EFTA01298687

KYC Print Page 1 of 19 DB PWM GLOBAL KYC/NCA: PART A KYC Case * : One sheet must be established per relationshi - list all accounts included in the relationshi I. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELA11ONSHIP:00000483290 Booking Center: New York Relationship Manager: Stewart Ok'field EJ New PWM Relationship kJ Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: ... 2018 Periodic Review - HR Overdue KYC ••• Last Approved KYC # - Jeepers Inc, Jege Inc & Jege LLC - 01790820 S:?.1 Client Referral LI RM Prospect 0 Intermediary/FIM El Other Source (cm, etc.) How Was the Client(s) Introduced? How long has the RM personally known the client? Please provide details (e.g. name of referral source, how many years RM personalty has known client, etc.): Jeffrey Epstein reached out to Stew Oldfteld on 3/7/17 to have a new acct opened under this relationship.. Does Deutsche Bank pay a retrocession or similar LI Yes 1.2 No compensation to a third party for the introduction of this relationship? (/f Yes, desalbel List all existing and new accounts Involved In this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/actual) 1 R) Jege Inc - - DOA-4M 10/18/2013 2 fa Jege LLC - DDA- 10/18/2013 3 r. Jeepers Inc - - DBSI- 9/23/2013 Who is the primary contact person for the RM? (Note: This person needs to have signatory rights and/or information right for the accounts.): Darren K. Indyke contacted of contactfindicate phone no., fax no., e-mail address, etc.): Status : 6. Approved SDNY_GM_00063614 littps://dbforcepb.my.salesforce.c‘ 71‘arl er tilENT, At N30000000D9Di&... 10/16/2018 CONFIDENTIAL - PURSUANT TO FED. R. . . ( ) DB-SDNY-0026439 EFTA 00174122 EFTA01298687 K YC Print Page 2 of 19 One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: Jege Inc - IIIM9 - DDA Acct. Number (if Account Manager: Stewart Oldfield What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? The purpose of this account is to pay for costs associated to Jeffrey Epstein's airplanes. Indicate from where the assets are expected to arrive? g DB Group: Same Booking Center (indicate account number): Existing O DB Group: Other Booking Center (indicate DB location and account details): El Other Institution — (Indicate name & location): [Ti Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: — 0.3/months; $0 - $1K What is the expected volume of assets and currency for the account approx. 90 days after opening? 26,795.55 I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? 26,795.55 I Currency I USD Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? Dyes NJ No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the "Other" column. • Always describe the relationship between the parties in the last column. • Please dnll down to the ultimate/underlying Beneficial Owner(s . _egal Enotyof Description Source of Wealth required Parties related to "his account Account Holder PIC Owner Settler of Trust / Founder of Foundation *Aimee Beneficial Owner signatoryLintea or Full POA POA Financial ,ntermediary (FIM) Significant Shareholder (>=25%) Yon-PIC entity ;Indicate ownership %) Other (please describe other vies and/or ndicate relationship oetween parties) 1 tv., LA JEGE, Inc I Eli 11 O O El O 2 7. [7 . 1 Harry Beller O Li [1 O g O O 3 r'l rA Jeffrey E. Epstein D n D g g Li D 100 4 O Ej Darren K. InclykeD OD O g O O SDNY_GM_00063615 littps://dbforcepb.my.salesforce.c cinirgWyleflopAOLN130000000D9Di&... 10/16/2018 CONFIDENTIAL - PURSUANT TO FED. R. ItorP. DB-SDNY-0026440 EFTA 00174123 EFTA01298688 KYC Print Page 3 of 19 2. Account Ownership Summary Account Name: lege LLC - 42953475 - DOA latcct. Number (if atla ble): 42953475 Account Manager: Stewart °ideal wnat is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/al:tense account)? The purpose of this account Is daily expense including taxes and payments for Jeffrey Epstein's airplanes. Indicate from where the assets are expected to anive? L:41.1 DB Group: Same Booking Center (indicate account number): Existing El DB Group: Other Booking Center (indicate DB location and account details): O Other Institution — (Indicate name & location): ,..-I L.J Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: ••••• 1-4/month; $100 • $47K What is the expected volume of assets and currency for the account approx. 