EFTA01297296

NAME SEARCHED: PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management Also, all accounts involving PEPS must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): ADC Q No Hit • Not Required I. RDC Results No RDC alert (Please sec attached) M llit PCR E l No Hit • Not Required II. PCR Results No PCR alert (Please sec attached) M Hit BIS HI. Neeative Media There was no information found 0 Yesj No IV. NorrNegative Media There was no information found • Not Required V. Other Language Media There was no information found D&B VL= Not required Results? M Yes 0 No 0 Not Required Smartlinx Reailts? 0 Yes 0 No VU. Smanlinx Result Found (Please See Attached) • Not Required Court Cases : 4 Review bxl.egal May VIII. Court Cases Result Found (Please See Attached) be Required 0 No Results 0 Search not required Prepared by: Ankita Shah Da e:0712012017 Research Analyst Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:51artindale-flubbellhttp://www.martindak.com/sp/Martindale/home.sml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only SONY_GM_00060309 CONFIDENTIAL — PURSUANT TO FED R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0023133 EFTA_00 70847 EFTA01297296 OFAC RESULTS RDC: 11605342 No Match Found KYC 1804531 PCR: MS RESULTS Negative Media: There was no information found Non-Negative Media: There was no information found Other Language Media: There was no information found Public Records: Date: 7/20/2017 Report processed by. DEUTSCHE BANK AGII MI= Date of Country • UNITED STATES Birth: 2/21/1985 NCA customised Auto-Closed No-Hit 20/07/2017 1 OF 1 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2017 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Address County Phone None Listed For internal use only SDNY_GM_00060310 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0023134 EF1'A_00 170848 EFTA01297297 Page 2 Full Name Address County Phone NEW YORK COUNTY ADDITIONAL PERSONAL INFORMATION SSN Subject Summary Name Variations SSNs Summary No. SSN Gender Female State Iss. Date Iss. Warnings Most frequent SSN attributed to subject: DOBs wird DOBs: Possible E-Mail Addresses Others Using SSN - 0 records found Address Summary - 7 records found No. Address For internal use only LexID(sm) SDNY_GM_00060311 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023135 EFTA_00I70849 EFTA01297298 Page 3 No. Address Address Details 1: Address Dates Phone 2: Address 3: Address 4: Address For internal use only Dates Phone Dates Phone Phone SONYGtOfi 0060312 CONFIDENTIAL - PURSUANT TO FED R.QQN(F IDENTIAL DB-SDNY-0023136 EFTA_00170850 EFTA01297299 Page 4 None Listed 5: Dates Phone 6: Dates Phone 7 Address Dates Phone Voter Registrations - 0 records found Driver Licenses - 4 records found 1: Florida Driver License ation Name: Address: Data source: Governmental. FL al Information SSN: DOB: For internal use only SDNY_GM_00060313 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0023137 EFTA_00 I 7085 I EFTA01297300 Page 5 Gender: Height: License Information License Type: ORIGINAL License Class: Non-Commercial - Regular Operator License Issue Date: Expiration Date: Additional Driver Information 2: Florida Driver License DOB: Gender: Race: History: Height: lion Name: Address: Data source: Governmental FL Personal Information SSN: DOB: Gender: Height: e Information License Type: License Class: Issue Date: Expiration Date: 3: Florida Driver License DOB: Gender: Race: History: Height: Name: Address: Additional Driver Information Driver Information Data source: Governmental FL Personal Information SSN: DOB: Gender: Height: License Information License Type: License Class: Issue Date: Expiration Date: For internal use only