EFTA01291367

15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 JEPSTEIN VIRGIN ISLANDS FOUNDATION INC Deutwhe 'visaing/esti. minutemen mains Connie 6too; Drech, Oar* Setrillf MC, February 12019 - Februar 28 2019 Account Number: Portfolio at a Glance ThisPerlod Year4o-Dale Your Investment Specialist: BEGINNINGACCOUNT VALUE $121,184.45 $258,652.79 MARTIN ZEMAN Net Dash Deposits and Withdrawab 42862614 448,626.14 (212) 250-0432 Adjusted Previous Account Value -1,441.69 10,026.65 Dividends, Interest and Other Income 1,410 61 2,126.81 Net Change in Portfolios 31.08 .12.153.46 ID II .00 $0.0 Estimated Annual Income 5130 01 Asset Summary 1 Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Percent Ara Type Prior Vem-End List Period DilaPeriod 0% 0% Cash, Money Funds, and Bank Deposits Equities 6,810.54 251,842.25 1,423.25 125,761.20 0.00 0.00 0% Account Total Please review your allocation periodically with your Investment Specialist. 8258,65229 $127,184.45 $0.00 Summary of Gains and Losses This Period Reafized Yearti•Date Unrealized Long-Term Gain! Loss -19,250.07 46.015.32 100 Net Gain! Loss This summary excludes transactions where cost basis information is not available. -19.250.07 46,015.32 0.00 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ATONE:MOS CONFIDO. AL- Paled blame Every Yew Sirs 2007 DAUM FATED COMMUMCATIONS EXC CUM ( Page 1 of 8 Merin Stmt. Penton. LI.C, a wholly owned ,,assay albs bake. New York Mellon Capoenthm (MY Melon) nwre, Frio $( DES-SONY-OO1 1938 EFTA_OOI 59723 EFTA01291367 For Your Information The European Central Bank (the • ECB' ) and other credit institutions introduced negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 1342 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date kinky Type DesaVlion Sweep Money Market Fund CASH AC TR DWSGOVT 8 AG INSTL Current Yield: 2.31% Activity Ending: 02/ 06/ 19 02101/19 Opening Balance 02/04/19 Deposit MONEY FUND PURCHASE 02105/19 Deposit MONEY FUND PURCHASE 02107/19 Withdrawal MONEY FUND REDEMPTION 02107119 Withdrawal SHARES REDEEM ED 02107/19 Deposit ACCRUED DIVIDEND CREDIT 02/06/19 Closing Balance Total All Money Market Funds Income and Expense Summary Amount Mace 1,423.25 1,394.00 125,192.28 -128,609.53 411 16.61 1,423.25 2,817.25 128,609.53 0.00 -16.61 0.00 $0.00 $0.00 Current Period Taste. Non Taxable Dividend Income Equities Money Market Total Dividends, Interest, Income and Expenses Portfolio Holdings Description CASH, MONEY FUNDS, AND BANK DEPOSITS 0.00% of Portfolio Money Market GASH AC TR DWS GOV8 AGNS. Total Money Market 1,394.00 16.61 $1.410.61 0.00 0.00 $0.00 Yea•lo•Date Taxable Hon Taxable 1,996.80 130.01 $2,128.81 0.00 000 $0.00 Ovally BYacs Oanalli9 °SR Bain Accrete Ikon Income 30•Dey This Yea Yield 1,423.25 0.00 $1,423.25 $0.00 0.00 130.01 2.31% $0.00 $130.01 Page 2 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: CONFIDO. AL- Rated E•eawn Esery Vex Sac. 2007 OMAR RATED COMMUMCATIONS FACIAL INC( Onvins tlymell Potting Lit. °Sully...toned sobliellarft el Ilya none of New York Mellm Caporal o% OW( Mellon) Pen,hect LlC, onerter ratataklYcernM_00049115 DB-SDNY-00 11939 EFTA_00159724 EFTA01291368 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) February 1, 2019 - February 28, 2019 J EPSTEIN VIRGIN ISLANDS Description Quantity CASH, MONEY FUNDS, AND BANK DEPOSITS (continued) TOTAL CASH, M ONEY FUNDS, AND BANK DEPOSITS Cpening Closing Balance Balance Acaued Income Income 30-Cey ThisThar new $1,423 25 $0.00 $0.00 $130.01 Markel Value Ammed Estimated Mitred Annual Income $0 00 $130.01 Total Portfolio Holdings Portfolio Holdings Disclosures $0.00 Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "NU A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.comi disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 196, unless a particular rate is required by applicable law. Your financial Page 3 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Accout Number A;C:zZ:g);.6 CONFIDO. AL- Rated (Kart Every Vex S.Ke 2007 OMAR RATED COMMAICATIONS EXCIA INC t cow IMO P.n Ilt. a slay owned subsidiary el The Banta New York Melba CAS (MY Meta) Pena. 4C. 