EFTA01299080

Rem W-9 (Rev. December 2011) Doceerient of tie ReaSay Sint nmenue Service Request for Taxpayer Identification Number and Certification Give Form to the requester. Do not send to the IRS. a c4 b . 2 a Name (act ellomn on your Income tax omen) Southern Trust Company, Inc Swam narnneksregardea entity name, if different from above Check appropriate box for federal tax cassearaticec O Ind ritherescae proms O C Corporation S capordton IJ pannemh.p Li huOVestats Limited Saheb, company. Enter the tax daSedration (GC corporation. S=S corporation. P:Dannersh:01. D other beo ristructiongm Address (number, Meek and mot or suite no.) I neamsders name and flaws Ombra* Lim, start and OP code St. Thomas, USVI 00802 List emote% number(S) here loOtions0 Exempt payee Taxpayer Identification Number (TIN) Enter your TIN in the appropriate box. The TIN provided must match the name given on the 'Name' line to avoid backup withholding. For individuals, this is your social security number (SSW However. for a resident alien, sole proprietor, or disregarded entity, see the Part I instructions on page 3. For other entities, II is your employer identification number (EIN). If you do not have a number. see How to get a TIN on page 3. Note. If the account is in more than one name. see the than on page 4 for guidelines on whose number to enter. Part II Certification ! Social security number Frn Employer klenalication number Under penalties of perjury. I certify that: . The number shown on this form is my correct taxpayer identification number (or I am waiting for a number to be issued to me). and 2. I am not subject to backup withholding because: (a) I am exempt from backup withholding, or (b)l have not been notified by the Internal Revenue Service (IRS) that I am subject to backup withholding as a result Malmo:a to report all interest or dividends, or (c) the IRS has notified me that I am no longer subject to backup withholding. and 3. I am a U.S. citizen or Other U.S. person (defined below). Certification instructions. You must cross 00 item 2 above if you have been notified by the IRS that you are currently subject to backup wIthhoktng because you have failed to report as interest and dividends on your tax return. For real estate transactions. item 2 does not apply. For mortgage interest paid, acquisition or abandonment ured property, cancellation of debt. CantribUt.0nS to an indiVidual retirement arrangement ORA), and generally. payments other than interest arid dn)rdends. you are not rvyulecl.to sign the certification, but you must provide your correct TIN. See the instructions on Page 4. Sign Meneeme of Here U.S. DM, * 1-.2.-13 General Instructions Section references are to the internal Revenue •••• cei ise noted. Purpose of Form A person who is required to Re an information return with the IRS must obtain your correct taxpayer identification number (TTh to report, for example, income paid to you. real estate transactions, mortgage interest you paid, acquisition or abandonment of secured property. cancellateon of debt, or contributions you made to an IFtA. Use Form W-9 only if you are a US. person (including a resident then), to provide your correct TIN to the person requesting it (the requester) and, when applicable, to: 1. Certify that the TIN you are giving is correct (or you are waiting for a number to be issued), 2. Certify that you are not subject to backup withholding, or 3. Claim exemption from backup withholding if you are a V.S. exempt payee. If appecable you are also certifying that as a U.S. person, your allocable share of any partnership income from a U.S. trade or business is not subject to the withholding tax on foreign partners' share of effect.vey connected income. Note. If a requester gives you a form other than Form W-9 to request your TIN, you must use the requester's forme it is substantially similar to this Form W-9. Definition of a U.S. person. For federal tax purposes, you are considered a U.S. person If you art • An individual who Is a U.S. citizen or U.S. resident alien, • A partnership. corporation. company, or association created or agonized in the United States a under the laws of the United States, • An estate (other than a foreign estate), or • A domestic trust (as defined in Regulations section 301.7701-7). Special rules for partnerships. PartnershiPS that conduct a trade Cr busineSS in the United States are generally required to pay a withholding tax on any foreign partners' share of income from such business. Further. in certain cases where a Form W-9 has not been received, a partnership is required to presume that a partner is a foreign person. and pay the withholding tax. Therefore, if you are a U.S. person that is a partner in a partnership conducting a trade or business in the United Slates, provide Form W-9 to the partnership to establish your U.S. status and avoid withholding on your share of partnership income. Cat. No. 10231X Form W-9 Met 12-2011) SDNY Gti_00064626 CONFIDENTIAL - PURSUANT TO FED. R.Q0 I DENTIAL DB-SDNY-0027451 EFTA_00175129 EFTA01299080 Form (Rev. perm December oe ient intone W-9 2011) of the Teeny ae'.n, Serape Request for Taxpayer identification Number and Certification Glee Form to the r s quester. Do not end to the IRS. 1, 6 I O I f, S en Name (as shavn on your income tax return Southern Trust Company, Inc. Business namedolsregarced entity name. it delarent Iran above Southern Financial LLC Deck eraropeate O indmaselos united eablity O aryl Nee instnec am for hard tax clesslficetiat Tnateestate II' ..