SDNY_GM_00060314 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0023138 EFTA_OOI 70852 EFTA01297301 Page 6 ' ional Driver Information DOB: Gender: Race: History: Height: 4: Florida Driver License lion Name: Address: Data source: SSN: DOB: Gender: Height: License Type: License Class: Issue Date: Expiration Date: DOB: Gender: Race: History: Height: Professional Licenses - 0 records found Health Care Providers - 0 records found Health Care Sanctions - 0 records found Pilot Licenses - 6 records found 1: Name: Address Record Type: Certification Class: Medical Certification Date: Personal Information ■ License Information onal Driver Information Type: Level: Ratings: Type: Level: Ratings: Type: Level: Ratings: •;:" Type: Level: Ratings: Certification Certification Certification Certification Certification For internal use only SDNY_GM_00060315 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023139 EFTA_00170853 EFTA01297302 Page 7 2: 3: Type: Ratings: Date Expires: Type: Ratings: Type: Level: Ratings: Certification Type: F Ratings: P/ASNI P/1NSTA Date Expires: 11/30/ 2012 NSKE . O/201. N3EL Certification Certification C/AMTI, ' *nr.v. Type: Ratings: A:Dv Name: Address: Certification G/1NST Record Type: 21TCRICAL Certification Class: Medical Certification Date: )10 Type: Level: Ratings: Type: Level: Ratings: Type: • Level: Ratings: , Type: Level: Ratings: ASEL Certification Certification Certification Certification WANE'. C/INSTA Certification Type: r Ratings: El ASHY F/INSTA Date Expires: 10/2012 Type: Ratings: Type: Level: Ratings: .1,0V Certification Certification ABEL C/AME1 Certification Type: r Ratings: mole Date Expires: ' Type: Ratings: Name: Address: Certification For internal use only SDNY_GM_00060316 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023140 EFTA_00170854 EFTA01297303 Page 8 4: Record Type: Certification Class: Medical Certification Date: Medical Date Expires: Type: Level: Ratings: Type: Level: Ratings: Type: Level: Ratings: Type: Level: Ratings: Type: Ratings: Date Expires: Type: Ratings: Type: Level: Ratings: Type: Ratings: Date Expires: Type: Ratings: Name: Address: Record Type: Certification Class: Medical Certification Date: Medical Date Expires: Type: Level: Ratings: Type: Level: Ratings: Type: Level: Ratings: - Certification r/ASEL Certification P PIASEL P/INSTA Certification r/ASEL P/AMEL P/INSTA Certification CFAMEL C/INSTA Certification 9/201. Certification Certification C/AMEL C/INSTA Certification F/ASME F/INSTA :1/0/20L Certification G/X2/: G/INST HISTORICAL 1 4/2010 4/2011 r/ASEL Certification Certification P r/ASEL P/USTA Certification P P r/ASEL P/AMEL P/INSTA Certification Type: P Level: Ratings: For internal use only SDNY_GM_00060317 CONFIDENTIAL - PURSUANT TO FED R.QP .NE I DENTIAL DB-SDNY-0023141 EF1'A_00170855 EFTA01297304 Page 9 5: 6: Type: Ratings: Date Expires: Type: Ratings: Type: Level: Ratings: Type: Ratings: Date Expires: Type: Ratings: Certification r F/ASNE F/INSTA Certification 6/A:. Certification C/ABEL CAMEL C/INSIA Certification r/ASte F/INSTA II/30/2012 Certification GIADV C/INST Name: Address: Record Type: MISTER/CAL Certification Class: Medical Certification Date: - 009 Medical Date Expires: it Type: Level: Ratings: Type: Level: Ratings: Type: Level: Ratings: Type: Level: Ratings: Type: Ratings: Date Expires: Type: Ratings: ;.Cl Certification Certification Certification ANL: J":A N. Certification Certification Certification Certification Type: Level: Ratings: 7 :Ns7A Certification Type: Ratings: Date Expires: Type: Ratings: Name: r Certification For internal use only SDNY_GM_00060318 CONFIDENTIAL - PURSUANT TO FED R.QQN(F IDENTIAL DB-SDNY-0023142 EFTA 00170856 EFTA01297305 Page 10 