'newt*, FilitalcitlYaGM 00049116 DB-SDNY-0011940 EFTA_00159725 EFTA01291369 Portfolio Holdings Disclosures (continued) Foreign Currency Transactions (continued) organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Schedule of Realized Gains and Losses Current Period Date Description Disposed Date Acquired Designation Disposition Method! Tranadion Guiltily Proceeds Cod Basis Realized Cain:Loss Long Term BRISTOL 11 YERS SQUIBB 02101119 10/30/15 Covered Rrst In First Out / S9.L 1,000.000 49,531 37 66,942.40 -17,411.03 Security Identifier. 1131221)8 DISNEY WAIT CO DISNE 02/01119 10130115 Covered First In First Out! SELL 685.000 76.260.91 78.099.95 -1.839.04 Security Identifier: 254587136 Total Long Term 125,792.28 145642.36 -19,260.07 Total Short and Long Term 125,792.28 145,042 35 -19,250.07 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered". were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account. we may mark the account as noncovered. However, if the account does not receive a 1099B. the cost basis will not be reported to the IRS. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes. especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments. but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-B or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records In particular, there may be other adjustmentswhich you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In. First Out (FIFO). Your account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. Page 4 of 8 Account Number MONS:MI CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDg L RaWd hceilent Every Vex Since 1007 DAIJAR RATED COMMUNICATIONS EXEQLENCC Clearing IMO. habni LI.C, a wholly owned subiediarft el The Bonk of Haw York Mellon Caponthan (MY or C. mentor f iiiRtA(41 Ymr-Al_00049 117 DB-SDNY-0011941 EFTA (H) 159726 EFTA01291370 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Messages February 1,2019 - February 28, 2019 J EPSTEIN VIRGIN ISLANDS Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10 ( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (Nu enema seoisn are,,, case - ,rr,ro,..y) Securities Credits This Period Debits ThisPeriod Net ThisPedod Oe4itsYear4o-Crate DebitsYeadcoDete Net Year-lo-Date Securities Soli 125.79228 0.00 125.792 28 239,688.79 0.00 239,688.79 Total Securities $125.792 28 $0.00 $125.792.28 $239.688.79 $0.00 $239,688.79 Dividends and Interest $1410.61 $000 $1,410.61 $2,126.81 $0.00 $2,126.81 Cash Withdrawals 0.00 -128.628.14 -128.626.14 0.00 -248.626.14 -248.626.14 Total Cash $0.00 4128,626.14 4128.626.14 $0.00 4248.626 14 4248,626.14 Totals $127,202.89 4128.626.14 41,423 25 6241,815.60 4248.626 14 46,810.54 Transactions by Type of Activity Process Trade Settlement Tian:lien Date Date Activity Type Securities Bought and Sold 02105119 02101119 SOLD BM Y Desaiption Quantity 02105119 02101119 SOLD DIS Total Securities Bought and Sold - U.S. DOLLARS BRISTOL MYERS SQUIBS CO COM UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT DISNEY WALT CO DISNEY COM UNSOLICITED ORDER -1,000.000 .685.000 Price Accrued Interest Amount Catena 49.5880 49.531 37 USD 111.4130 76.260.91 USD 0.00 125,792.28 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFID L Rated (Kant Every Yaw Site 2007 DAUMMIED C0MMUMCATIM EXC0AENCC Page 5 of 8 Owing dash habeg LIC, a ally mad wbsmayel The ear of New 'Awl. Mellon Camonthm OW Man) Penne. MC. rrerrter EitiRtAckliquLGM_0004911 8 DB-SDNY-0011942 EFTA_00 I 59727 EFTA01291371 Transactions