 20 18 J EPSTBN VIRGIN ISLANDS TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC D EUVERY You have not selected any account corn mu nications for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Investment Specialist for more information. Important Inf rmat ion and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without Inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing Is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCID). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing.comf about strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be reconfirmed In writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LW, Legal Department, One Pershing Raze, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page of AM Account Number A;C:J!' , CONFID AL- Rated Eact4rnt Every Vex Sac. 2007 DALIAR RATED COMMUNICATIONS EXCII CNC t Owing through ',enlist. PIC s wholly owned subsidiary at The Bonita New York Mellon Cannatim (MY Meta) Forme. MC. nwrax FiliRAIWALGOA_00049089 DB-SDNY-0011913 EFTA_00159698 EFTA01291342 Important Information and Disclosures (continued) Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain docum ants, w itness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is tiled, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the classcertification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Numbeta CONFID MEW L Rated hernent Every Yow Sae 2007 DAIL& Mil ED C0MMUMCATICMS EXCOAD4CC Paged of a Owing iThel Penbeg LLC, a wildly armed subeelMy ol The bake. New York Mellon Coombe,' (MY Mellon) Pefshog µtrams*. inetAWSY4ELGM_0004909.3 DB-SDNY-00 11914 EFTA_00 159699 EFTA01291343 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 JEPSTEIN VIRGIN ISLANDS FOUNDATION INC 6/30 RED HOOK QUARTER B3 ST THOM ASVI00802 Your Investment Specialist: JOSHUA SHOSHAN (212) 454-4433 Asset Summary Percent Ass Type 2% Cash, Money Funds, and Bank Deposits 98% Equities 575,175.00 100% Account Total 8585,838.85 Please review your allocation periodically with your Investment Specialist. Matta* Sank Potty* Oltatth taanktgesest Motets CetotNe &Ow* tlyststlmt Sank Senentot M. Nat Sort Once HS Sol Anent*. 14th Mot ilettattlk FIT 10154 Tat tree /16‘411-5145 West 410 ttf5 Seat M arch 1,2018 - M Account Number: Portfolio at a Glance ThisPerlod Year4o-Date BEGINNINGACCOUNT VALUE Net Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends. Interest and Other Income Net Change in Portfolio' EN Estimated Annual Income $8,344.82 'Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. DINGACCOUNT VALUE $407,232.20 0.00 407,232.20 10.18 .14,613.20 $585,636.85 ,195,000.00 390,636.85 4,114.02 .2,181.69 Prior Yen-End Last Perlod TelePeriod Summary of Gains and Losses 10,481.85 8,327.60 8,337.78 398,904.60 8407,232.20 384,201.40 $392,629.18 Realized ThisPerlod Year4o.Dala Umenized Long-Term Gain/ Loss 0.00 -11.327.76 45.427.23 Net Gain! Loss 0.00 -11,327.78 45,427.23 This summary excludes transactions where cost basis information is not available. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Page l of B St artuNFIDPorAL*- Rated tacaNnt Every Yaw Shice 2007 DAISAR MI ED COMMUNCATIONS EX( (UDC Owing tinge. Pasting Ilt. a wally owned subsidiary SIM Wolof New York Mellon Con, ontim (UIY Melba) a a a Pen et MC. nwrte. FitiRnAloWi W -11"—u004' 041 DB-SDNY-OO11915 EFTA_OO1597OO EFTA01291344 For Your Information The European Central Bank (the' ECB' ) and other credit institutions introduced negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1342 S. These rates are subject to change in response to market changes. and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances Money Market Fund Detail Date Activity Type Donation Amount Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 1.53% Activity Ending: 03! 29! 