Address: Record Type: Certification Class: Medical Certification Date: Medical Date Expires: Type: Level: Ratings: Type: Level: s Ratings: Type: Level: Ratings: Type: Level: Ratings: Type: Ratings: Date Expires: Type: Ratings: Type: Level: Ratings: Type: Certification Certification Certification Certification Certification PC, LA Certification Certification Certification Ratings: ...;:t1 Ft 1NSTA Date Expires: ' I 30/ 2012 Certification Type: Ratings: ' G/INST Sport Licenses - 0 records found Real Property - 0 records found Motor Vehicle Registrations - 0 records found Boats - 0 records found Aircraft - 0 records found Bankruptcy Information - 0 records found Judgments/Liens - 0 records found UCC Liens - 0 records found Fictitious Businesses - 0 records found Notice Of Defaults - 0 records found Potential Relatives - 0 records found Business Associates -1 records found 1: AVILOOP LLC Name: Status: State: Corporation Number: A For internal use only SDNY_GM_00060319 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023143 EFTA_GOI70857 EFTA01297306 Page I I Descriptive Status: ■ Record Type: Record Date: Filing Date: Person Associates - 5 records found No. Full Name Address SSN Phone DOB 1: VISOSKI. LAWRENCE PAUL VISOSKI, LARRY P DRESOSKI. LAWRENCE P WISOSKI. LARRY P BISOSKI, LAWRENCE P WISOSKI. LAWRENCE P BISOSKI. LARRY P JR VISOSKI, LAWREMCE P VISOSKI, LAWRENCE R VISOSKI LAWRENCE. LAWRENCE P VISOKI, LARRY P 220 ZORRO RANCH RD PAUL VISOSKI. STANLEY. NM 87056-9783 LAWRENCE JR VISOK. LAWRENCE P 2: COWLES, STORY AUSTIN COWLES STORY, A STORY. COWLES AUSTIN COWLES, STORY 3: VISOSKI. EILEEN ROSE VISOSKI, EILEEN E VISOSKI, EILEEN R VISOSKI. EILEEN M VISOSKI, EILLEN R MENDEZ VISOSKI, EILEEN MENDEZ. EILEEN R VISOKI, EILEEN R 220 ZORRO RANCH RD STANLEY. NM 87056-9783 For internal use only SDNY_GM_00060320 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0023144 EFTA_00 170858 EFTA01297307 Page 12 No. Full Name 4: VISOSKI. TAYLOR JOSEPHINE TAYLOR, VISOSKI 5: VISOSKI. BROOKE GABRIELLE Address SSN Phone DOB IT IT IT Neighbors - 10 records found 301 E 66TH ST APT 11E NEW YORK, NY 100654217 Name CATO KAREN HACKETT, A R HERSHKOWITZ, JEROME "Ik. e•e•Tx A For internal use only Phone SDNY_GM_00060321 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0023145 EFTA_(() I70859 EFTA01297308 Page 13 BORTZFIELD, ERIK DELPRETE. AMANDA K GLOSTER, DANIEL GLOTSER. ANTON LUKIANCHENKOGL. ELENA WALLACH. MYRA L KESHNER, DIANE L KESHNER, ROBERT D LEE. CARMELA M BARAK, NILI PRIELL JACOBS, ASCHER JACOBS. HAZEL G SHAPIN, MARY LEE ANDERSON. MINDY S SCHEININ, SARAH Employment Locator - 6 records found 1: Company Name: Name: 2: 3: 4: SSN: Confidence: Medium Company Name: Name: Title: Address: SSN: Phone: Confidence: Medium Company Name: Name: Title: Address: SSN: Phone: Confidence: Medium Company Name: Name: Address: SSN: Phone: For internal use only SDNY_GM_00060322 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0023146 EFTA_00170860 EFTA01297309 Page 14 Confidence: High 5: Company Name: Name: Title: Address: SSW: Phone: Confidence: Medium 6: Company Name: Name: Title: Address: SSN: Phone: Confidence: Hig Criminal Filings - 0 records found Cellular & Alternate Phones - 4 records found 1: Personal Information 2: 3: 4: Name: Address: Phone Number: Phone Type: Carrier: NEW C1NGULAR WRLS DC Carrier City: Carrier State: Name: Address: Phone Number: Phone Type: Carrier Information Carrier: OMNIPOINT COMM NY Carrier City: Carrier State: Name: Address: Phone Number: Phone Type: Personal Information Carrier Information Carrier: MNIPOINT COMM NY Carrier City: Carrier State: Name: Address: Personal Information For internal use only SDNY_GM_00060323 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0023147 