EFTA01296282

NAME SEARCHED: Jeanne Brennan-Wiebracht PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results I. RUC Results RDC N No lit O Not kequIleti O Ho PCR 0 No lilt • Not Required II. PCR Results O Hit BIS O yes NI No Not Required III. Negative Media IV. Non-Negative Media V. Other Language Media D&B Results? O Yes ID No 0 Not Required Nit D&B Smartlinx VII. Smartlinx Remits? Yes O No • Not Required Court Cases O Review by Legal May be Requital re No Results VIII. Court Cases E Search not required Prepared by: Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Hubbellhttp://w st.martindale.com/sp/Mariindale/home.sml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. Reviewer Comments (as necessary): No RUC Alert No PCR Alert No information found Not required No information found Not required Information found(Please see attached) No information found Date: 06/27/2017 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Research Arobst For internal use only CONFIDENTIAL DB-SDNY-0021324 EFTA_00 69060 EFTA01296282 Page 2 OFAC RESULTS RDC: No Match GCIS &mad Jeanne Brennan- Wiebracht Date of Country:UNITED STATES Birth' PCR: Jeanne Brennan-Wiebracht NCA customised Auto-Closed No-Hit 27/06/2017 BIS RESULTS Negative Media: No information found Non-Negative Media: Not required Other Language Media: No information found Public Record: 1 OF 1 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2017 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Date: 6/27/2017 Report processed by: DEUTSCHE BANK AGII Full Name Address County Phone WIEBRACHT. JEANNE ST. THOMAS For internal use only SDNY_GM_00058501 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0021325 EF1'A_00169061 EFTA01296283 Page 2 ADDITIONAL PERSONAL INFORMATION SSN Gender LexID sm (Ag let 57) Subject Summary Name Variations 1: BRENNAN. JEAN A 2: BRENNAN, JEANNE A 3: BRENNAN, JEANNE ANN 4: BRENNAN, JEANNE B 5: BRENNAN, JEANNE BRENNAN 6: BRENNAN, WIEBRACHT JEANNE 7: BRENNANWIEBRACHG, JEANNE A 8: WIEBRACHT, J B 9: WIEBRACHT, J BRENNAN 10: WIEBRACHT, JEANNE 11: WIEBRACHT, JEANNE B 12: WIEBRACHT, JEANNE BRENNAN SSNs Summary No. SSN 1: DOBs mi Re ed DOBs: State Iss. Date Iss. Warnings Most frequent SSN attributed to subject: New Jersey 1968-1969 Possible E-Mail Addresses Others Using SSN - 5 records found # Full Name 1: BRENNAN, JOAN A 2: BRENNAN. JOAN 3: BENNAN, JOAN A 11: WIEBRACHT, MATHIAS 12: WIEBRECHT, MATHIAS Address Summary - 9 records found No. 1 2 3. Elementary or Secondary School For internai use onl y SDNY_GM_00058502 CONFIDENTIAL - PURSUANT TO FED. R.QPN(f IDENTIAL DB-SDNY-0021326 EFTA_0016906.2 EFTA01296284 Page 3 No. Address 4: 5 Mr 6: 7: 8: 9 =N M Address Details 1: Address Dates Phone Household Members WIEBRACHT, MATHIAS WIEBRACHT, THOMAS Other Associates None Listed 2: Household Members WIEBRACHT, MATHIAS WIEBRACHT, THOMAS Other Associates None Listed 3: Census Data for Geographical Region Median Head of Household Age: 49 Median Income: $135,275 Median Home Value: $550,699 Median Education: 14 years Household Members BRENNAN. GEORGE G BRENNAN. GERRY G BRENNAN, JOAN A For internal use only 1/1997 - 6/2017 Dates Phone 9/2005 - 1/2017 Dates Phone 11/1984 - 8/2006 SDNY_GM_00058503 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0021327 EFTA_00 169063 EFTA01296285 Page 4 BRENNAN. JOAN ANN BRENNAN, KIM M BRENNAN, THOMAS S Other Associates None Listed 4: Address Dates Phone 1/1999 - 8/2000 Household