18 03101/18 Opening Balance 03729118 Deposit 03/29118 Closing Balance Total All Money Market Funds Income aid Exoeise SJ nma y INCOM E RENY EST 8,327.80 8,327.80 10.18 8,337.78 $8,337.78 $8,337.78 Onient Period Yerao-Date Tactic Non Toth,. Taxable Non Tattle Dividend Income Equities 0.00 0.00 4,100.00 0.00 Money Market 10.18 0.00 74.02 0.00 Total Dividends, Interest, Income and Expenses $10.18 $0.00 $4,174.02 $0.00 Portfolio Holdings Accost Activity Opening Ching Aimed biome 30-Day DJ trent Opening Dale Outgo Maribor Ending Be1w Bahia Items This Yea Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS 2.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 03101/18 8.337.780 WA 03129118 8,327.60 8,337.78 0.39 74.02 1.40% 1.53% Total Money Market $8,327.60 $8,337.78 $0.39 $74.02 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $8,327.80 $8,337.78 $0.39 $14.02 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 8 Atom% Numbe CONFIDO. AL- Med Ca-04M Every Yew Shoe 2007 DA UM RAl ID COMMUNCATIONS EXClitlDa Ceringewm0OhntingUCombollyommil subsOmyanwewiteINewYwkileim Cspowdbo(OMYWIWO Peroww4CmwftwfMKAINARLC4 A _00049092 DB-SDNY-0011916 EFTA_00159701 EFTA01291345 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) utarch 12018 - M arch 31,2018 I EPSTEIN VIRGIN ISLANDS Date Acquired Quantity Unit Cost Cost Bois Merkel Price Market Value Unrealized Got Loss Estimated &limited AnnualIncome Yield EQUITIES 9 8.0 0% of Portfolio Common Stocks BRISTOL MYERS SQUIBB CO COM Security Identifier:8MT Dividend Option: Cash CUSIP.19122138 10/30115 3.400.000 66.9120 227.601.16 83.2500 215.050 00 •12.554.16 5.410.00 2 52% DISNEY WALT CO DISNEY COM Security Identifier 015 Dividend Option: Cash CUSIP: 25168796 10/30115 1.685.000 114.0150 192,111.17 100.4100 169.211.10 •22.873.07 2.830.80 1 67% Total Common Stocks $419,718.63 $384,291.40 435,427 23 $8,270.80 TOTAL EQUITIES $419,718.63 $381291.40 435,427 23 $8,270.80 Unrealized Acaued Estimated Cell Bails Market Value Gain; toss interest Annual Income TOTAL PORTFOLIO HOLDINGS $428,058 41 $392,629.18 435,427 23 $0.00 $8.344.82 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended by the Emergency Economic Stabilization Act of 20 0 8. and are marked as "noncovered" Securities marked as "covered". were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1399-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost basis will not be reported to the IRS. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATEONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest Page 3 of 8 Account Number At 07t6.91t :75 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L Rated Eaceilent Every Yew Since 2007 DAUMMUD C0MMUNCATIMS EXCIMENCE Owing Sae. Penang ISC.• wholly owned subnehanft or km of New York Mellon Corporatism awn' Moto) P r. MC. rner-ter manANIKer-IM_00049093 DB-SDNY-0011917 EFTA_00 159702 EFTA01291346 Portfolio Holdings Disclosures (continued) Estimated Annual Figures (continued) and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to MC Rule lob-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (AO amounts shorn are in base -urrency) Peeks This Period Debits ThisPeriod Net ThisPeried OatesYea-to-Date Debits Year-to-Dale Net Year-to-Date Securities Securities Sold 0.00 0.00 0.00 188,701 91 0.00 188,701 91 Account fl ea • IA 10. Num CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFID ,AS Pateamant Every Vex Since 2007 DAIJAR MUD C0MMUMCATICNS EXC0AENCt Page 4 of Owing dash hang LIC, a wholly armed subpar/0 The Ilardi of New Yeti; Mellon Comedian (MY Man) Peritre. miRA.6ceilYuL0M_000luom DB-SDNY-OO11918 EFTA_00 1597O3 EFTA01291347 I 5 I Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Activity Summary (continued) M arch 1, 2018 - M arch 31, 2018 J EPSTEIN VIRGIN ISLANDS Cradlts7WsPerk3d Debits ThisPerlod Net IldePerlod Credits Year4o-Date DebitsYeatioate Net Yeir4o-Dale Total Securities $0.00 $0.00 $0.00 $188,701.91 $0.00 $188,701.91 Dividends and Interest $10.18 $0 .00 $10.18 $4,174.02 $0.00 $4,174.02 Cash Withdrawals 0.00 0.00 0.00 0.00 -195,000.00 495,000.00 Total Cash $0.00 $0.00 $0.00 $0.00 4195,000.00 4195,000.00 Totals $10.18 $0.00 $10.18 $192,875.93 4195,000.00 42,124.07 Transactions by Type