90 days after opening? 284,777.18 I Currency I L6D What is the expected volume of assets and currency for the account approx. one year after opening? 284,777.18 'Currency I USD Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? N Yes 'R No Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the "Other" column. • Always descnbe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Oviner(s . _egal nbtyof Description Source of Wealth required ,riis Parties related to account Account Holder ?IC OwnerTrust Settlor of / Founder of Foundation Jlbmate 3eneficial Owner Signatorysimpted x Full POA ?OA Financial ntermediaryShareholder (FIM) Significant (>2•25%) Non-PIC entity ;indicate iwnership Yo) Other (please describe other -des and/or ndicate -elationship Setween parties) 1 LA A 3EGE, LLC Li O E a O 2 --"' FA Jeffrey E. Epstein i • nj ri cji Pell D D Sole Member; 3 1 1 (1 Hain, Bener [1i O ri Ll Wi Cl [1 4 LI O Darren K. lndyke El O [1:1 Ea El O SDNY_GM_00063616 littps://dbforcepb.my.salesforce.c cineMbi I D lsgv EN0pAOL130000000D0Di&... 10/16/2018 CONFIDENTIAL - PURSUANT TO FED. R. ll'otrP. DB-SDNY-0026441 EFTA_00 I 74 I 24 EFTA01298689 KYC Print Page 4 of 19 2. Account Ownership Summary Account Name: Jeepers Inc - 1111111111 - DBSI Acct. Number (if N4G024935 available), Account Manager: Stewart Oldfield what is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? The purpose of this account is to hold and make investments in marketable securities. Indicate from where the assets are expected to anive? g DB Group: Same Booking Center (indicate account number): Existing O 06 Group: Other Booking Center (indicate DB location and account details): D Other Institution - (Indicate name & location): ,....: l...J Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: ••••• 4-10/month; $2K - $40K What Is the expected volume of assets and currency for the account approx. 90 days after opening? 13,269,297.20 'Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? 3,269,297.20 'Currency I USD Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? O Yes 'd No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the "Other" column. • Always descnbe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Oviner(s . _egal :inbtyof Description Source of Wealth required Parties related to this account Account Holder ?IC OwnerTrust Settlor of / Founder of Foundation Jlbmate 3eneficial Owner Signatorysimpted x Full POA ?OA Financial ntermediaryShareholder (FIM) Significant (>••25%) Non-PIC entity ;indicate ownership )/0) Other (please describe other vies and/or ndicate -elationship Setween parties) I w EA Jeepers, Inc RI • Lj O O O O 2 r O Darren K. Indyke O • O O g O O Director & Authorized Si nato • 3 L...J O Harry Beller Li • O O g • m 4 O Eli Jean Anne Brennan Wiebracht O O O O g K O 5 Jeffrey E. Epstein Ej LI O g g O O 100 SDNY_GM_00063617 littps://dbforcepb.my.salesforce.etAkhgvIDENopAt130000000D9Di&... 10/16/2018 CONFIDENTIAL - PURSUANT TO FED. R. neels.a(b) I DB-SDNY-0026442 EFTA 00174125 EFTA01298690 KYC Print Page 5 of 19 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (for all parties) Individual's Name: Jeffrey E. Epstein - 00000, Date of Birth: 1/20/1953 Country of Residence: Virgin Islands, U.S. Country of Citizenship: United States Address of primary residence: Little Saint James Saint Thomas 00802 Virgin Islands, U.S. Has Client resided outside of his/her country of nationality for 5 years or mere? .E1 Yes Wi No -- Profession/Occupation: Self Empolyed Tax ID / SSN: I Current Employer: Southern Trust Company Inc Position/Title/Rank: President Address of employer: 6100 Red Hook Quarter 83 St. Thomas Virgin Islands, V.S. 00802 Does the person work as senior executive of a DB-recognized regulated entity In the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entitles ri Li Yes W No Is the individual a Politically Exposed Person (PEP)?(if Ye4 describe) Connection with Prince Andrew and Bill Clinton M Yes 0 No To the best of your knowledge, is the individual related to an employee of the DB group?