EFTA01297209

NAME SEARCHED: Jean Anne Brennan Wiebracht PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): R I X E l No I iit M Not Requaed I. RUC Results No RDC alert (Please see attached) O Hit PCR El No I lit O Not Required O Hit II. PCR Results No PCR alert (Please see attached) 1315 O Yes IN No III. Negative Media There was no information found IV. Non-Negative Media There was no information found • Not Required V. Other Language Media There was no information found Da vi Din There was no information found Remits'? O Ycs Co No O Not Required Smartlinx VII. Smartlinx Result found(Please see attached) Results? Yes O No El Not Required Court Cases O Review by I.ettal May VIII. Court Cases There was no information found be Required 0.7! No Results O Search not required Prcparcd by Decpanshu Sharma Date:07/17/2017 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:filartindale-Hubbellhttp://www.martindale.com/xp/MartindaleThome.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only S0NY_GM_ 10 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0022926 EFTA_00 170645 EFTA01297209 OFAC RESULTS RDC: N 11604955 o Match Found GCIS 00000487647 a Jean Anne Brennan Wiebracht Date of C•Jurttr .UNITED STATES Birth: 9/21= PCR: C20170738255114 Jean Anne Brennan Wiebracht 12998483 NCA customised Auto-Closed No-Hit 15/07/2017 BIS RESULTS Negative Media: There was no information found Non-Negative Media: There was no information found Other Language Media: There was no information found Public Records: Date: 7/14/2017 Report processed by: DEUTSCHE BANK AGII Full Name WIEBRACHT, JEANNE 1 OF 1 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2017 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Address 6501 RED HOOK PLZ STE 201 ST THOMAS, VI 00802-1373 ST. THOMAS COUNTY County Phone ST. THOMAS For internal use only SDNY_GM_00060103 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0022927 EF1'A_00 170646 EFTA01297210 Page 2 ADDITIONAL PERSONAL INFORMATION SSN Gender 000268311 (It 57) Subject Summary Name Variations 1: BRENNAN. JEAN A 2: BRENNAN, JEANNE A 3: BRENNAN, JEANNE ANN 4: BRENNAN, JEANNE B 5: BRENNAN, JEANNE BRENNAN 6: BRENNAN, WIEBRACHT JEANNE 7: BRENNANWIEBRACHG, JEANNE A 8: WIEBRACHT, J B 9: WIEBRACHT, J BRENNAN 10: WIEBRACHT, JEANNE 11: WIEBRACHT, JEANNE B 12: WIEBRACHT, JEANNE BRENNAN SSNs Summary No. SSN 1: DOBs Bled DOBs: 9 7 State Iss. Date Iss. Warnings Most frequent SSN attributed to subject: New Jersey 1968-1969 Possible E-Mail Addresses Others Using SSN - 5 records found # Full Name 1: BRENNAN, JOAN A 2: BRENNAN. JOAN 3: BENNAN, JOAN A 11 WIEBRACHT, MATHIAS 12: WIEBRECHT, MATHIAS Address Summary - 9 records found No. Address 1: 6501 RED HOOK PLZ STE 201 ST THOMAS. VI 00802-1373 ST. THOMAS COUNTY I Elementary or Secondary School 2: 6501 RED HOOK PLZ STE 20 ST THOMAS, VI 00802-1373 ST. THOMAS COUNTY 3: MONMOUTH COUNTY For interna) use only 5/1962 5/1962 SDNY_GM_00060104 CONFIDENTIAL - PURSUANT TO FED. R.QPN(F IDENTIAL DB-SDNY-0022928 EFTA_001706417 EFTA01297211 Page 3 No. Address 4: STE 201 ST THOMAS, VI 00802 5: PO BOX 11299 ST THOMAS, VI 00801-4299 ST. THOMAS COUNTY 6: 7: ROSEMARIE WACHTER ST THOMAS. VI 00801 8: ROSEMARIE WACHTER CHARLOTTE AMALIE, VI 00801 9: =N M Address Details 1: 6501 RED HOOK PLZ STE 201 ST THOMAS, VI 00802-1373 Address Dates Phone 6501 RED HOOK PLZ STE 201 1/1997 - 6/2017 ST THOMAS. VI 00802.1373 ST. THOMAS COUNTY Household Members WIEBRACHT, MATHIAS WIEBRACHT, THOMAS Other Associates None Listed 2: 6501 RED HOOK PL2 STE 20 ST THOMAS, VI 00802-1373 Address Dates Phone 6501 RED HOOK PLZ STE 20 9/2005 - 1/2017 ST THOMAS. VI 00802-1373 ST. THOMAS COUNTY Household Members WIEBRACHT, MATHIAS WIEBRACHT, THOMAS Other Associates None Listed 3: Add MONMOUTH COUNTY Census Data for Geographical Region Median Head of Household Age: 49 Median Income: $135,275 Median Home Value: $550,699 Median Education: 14 years Household Members BRENNAN. GEORGE G BRENNAN. GERRY G BRENNAN, JOAN A For internal use