Members None Listed Other Associates None Listed 5: Address Dates Dates Phone Household Members WIEBRACHT, MATHIAS Other Associates None Listed 6: Address 1/1988 - 1/1996 Census Data for Geographical Region Median Head of Household Age: 34 Median Income: $94,286 Median Home Value: $405,769 Median Education: 14 years Household Members BRENNAN, GEORGE G BRENNAN, JOAN A BRENNAN, JOAN ANN Other Associates None Listed Dates 9/1993 - 9/1993 Phone 7: Add Dates Phone 9/1993 - 9/1993 Household Members None Listed Other Associates None Listed 8: Address Dates Phone 11/1991 - 12/1991 Household Members None Listed Other Associates For internal use only SDNY_GM_00058504 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0021328 EFTA_00I 69064 EFTA01296286 Page 5 None Listed 9: "MEM Census Data for Geographical Region Median Head of Household Age: 34 Median Income: $71,875 Median Home Value: 575.000 Median Education: 11 years Household Members None Listed Other Associates None Listed Dates Phone 8/1986 - 8/1986 Voter Registrations - 0 records found Driver Licenses - 0 records found Professional Licenses - 0 records found Health Care Providers - 0 records found Health Care Sanctions - 0 records found Pilot Licenses - 0 records found Sport Licenses - 0 records found Real Property - 0 records found Motor Vehicle Registrations -1 records found 1: Non-Governmental Vehicle Record Vehicle Information VIN: Class: PASSENGER CAR/LIGHT TRUCK Model Year: 2008 Make: Mercury Model: Mariner Series: PREMIER Body Style: 4 Dr Wagon Sport Utility Owner Information Name: BRENNAN, JEANNE DOB: Address: Source Date First Seen: 9/5/2008 Source Date Last Seen: 6/27/2013 Source Information Data Source: NON-GOVERNMENTAL Boats - 0 records found Aircraft - 0 records found Bankruptcy Information - 0 records found Judgments/Liens - 0 records found UCC Liens -1 records found 1:VI UCC LIEN FILING Debtor Information Debtor 1 Name: BRENNAN, JEANNE B For internal use only SDNY_GM_00058505 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0021329 EFTA_00 169065 EFTA01296287 Page 6 SSN: Address: STE 301 Debtor 2 Name: MATIAS. WIEBRACHT Address: STE 301 Secured Party Information Name: BANK, NOVA SCOTIA Address: PO BOX 420 ST THOMAS, VI 00804-0420 Filing Information Filing Jurisdiction: VIRGIN ISLANDS Original Filing Number: C 2365/1995 Original Filing Date: 8/25/1995 Type: INITIAL FILING Date: 8/25/1995 Number: C 2365/1995 Filing Office Information Filing Agency: OFFICE OF THE LT GOVERNOR/UCC DIVISION Address: KONGENS GADE #18 CHARLOTTE AMALIE, VI 00802 Collateral Information Description: 08/25/1995 C 2365/1995 - VEHICLES Fictitious Businesses - 0 records found Notice Of Defaults - 0 records found Potential Relatives - 10 records found 1st Degree: 10 No. Full Name Address/Phone 1 WIEBRACHT, MATHIAS • AKA WIEBRECHT, MATHIAS • AKA, WIEBRACHT. NATHIAS • AKA WIEBRACHT. MATHIAS • AKA WIEBRECHT, MATHIAS DOB: (Age: 55) 2. 3. BRENNAN. JOAN A • AKA BENNAN, JOAN A SSN: DOB: (Age: 57) WIEBRACHT, THOMAS 4. BRENNAN, JOAN ANN • AKA BRENNAN, JOAN A • AKA BRENNAN, JEAN ANN For internal use only SDNY_GM_00058506 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0021330 EFTA_00 169066 EFTA01296288 Page 7 No. Full Name • AKA BRENNAN, J • AKA BRENNAN, JOAN A SSN: DOB: (Age: 79) 5. 6. 