(if Family Cr Fnenc/styp, descfibe) N/A El Family L. Friendship ELI None To the best of your knowledge, Is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(f Yesdescnbe) N/A 0 Yes W No If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Ghent Place of Business: Other Location (specify): Date: Stewart Oilfield k 0 6/28/2017 II 0 0 0 rn i...j 0 OWealth Details for this individual are not filled in, because they are the same as for the following person: 36. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Private investments Primary Country of source of wealth/source of Funds? United States Primary industry of source of Wealth/Source of Funds? High Risk Anancial Institutions Summarize Source of Wealth: WI Business Owner E3 SalSalary/EarningsW. Investment E3 Inheritance/Gifts E Other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did setrior accumulate wealth? For inheritance, how did family accumulate wealth?For busirms owners, how long in business, how many employees, level of SDNY_GM_00063618 littps://dbforcepb.my.salesforce.c‘417VVIDENTIAt N30000000D9Di&... 10/16/2018 CONFIDENTIAL - PURSUANT TO FED. R. . . ( ) DB-SDNY-0026443 EFTA_00174I 26 EFTA01298691 KYC Print Page 6 of 19 profitabikty? Indicate type of business, countries of major activities, Important business partners.) Jeffrey Edward Epstein (born January 20, 1953) is an American financier and registered sex offender in the United States. He worked at Bear Stearns early in his career and then formed hes own firm, J. Epstein & Co. He lives in the US Wgin Islands. Epstein taught calculus and physics at the Dalton School in Manhattan from 1973 to 1975. Among his students was a son of Alan C. Greenberg, chairman of Bear Stearns. In 1976, Epstein started work as an options trader at Bear Steams where he worked in the special products division, advising high-net- worth clients on tax strategies. Proving successful in his financial career, in 1980 Epstein became a partner at Bear Stearns. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than $1 billion in net worth. In 1987, Leslie Wexner, founder and chairman of Ohio-based The Limited chain of women's clothing stores, became a well-known client. Wexner acquired Abercrombie & Fitch the following year. In 1992 he converted a private school on the Upper East Side into an enormous residence. Epstein later bought that property, in the wealthiest part of Manhattan. In 1996, Epstein changed the name of his firm to the Financial Trust Company and, for tax advantages, based it on the island of St. Thomas in the U.S. Virgin Islands. In 2003, Epstein bid to acquire New York magazine. Other bidders were advertising executive Donny Deutsch, investor Nelson Peitz, media mogul and publisher Mortimer Zuckerman, who had the New York Daily News, and film producer Harvey Weinstein. They were ultimately outbid by Bruce Wasserstein, a longtime Wall Street investor, who paid 555 million. In 2004, Epstein and Zuckerman committed up to $25 million to finance Radar a celebrity and pop culture magazine founded by Maer Roshan. Epstein and Zuckerman were equal partners in the venture. Roshan, as its editor-in-chief, retained a small ownership stake. Presently, Mr. Epstein founded Southern Trust Company Inc, a private consulting company that invests the assets of their clients and gets their revalue from the return of these investments. Southern Trust invests in different portfolios catered to their clients and makes their revenue based on the returns and the fees associated with managing their client's assets Estimated Annual Income 5): Estimated Net Worth(S): 10,000,000.00 $500 MM + Estimated amount of investable assets($): Amount of assets planned to invest with PWM($): $50 MM- 100 MM 2,300,000.00 Other Known Financial Institutions: Institution: Country: Country: Country: Est. /meets Under Mgt: Est. Assets Under Mgt: Est. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family members, etc.): N/A SDNY_GM_00063619 littps://dbforeepb.my.salesforce.ctfMatWIDNoTtAts130000000D9Di&... 