only Phone SDNY_GM_00060105 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0022929 EFTA_00 I 70648 EFTA01297212 Page 4 BRENNAN. JOAN ANN BRENNAN, KIM M BRENNAN, THOMAS S Other Associates None Listed 4: STE 201 ST THOMAS, VI 00802 Address Dates Phone STE 201 1/1999 - 8/2000 ST THOMAS. VI 00802 Household Members None Listed Other Associates None Listed 5: PO BOX 11299 ST THOMAS, VI 00801-4299 Address Dates Phone PO BOX 11299 1/1988 -1/1996 ST THOMAS. VI 008014299 ST. THOMAS COUNTY Household Members WIEBRACHT, MATHIAS Other Associates None Listed 6: Address D.0 COUNTY Census Data for Geographical Region Median Head of Household Age 34 Median Income: $94,286 Median Home Value: $405,769 Median Education: 14 years Household Members BRENNAN, GEORGE G BRENNAN, JOAN A BRENNAN, JOAN ANN Other Associates None Listed Dates Phone 7: ROSEMARIE WACHTER ST THOMAS, VI 00801 Address Dates Phone ROSEMARIE WACHTER 9/1993 - 9/1993 ST THOMAS. VI 00801 Household Members None Listed Other Associates None Listed 8: ROSEMARIE WACHTER CHARLOTTE AMALIE, VI 00801 Address Dates Phone ROSEMARIE WACHTER 11/1991 - 12/1991 CHARLOTTE AMALIE. VI 00801 Household Members None Listed Other Associates For internal use only SDNY_GM_00060106 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0022930 EFTA_00ll 70649 EFTA01297213 Page 5 None Listed 9: Addr NEW YORK COUNTY Census Data for Geographical Region Median Head of Household Age. 34 Median Income: $71,875 Median Home Value: $75.000 Median Education: 11 years Household Members None Listed Other Associates None Listed Voter Registrations - 0 records found Driver Licenses - 0 records found Professional Licenses - 0 records found Health Care Providers - 0 records found Health Care Sanctions - 0 records found Pilot Licenses - 0 records found Sport Licenses - 0 records found Real Property - 0 records found Motor Vehicle Registrations -1 records found 1: Non-Governmental Vehicle Record Vehicle Information VIN: Class: PASSENGER CAR/LIGHT TRUCK Model Year: 2008 Make: Mercury Model: Mariner Series: PREMIER Body Style: 4 Dr Wagon Sport Utility Owner Information Name: BRENNAN, JEANNE DOB: Address: MONMOUTH COUNTY Source Date First Seen: 9/5/2008 Source Date Last Seen: 6/27/2013 Source Information Data Source: NON-GOVERNMENTAL Boats - 0 records found Aircraft - 0 records found Bankruptcy Information - 0 records found Judgments/Liens - 0 records found UCC Liens -1 records found 1:VI UCC LIEN FILING Debtor Information Debtor 1 Name: BRENNAN, JEANNE B For internal use only Phone SDNY_GM_00060107 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0022931 EFTA_00 170650 EFTA01297214 Page 6 SSN: Address: 6501 RED HOOK PLZ STE 301 ST THOMAS, VI 00802-1373 Debtor 2 Name: MATIAS, WIEBRACHT Address: 6501 RED HOOK PLZ STE 301 ST THOMAS, VI 00802-1373 Secured Party Information Name: BANK, NOVA SCOTIA Address: PO BOX 420 ST THOMAS, VI 00804-0420 Filing Information Filing Jurisdiction: VIRGIN ISLANDS Original Filing Number: C 2365/1995 Original Filing Date: 8/25/1995 Type: INITIAL FILING Date: 8/25/1995 Number: C 2365/1995 Filing Office Information Filing Agency: OFFICE OF THE LT GOVERNOR/UCC DIVISION Address: KONGENS GADE #18 CHARLOTTE AMALIE, VI 00802 Collateral Information Description: 08/25/1995 C 2365/1995 - VEHICLES Fictitious Businesses - 0 records found Notice Of Defaults - 0 records found Potential Relatives - 10 records found 1st Degree: 10 No. Full Name 1 WIESRACHT, MATHIAS 2. 3. • AKA WIEBRECHT, MATHIAS • AKA, WIEBRACHT. NATHIAS • AKA WIEBRACHT. MATHIAS • AKA WIEBRECHT, MATHIAS SSN DOB:5/1962 (Age: 55) BRENNAN. JOAN A • AKA BENNAN, JOAN A SSN: DOB: (Age: 57) WIEBRACHT, THOMAS 4. BRENNAN, JOAN ANN • AKA BRENNAN, JOAN A • AKA BRENNAN, JEAN ANN Address/Phone 6501 RED HOOK PLZ STE 20 ST THOMAS, VI 00802-1373 6501 RED HOOK PLZ STE 201 ST THOMAS, VI 00802-1373 PO BOX 11299 ST THOMAS, VI 00801.4299 6501 RED HOOK PI2 STE 201 ST THOMAS. VI 00802-1373 6501 RED HOOK PLZ STE 20 ST THOMAS, VI 00802-1373 (732)671-5109 For internal use only SDNY_GM_00060108 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0022932 EFTA_00 I 70651 EFTA01297215 Page 7 No. Full Name • AKA BRENNAN, J • AKA BRENNAN, JOAN A SSN: DOB: (Age: 79) 5. 