7. BRENNAN, GERRY G • AKA BRENNAN. GEORGE G • AKA BRENNAN, GEORGE C • AKA BRENNAN, G • AKA BRENNAN, G JR • AKA BRENNAN, GEORGE D • AKA BRENNEN. GERRY G • AKA BRENNAN, GOERGE G SSN:r DOB: (Age: 55) BRENNAN. GEORGE G A Deceased • AKA BRENNAN, G G • AKA BRENNAN, GERRY G • AKA BRENNA, GEORGE G • AKA BRENNAN, GEORGE G • AKA BRENNAN. GEORGE G • AKA GBRENNAN, GEORGE SSN:r DOB: (Age: 85) BRENNAN, ROBERT FRANCIS • AKA BRENNER, ROBERT • AKA FRANCIS, BRENNAN ROBERT • AKA BRENN, ROBERT FREDERICK DOB: (Age: 53) Address/Phone For internal use only SDNY_GM_00058507 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0021331 EFTA_00 169067 EFTA01296289 Page 8 No. Full Name 8. 9. BRENNAN. GERARDETTE M • AKA BONHAGE, GERARDETTE M • AKA BRENNAN. GERADETTE M • AKA BONHAGE, GERALDINE M • AKA BRENNAN, GERRI • AKA BRENNAN, GERADETTE N • AKA GERADETTE, BRENNAN • AKA BRENNAN. GERALDINE M • AKA BRENNAN. GERARDETT M • AKA BONHAGE, GERARDETTE BRENNAN • AKA BONHAGE. GERRI M • AKA BRENNAN. G • AKA BONHAGE, GERARDETT B SSN:r DOB: (Age: 48) BRENNAN, KIM M • AKA ELLARD. KIM M • AKA BRENNAN. KIM E • AKA BRENNEN, KIM M • AKA BRENNAN. K • AKA BRENNAN, KIMN • AKA KIM, BRENNAN SSN:r DOB: (Age: 53) 10. BRENNAN, THOMAS S • AKA DEMARIA. THOMAS • AKA THOMAS, BRENNAN • AKA BRENNAN, T S • AKA BRENNAN. THOMAS S • AKA BRENNAN. TS • AKA BRENNAN. THOMAS STEPHEN SSN:E= DOB: (Age: 48) dress/Phone For internal use only SDNY_GM_00058508 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0021332 EFTA_001 69068 EFTA01296290 Page 9 No. Full Name Address/Phone = 1 Business Associates - 0 records found Person Associates - 0 records found Nei. hbors - 2 records found Name CARTER-BIRNIE, JENNIFER A HACK, MEAGHAN M LILES. WILLIAM H ROBERTSON, BRENT DAVIES, HALDANE F 3 Address Employment Locator -1 records found 1: Company Name: SEE & SKI CORPORATION Name: WIEBRACHT, JEANNE B Title: Address: SSN: Confidence: Medium Criminal Filings - 0 records found Cellular & Alternate Phones - 2 records found 1: 2: Personal Information Name: Address: Phone Number: Phone Type: Mobile Carrier Information Carrier: NEW CINGULAR WRLS GA Carrier City: CHARLOTTE AMALIE (SAINT T Carrier State: VI Personal Information Name: WIEBRACHT, JEANNE Address: Phone Number: Phone Type: Carrier Information Carrier: INNOVATIVE TELEPHONE Carrier City: CHARLOTTE AMALIE (SAINT T Carrier State: VI Sources - 46 records found All Sources Email addresses Historical Person Locator Motor Vehicle Registrations For internal use only Phone 46 Source Document(s) 7 Source Document(s) 18 Source Document(s) 1 Source Document(s) SDNY_GM_00058509 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0021333 EFTA_00I 69069 EFTA01296291 Page 10 Person Locator 1 Person Locator 2 PhonesPlus Records UCC Lien Filings 14 Source Document(s) 3 Source Document(s) 2 Source Document(s) 1 Source Document(s) Key AHigh Risk Indicator. These symbols may prompt you to investigate further. I Moderate Risk Indicator. These symbols may prompt you to investigate further. PiGeneral Information Indicator. These symbols inform you that additional information is provided. The most recent telephone listing as reported by the EDA source. Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents. the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your OPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright. 2017 LexisNexis. a division of Reed Elsevier Inc. All rights reserved. D&B: Not required LEGAL RESULTS: Court Cases: No information found For internal use only SDNY_GM_00058510 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0021334 EFTA_00169070 EFTA01296292