10/16/2018 CONFIDENTIAL - PURSUANT TO FED. R. ReP.111(b) ' DB-SDNY-0026444 EFTA 00174127 EFTA01298692 KYC Print Page 7 of 19 One sheet must be established for EACH INDIVIDUAL PARTY In Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Individual's Name: Harry Belle - 00000S Date of Birth: Country of Residence: United States Country of Citizenship: United States Address of primary residence: 12 Golar Drive Monsey NY 10952 United States Has client resided outside of his/her country of nationality for 5 years or mere? O Yes 1.;.e..No • - Profession/Occupation: Accountant Tax ID / SSN: Sfillfl Current Employer: HBRK Associates, Inc Position/Tide/Rank: Accountant Address of employer: 575 Lexington Avenue, 4th Floor Monsey NY United States 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operabng entitles Oyes R : No Is the individual a Politically Exposed Person (PEP)?(if Yes, descnbe) N/A R No •Yes To the best of your knowledge, Is the indMdual related Wan employee of the DB group?(if Family Cr Fnends/vp, desalbe) N/A O Family O Friendship ,5 None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or senkes)?(if Yesclescnbe) N/A O Yes Et No If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Client Place of Business: Other Location (specify): Date: O El O ii O El O . --: ....I wealth Details for this individual are not filled in, because they are the same as for the following person: 36. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: O Business Owner O Salary/EarningsC!investment [!Inheritance/Gifts O Other: SDNY_GM_00063620 Imps://dbforeepb.my.salesforce.e Cr' fghtNpleEttpA0L130000000D9Di&... 10/16/2018 CONFIDENTIAL - PURSUANT TO FED. R. INICP. e(b) I DB-SDNY-0026445 EFTA_00174I 28 EFTA01298693 KYC Print Page 8 of 19 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Estimated Annual Income (S): Estimated amount of investable assets($): Estimated Net Worth($): Amount of assets planned to invest with PWM($): Other Known Financial Insbtutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est ASSets Under Mgt: Institution: Country: Bt. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family members, etc.): SDNY_GM_00063621 littps://dbforcepb.my.salesforce.cPM leniENTIAOL30000000D9Di8c... 10/16/2018 CONFIDENTIAL - PURSUANT TO FED. R.CRIatt I DB-SDNY-0026446 EFTA_00174129 EFTA01298694 KYC Print Page 9 of 19 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Individual's Name: Darren K. Indyke - 0000' Date of Birth: Country of Residence: United States Country of Citizenship: United States Address of primary residence: 2 Kean Court Livingston NI 07039 United States Has client resided outside of his/her country of nationality for 5 years or mere? F.11 Yes l',.i No • -- Profession/Occupation: Accountant Tax ID / SSN: Current Employer: Southern Rnancial LLC Posibon/litle/Rank: Accountant Address of employer: 6100 Red Hook Quarter 83 St Thomas Virgin Islands, U.S. 00802 Does the person work as senior executive of a DB-recognized regulated entity In the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entitles O Yes No Is the individual a Politically Exposed Person (PEP)?(if Yes descnbe) N/A g No • Yes To the best of your knowledge, Is the IndMdual related to an employee of the DB group?(,f Fame i y or Fnendshep, describe) N/A O Fumy O Friendship 0 None To the best of your knowledge, Is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes describe ) N/A O Yes W No If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Client Place of Business: Other Location (specify): Date: Stewart Oldfield R O 12/1212016 • O O O O O • : --, L...1Wealth Details for this individual are not filled in, because they are the same as for the following person: 36. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: O Business Owner O Salary/Earnings O Investment O Inheritance/Gifts O other: SDNY_GM_00063622 littps://dbforeepb.my.salesforce.c‘4171‘OVIDENMAt N30000000D9Di&... 10/16/2018 CONFIDENTIAL - PURSUANT TO FED. R DB-SDNY-0026447 EFTA_00I74I30 EFTA01298695 KYC Print Page 10 of 19 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did sector accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major actrvities, important business partners.) Estimated Annual Income (S): Estimated amount of investable assets(f): Estimated Net Worth($): Amount of assets planned to invest with FWM(S): Other Known Financial Insbtubons: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the individual (manta) status, other family members, etc.): SDNY_GM_00063623 littps://dbforcepb.my.salesforce.cPer IffectotTIMOL30000000D9Di&... 