EFTA01298914

NAME SEARCHED: Jean Anne Brennan Wiebracht PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts invoking PEPs must be escalated. Search: Result: Click hem for results: Reviewer Comments (as neeessani: RDC No Flit Not Required Hit I. RDC Results No RDC Alert (Please See Attached) • FIRCOSOFT .24 No Hit U Not Required flit II. FIRCOSOFT Results No FIRCOSOFT Alert (Please See Attached) ID ISIS El Yes ® No 0 Not Required III. Negative Media No Information Found IV. Non-Negative Media No Information Found V. Other Language Media Not Required MB Rmits? El Yes 0 No Not Required VI. MB Not Required _i SNIARTLINX Results? VII. Smartlinx No Information Found (Please See Attached) • Yes er No 0 Not Required COURT CASES 0 Required 0 Review by Legal May be No Results Search not required VIII. Court Cases No Information Found M Prepared by: Krishna Didhich Date: 08117/2018 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale-Ilubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:51 artindale.Huhbellhttp://wwev.martindale.com/xp/MartindaleAmme.xml 3. As needed. provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you hive fully reviewed the research documents. For internal use only For internal use only CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00064302 DB-SDNY-0027127 EFTA_00174808 EFTA01298914 Page 2 OFAC RESULTS RDC: Inquiry Id Response Type Tracking Id Name Address Date of Birth/Age O Match Found acan Anne Brennan Wiebracht • r > .VIRGIN ISLANDS, U.S. Dateh of Birt : o Match Found 1 Jean Anne Brennan Wiebracht .:- intri:UNITED STATES Date of Birth: FIRCOSOFT: equest ID ecord ID ype Name Details Alert(s) ADM INT PEP SAE Individual Jean Anne Brennan VViebrachl No Alert No Alert No Alert No Alert Individual Jean Anne Brennan VViebrache No Alert No Alert No Alert No Alert MS RESULTS: Negative Media: No Information Found Non-Negative Media: No Information Found Other Language Media: Not Required D&B: Not Required For Internal use only For internal use only SoNv_Gm_00064303 CONFIDENTIAL — PURSUANT TO FED R.cONE I DENTIAL DB-SDNY-0027128 EFTA_00174809 EFTA01298915 Public Record: Search: Smarr, Ate rOiretrnhon4 in P1111111 ROOM, gamma...tees state:Alt) reda.-s(30) (3431 ceeren i balsam!, ) Select for Delgvew or Vet, Cr so w. a Ma kat 1.1 2.a 7.4* Ita.rfin tAhriSta.,12M-4 •-%4S. IA' :G ?twat, trPodtArt-.7..k.2.--eAS :Goma: MSC as aw /03clonel Uerches etiktf&SneltnaNTAL • ritenet.," WHO. ti? a MOIL. es tar. i eementan veto:Man Scrag 'Ha eeilliDeASA2 &I ms • TWAS.I.g 4‘102.117' TKYMr%10v. fawn., •• tr.resInly gehbest 8 No Documents Found No documents are found for the search terms entered. Pewee Sera,. Slit SOMA 1-••••••1: OM* diRthr104 ;OM (CUrrtrt Wort Prom: .11J.:, Itfra ti gn a- I - WI IS a multele pork lardOlir* =MUM 9.. its I SSA :eked S ,Mli4ItRdr abec(r): POldittertu 9/221:2XLS :eaten): lainsirno You can edit your search and try again, or save it. To edit it, you may want to try one or more of the following: • Check for spelling errors. • Remove some search terms. • Check the "find similar-sounding last names" checkbox. Search: Smarttins; Comprehensive Person Report Terms: first-name(3ean Anne) last-narne(Brennan Wlebracht) state(ALL) radius(30) *lirD LEGAL RESULTS: Court Cases: No Information Found For internal use only For internal use only Edit ()ran II j Ne See rchi SONYGfil_00064304 CONFIDENTIAL - PURSUANT TO FED. R.CONE I DENTIAL DB-SDNY-0027129 EF1'A_00174810 EFTA01298916