of Activity Process' Seillerneel Dole Adivily Type Dew:siphon Queasily Price Awned literal Amount Curren, Dividends and Interest 03/29118 MONEY MARKETFUND DEUTSCHEGOVT CASH 10.18 USD INCOME RECEIVED PER232045 Total Dividends end Interest - U.S. DOLLARS 0.00 10.18 Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information Your Investment Seeder& DU JOSHUA SHOSHAN 280 PARK AVE- 3RD FL NEW YORK NY 13017 0.00 10.18 USD contact lulormilion Telephone Number: (2 t2) 454.4433 Account Numb, A103 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 5 of 8 L Rated balked Every Yew Since 1007 CHUM RAI ID COMMLINICATIONS EXCIILENC( Owing IMO hating PIC a re subsidiary as Bonk of New York Mellon Colnatim (MY Mellott) Penne.U.C.rntrrte FiliRktiNguyak 00049095 DB-SDNY-0011919 EFTA_OOI 59704 EFTA01291348 Your Account Informati TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield M ethod: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper cam munieations, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and ( ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC19). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comf about( strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Ad. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LIJC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the Page 6 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Accout Numbe A:ct CONFID L Paled taceilent Every vex Site 2007 DAIJAR WED COMMUNCATIONS EX( CI lENC chit ing through Pentiog IIC.• Say weed subsidiary ameasotti New York Mellon Cortaatim (MY MONO Penne. LIX. 'newts. FilialkkiELGM_00049096 DB-SDNY-00 11920 EFTA_00159705 EFTA01291349 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) M arch 1,2018 - M arch 31,2019 JEPSTBN VIRGIN ISLANDS Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified. or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Account Numbra C At OM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ONFID L Med brolent Every Year Since 2007 DALIMA RATED C0MMIJMCATICMS EXCLUDICIE Page 7 of d Owing Sae. Penbni LLC, a wholly owned sobieliary a T,t Sark of New York Mellon Corpontim (MY Mellon) Pen...* µLC, mernte filottakinGhl_000 49097 DB-SDNY-0011921 EFTA_00 159706 EFTA01291350 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL SE SOLELY FOR YOUR ACCOUNT AND RISK SMALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: NTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A OOMBNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AF-CnrIATEID WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (-PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTED TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY PERSHING, EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING R AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING COINDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NMS- RULE 607(A)(1)-all PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. SNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT. BEST OCECIMON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE NEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F /MOP THE ABOVE TERMS AND COADITKINSARE UNACCEPTABLE TO YOU. PLEASE NOTIFY PERSAING RAMEDIAT ELY IN WRITING8Y CERTIFEO MAIL TOONE PERSHING PLAZA JERSEY CITY. NJ MM.ATTN. LEGAL GMT Account Numb:a C MEE CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ONFID L-- Reed Emallont Every Yost Sine 1007 DAUM, MUD COMMUNICATIONS EXCELLENCE Page 8 of 8 oaring Sae. Penton LLC. a wholly domed subsidiary SIM Sank of New York Mellon Cmpontim (SHY Mellon) Pent...