10/16/2018 CONFIDENTIAL - PURSUANT TO FED. R.CR0eFt DB-SDNY-0026448 EFTA_00174B1 EFTA01298696 KYC Print Page 11 of 19 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Individual's Name: Jean Anne Brennan Wlebracht - 00000487647 Date of Birth: Country of Residence: Virgin Islands, U.S. Country of Citizenship: Virgin Islands, U.S. Address of primary residence: *6-110 Bt. Nazareth St. Thomas 00802 Virgin Islands, U.S. Has client resided Outside of his/her country of nationality for 5 years or mere? 'El Yes Wi No -- Profession/Occupation: Finance Tax ID / SSN: Current Employer: Southern Financial LLC Position/Title/Rank: Finance Address of employer: 6100 Red Hook Quarter, 83 St, Thomas Virgin Islands, U.S. 00802 Does the person work as senior executive of a DB-recognized regulated entity In the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operabng entitles K Yes No Is the individual a Politically Exposed Person (PEP)?(if Yes *sate) N/A g No • Yes To the best of your knowledge, is the IndM1Idual related to an employee of the 08 grout7(,1 Fame i y or Fnendsivt, despite) N/A K pamiy O Riendship Wil None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes describe ) N/A O Yes a If applicable, indicate which bar* officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Client Place of Business: Other Location (specify): Date: O O O O a o K O ---: L...1Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: O Business Owner O Salary/Earnings pinvestment Li Inheritance/Gifts O Other: SDNY_GM_00063624 littps://dbforcepb.my.salesforce.c CrifqhWvIDENopA0L130000000D9Di&... 10/16/2018 CONFIDENTIAL - PURSUANT TO FED. R. ItotrP ' DB-SDNY-0026449 EFTA _00174132 EFTA01298697 KYC Print Page 12 of 19 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did senor wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, profitability? Indicate type of business, countries of major activities, important business partners.) accumulate level of Estimated Annual Income (S): Estimated amount of investable assets($): Estimated Net Worth($): Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Acsetc Under Mgt: Please Indicate the family situation of the individual (marital status, other family members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: JEGE, Inc • 0000C Type of Entity: 0 Foundation/Association 0 Trust RI Company D Estate El Partnership Purpose of Entity: Private Investment ED Philanthropic/Charitable 0 Commercial Type of Entity Other (specify): Purpose of EntAy Other (specify): Country of incorporation/registration: United States Date of incorporation / registration: 9/7/2000 Volcker Status: Identified on Customer Profile Volcker Flag: No Address (city, street, post code): 6100 Red Hook, Quarter 83 St, Thomas 00802 Virgin Islands, U.S. U.S. TIN/EIN: Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settlor and beneficiaries,etc.: Jeffrey Epstein is the sole owner. The signors on this account are Jeffrey Epstein, Harry Beller and Darren Indyke Please indicate how ownership of the legal entity is reflected: Share Certificate Eli Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (Ina the same persons): Jeffrey Epstein is the sole owner. The signors on this account are Jeffrey Epstan, Harry Beller and Darren Indyke To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: N/A 1 Yes I No icl Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Holds funds to pay for costs associated with an airplane owned by Jeffrey Epstein. Countries where business is transacted: United States Number of employees: 1 SDNY_GM_00063625 Intps://dbforcepb.my.salesforce.etifMbil sgvIDENopAOL130000000D9Di&... 10/16/2018 CONFIDENTIAL - PURSUANT TO FED. R. IWP. e(b) DB-SONY-0026450 EFTA_00174133 EFTA01298698 KYC Print Page 13 of 19 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? United States Primary Industry of source of Wealth/Source of Funds? High Risk Rnancial Institutions Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): All corporate funds/assets come from contributions by the sole owner, Jeffrey Epstein and his source of wealth Estimated gross receipts p.a.(S): 1,000,000.00 Estimated net profit p.a. ($): 1,000,000.00 Estimated investable assets ($): <S1 MM Potential Amount to be invested with PWM (j): Other Known Rnancial Institutions: Institution: Country: at. Assets Under Mgt: Institution: Country: at. Assets Under Mgt: Institution: Country: at. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa 3C Legal Entity Details (For all Legal Enbt es) Legal Entity Name: JEGE, LLC - Type of Entity: O Foundation/Association O Trust Fil Company 0 Estate 0 Partnership Purpose of Entity: RIPrivate Investment [1:1 Philanthropic/CharitaNe 1-1 Commercial Type of Entity Other (specify): Purpose of Entity Other (specify): Country of incorporation/registration: incorporation Virgin Islands, U.S. Date of / registration: 10/19/2012 Volcker Status: Identified on Customer Profile Volcker Flag: No Address (city, street, post code): 6100 Red Hook, Quarter B3 St. Thomas 00802 Virgin Islands, U.S. U.S. TIN/EIN: Provide a description of the entity's organizational structure, its Ownership structure and its Top Management. For trusts/foundations, Include information about revocabiley,settior and benehciaries,etc.: Single member LLC. Jeffrey Epstein is the sole member. The signors on this account are Jeffrey Epstein, Harry Beller, and Darren Indyke Please indicate how ownership of the legal entity is reflected: Operating Agreement 17.3 Special attention: Bearer Shares - Indicate where shares are custodiel: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons). Single member LLC. Jeffrey Epstein is the sole member. The signors on this account are Jeffrey Epstein, Harry Beller, and Darren Indyke To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: IA yes ri rie c-) SDNY_GM_00063626 littps://dbforcepb.my.salesforce.ct AtqFpgyleEttklopALt 30000000D9Di&... 10/16/2018 CONFIDENTIAL - PURSUANT TO FED. R. nett. B(b) ' DB-SDNY-0026451 EFTA_00174134 EFTA01298699 KYC Print Page 14 of 19 Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Countries where business is transacted: Number of employees: This is a company formed to hold funds for the taxes and payments of one of effrey Epstein's airplanes. This LLC was formed to eventually take over payments for JEGE Inc. JEGE Inc will be dosed within a ear Virgin Islands, U.S. 1 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary County of source of wealth/source of Funds? United States Primary industry of source of Wealth/Source of Funds? High Risk Financial Institutions Provide Evidence of Corporate Assets (e.g. balance Initial funding of $1,000 from sole member Jeffrey Epstein. sheet or equivalent summary of assets/liabilities): All corporate assets come from contributions made by the sole owner Estimated gross receipts p.a.(4): 100,000.00 Estimated net profit p.a. (5): 100,000.00 Estimated investable assets (5): <$1 MM Potential Amount to be Invested with PWM ($): Other Known Fn ancial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: One sheet must he established ter EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Jeepers, Inc - 00000486423 Type of Entity: LI Foundation/Association Li Trust ELI Company L.] Estate iii Partnership ,. rurPctse of Entity: bi Private Investment (.1 Philanthropic/Charitable 7....! Commercial Type of Entity Other (specify): Purpose of Entity Other (specify): Country of incorporation/registration: Virgin Islands, U.S. . Date of inrOrpOratiO n i registration: 8/18/2003 Volcker Status: Identified on Customs Profile Volcker Flag: No Address (city, street, post code): 6100 Red Hook Quarter 83 St, Thomas 00802 Virgin Islands, U.S. U.S. TIN/EIN: Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, Include Information about evocabitity,settior and benebciaries,etc.: Jeffrey Epstein is the sole shareholder of Jeepers Inc. The signors on tins account are Jeffrey Epstein, Jean Anne Brennan, Harry Beller, and Darren Indyke SDNY_GM_00063627 littps://dbforcepb.my.salesforce.ctAlsepgv I DEttpAts130000000D9Di&... 