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UBS
LAIS Financial Sem:aces M
Private Wealth Management
299 Park Avenue
26th Flsor
New York NY 10171-D022
ChIP7205790079om 9 'in 0
Account name: GHISLAINE MAXWELL IRA
Friendly account name: Indly IRA
Account type: Indmclual Retirement Account
Account number
Your financial Advisor:
50)n STACklsrIAND LE CASPEL
Phone.
Questions about your statement?
Call your Financial Advisor Cr* the
RMA Resourcetine at 80041MA-
account
Kat our website:
vnvw tkocomffnancolseences
Items for your attention
• Please note Average Daly Balance and
WY values n the Deport Account WY
section of your December statement were
misstated January statement values have
been corrected
Retirement Account
UBS Strategic Advisor
January 2019
Value of your account
on December 31 (II
on January 31 (1)
Your assets
58,125 23
58,260 54
Your liabilities
000
0.00
Value of your account
358,125.23
$58,260.54
Tracking the value of your account
I Thousands
Sources of your account growth
during 2019
Vake of your mecum
also,: end 2018
S58.t 2523
Net deposits aid
570
57.0
57.2
57.7
581
583
-$107 49
•
•
•
•
ip...•
Your fmestrrent return:
Oundend and
interest Mcome
$13355
Change in
mortal value
$10925
WU/of your moult
20
Dec 201.4
Dec 2015
Dec 2016
Dec 7017
Dec 2018
tan
19
on inn 31 2019
564744154
564744154
Member MK
CAP70003005750079 N17000'97332 0000r Om 9 030575C04 vi 23697550 020000
Pegs I of 8
SDNY_GM_00325643
EFTA_00198418
EFTA01307564
SUBS
UBS Strategic Advisor
January 2019
Your account balance sheet
Summary of your assets
Valueon
January 3i Ig)
Percentage of
y01% SW:UR
A
Cash and money balances
1,197 41
2.06%
Your current asset allocation
B
Cab alternatives
0.00
0.00%
A
C
Equities
0.03
0.00%
D
Fixed income
57,063.13
97.94%
E
Non-traditional
000
0.00%
F
Commodities
0.03
0.00%
G00
0.00%
Total assets
$58,260.54
100.00%
Value of your account
$58,260.54
Account name:
GleSLAINE MAXWELL IRA
Friendly account name:Inclot. IRA
Account type:
indnidual Retirement Account
Account number.
Eye on the markets
index
S&P 500
Your Financial Advisor:
• cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account, UBS FDIC 'nosed Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual fimd
sweep balances. See theimportant information
about ow statement on the last two pages of
thisstatement 101 detail about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on January 31.2019
3-month Treasury bills 2 36%
One-month LIBOR 2 51%
Percentage change
January 2019
Year to date
8.01%
8.01%
8.58%
858%
6.59%
6.59%
1.06%
1.06%
CeP10008005750080 tlw000197332 00004 Ol 19 03057%04 YI 23697550 000000
Page 2 of 8
SDNY_GM_00325644
EFTA_00198419
EFTA01307565
*UBS
UBS Strategic Advisor
January 2019
Change in the value of your account
January 2019 IS)
Year to dart')
Opening account value
156,125.23
$58,125.23
Withdrawals and fees,
nciuding investments transferred
out
-107.49
-107.49
Diwdend and interest income
133.55
133.55
Change in market value
109.25
109.25
dosing account value
151,260.54
08,260.54
Account name:
Friendly account name: indiv IRA
Account type:
Indorided Retirement Account
Account number.
Dividend and interest income earned
tor punnet ea Ins steenmm
cf interest and cltieme income ha been delemente Min a US
tar 'eon
Perspective Based icon the micance d the account keen account Bee. a picsixt type.
SGIt interest valor Ontlend papnientS hte, nol be ham to Undid Slat, (US) Amro. Puerto RICO (PR)
V. come uses The them rrt3nlhly gliterneeR R nit mended to be uted ape cannot be tend LOal to. sac
purposes. Cants slaut slat to the aalicable la rowing form they receive han UBS annualy, such,:
the Foam 1099 ape the FORA 480, too tax reporting in:Common it It the Peak. Of UBS to fie the
430ictie is Noonan Corns WM the US Interne Moen& Sent& aid PR Treasury Deportaties aid In
suchtom-is acc.satdy signify dvtena ardor interim <elm earn or tattle oscine. Rees comet your
Snot...duel is impact
January 2019 (5)
Year to amen)
Dividends
36.20
36.20
bterest
0.07
0.07
Total current year
$36.27
$3627
Prbr year adjustment
97.28
97.28
Total dividend & interest
$133.55
$133.55
Summary of gains and losses
vanes coaled below tecluee ;metals lot %%fah pans and losses are not classlate.
