Case File
efta-01298886DOJ Data Set 10OtherEFTA01298886
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01298886
Pages
3
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
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Apr 16 20k 09:3dpp P002/00d
War 6201A11:Z8w P303/604
Dotrische Bank
Private Wealth Management
Corporate Account Authorization and Terms and Conditions
Officer's Certificate
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CONFIDENTIAL - PURSUANT TO FED R.QP AKE I DENTIAL
DB-SDNY-0027096
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EFTA01298886
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CONFIDENTIAL - PURSUANT TO FED- R.QP AKE I DENTIAL
DB-SDNY-0027097
EFTA 00174778
EFTA01298887
Fax
Aar 16 201d 09:11an :=0CdiDed
Deutsche Asset
Internal Use Only
& Wealth Management
PCS High Risk Media Communication Sheet
This form must be completed by the Employee speaking to Clients.
LOA must be attached with other supporting documents.
Type of Account Change
C) Address of Record Change Li Telephone Number Change C) Email Change
Type of Asset Movement (Select One):
o.,WIRE it NON-USO WIRE O ACH O CHECK 7: JOURNAL 0 DTCJEUROCLEAR
REG E Wire r2 Yes C No (If yes, complete and attach additional documentation requited.)
Standing Instructions (Select One):
Initial Setup 3 Pre'Established
[rccount Numbetis):
IVerification of Contact with lient
By signing below. I am certifying the following;
;Method of Callback (Select One):
Ir. Callback not required (for pre-established standing instructions or same name Internal asset transfers)
KJ verbally confirmed (via inbound or outbound call for asset movement < S50,000 — of pre-established standing instructions)
I Performed Callback ifor account changes, AU. intemationaUnon-USDIFX requests. initial standing instructions or asset
movements z $50,000)
Callback must be performed by a porton not on the Client's sales torn when verve of asset movement exceeds S1.000,000.
t4orificallorVAuthentication:
recognized the Client's voice based on prior conversations
confirmed acoJrato responses to three authentication questions
it also confirm!
I— Signers) isfare authorized to act on account
Indemnification language is on file
— I have completed signature verification
I have reviewed this transaction for consistency with Clients historicallempected account activity
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Branch Management Approval
IBY signing below, I am certifying the following:
I have reviewed this Communication Sheet and confirm that it has been tufts completed in accordance with the HRNI
I also confirm:
— Signers) ware authorized to act on account
— indemnification language is on file
I — I have completed signature verification
BSO Approval if Necessary (Select One and Attach E-mail Approval)
Asset movement > $10 million (BSO or heed of Middle Office or delegated officers)
iD Any exception to HRM Policy
p change of Country of Owkik) (for address or phone number change/
*The term 'diger ram to the woman holler or any individual who has been authonzed ty Client to transfer assets or provide charge
of contact intonation.
pit:mender to the High Risk Media pcticy-ima, US-PCS for more information
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CONFIDENTIAL - PURSUANT TO FED R.c1;?N(F IDENTIAL
DS-SDNY-0027098
EFTA_00174779
EFTA01298888
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