6. 7. BRENNAN, GERRY G • AKA BRENNAN. GEORGE G • AKA BRENNAN, GEORGE C • AKA BRENNAN, G • AKA BRENNAN, G JR • AKA BRENNAN, GEORGE D • AKA BRENNEN. GERRY G • AKA BRENNAN, GOERGE G (Age: 55) BRENNAN. GEORGE G A Deceased • AKA BRENNAN, G G • AKA BRENNAN, GERRY G • AKA BRENNA, GEORGE G • AKA BRENNAN, GEORGE G • AKA BRENNAN. GEORGE G • AKA GBRENNAN, GEORGE (Age: 85) BRENNAN, ROBERT FRANCIS • AKA BRENNER, ROBERT • AKA FRANCIS, BRENNAN ROBERT • AKA BRENN, ROBERT FREDERICK (Age: 53) Address/Phone M MM = "I (732) 671-5109 For internal use only SDNY_GM_00060109 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0022933 EFTA 00170652 EFTA01297216 Page 8 No. Full Name 8. 9. BRENNAN. GERARDETTE M • AKA BONHAGE, GERARDETTE M • AKA BRENNAN. GERADETTE M • AKA BONHAGE, GERALDINE M • AKA BRENNAN, GERRI • AKA BRENNAN, GERADETTE N • AKA GERADETTE, BRENNAN • AKA BRENNAN. GERALDINE M • AKA BRENNAN. GERARDETT M • AKA BONHAGE, GERARDETTE BRENNAN • AKA BONHAGE. GERRI M • AKA BRENNAN. G • AKA BONHAGE, GERARDETT B SSN: (Age: 48) BRENNAN, KIM M • AKA ELLARD. KIM M • AKA BRENNAN. KIM E • AKA BRENNEN, KIM M • AKA BRENNAN. K • AKA BRENNAN, KIMN • AKA KIM. BRENNAN 10. BRENNAN, THOMAS S • AKA DEMARIA. THOMAS • AKA THOMAS, BRENNAN • AKA BRENNAN, T S • AKA BRENNAN. THOMAS S • AKA BRENNAN, TS • AKA BRENNAN. THOMAS STEPHEN dress/Phone For internal use only SDNY_GM_00060110 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0022934 EFTA_00 170653 EFTA01297217 Page 9 No. Full Name Address/Phone = 1 Business Associates - 0 records found Person Associates - 0 records found Neighbors - 2 records found 6501 RED HOOK P12 STE 201 ST THOMAS, VI 00802-1373 Name Address CARTER-BIRNIE, JENNIFER A 6501 RED HOOK PLZ STE 2 HACK, MEAGHAN M ST THOMAS, VI 00802-1373 LILES. WILLIAM H ROBERTSON, BRENT DAVIES, HALDANE F 3 6501 RED HOOK PLZ STE 20 ST THOMAS, VI 00802-1373 Employment Locator -1 records found 1: Company Name: SEE & SKI CORPORATION Name: WIEBRACHT, JEANNE B Title: OWNER Address: 6501 RED HOOK PLZ STE 237 VI 00802-1373 SSN: Confidence: Medium Criminal Filings - 0 records found Cellular & Alternate Phones - 2 records found 1: 2: Personal Information Name: WIEBRACHT, JEANNE Address: 6501 RED HOOK PLZ STE 201 ST THOMAS, VI 00802-1373 Phone Number: (340) 690-1494 Phone Type: Mobile Carrier Information Carrier: NEW CINGULAR WRLS GA Carrier City: CHARLOTTE AMALIE (SAINT T Carrier State: VI Personal Information Name: WIEBRACHT, JEANNE Address: 6501 RED HOOK PLZ APT 201 Min 00802-1373 Phone Number: Phone Type: Carrier Information Carrier: INNOVATIVE TELEPHONE Carrier City: CHARLOTTE AMALIE (SAINT T Carrier State: VI Sources - 46 records found All Sources Email addresses Historical Person Locator Motor Vehicle Registrations For internal use only Phone 46 Source Document(s) 7 Source Document(s) 18 Source Document(s) 1 Source Document(s) SDNY_GM_00060111 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0022935 EFTA_00I70654 EFTA01297218 Page 10 Person Locator 1 Person Locator 2 PhonesPlus Records UCC Lien Filings 14 Source Document(s) 3 Source Document(s) 2 Source Document(s) 1 Source Document(s) Key AHigh Risk Indicator. These symbols may prompt you to investigate further. Moderate Risk Indicator. These symbols may prompt you to investigate further. IGeneral Information Indicator. These symbols inform you that additional information is provided. The most recent telephone listing as reported by the EDA source. Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents. the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright® 2017 LexisNexis. a division of Reed Elsevier Inc. All rights reserved. D& B: Not required LEGAL RESULTS: Court Cases: There was no information found For internal use only SDNY_GM_00060112 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0022936 EFTA_00 I 70655 EFTA01297219