Realized gain and kisses
January 2019 IS)
Year to data (1)
gains and Man (S)
Short term
000
0.00
4.67
Long term
0.00
0.00
-823.35
Total
$0.00
$0.00
-$618.69
Year financial Advisor:
—tied
Cash activity summary
See Amara schwa Ma mamba< doe& &Lances in woe Sweep °gore se intuited in the oaring and
ecerg banes value. FDIC insurance apples to deposits a UBS Bank USA and al WrilkSparticeating in the
UBSFOIC bnuted Deposit Bosom. It «et not SWIM deposits a Val AG, 88,11081 Rain. SIPC
moron& amen to money market pomp fund hcedlnatteA rot ban ckposits. Sa ranac:ant mroemation
~Apra' Haan on the lat two pages d thedoe:flint lor Beats.
lánUalt2019 (5)
Year to data ($)
Opening balances
Add/tons
Dividend and interest ncome
$1,304.58
133.55
11,304.58
133.55
Total additions
$133.55
$133.55
Subtractions
Professional management fees and
metaled services
-107.49
-107.49
Funds withdrawn for investments
bought
-133.23
-133.23
Total subtractfions
-$240.72
-$240.72
Net cash flow
-$107.17
-$107.17
dosing balances
91,197.41
11.19741
OP70001009750931197000I9, 332 00034 M19030575004 Y123697550 00)CCO
Pyle 3 of 8
SCINY_GM_00326645
EFTA_00198420
EFTA01307566
*UBS
UBS Strategic Advisor
January 2019
UBS Bank USA Deposit Account APY
knerest period Dec 7 - Jan 7
Opening UBS Bank VSA Deposit balance Dec 7
11,304 58
Closing UBS Bank USA Deposit balance Jan 7
11,30490
Number of days in interest period
32
Average daily balance
51,30453
Merest earned
$0 32
Annual percentage yield earned
028%
Account name:
friendly account name:Inch," IRA
Account type:
Inclindual Rebrement Account
Account number
Your investment objectives:
you have identified the following investment obiectwes for the account e you have q
about these objectives, disagree with them, or wish to change them, pleasecontact your
financial AdWsor or Branch Manager YOU can find a full description of the 'hematite
',vestment °tie( lives in ImpOrtant information about year statement at 01e end of this
document.
Your return objective:
Current pncome & capital ascrecrahon
Your risk profile:
Primary- Maderate
Investment eligibility ccerodecatron none selected
Your account instructions
• UBS Financial Services ax. is your IPA custodian
• Your Nona cost bass default closmg method is FIFO, First In, Fest Out
Your Pined., Advisor:
CI,P7000B0C6750:82 W7000197332 OCON 0i19030575004 Y123697%0 CCOOCO
Per 4 of
SDNY_GM00325646
EFTA_00198421
EFTA01307567
UBS
UBS Strategic Advisor
January 2019
Your assets
Account name:
GliSLAIVE MAXWELL IRA
Friendly account narne:Indiv IRA
Account type:
Indmdsza Retirement Account
Account number.
Some bras. «ame andCareric aloes sham may be turaminsan Asa tun, dam ands:end n‘7, not
be zeruirdely reflected See import.« alormenro, etool swe stolen.' a the end of ths acumen fa
mace information
Cash
Cash and money balances
bin aM inormy balance: may .ncluot avatar. can balances. UBS Bank USA adosit acrounl beast"
UBS FpC enured RoganSant Makes, UBS AG Stamford Bunch *1;091 account bleats and money
rnYkel mA utl IØ sweep bakviCes
See the ~octant ,A/brman gout >our statement at the old d this document for *tab about teat
Wanes.
°Gering Wake
Claseng balance
Hddng
on san 1 (S)
on Jan 31 (Al
1,304 58
1,197 41
Fixed income
Mutual funds
rota+ cemented 4 the loci al all renvend dydene it dots na include any cash ckddendS.
sot a
tax la for the purposes el determined Wring periods or cost tam The thaws you re<eme each one )Cu
tensest choked, Wane a sepsaie Ia. Ia.
