EFTA01296250

NAME SEARCHED: PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Revio‘er Comments (as necessar> I RU0 . ®No Hu O Not Rtmutral O Ilia I. RDC Results No RDC Alert(please see attached) PCR 0 0 No Hit • Not Required Hit II. PCR Results No PCR Alot(pl case see attached) BIS III. Negai it c Nledla No Information Found O Yes 0 No Not Required . IV. Non-Neualk c xledya No Information Found . V. Other Language media No Information Found D&B VI. D&B Not required Results? • Yes • El Not Required Smartlinx VII. Smattlinx Result found(please see attached) Results? 024 Yes O No • Not Required Court Cases O Review by Legal May VIII. Court Cases No Information Found he Required 021 No Results O Search not required Prepared by: Slim a parashar Date: 06/15/2017 Research Analyst Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Hubbellhttp://www.martindak.comh p/Martindale/home.xml 3. As needed. provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research doctunents. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) For internal use only CONFIDENTIAL S0NY_GM_00058456 DB-SDNY-0021280 EFTA_00169016 EFTA01296250 Page 2 OFAC RESULTS RDC: 11602684 No Match Found N 11602685 o Match Found KYC 1790724 KYC 1790724 Country.' UNITED STATES Date of Birth: 5/31/1989 Date of SLOVAKIA Birth: 5/31/1989 PCR: C20170637909085 Karyna Shuliak 12890624 NCA customised Auto-Closed No-Hit 15/06/2017 C20170637909103 Karyna Shuliak 12890624 NCA customised Auto-Closed No-Hit 15/06/2017 BIS RESULTS: Negative Media: No Information Found Non-Negative Media: No Information Found Other Language Media: No Information Found Public Record: 1 OF 1 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2017 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Date: 6/15/2017 Report processed by: DEUTSCHE BANK AGII Full Name Address County Phone SHULIAK, KARYNA 9 E 71ST ST NEW YORK (212) 750-9895 NEW YORK, NY 10021-4102 (212) 249-1122 NEW YORK COUNTY (212) 288-7171 ADDITIONAL PERSONAL INFORMATION SSN DOB Gender 105-98-XXX , For internal use only LexID(sm) 188602267903 SDNY_GM_00058457 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0021281 EF1'A_00169017 EFTA01296251 Page 2 ADDITIONAL PERSONAL INFORMATION SSN DOB Gender LexID(sm) Subject Summary Name • ' T S SSNs Summary No. SSN 1: 105-98-XXXX State Iss. Date Iss. Warnings Most frequent SSN attributed to subject: New York 2009-2011 Possible E-Mail Addresses Others Using SSN - 0 records found Address Summary - 6 records found No. Address 1: 9 E 71ST ST NEW YORK, NY 10021.4102 NEW YORK COUNTY 2: 301 E 66TH ST APT 10F NEW YORK, NY 10065-6216 NEW YORK COUNTY 3: 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 ST. THOMAS COUNTY 4: 301 E 66TH ST APT 8A NEW YORK, NY 10065-6215 NEW YORK COUNTY 5: 239 92ND ST BROOKLYN, NY 11209.5701 KINGS COUNTY 6: 68 CABRINI BLVD APT 52 NEW YORK. NY 10033-5442 NEW YORK COUNTY Address Details 1:9 E 71ST ST NEW YORK, NY 10021-4102 Address 9 E 71ST ST NEW YORK, NY 100214102 NEW YORK COUNTY Census Data for Geographical Region Median Head of Household Age: 57 Median Income: $201,878 Median Home Value: $1,000,000 Median Education: 17 years Household Members None Listed Other Associates For internal use only Dates 7/2015 - 3/2017 Phone (212)750-9895 (212)249-1122 (212)288-7171 SDNY_G M_00058458 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0021282 EFTA_00 I 69018 EFTA01296252 Page 3 EPSTEIN. JEFFREY E 2: 301 E 66TH ST APT 10F NEW YORK, NY 10065-6216 Address Dates Phone 301 E 66TH ST APT 1OF 4/2013 - 5/2017 NEW YORK, NY 10065-6216 NEW YORK COUNTY Census Data for Geographical Region Median Head of Household Age. 36 Median Income: $156.291 Median Home Value: $753.989 Median Education: 16 years Household Members None Listed Other Associates None Listed 3: 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 Address Dates Phone 6100 RED HOOK QTRS STE 8-3 12/2015 - 3/2017 ST THOMAS. VI 00802-1348 ST. THOMAS COUNTY Household Members None Listed Other Associates EPSTEIN. JEFFREY E 4: 301 E 66TH ST APT 8A NEW YORK, NY 10065.6215 Address Dates 301 E 66TH ST APT 8A 4/2013 - 8/2013 NEW YORK, NY 10065-6215 NEW YORK COUNTY Census Data for Geographical Region Median Head of Household Age: 36 Median Income: $156291 Median Home Value: $753,989 Median Education: 16 years Household Members None Listed Other Associates None Listed Phone 5: 239 92ND ST BROOKLYN, NY 11209-5701 Address Dates Phone 239 92ND ST BROOKLYN, NY 11209-5701 KINGS COUNTY Census Data for Geographical Region Median Head of Household Age: 51 Median Income: $92,045 Median Home Value: $761,538 Median Education: 12 years Household Members None Listed Other Associates None Listed 6: 68 CABRINI BLVD APT 52 NEW YORK, NY 10033-5442 Address 68 CABRINI BLVD APT 52 NEW YORK, NY 10033-5442 For internal use only Dates Phone (646)864-0040 SDNY_GM_00058459 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0021283 EFTA_OOI 690 I 9 EFTA01296253 Page 4 NEW YORK COUNTY Census Data for Geographical Region Median Head of Household Age. 39 Median Income: $56,500 Median Home Value: $370,896 Median Education: 13 years Household Members None Listed Other Associates None Listed Voter Registrations - 0 records found Driver Licenses - 0 records found Professional Licenses -1 records found 1: Professional License Name: rmation SSN: 105-98-XXXX Address: 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 County: ST. THOMAS License Information Profession or Board: DENTAL BOARD OF CALIFORNIA License Type: DENTIST License Number: 65268 Issue Date: 11119t2015 Expiration Date: 05131/2017 Status: VALID UNTIL 05/31/2017 State: California Health Care Providers - 1 records found 1: Health Care Providers Name(s): Gender: FEMALE DOB(s): 05/1989 Business Addresses: 6100 RED HOOK OTRS STE 8-3 ST THOMAS, VI 00802-1348 358 EL BRILLO WAY PALM BEACH, FL 33480-4730 License Number/State: 21635 / FL 65268 / CA 2230 /VI Medical School/Grad Year: COLUMBIA UNIVERSITY / 2015 Health Care Sanctions - 0 records found Pilot Licenses - 0 records found Sport Licenses - 0 records found Real Property - 0 records found Motor Vehicle Registrations - 0 records found Boats - 0 records found Aircraft - 0 records found Bankruptcy Information - 0 records found Judgments/Liens - 0 records found UCC Liens - 0 records found Fictitious Businesses - 0 records found For internal use only SDNY_GM_000 58460 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0021284 EFTA_00 169020 EFTA01296254 Page 5 Notice Of Defaults - 0 records found Potential Relatives -1 records found 1st Degree 1 No. Full Name 1 SHULYAK, DENNIS • AKA SHULIAK, DZIANIS • AKA SHULIAK. DENNIS • AKA SHULAK, DZIANIS • AKA SHULIAK. DZIANIAS • AKA SHULIAK SSN:213-53-XXXX DOB:3/1977 (Age: 40) Business Associates - 0 records found Person Associates -1 records found No. Full Name Address 1: EPSTEIN, JEFFREY E EPSTEIN. JEFFERY E EPSTEIN. JERRERY EPSTEIN, J EPTSTEIN, JEFFERY EPSTIEN, JEFFERY EDWARDS. JEFFERY 9 E 71ST ST NEW YORK NY 10021- 4102 457 MADISON AVE FL 4TH NEW YORK, NY 10022- 6843 49 ZORRO RANCH RD BH STANLEY. NM 87056-9743 49 ZORRO RANCH RD B STANLEY, NM 87056-9743 Address/Phone 48 LAKEWOOD DR CONGERS. NY 10920-1710 (845) 268-2760 1383 AVENUE OF THE AMERICAS AP T202 NEW YORK. NY 100194910 (212) 5424150 618 W 164TH ST APT 43W NEW YORK, NY 10032-4842 188 FILIPE LN UNIT 16 STATEN ISLAND, NY 10308-3361 18 FILIPE LN UNIT 16 STATEN ISLAND, NY 10308-3361 SSN 090-44-XXXX 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802- 1348 Neighbors - 2 records found 9 E 71ST ST NEW YORK, NY 10021.4102 Name Address 9E 71ST ST APT 4E NEW YORK, NY 10021-4102 LAMBERT, JOEL I LUTNICK. ALLISON L LUTNICK. BRANDON G LUTNICK, HOWARD WILLIAM LUTNICK. KYLE S 11 E 71ST ST NEW YORK. NY 10021-4102 Employment Locator - 0 records found Criminal Filings - 0 records found Cellular & Alternate Phones - 0 records found For internal use only Phone DOB (212) 249-1122 1/1953 (212) 288-7171 (212) 368-3758 (212) 750-9895 Phone (631) 537-0211 SDNY_GM_00058461 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0021285 EFTA_00 I 6902 I EFTA01296255 Page 6 Sources - 31 records found All Sources Email addresses Historical Person Locator Person Locator 1 Phone Professional Licenses Providers Utility Locator Key AHigh Risk Indicator. These symbols may prompt you to investigate further. Moderate Risk Indicator. These symbols may prompt you to investigate further. raGeneral Information Indicator. These symbols inform you that additional information is provided. "The most recent telephone listing as reported by the EDA source. 31 Source Document(s) 5 Source Document(s) 3 Source Document(s) 1 Source Document(s) 12 Source Document(s) 7 Source Document(s) 1 Source Document(s) 2 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies. it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your OPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright.: 2017 LexisNexis, a division of Reed Elsevier Inc. All rights reserved. D&B: Not required LEGAL RESULTS: Court Cases: No Information Found For internal use only SDNY_GM_00058462 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0021286 EFTA_00 I 69022 EFTA01296256