10/16/2018 CONFIDENTIAL - PURSUANT TO FED. R. ReP.111(b) DB-SDNY-0026452 EFTA_00174135 EFTA01298700 KYC Print Page 15 of 19 Please Indicate how ownership of the legal entity is reflected: Shareholder Information Attached. ED Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): Jeffrey Epstein is the sole shareholder of leepers Inc. The signors on this account are Jeffrey Epstein, Jean Anne Brennan, Harry Beller, and Darren Indyke To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsd, client referral source, supplier of goods or services)?: N/A (..., ra i....i Yes No iY..1 Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Jeepers Inc is a pnvate company that holds investments of its owner, Jeffrey Epstein. Countries where business is transacted: Virgin Islands, U.S. Number of employees: 3 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated m Section 2) Primary Country of source of wealth/source of Funds? United States Primary industry of source of Wealth/Source of Fulls? High Risk Financial Institutions Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): 3eepers Inc vas started to hold the personal investments of Jeffrey Epstein. The company began with 1,000 shares of common stock at no par value. Its revenue comes from the gains of the investments it holds. Estimated gross receipts p.a.(S): 400,000.00 Estimated net profit p.a. (5): 200,000.00 Estimated investable assets (S): <51 MM Potential Amount to be invested with PWM (5): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: SDNY_GM_00063628 littps://dbforcepb.my.salesforce.ct ifMatisgvIDEttpA0L130000000D9Di&... 10/16/2018 CONFIDENTIAL - PURSUANT TO FED. R. ate'''. e(b) I DB-SDNY-0026453 EFTA_00174136 EFTA01298701 KYC Print Page 16 of 19 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'I PART B Relationship Name SOUTHERN FINANCIAL RELATIONSHIP Risk Rating Comments: Booking Center .i?.) NY NY/offshore I. Offshore Fl Moderate ""' Risk L —•• w✓] High Riskl Gwen Hill (Compliance Signature) El DB Employee ' i DB Managed PIC E.I DB is Trustee/Co•Trustee [I Bearer Shares 4. Attachments A. Type of Photo ID Provided g Drivers license g Passport O National/State ID O Other : Darren Indyke - 486405 & Jean Anne - 487647 Checklist of names (individuals and/or entitles) that were submitted for database r-x ,..-1 s. m Yes i_J NO searches is attached C. Please indicate the results of the database searches performed ROC searches complete Elj yes O No negative results found R yes O No PCR checks complete g Yes O No negative results found g Yes O No CMG checks complete R Yes O No negative results found O Yes g No 815 searches complete (Lexis/Nexis, Factiva, Reuters, Dow R yes O No K negative results found R Yes O No Jones, D&B) Denial Orders checks complete PT Yes Om negative results found O Yes Pi No Martindale-Hubbell searched (Lawyers/Law Firms only) O yes R No negative results found Dyes O No D. Please summarize any negative results from the database searches indicated above: Jeepers Inc • Negative news does not pertain to ow client also rt is not material in nature. - Court cases on Google does not pertain to our client. It is for Jeepers Inc of Illinois. Jege Inc - Negative news in Google relates to Jeffrey Epstein's sex offence In the past which has been cleared already. • No court cases. Jege U.0 • Negative news In Gringle relates to Jeffrey Epstein's sex offence In the past which has been cleared already. - No court cases. Harry Seller: - No negative media • Harry Better is the plaintiff in the court case, also it has been disposed. Jeffrey Edward Epstein: - Negative media relates to the sex offence in the past which are already cleared. (KYC # - 01790655) • Court cases relates to Jeffrey's sex offence in the past which is already cleared, another is a recent ongoing civil lawsuit pertaining to fraud, but part of normal business operations for this client. And in one of the case he's neither defendant nor plaintiff. He's just named as a respondent and the case is immaterial in nature. - Criminal Filings relates to sex offence valich is already cleared in the past • RDC alert found • Sex offences in the past which has been cleared • Clearance attached. Darren Indyke: - Negative news in Google relates to Jeffrey Epstein's Foundation and are not material in nature. - Court case mentioned in Google search relates to Jeffrey Epstein's sex offence in the past which has been cleared already. Darren s just an attorney for Jeffrey in the case. - Fircosoft alert has been cleared by AML Compliance. Clearance attached. SDNY_GM_00063629 littps://dbforcepb.my.salesforce.cteMORDENMAts130000000D9Di&... 