EFTA_00170861 EFTA01297310 Page 15 Phone Number: Phone Type: Carrier Information Carrier: NEW CINGULAR WRLS DC Carrier City: Carrier State: Sources - 42 records found All Sources 42 Source Document(s) Corporate Affiliations 1 Source Document(s) Driver Licenses 4 Source Document(s) Email addresses 11 Source Document(s) FAA Pilot Certifications 9 Source Document(s) FAA Pilot Licenses 6 Source Document(s) Historical Person Locator 4 Source Document(s) Person Locator 1 2 Source Document(s) PhonesPlus Records 4 Source Document(s) Utility Locator 1 Source Document(s) Key AHigh Risk Indicator. These symbols may prompt you to investigate further. I Moderate Risk Indicator. These symbols may prompt you to investigate further. PoGeneral Information Indicator. These symbols inform you that additional information is provided. vThe most recent telephone listing as reported by the EDA source. Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your OPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright® 2017 LexisNexis. a division of Reed Elsevier Inc. All rights reserved. Not required LEGAL RESULTS: Court Cases: •** THIS DATA IS FOR INFORMATIONAL PURPOSES ONLY *** Copyright © 2017 CourtLink Corporation UNITED STATES DISTRICT COURT For internal use only SDNY_GM_00060324 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0023148 EFTA_00 170862 EFTA01297311 Page 2 Giuffre V. Maxwell 1:15cv7433 SOUTHERN DISTRICT OF NEW YORK (Foley Square - NYC) V. Maxwell PLAINTIFF: DEFENDANT: Ghislaine Maxwell (Terminated 5/25/2017) Applicant: John Stanley Pottinger Interested Party: NYP Holdings. Inc.,: Daily News, L.P. Intervenor: Michael Cernovich d/b/a Cernovich Media; Alan M. Dershowitz Material Witness: Miscellaneous: Respondent: Sharon Churcher; Jeffrey Epstein DOCKET CASE NUMBER: 1:15cv7433 OTHER DOCKET CASE NUMBER: 1:17mc00025 U.S. Court of Appeals, Second Circuit, 17-01625 FILING DATE: 9/21/2015 JURISDICTION: Diversity JUDGE: Robert W. Sweet NATURE OF SUIT: 320 Assault, Libel & Slander FILING TYPE: Civil CAUSE: Diversity-(Citizenship)28 USC 1332ct JURY DEMAND: Both STATUS: Case Closed For internal use only SDNY_GM_00060325 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023149 EFTA_00 170863 EFTA01297312 Page 3 Giuffre V. Maxwell 1:15cv7433 PLAINTIFF ATTORNEY(S): Sigrid S. McCawley [ATTORNEY TO BE NOTICED) Boles, Schiller & Flexner LLP 401 East Las Olas Boulevard, Suite 1200 Fort Lauderdale, FL, USA 33301 954-356-0011 Fax: 954-356-0022 Email:[email protected] Meredith L Schultz [ATTORNEY TO BE NOTICED] Boles, Schiller & Flexner LLP (FL) 401 East Las Olas Boulevard Suite 1200 Fort Lauderdale, FL, USA 33301 (954)-356-0011 Fax: (954)-356-0022 Email:[email protected] Bradley James Edwards [PRO HAC VICE:ATTORNEY TO] Farmer, Jaffe, Weissing. Edwards, Fistos, Lehrman, P.L. 425 N. Andrews Ave., Suite 2 Fort Lauderdale, FL, USA 33301 (954)-524-2820 Fax: (954)-524-2822 Email:[email protected] John Pottinger [ATTORNEY TO BE NOTICED] J. Stanley Pottinger PLLC 49 Twin Lakes Road South Salem, NY, USA 10590 (917)-446-4641 Email:[email protected] Paul G Cassell [ATTORNEY TO BE NOTICED] S.J. Quinney College of Law At The University of Utah 383 S. University Street Salt Lake City, UT, USA 84112-0730 (801)-585-5202 Fax: (801)-585-2750 Email:[email protected] DEFENDANT ATTORNEY(S): Jeffrey S. Pagliuca [PRO HAC VICE;ATTORNEY TO] Haddon Morgan and Foreman 150 East 10th Avenue Denver, CO, USA 80203 (303)-831-7364 Fax: (303)-832-2628 Email:[email protected] Laura A. Menninger [ATTORNEY TO BE NOTICED] Haddon, Morgan and Foreman, P.C. 150 East Tenth Avenue Denver, CO, USA 80203 (303)-831-7364 Fax: (303)-832-2628 [email protected] ADDITIONAL PARTY