* LL C, nottA141KeLGM_00049098 DB-SDNY-0011922 EFTA_00 159707 EFTA01291351 Deutsche Bank P.O.Box 1776, Baltimore, MD 212O3 JEPSTBN VIRGIN ISLANDS FOUNDATION INC 6100 RED HOOK QUARTER 83 ST THOM AS VI 00802 Your Investment Specialist: JOSHUA SHOSHAN (212) 4 54-4 4 33 Asset Summary Percent And Type 2% Cash, Money Funds, and Bank Deposits 98% Equities 575,175.00 100% Account Total $585,636.85 Please review your allocation periodically with your Investment Specialist. DesitsChe Ronk Polsain *teeth MinMolims. Meant (*.map 6tout Drenthe MSc Semostin Mc. New Met LAOS MS MA Ate... MO, MM. New Yolk. NY 10154 Ton ;tn. MA 1424405 avec 110 8.5 58.41. February 1, 2018 - Februar 28 2018 Account Number: Portfolio at a Glance ThisPerled Yew4o-Dale BEGINNING ACCOUNT VALUE Net Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends, Interest and Other Income Net Change in Portfolio' /112II"ic lQi..r:s!1.1 .1- Estimated Anneal Income $8,33414 'Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. $402,268.47 0.00 402,268.47 2,008 08 2,955.65 $585,636.85 ,195,000.00 390,636.85 4,163.84 12,431.51 Prior Year-End lad Period BilePeriod Summary of Gains and Losses 10,461.85 6,319.52 8,327.60 395.948.95 $402,268.47 398.904.60 $407,232.20 Long-Term Gain! Loss Net Gain/ Loss This summary excludes transactions where cost basis information is not available. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Rearmed ThisPerlod Year4o•Dala Ustea6zed 0.00 -11,327.76 -20,814.03 0.00 -11,327.76 -20,814.03 Pagel of 7 CONFIDO. Al:161‘15,13t AL- Rated brim. Ewy Vex Since 2007 OMAR MI ED COMMUNCATICNS EXCIALWa Owing IMOPining PIC. orliolly mend subsidiary a The Unit of New York Melon Carinfatimi (MY Melon) pentww LI.C.immter FiliFLAVAISM 00040000 DB-SDNY-0011923 EFTA_OO1597O8 EFTA01291352 For Your Information The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Adivity Type Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 1.31% Activity Ending:021261 18 02101/18 Opening Balance 02102/18 Deposit 02/28118 Deposit 02/28/18 Closing Balance Total All Money Market Funds Income and Expense Summary Desaiption MONEY FUND PURCHASE INCOM EREINVEST Amount Balance 6,31152 2,000.00 8.08 6,319.52 8,319.52 8,327.60 $8,327.60 $8,327.60 Current Period Yetto•Date Taxable Non Tun Tootle Non Taut* Dividend Income Equities 2,000.00 0.00 4,100.00 0.00 Money Market 8.08 0.00 63.84 0.00 Total Dividends, Interest, Income and Expenses $2,008.08 $0.00 $4,183.84 $0.00 Portfolio Holdings Atom! AdkrIty Canso Dosing Moved Imo 10-Day Current Opening Date Nett Number Bidiag Balance Balance benome MO's, Vide Yield CASH, MONEY FUNDS, AND BANK DEPOSITS 2.00% of Portfolio Money Market DEUTSCHE GOVT CASH PM 02/01118 8,327.600 NIA 02/28/18 6,319.52 8,327.60 0.00 6314 1.27% 1.31% Total Money Market $6,319.52 $6,327.60 $0.00 $63.84 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $6,319.52 $8,327.60 $0.00 $63.84 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Accocnt `remise CONFIDO AL- Page 2 of 7 Rated (want City Yew Since 2007 DAUM!, WED COMMUNCATICNS EXCII CNC t Owing through holing PIC a Sally weed subsidiary e4 The Bonita New York Melba CorPontim (MY MONO PenowwlVdsmterfMatcteaC4 A_00049100 DB-SDNY-0011924 EFTA_00159709 EFTA01291353 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) February 1,2018 - February 28,2018 J EPSTEIN VIRGIN ISLANDS Date Acquired Quantity EQUITIES 98.00% of Portfolio Common Stocks Unit Cost Cot Bat Market Price Market Value Llereated GMeatia Ealknaled &limited Annuallncoma Yield BRISTOL M YERS SQUIBB CO COM Dividend Option: Cash Security Identifier:8MT CUSIP. 0122138 10/30/15 3.400.000 68.9420 227.604.16 66.2000 225.080 00 •2.52.16 5,440.00 2.41% DISNEY WALT CO DISNEY COM Dividend Option: Cash Security Identifier:01S CUSIP: 25468796 10130/15 1.685.000 114.0150 192,114.41 103.1600 173.824.60 •18.289.87 2,830.80 1.62% Total Common Stocks 5419,718 63 5398,904.60 -$20,814.03 58.270.80 TOTAL EQUITIES $419,718.63 $398,904.60 -620,814.03 $8.270.80 0391 Basis TOTAL PORTFOLIO HOLDINGS $428,046 23 Market Value $407,232.20 Unrealized Win Loss 420,814 03 Accrued interest $0.00 Estimated Annual scenic $8,334.64 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered" Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATEONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAT) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest Page 3 of 7 Account Numbe AI: 6614W3:0 