by Type of Activity (continued) Process Trade Sett'uteri Transadton Date Date Adivily Type 0esaiption Duality Price *cased loitered MOW We, Dividends and Interest 02/01119 CASH DIVIDEND RECOVED 3400 SHRS BRISTOL M YERSS0UI88 CO COM RO0/04Ft' 1,394.00 USD BAIT 02/011 02107119 MONEY MARKET FUND CASH AC TR DWSGOVT & AGENCY INSTL INCOMEREDEEMED 16.61 USD INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 1,410.81 Cash Withdrawals and Deposits 02/07/19 FEDERAL FUNDSSEE F1RSTBANK PUERTO RK -128,626.14 USD USO9996197 Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 -128,826.14 Total Value of Transactions 0.00 -1,423.25 USD The price and quantity displayed may have been rounded. Client Service Information Your Investment Speciabd ZEM Contad Information MARTIN ZEM AN Telephone Number: (212) 250.0432 345 PARK AVENU E NEW YORK NY 10 154 Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default M ethod for all Other Securities: First In First Out BOND AMORTIZATION SECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Page 6 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) Account !lumber. CONFID AL- A;C:zZ1301 Rawdhcd.nt Every vex Since 2007 DALSAR MI ED COMMUNCATICteS EX( lENC Cain. tinge. Penbieg PIC. • Sally owned subsidiary a The Bonita New York Melon Cortaatim (MY Mellott) Penn.'s MC. rnerran FilatatiAtreaGM 00049119 DB-SDNY-0011943 EFTAJ30159728 EFTA01291372 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 YoJr Account Information (continued) February 1, 2019 - February 28, 2019 1EPSTBN VIRGIN ISLANDS ELECTRONIC D EU VERY Your electronic delivery selections for account communications are listed below: Electronic Delivery Enrollment Communication O Statements and Reports C O Trade Confirmations O Tex Documents O Notifications O Prospectus • ProryiStarehoWer Communications You have not enrolled any of the above documents for electronic delivery. Please log in to your account to make any changes to your preferences. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any. to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: wwmpershing.comt about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights. including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Accout Number N46-024950 CONFIDO AL- Page 7 of 8 Reed Caminent Every Vey Age 2007 DAISAR MED COMMUNICATIONS EXCQUINCE Owing through Pent ISC. • Many amid subsidiady el The &onkel New York Main CeMembm (Me Melon) Penhnt 11C. ritterter f I lililAAMELGIO 00049120 DB-SDNY-0011944 EFTA _00159729 EFTA01291373 Import ant Information and Disclosures (continued) The Role of Pershing (continued) One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding: a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain docum ants, w itness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitratorswho were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows. Pershing U_C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page S of Account Number N4G-0249S0 nonfarm' CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L IIMeamant Every Vex Since 1007 DAIJAR MUD COMMUMCATICNS CICOAENCt Owing dash hang LI.C, a ally woad subpar/0 The sack of New York Mellon Corponthm MIT Man) U.C. EIHRAAINtilY.S.,m_00O19121 DB-SDNY-0011945 EFTA_00159730 EFTA01291374 Deutsche Bank P.O.Box 1776, Baltimore, MD 212O3 J EPSTBN VIRGIN ISLANDS FOUNDATION INC Your Investment Specialist. MARTIN ZEMAN (212) 250-0432 Asset Summary Percent Asset Type 1% Cash, Money Funds, and Bank Deposits 99% Equities 251.842,25 100% Account Total $258,652.19 Please review your allocation periodically with your Investment Specialist. Otosche Sank Private MOS Mane.. Marina Owarace &owe IlvatskIka Sank Soeurnin Mc *iv Sort Once MS Pan maw. )6th now Raw Wslk XV 1.0134 Tall krt. •64.1.12-$105 Watt 4I0 if5 Slat January 1.2019 - Januar 31 2019 Account Number: Portfolio at a Glance ThisPerlod Year4o-Date BEGINNINGACCOUNT VALUE Nei Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends, Wires' and Other Income Net Change in Portfolio1 Ell 1I I I Estimated Anneal Income 52.959 00 'Net Change in Portfolio lathe difference between the ending account value and beginning account value after activity. $258,652.79 -120,000.00 138,652.79 116.20 12.184.54 $127,184.45 $127,184.4 $258,652.79 420,000.00 138,652.79 714.20 .12.184.54 Prior Year-End Litt Period ThisPeriod Summary of Gains and Losses 6,810.54 8,810.54 1,423.25 251,842.25 $258,652.19 125,761.20 $127,184.45 Long-Term Gain/ Loss Net Gain/ Loss This summary excludes transactions where cost basis information is not available. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) bilged ThIsPerIod Year4o•Date Unrested 46,765.25 46,765.25 -19,281.15 -48,765.25 -46,765.25 -19,281.15 6751\1FID AL-A Page 1 of 8 Rated brawl City Yea Sect 2007 DAWN WED COMMUNCATIONS EXCII CNC t Owing engemholing Ilt. a Sally owned subsidiary *Me Bonita New York Mike Cannatim (MY Mellon) Penne. MC. 'newt*, MatatreaGM_ 00049122 DB-SDNY-OO11946 EFTA_OO15973 I EFTA01291375 For Your Information The European Central Bank (the' ECB' ) and other credit institutions introduced negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 1342 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Sweep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 2.30% Activity Ending: 0 V 3V tlf 01101/19 Opening Balance 01111/19 Deposit MONEY FUND PURCHASE 01115/19 Deposit MONEY FUND PURCHASE 01129/19 Withdrawal MONEY FUND REDEM PTION 01131119 Deposit IN COM E REINVEST 01/31/19 Closing Balance Total All Money Market Funds Demiption Income and Expense Summary Amount Bain 6,810.54 602.80 113,896.51 -120,000.00 113.40 8,810.54 7,413.34 121,309.85 1,309.85 1,423.25 $1,423.25 $1,423.25 Dividend Income Equities Money Market Total Dividends, Interest, Income and Expenses Portfolio Holdings Opening Cele CASH, MONEY FUNDS, AND BANK DEPOSITS t00% of Portfolio Money Market CASH AC TR BW8GOVT 8 AG INSTL 01101/19 1,423.250 WA Total Money Market TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS fluent Period Taxable Non Taxable Year-to-Dale Taxable Non Taxable 602.80 113.40 8710.20 0.00 0.00 $0.00 602.80 113.40 $716 20 0.00 0.00 $0.00 Aomenl Quintile Nurober AdMty aiding 0 Bloat ad% Niece Memel Inane Nomme This Yew 30-Day fluent Yield Yield 01/31/19 6,810.54 $8,810.54 $8,810.54 1,423.25 0.00 113.40 2.30% 220% $1,423.25 $1,423.25 $0.00 $0.00 $113.40 $113.40 Page 2 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: CONFIDO. At f ZcS'.0 2C Rattassant Every Vex Since 2007 DALIAN MILD COMMUNCATIONS EX(CLEMCE caw through Pining PIC ash* owned subsidiary SIM Bonita New York Wien CAnontimi (MY With Penhas u(. inviter fitiRatallieLGIA 000.40123 DB-SDNY-0011947 EFTA_00159732 EFTA01291376 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) January 1,2019 - January 31,2019 J EPSTEIN VIRGIN ISLANDS Date Acquired Quantify Unit Col EQUITIES 9 9.0 0% of Portfolio Common Stocks BRISTOL MYERS SQUIBB CO COM Dividend Option: Cash 10130/15 1.000.000 88.9420 88.942.40 49.3700 49.370.00 •17.572.40 1,640.00 3.32% DISNEY WALT CO DISNEY COM Dividend Option: Cash Security Identdiel:DIS CUSP: 26468796 10/30/15 685.000 114.0150 78,099.95 111.5200 76.391.20 .1,108.75 1,205.60 1.57% Total Common Stocks $145,042.35 $125,761.20 -$19,281.15 52,845.60 TOTAL EQUITIES $145,042.35 $125,781.20 419,281.15 $2,845.60 Cat Ball Market Prim Security Identifier: BM Y CUSIP.19122138 Markel Value Uniealized Estimated Estimated Gain:Loss AnnulIncome Yield Total Portfolio Holdings OA Basis Minkel Value 6149465 60 Unrealized Gain; Loss $127 184 45 419 281 15 Acaued bluest $000 Estimated Annul Income $2,959.00 Generally, securities acquired before 2011. in retirement accounts or held by Non•U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 20 0 8, and are marked as "noncovered" Securities marked as "coverer, were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However. if the account does not receive a 10 9 96, the cost basis will not be reported to the IRS. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date oasis, including short positions, at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EA1) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable: however, no assurance can be made as to the accuracy. Since interest Page 3 of 8 Account Number At Et IMO 20 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L Ogled heard Every Yew Since 2007 DAUMMUD COMMLIMCATIM EXCOAD4CC Owing Salem Paging Lit. ,.ally mooed subs:Mr/of The Sonli of New York Mellon Corporathm OW Melon) U.C.Inef, tel EllatAckkkeleM_ 00049124 DB-SDNY-0011948 EFTA_00 159733 EFTA01291377 Portfolio Holdings Disclosures (continued) Estimated Annual Figures (continued) and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Schedule of Realized Gains and Losses Current Period Date Desiziption Disposed Date Acquired Designation Disposition Method / Treassclion Quantity Proceeds Cod Basis Realized GMULoss Long Term BRISTOL MYERS SOUR38 01111119 Security Identifier 11142118 10130/15 covered First In First Out! Sat 2,400.000 113.896 51 160.661.76 -46,765.25 Total Long Term 113,896.51 160,661.76 46,76S.25 Total Short and Long Term 113,896.51 160,661 76 -46,765.25 Page 4 of 8 Account Number N46424950 011W3:0?) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L Rated (meet Every Vox Since 2007 DA UM MUD COMMUNCATIONS EXCIMENCE Cbit.Utoud. amen i LI.C, a wholly owned sublicharni The Simko. New Yak Mellon Caponthal (OW Mellon) Penne. µCinema,. Filttakin uSIM_00049125 DB-SDNY-00 11949 EFTA_(() 159734 EFTA01291378 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Schedule of Realized Gains and Losses Current Period (continued) January 12019 - January 31,2013 'EPSTEIN VIRGIN ISLANDS Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost basis will not be reported to the IRS. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-B or online displays you may have available to you. W hen you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Please refer lo the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRSForm 1099-B. M essages Important Reminder for Pershing's 2018 IRS Form 1099 (B, 0 IV, INT, M ISC and 0ID): As a reminder, by February 15,2019, you will be mailed either your Form 1099 or especial Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities you hold by the as of date of the February 151099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1099. Your 1099 will be mailed no later than March 15, 2019. Although a money market mutual fund seeks to preserve the value of your investment at 51per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-1)( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Page 5 of 8 CONFIDENTAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Number: N46-024950 Att):11'3,1:020 CONFIDO. AL- Dated taceNnt Eery Yaw Site 2007 DAUM WED commumomats CACELCNCC Owing Dwacti Paging PIC a slay crivirol subsidiary cirri &MO New York Mein CoDonEM (SW Meta) Penne. LAC. ritterter f I IDIA IWYLESIM_00049126 DB-SDNY-0011950 EFTA_00159735 EFTA01291379 A a IV It y SUOUllaty (All amounts shown are m base currency) Credits This Period DebitsUW*1*d Net ThisPeriod Credits Yamdo-Date Debits Yeario-Date Net Yew-to-Del Securities Securities Sold 113,896.51 0.00 113,896.51 113,896.51 0.00 113,896.51 Total Securities $113,896.51 $0.00 $113,896.51 $113,896.51 60.00 $113,896.51 Dividends and Interest $718.20 $0.00 5718.20 $716.20 $0.00 5718.20 Cash Withdrawals 0.00 -120,000.00 4 20,000.00 0.00 -120,000.00 420,000.00 Total Cash $0.00 4120,000.00 4120,000.00 $0.00 4120,000.00 4120,000.00 Totals $114,612.71 4120,000.00 45,387.20 $114,812.71 4120,000.00 45,387.29 Transactions by Typeof Activity Process? Trade Settlement Transaction Dote Delo Aothrny Type Oesaiption Ouemity Price Accrued littered Amount Currency Securities Bought and Sold 01115/19 01/11119 SOLD BRISTOL II YEAS SOUII513 CO COM UNSOLICITED ORDER .2,400.000 41.5000 WAY 113,896.51 USD Total Securities Bought and Sold -U.S. DOLLARS Dividends and Interest 01110119 CASI DIVIDEND RECBVED 685 SH RS DISNEY WALT CO DISNEY COM RD 12ID PC071) IS ENS 01/31119 MONEY MARKET RIND CASH AC TR DWSGOVT INCOME RECEIVED PER232045 0.00 113,896.51 602.80 113.40 USD USD Total Dividends and Interest - U.S. DOLLARS Cash Withdrawals and Deposits 01129119 FEDERALFUNDSSW FIRSTBANK PUERTO RIC USD990997 0.00 716.20 -120,000.00 USD Total Cash Withdrawals and Deposits -U.S. DOLLARS 0.00 -120,000.00 Total Value of Transactions The price and quantity displayed may have been rounded. 0.00 4,387.29 USD Page 6 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) Account Number: N46424950 At Elf 3 ,1:070 CONFIDO. AL- Rated Eicallent Eery Vex Since 2007 OMAR RAT ED COMMUNICATICNS EXCII INC t Owing tlwonsh Penting PIC. nolally armed subsidiary e4 The Bonita New York Mellon CAS MY Melon) pv0,..surdwt.imwkliWaLcatoociast2r DB-SDNY-0011951 EFTA_00159736 EFTA01291380 Deutsche Bank P.0 Box 1776, Baltimore, MD 21203 Client Service Information Your Investment Specialist NM MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10154 Your Account Information January t 2019 - January 31,2019 J EPSTEIN VIRGIN ISLANDS Corded Intonation Telephone Number: (212) 250-0432 TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY Your electronic delivery selections for account communications are listed below: Electronic Delivery Enrollment Communication • Statements aid Reports • TradeConlirrnations O Tax Dements • Notifications O Prospectus • Proxy/Starebolder Communication You have not enrolled any of the above documents for electronic delivery. Please log in to your account to make any changes to your preferences. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: e146-024950 Atintf3c1:020 CONFIDO. AL- Page 7 of B Rated Cictoent Every Yee, Saxe 2007 DALIIAR RATED COMMUMCATICNS EXCIALINCt Owing through holing PIC e Sway coomd solmidianft el The Unit of New YorkMelee Ceneemehm (MY Mellon) LIX. meta. mitkalktfacc049128 DB-SDNY-00 11952 EFTA_00159737 EFTA01291381 Import ant Information and Disclosures The Role of Pershing • Pershing carries your account asclearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (I) orders for the purchase and sale of securities and other property and (u) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders:the assessment of the suitability of those transactions, where applicable: the rendering of investment advice, if any,to you and in general, for the ongoing relationship that it has with you. • Inquiries concern ingthe positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution • Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing coml about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413.3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain docum ants, w itn ess statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or ( Ill) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Paged of 2. Account Number: ,146-024950 A1001IMM020 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L Rated hceilent Every Vex lice 1007 DAIL& ItAl ED COMMUNICATIONS EXCELLENCE Oaring tl•aO. Mani LLC, a wholly owned subsidiary el The Simko. New York Mellon CAgnatim (MY Mellon) ann a a aa Penne. LIX. ~Ca 04- -11"-U 00414 DB-SDNY-00 11953 EFTA_00 159738 EFTA01291382