10/16/2018 CONFIDENTIAL - PURSUANT TO FED. R. ItoeP. (b) ' DB-SDNY-0026454 EFTA_00174137 EFTA01298702 KYC Print Page 17 of 19 Jean Anne Brennan Wiebracht: - No negative media - No court cases Southern Trust Company Inc: - No negative media - No court cases To the best of your knowledge, has the client ever been convicted of a criminal W E. Yes D NO offense? To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or is the customer F. threatenng litigation against Deutsche Bank AG or any of its subsidiaries? (heft Oyes g, No provide details below and contact Quably MgL (LatAm/Intl) or the Regulatory Control Group and notify Complkynce immecfately) Does the client or related party have any financial or other association / interactions G. within counties or regimes sanctioned by the Office of Foreign Assets Control O yes Pi No (OFAC)? Does the client or related party have any financial or other association/ interactions i—i H. L.J Yes ....?, No within high risk countries? I. Corporate Documentation Attached (Legal Entities Only) RI Yes O No El Not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) O Yes O No n Not Applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation Is not in English, please provide an English summary of the nature/contents of the non-English Documentation: L. Special Risk Factors Does the account have Nexus to Special Risk Countries? O Yes Z No Is the account structure unusually complex? Ores W No Is there any indication the client set up a non operating company expressly for the purpose of transferring shares to O Yes E._.?.] No third parties? Is there any indication this could be a prohibited business relationship? O Yes b7..1No Are the bearer shares identified subject to acceptable controls? Ll yes vi No SDNY_GM_00063630 Intps://dbforcepb.my.salesforce.ridsgvI DEttopA0L30000000D9Di&... 10/16/2018 CONFIDENTIAL - PURSUANT TO FED. R. Itota) DB-SDNY-0026455 EFTA_001741.38 EFTA01298703 KYC Print Page 18 of 19 M. Case Comments Created By Date Comments Gwen Hil 10/15/118 3:03 PM This KYC serves as a high risk review for JEGE Inc, JEGE LLC and Jeepers Inc (herein referred to as "accountholders") - Below are the reasons why we are comfortable with approving this KYC: • Information and supporting documents required by our AML Policy were provided and reviewed; and as a resuk, we have an understanding of the structure of the accountholders, their purpose, the purpose of the accounts and expected transaction activity. • There are a few risk factors associated with the accountholders - -SOW: The U80 (Jeffrey Epstein) is the founder of Southern Trust Company Inc, which manages client's assets. SOW verification was obtained. -Negative Media & PEP: There Is some negative media against Mr. Epstein and he Is also maintains a close relationship with 84II Clinton and Prince Andrew. Please see risk calculator for more information. Appropriate approval was obtained. • Our review did not identify any red flags and thus there was no need to escalate this case further. • We performed due diligence searches on all parties and did not find the names searched to be on any sanctions lists. Alla Gatti 8/24/118 5:52 MI No material changes confirmation "emair attached in the case ONSHORE APPROVALS Client Facing Professional (CFP): Stewart Oilfield ‘Signature) otewart Oldfield 9/28/2018 Office Director/Business Head: Andrew F Gallivan (Signature) Andrew F Gallivan 9/28/2018 Regional Office Director: ‘1Signature) AML Business Risk: (Signature) AML Compliance. Sandra Tlmpone Gwen Hill (Signature) Sandra Timpone Gwen Hill 10/15/2018 10/15/2018 tATAMMNTEFtNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (GMTH)/Sub-Market Team Head (SMTH): (Signature) AML Business Risk: (Signature) SDNY_GM_00063631 littps://dbforcepb.my.salesforce.erfatWv IDENopp 1/40L130000000D9Di&... 10/16/2018 CONFIDENTIAL - PURSUANT TO FED. R. iheFIA(b) DB-SDNY-0026456 EFTA_00174139 EFTA01298704 KYC Print Page 19 of 19 AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals) (1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. 1 confirm that 1 have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, (Went Managers. etc. Deutsche Bank Americas New York VA SDNY_GM_00063632 littps://dbforcepb.my.salesforces SIEN in,ENTIA0L30000000D9Ditic... 10/1 6/2018 CONFIDENTIAL - PURSUANT TO FED. ktRitsetr , •-• DB-SDNY-0026457 EFTA_00174140 EFTA01298705