EFTA01297637

NAME SEARCHED: Prytanee, LLC PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Res 'o'er Comments (as necessary ) Roc i Ro c i(csliii.. . No RDC Alert (please see attached) No Hit 0 Not Requital • Hit F1RCOSOFT ..T! No Hit 0 Not Required II FIRCOSOFT Re, iili, No FIRCOSOFT Alert (please see attached) • Hit BIS 0 Yes I S N o K Not Required III. Nee.ative Media No Information Found N IV. Non-hleutive Media No Information Found V. Other Landuade Media No Information Found MB VI. D&B No Information Found Results'? 0 Yes .11 No 0 Not Required Smattlias VII. Smartlinx No Information Found Results? 0 Yes er No 0 Not Required Court Caws • Review by Legal May be VIII. Court Outs No Information Found Required Er No Results • Search not required Prepared by: Vikram-D Instructions: Singh Date: 5)30/2018 Research Analyst and confirm that all results are returned for your client. note that you arc still required to perform any Martindale-Hubbell for your convenience:Mart indale-Hubbellhttp://w ww.martindak.com/xp/Martindak/home.xml provide comment for any negative results. please obtain clearance from Compliance for all alerts. changes you make to this document and attach file to your KYC. of a signed KYC is your confirmation that you have fully reviewed For internal use For internal use search (if applicable) on each search subject. We have attached the web link the research documents. only only I. Review 2. Please below .3. As needed, 4. If applicable, 5. Save any Please note: Submission SONY_GM_ 7 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0023803 EFTA_00171490 EFTA01297637 OFAC RESULTS RDC: Inquiry Id Response Type Tracking id Name Address 11632104 No Match Found KYC 01946825 .,c.. . Prytanee, LLC c. : c.:.:t - v VIRGIN ISLANDS, U.S. FIRCOSOFT: Request ID Record ID Type Name Details Alerts) ADM INT PEP SAE 12593915 WR_125939152182 Company Prytanee, LLC No Alert No Alert No Alert No Alert BIS RESULTS: Negative Media: No Information Found Non-Negative Media: No Information Found Other Language Media: No Information Found Public Records: No Information Found D&B: For internal use only For internal use only SONYGNI_00060979 CONFIDENTIAL — PURSUANT TO FED R.QQN(F IDENTIAL DB-SDNY-0023804 EFTA_00171491 EFTA01297638 Page 2 No Information Found LEGAL RESULTS: Court Cases: No Information Found For internal use only For internal use only SDNY_GM_00060980 CONFIDENTIAL - PURSUANT TO FED. R.caNtf IDENTIAL DB-SONY-0023805 EFTA [(117149? EFTA01297639