ATTORNEY(S): FOR THE Interested Party For internal use only SDNY_GM_00060326 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023150 EFTA_OOI 70864 EFTA01297313 Page 4 V. Maxwell 1:15cv7433 John E. Stephenson, Jr. [LEAD ATTORNEY;ATTORNEY TO] Alston & Bird LLP (GA) One Atlantic Center, 1201 West Peachtree Street Atlanta, GA, USA 30309 (404)-881-7697 Email:[email protected] FOR THE Interested Party Alexander Seton Lorenzo [LEAD ATTORNEY:ATTORNEY TO] Alston & Bird, LLP(NYC) 90 Park Avenue New York, NY, USA 10016 (212) 210-9400 Fax: (212) 210-9444 Email:[email protected] FOR THE Respondent Jack Alan Goldberger [LEAD ATTORNEY:PRO HAC VIC] Atterbury, Goldberger & Weiss, P.A. 250 Australian Avenue South, #1400 West Palm Beach, FL, USA 33401 (561)-659-8305 Fax: (561)-835-8691 Email:[email protected] FOR THE Respondent Eric Joel Feder [LEAD ATTORNEY;ATTORNEY TO] Davis Wright Tremaine LLP (NYC) 1251 Avenue Of The Americas, 21st Floor New York, NY, USA 10020 (212) 489-8230 Fax: (212) 489-8340 Email:[email protected] FOR THE Respondent Laura R. Handman [LEAD ATTORNEY:ATTORNEY TO] Davis, Wright, Tremaine, LLP(DC) 1919 Pennsylvania Ave., Nw Suite 200 Washington, DC, USA 20006-3402 202 508-6600 X6624 Fax: 202 508-6699 Email:[email protected] FOR THE Intervenor David A Lebowitz [ATTORNEY TO BE NOTICED] Emery Celli Brinckerhoff & Abady, LLP 600 Fifth Avenue 10th Floor New York, NY, USA 10020 (212) 763-5000 Fax: (212) 763-5001 Email:[email protected] FOR THE Intervenor Andrew G. Celli [LEAD ATTORNEY;ATTORNEY TO] Emery Celli Brinckerhoff & Abady, LLP 600 Fifth Avenue 10th Floor New York, NY, USA 10020 For internal use only SDNY_GM_00060327 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023151 EFTA_001 70865 EFTA01297314 M. Maxwell 1:15cv7433 212-763-5000 Fax: 212-763-5001 Email:[email protected] FOR THE Miscellaneous Erica Tamar Dubno [LEAD ATTORNEY;ATTORNEY TO] Fahringer & Dubno 767 Third Avenue, Suite 3600 New York, NY, USA 10017 212-319-5351 Fax: 212-319-6657 Email:[email protected] FOR THE Material Witness John Pottinger [ATTORNEY TO BE NOTICED] J. Stanley Pottinger PLLC 49 Twin Lakes Road South Salem, NY, USA 10590 (917)-446-4641 Email:[email protected] FOR THE Respondent Martin Gary Weinberg [LEAD ATTORNEY;ATTORNEY TO] Martin G. Weinberg, PC 20 Park Plaza, Suite 1000 Boston, MA, USA 02116 617-227-3700 Fax: 617-338-9538 Email:[email protected] FOR THE Respondent Rachel S Li Wai Suen (Terminated 8/17/2016) Poe & Burton PLLC 1030 15th St. N.W., Suite 580 West Washington, DC, USA 20005 (202)-583-2500 Fax: (202)-583-0565 Email:[email protected] FOR THE Respondent Gregory L. Poe [LEAD ATTORNEY] (Terminated 8/17/2016) Poe & Burton PLLC 1030 15th Steet., Nw Suite 580 West Washington, DC, USA 20005 (202) 583-2500 Fax: (202) 583-0565 Email:[email protected] FOR THE Intervenor Jay Marshall Wolman [LEAD ATTORNEY;ATTORNEY TO] Randazza Legal Group PLLC 100 Pearl Street, 14th Floor Hartford, CT, USA 06103 702-420-2001 Fax: 305-437-7662 [email protected] FOR THE Material Witness Paul G Cassell [LEAD ATTORNEY;ATTORNEY TO] For internal use only Page 5 SDNY_GM_00060328 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0023152 EFTA_00 170866 EFTA01297315 Page 6 Giuffre V. Maxwell 1:15cv7433 S.J. Quinney College of Law At The University of Utah 383 S. University Street Salt Lake City, UT, USA 84112-0730 (801)-585-5202 Fax: (801)-585-2750 Email:Cassellp©law.Utah.Edu THE COURT UPDATED THIS RECORD ON: 06/22/2017 12:00:00 AM For internal use only SDNY_GM_00060329 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023153 EFTA_00 170867 EFTA01297316 For internal use only SDNY_GM_00060330 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0023154 EFTA_00 170868 EFTA01297317