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L Rated hceilent Every Vex Since 2007 DAIJAR Ml ED COMMUNCATIONS Mt:UM( Clewing Salem Paging LIC. • wholly owned 'obsidian/0 Ilwa Simko. New York Mellon Colnatim my meson) a... a a a Per,he. KC mtrytte f itiRnAinti itS-l,NP"-u 004,1 u 1 DEL-SDNY-0011925 EFTA_00159710 EFTA01291354 Portfolio Holdings Disclosures (continued) Estimated Annual Figures (continued) and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your Investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (Al) amounts shown are tn base currency) Securities Securities Sold Credits ThisPeriorl Debits ThisPeriod Net ThisPeriod Credits Year-to-Date Debits Year-to-Dale Net Year-to-Date 0.00 0.00 0.00 188301.91 0.00 188,701 91 Page 4 of .. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number.= C g AI:169 ONFID L Rated heedlent Eery Vex Since 1007 DAIJAR RATED C0MMUNCATI0NS EX(D.IENCC Oaring Iltoud. Pagans LIC, a wildly owned subm1My or The Uri of New York Mellon emporatine MIT Mellon) Pemba; U.Cdrorr-ter EllouANiy,Lem_000tiato2 DB-SDNY-OO11926 EFTA_00I597 I I EFTA01291355 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Activity Summary (continued) February 1,2018 - February 28, 2018 J EPSTBN VIRGIN ISLANDS Cradlts7NsPerlod Debits ThisPerlod Net ThisPeriod Credits Yea-to-Date DebitsTemeotete Net Yeas-to-Date Total Securities $0.00 $0.00 $0.00 9188 701.91 $0.00 5188.701 91 Dividends and Interest $2,008.08 50.00 $2,008.08 $4.163.84 50.00 54.163 84 Cash Withdrawals 0.00 0.00 0.00 0.00 -195,000.00 -195,000.00 Total Cash $0.00 $0.00 $0 00 50.00 4195,000.00 4195,000.00 Totals 82,008.08 50.00 52.008 08 5192 865 75 4195,000.00 42,134.25 Transactions by Type of Activity Process Sett kmen1 Dole Activity Type Dividends and Interest 02/01/18 CASH DIVIDEND RECEIVED 5000 SHRS BRISTOL MYERS SOLII88 CO COM RD 01105 PO BM Y 02/0113 02128/18 MONEY MARKET FUND DEUTSCHE GOYT CASH HONE RECBYE0 PER232045 Total Dividends and Interest - U.S. DOLLARS Deusiption Quantity Price Awned Intend Amount Currency 2,000.00 USD 8.08 USD Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information 0.00 2,008.08 0.00 2,008.08 USD Your Invelment $pecittlit: ENJ Oonted Toloimetion JOSHUA SHOSHAN 280 PARK AVE- 3RD FL NEW YORK NY 40 017 Telephone Number: (212) 454-4433 CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) ;kaput Number At:661AL A CONFIDO AL- Page 5 of 7 Rated Caellent Every Vex Since 1007 DAUMRAIID COMMUNICATIONS EXClit MC( owing Swish Pegging ISC.•••fiellyowned sublichady a TMe Boatel New Yoh Maim Colnabm (MY Meta) Penh/. ll.C.rnerrter Flattikl a00049103 DB-SDNY-00 11927 EFTA_00159712 EFTA01291356 Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Met hod for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any.to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution • Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing com/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Ad. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City. New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents.witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the At :N 4O,11M Acmuel Nubei CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L Med Ewalt Every Vey Age 2007 DALIMA RAI ID COMMUNICATIONS EXCWENCI Page 6 of 7 Oaring Sae. Penbati LIC, a wildly armed 'Muer/ of me Snake. New York Mellon Corporation (MY Mellon) Penne. µC, motAgSkiti,GM_00049104 DB-SDNY-001 1928 EFTA_00159713 EFTA01291357 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) February 1,2018 - February 28, 2018 J EPSTEIN VIRGIN ISLANDS Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Num_ CONFID L- M:169 Page - of It•Wd Excellent Owl'. Swett Pining LLC, a wliolly owned Every Way Since 2007 subsidiary a The Sank of New York Mellon DALSAR ItAl ED COMMUNICATICOS Corponthal (MY Mellon) ,,,,.. Cita:LUX( Peer.it LIX. mmte. F iliRkilleteal_ 00049105 DB-SDNY-00 11929 EFTA_00I597I4 EFTA01291358 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 JEPSTBN VIRGIN ISLANDS