-------- —........r exemptpayee proprietor O C Corporation GI SComoration ■IMF/treatise O company. Enter the lax clasalcaton (CAC corporation. SAS caPorsean F•Permennk) sisi a Address inumots steel. cry, 03m ale ZIP St. Thomas, USVI and ese. of none no.) rRequesten name and ens (option* cede 00802 Lia account numbees) here (ootions) Lam Taxpe_yer Identification Number (TIN) Enter your TIN in the appropriate box. The TIN provided must match the name given on the 'Marne" line l Sochi recalty natter to avoid backup withholding. For individuals. this is your social security number (SSIQ. However, fora resident gran. sole proprietor, or disregarded entity, see the Pan I instructions on page 3. For other entities, pis your employer identification number (Eith. If you do not have a number. see How to get a TIN on page 3. Note. II the account is in more than one name. see the chart on page 4 for guidelines on whose number to enter. Empioyer Identification MOWS Cr" "TM - C1- T Part II Certification Under penalties of PeOurY. I certify that: 1. The number shown on this form is my correct taxpayer Identification number (or I am waiting for a number to be issued to me). and 2. i am not subject to backup withholding because: (a) I am exempt from backup vAthhokfing, a (b) I have not heal notified by the Internal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report as interest or dividends. or (c) the IRS has notified me that I am no longer subject to backup withholding, and 3. I am a U.S. citizen or other U.S. person (defined bear). Certification Instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and Credende on your tax return. For real estate transactions, Item 2 does not apply. For mortgage Interest paid, acquisition or abandonment.o seared property, cancellation of debt. contributions to an Individual retirement arrangement (IRA), and generally, payments other than interest and avidends, you are not respired to sign the certification, but you must provide your correct TIN. See the instructions on page 4. Sign I Signatures Here us. person* General Instructions Section references are to the Internal Revenue C2dtupeess noted. Purpose of Form A person who is required to file an information return with the IRS must obtain your correct taxpayer identification number mho to report, for example, income paid to you, real estate transactions, mortgage inter/at you paid, acquisition or abandonment of secured property. cancellation of debt, or contributions you made to an IRA. Use Form W-9 only if you are a US. person (Including a resident alien), to provide your correct TIN to the person requesting it (the requester) and, when yellows to: 1. Certify that the TIN you are giving is correct (Or you are waiting for a number to be issued), 2. Certify that you are not subject to backup withholding. or 3. Claim exemption from backup withholding if you are a U.S. exempt payee. If applicable, you are also certifying that as a U.S. person, your allocable share of any partnership interne from a U.S. trade or business is not subject to the withholding tax on foreign partners' Was of effectively connected income. Dan' 1 -13 Note. If a requester gives you a form other than Form W-9 to request your TIN, you must use the requester's fain If It is substantially similar to this Form W-9. Definition of a U.S. person. For federal tax purposes, you we considered a U.S. parser, If you art • An individual who is a U.S. citizen or U.S. resident alien, • A partnership, corporation, company. or association created or organized in the United States or under the laws of the United States. • An estate (other than a foreign estate). or • A domestic trust (as defined in Regulations section 301.7701-7). Special rules for partriershIps. Partnerships that conduct a trade or business in the United States are generally required to pay a withholding tax on any foreign partners' share of income from such business. Further, in certain cases where a Form W-9 has not been received, a partnership bi required to presume that a partner is a foreign person, and pay the withholding tax. Therefore, if you we a U.S. person that is a partner In a partnerviNp conducting a trade or business In the United States, provide Form W-9 to the partnership to establish your U.S. status and avoid withholding on your share of partnership Income. Cat. No. 10231x Form W-9 (Rev. t2-2o11) SDNY_GM_00064627 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0027452 EFTA_OOTT51.30 EFTA01299081