FOUNDATION INC 6100 RED HOOK QUARTER 83 ST THOM AS VI 00802 Deutithe NM. Mira., Nearnh MinMemet4 Mullets ()Twat< Cow: op elche Unit set-wttmeg New York 0,C., )41, Park Awns. no Inge Novo 0(4. NY 101St 705 r.e NA 1.121445 Oirect 110 51/2 SUI January 1.2018 - January 31 2018 Account Number Portfolio at a Glance ThisPertod Yeer-to-Date Your Investment Specialist: BEGINNINGACCOUNT VALUE $585,636.85 $585,636.85 JOSHUA SHOSHAN Net Cash Deposits and Withdrawals 495,000.00 ,195,000.00 (212) 4 54-4 4 33 Adjusted Previous Account Value 390,636.85 390,636.85 Dividends, )Merest and Ober Income 2,155 76 2,155.76 Net Chan e in Portfolio) 9,475.86 9,475.86 Estimated Annual Income $8,328.56 Asset Summary 'Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Permit And Type Prior Yeet-End Lett Period ThisPerk:4 2% Cash, Money Funds, and Bank Deposits 10,461.85 10,461.85 6,319.52 98% Equities 575,175.00 575,175.00 395.948.95 100% Account Total $585,636.85 $585,636.85 $402,268.47 Please review your allocation periodically with your Investment Specialist. Summary of Gains and Losses ThIsPerled Reined Year•to•Date Orieanzed Long-Term Gain/ Loss -11,327.78 -11.327.76 -23769 68 -23.769 68 Net Gain/ Loss This summary excludes transactions where cost basis information is not available. -11,327.76 -11,327.76 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page " of a 6 5561 \ 1 F ID "`la Rated Eaglet Eon Vey Since 2007 DALIAlt RA1 ED COMMUNICATICNS EXCLUDICI Owing engem Patti IIC. • %Sony owned subsidiary o1T e Unita New York Mellon CAS (SW Meta) Penns. KC nwrte Filitatea 00049106 DB-SDNY-0011930 EFTA_0015971 5 EFTA01291359 For Your Information The European Central Bank (the' ECB' ) and other credit institutions introduced ° negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 1042 S These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Dale Activity Type Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 1.24% Activity Ending: 0 V 3V 18 12130(17 Opening Balance 01112/18 Deposit 01119/18 Withdrawal 01/22118 Deposit 01/29(18 Withdrawal 01130/18 Withdrawal 01/31118 Deposit DeaNiption MONEY FUND PURCHASE MONEY FUND REDEMPTION MONEY FUND PURCHASE MONEY FUND REDEM PTION MONEY FUND REDEMPTION INCOM EREINVEST Amount 10,461.85 2,100.00 •10.000.00 188,701.91 -115.000.00 -70.000.00 55.76 Balance 10,461.85 12,561.85 2,561.85 191,263.76 76,263.76 6,263.76 6,319.52 01/31118 Closing Balance 56.319.52 Total All Money Market Funds 86,319.52 Income and Expense Summary Taxege Cument Period Non Tavabk Troth Yea-to-Dale Non Taxable Dividend Income Equities M oney M arket Total Dividends, Interest. Income and Expenses 2,100.00 55.76 0.00 0.00 2,100.00 55.76 0.00 0.00 82,155.76 80.00 82,155.76 $0.00 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number= At 0:SSI CONFIDO. L Rated Eaceilent Every Yost Since 2007 DAIL& RA7ED COMMUNCATICOS EXCIILENCE Page 2 ofd Owing Minch Pagans LI.C, a wholly owned subnony of The Uri of New York Mellon Corpora's. MAY Mellon) Pontine MC. rnerrter HuRnA(41YLISI M—00049107 DB-SDNY-001 1931 EFTA_001597 16 EFTA01291360 Deutsche Bank P.0 Box 1776, Baltimore, MD 21203 Portfolio Holdings alli l January 1, 2018 - January 31, 2018 JEPSTBN VIRGIN ISLANDS Amen' Activity Opening Date Quantity Number Ending CASH, MONEY FUNDS, AND BANK DEPOSITS 2.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTI. 12/30/11 6,319.520 WA 01131118 10,461.85 Total Money Market $10,461.85 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $10,461.85 OPsohl0 Bin. Closing Balance Accrued Income Immo Mailer 30-Day *arrant Yield Yield Date Acqdred Cleantily EQUITIES 98.00% of Portfolio Common Stocks BRISTOL II MFRS SQUIBB CO COM Dividend Option: Cash 10130/15 3400.000 661420 DISNEY WALT CO DISNEY COM Dividend Option: Cash 10130/15 1,685.000 114.0150 Total Common Socks TOTAL EQUITIES 192,114.47 $419,718.63 $419,718.63 Uail Cod Cost Bads Merkel Pike Security Identifier: BM Y CUSIP.1912298 227,604.16 62.6000 Security Identifier: DIS CUSP: 25468796 108.6700 6,319.52 $6,319.52 $6,319.52 Market Verne 0.00 $0.00 $0.00 Unrealized Cain. Loss 55 76 $55 76 $55 76 1.23% 124% Estimated Estimated Annual Income Yield 212.840.00 -14364.16 5.440 00 2 55% 183,108.95 $395,948.95 $395,948.95 Cod Bak Plaid Wee 4,005.52 423,769.68 423,769.68 Unrealized Ode( Lou Awned Need $0.00 $8,326.56 2,830 80 1 54% $8,270.80 $8,270.80 Palmated Annual Income TOTAL PORTFOLIO HOLDINGS 6428,038.15 $402,268.47 423,789.68 Generally, securities acquired before 2011. in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as 'noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form V99-8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10 99B, the cost basis will not be reported to the IRS. CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) Ill. Account Number A: C:!'e! Page 3 of 8 CONFIDO. RalwAssant Every Vex Since 2007 DAIJAR MUD CONVOCATIONS IC Owens Swab Amiens PIC. • slay oiviC subsidNy d The UnitW New York Mete ONNeatIN MO NAN) Penne. U.C.inurte, iNFLAVAIYITS4A_CIC/0491 08 DB-SDNY-00 11932 EFTA_00159717 EFTA01291361 Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EA!) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.comt disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Page 4 of 8 Account Numb C AM CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ONFID L Rated hceilent Every Vex Since 2007 DAIJAR ItAl ED COMMUNICATIONS EXCOAENC( Clewing IMO. hnbni LI.C, a wholly owned subothady as Sank of New York Mellon Caponthal (OW Mellon) Penhas µCimmte f iiiRtAlAllySIM_000491 09 DB-SDNY-0011933 EFTA_001597 EFTA01291362 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Schedule of Realized Gains and Losses Current Period January 1,2018 - January 31,2018 1EPSTEIN VIRGIN ISLANDS Date Desolation Disposed Date Acquired Detegeation Chposition Method/ Weetaction Quantity Proceeds Cot: Bates Realized Gelato% Long Term BRISTOL M YERS SQUIBB 01/18118 10130115 Covered First In First Out! SELL 1.600.000 98,651.07 107.107.84 4.456.77 Security Identifier: 11342118 DISNEY WALT CO DISNE 01/18118 10130/15 Covered First In First Out! SELL 815.000 90,050.84 92.921.83 -2.870.99 Security Identifier: 254687136 Total Long Term 188,701.91 200,029.67 -11,327.76 Total Short and Long Term 188,701 91 200,029 67 -11.327.76 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization ACt Of 2008, and are marked as "nOnCOvered". Securities marked as "Covered", were identified as Securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost basis will not be reported to the IRS. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end. in particular, for return of capital adjustments. but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-6 or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and. accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each lax lot of the securities held in your account If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRSForm 1099-B. Messages Important Reminder for Pershing's 2017 Form 1099 tax statement (1099) The 1099 includes IRS 1099 Form B, 0 IV, INT, 010 and M ISC. By February 45,2018, you will be mailed either your 1099 or a special Pending 1399 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities you Account Numb C At00 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ONFID L-- bled balked Every Yea Since 2007 Da lin RATED COMMUNICATICMS EXCQUINCIE Page 5 of 8 Oaring Sae. Penton IA( a wildly armed subekharft et The UM, of New York Mellon Ceeponthm (IMY Mellon) PrOtre.U.C.Illtertte HilVAINIIYUS I MJ )0049110 DB-SDNY-0011934 EFTA_00159719 EFTA01291363 Messages (continued) hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. It will inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 10 99 form. Your 1099 will be mailed no later than M arch 15,20 93. For more information please visit mytaxhandbookuom. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (All amounts shown mem base currency) Credits Tats Period Debits ThisPetiod Net This Period Deals Twee-Dale Del:dilater-to-Date Net Year-to-Dale Securities Securities Sold 188,701.91 0.00 188,701.91 188,701.91 0.00 188,701.91 Total Securities 9188,701.91 $0.00 $188,701.91 $188,701.91 90.00 $188,701.91 Dividends and Interest $2,155.78 $0.00 $2,155.76 $2,155.78 $0.00 $2,155.78 Cash Withdrawals 0.00 -195,000.00 -195,000.00 0.00 -195,000.00 -195,000.00 Total Cash $0.00 4195,000.00 4195,000.00 $0.00 4195,000.00 4195,000.00 Totals $190,857.87 4195,000.00 44,142.33 5190857.87 4195,000.00 44,142.33 Transactions by Type of Activity Process' Trade/ Sell lenient Trunnion Date Dote Activity Type DisciptIon Ousinny Mee Accrued lateral Amount Currency Securities Bought and Sold 01/22118 01/18118 SOLD BRISTOL M YERS SQUIBB CO COM UNSOLICITED ORDER -1,600.000 61.7021 98,651.07 USD WAY 01/22118 01(18118 SOLD DISNEY WALT CO DISNEY COM BKCM A PERS1ING AFRUATE 415.000 110.5631 90.05014 USD DIS MAKESA lil KT Ill THIS SECURITY 8 ACTED AS PRINCIPAL UNSOLICITED ORDER Total Securities Bought and Sold -U.S. DOLLARS 0.00 188,701.91 Dividends and Interest 01111118 CASH DIVIDEND RECEIVED 2500 SIRS DISNEY WALT CO DISNEY COM RD Vitt PO 0111$ 7.100 00 USD DIS 01/31/18 MONEY MARKET FUND DEUTSCHE GOVT CASH 55.76 USD INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 2 155 76 Page 6 of 8 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Acwcnt Numbein Ec:!” CONFIDO. ANNAssant Ern Vox Sine 2007 DAIJAR MUD CONVOCATIONS CULDCI Owens tIncli Penling LI.C.• wholly owned subsidNy albsUnita New York MAN Cflocathm (MY Melon) Penn.. I.LC.ritterter wHtallki3l~`^•• 00049111 DB-SDNY-0011935 EFTA_00159720 EFTA01291364 Deutsche Bank P.O Box 1 7 76, Baltimore, MD 21203 Transactions by Type of Activity (continued) Procen Trade/ settlement Tisesadlon Date Dels Adlvity Typo Cash Withdrawals and Deposits 01119118 FBERAL FUNDSSalt USD999997 01129118 FEDERAL FUNDS SENT USD999997 01130/18 FEDERAL FUNDSSENT USD999097 Total Cash Withdrawals and Deposits - U.S. DOLLARS January t 2018 - January 31, 2018 1EPSTEIN VIRGIN ISLANDS Description Quantity Price Accrued lateral Amount Currency EASTERN CORP ECU -10,000.00 USD EASTERN CORP FCU -115,000.00 USD RRSTE1ANK PUERTO RIC -70,000.00 USD 0.00 -195,000.00 Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information Your Investrnett Spenslig: ENJ JOSHUA SH °SHAN 280 PARK AVE- 3RD FL NEW YORK NY 10017 Your Account Information 0.00 4,142.33 USD Ceeletllelerntstlom Telephone Number: (212) 454-4433 TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield M ethod: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DEUVERY You have not selected any account communications for electronic delivery. To register and turn off paper corn munications, log in to your account or contact your Investment Specialist for more information. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 7 of 8 Paled hceilent Owing through Pent*, Mona* maid Every Yost Since 2007 shbefbwya The Uite, New York MSS DAM WED CCIMMUNCATI0NS Ompontim (1111Y Mellon) EXCULENCt Penne. 4C. fitatAtateaLGM_00049112 DB-SDNY-0011936 EFTA_00159721 EFTA01291365 Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders:the assessment of the suitability of those transactions, where applicable: the rendering of investment advice, any.to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution • Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing corn/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413.3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding: a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain docum ants, w itn ess statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified, or (III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 3 of 3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) AIOC . tee te. Account Num CONFID . AL- Rated tacellent Owing through Mains LLC, a wbolly owned Every Vex Since 2007 subsidiary as brat of New York Mellon DALSAR WED COMMANICATIM Camonthal (SW Mellon) nm . EXCIMENC( venter toemeterFIIIRAAV VYLIPM-00049113 DB-SDNY-00 11937 EFTA_00 159729 EFTA01291366