Cost tosa ms the total curchase costa the security. vidlcing mended be:fends The Co,' basis may
need to be fl utters is return el cable wrens in order to Morena the whis»d cod bans for tar
telshrtife mares
tracing
DOUBLE Uhf TOTAL RETURN
FUND 94511.
Symbol- DBLTX
Trade date Mar 31, 17
Total reinvested
EM: 5702 Cterent yield 322%
Security total
8CtiO FUND CLASS I
%rasa pie
'biter
Average price
ca shwas
per that* IS)
Chem
innarrent
Year K yodel Advisee:
UBS Ball USA avdal UBS FOX Inhtted Aaiun Rank deposit accost belteXet are 'inured by the FDK
;Viable cents. bul are not wattled by SDK UBS AG starntord Nand, detail xcount ~as ale not insured
try FOK arc se not protected by SIK. Pettey market snap balances are protected by Sa but are na rinsed Cy
the TOK
Onceper shalt
on Ian 31 ft)
rate
Ace use
Dadenduciered
ogs re
period
penal
Cap nunt (St
250.000 00
<Anneal:Q.1 raw/ gain a Mu is me alliance betneen the (urhat cant and the <C61 tat and c•Ohld
amend, te your ta rlac bun a loss if the serum), wa sob on Ind date The urge eyed (ca) gan a toss ma),
need to be eluded la return Ol(Zeral Carnants m drat todetemtne the :eid edgan Cr loss IN tin
reporting pueaces.
ErmDereent return is the Current naut rnnuf the amount you retested e does cc< endua snares Ina ace na
reflected on )our Statement. ,ndutIng shaves that hat been real SKI as enter a gar or alas it also0as nee
include sate dedena that were not remelted
Cost
nee per share
basic (1)
on Ian 31 al
Value as
um/ran:to Rae
imestmere Hokin;
un 31 tit
gan cc Ion(I)
glum IS)
Percd
1,693.321
10.629
18,00D 00
18,000.00
112.161
10319
1,17983
1,805.482
10623
18.00000
19.17983
10.450
17,69520
-304.80
10.450
1,172.03
-7.75
t8,Ø67.28
-312.55
867.28
LT
Continued MM Mt
Cla700030:6750)33 Ne7000I9a332 00b34 0119030575004 Y123697550~
Page s of 8
SDNY_GM_003254347
EFI'A_00198422
EFTA01307568
*UBS
UBS Strategic Advisor
Your assets • Fixed income . Mutual Funds cnbnued)
riddng
Symbol HLLYX
Total reinvested
1,830.676
10986
20.112 36
10.730
19,643 15
-469.21
19,643.15
EN: $350 Current yield 1.78%
N/COVE FUND Y
Symbol PSDYX
Trade date Mar 31, 17
1,789264
10060
18,000 00
18.00000
10.040
17,564 21
-35.79
LT
Total reinvested
58.615
10059
56963
10.040
588.49
•1.14
EN: $406 Current yield 2.19%
Security total
1,847.879
10060
18,000 00
18,589 63
18,552 70
-36.93
552.70
Total
$36400.00
657481.02
157443.15
4810.60
321463.13
Total estimated annual income
51.458
Monte(
a cares
Niichase pixy
Arr449, Ore
per chapatti
Account name:
GH5LABIE MAXWELL IRA
friendly account name:India! IRA
Account type:
Indnidual Rebrenent 011(0)1(at
Account number.
Client
MOUTON 0)
Cost
Pike pet tone
tams 0)
On Ian 31 (t)
Value on
tan 31 (5)
Your Financial Advisor:
°Heated PM
inn-surer* Holdr9
con or IOU (1)
*WM (1)
WOO
Your total assets
Wks, co son 31
Percentage
COO
BlifO31t0
your 3(COunt
MusD/
aortal 'Nary HI
Unrealized
clan cr lots lt)
Cosh
Cull and money balances
1,19741
2.06%
1.19741
Fixed income
MOW funds
$7.063.13
97.114%
5748122
1453.00
41149
Total
$58260.54
100.00%
$59.079.23
$1,458.00
-$818.69
Account activity this month
Dale
A0151ty
Cescatnion
Amount
Dividend and interest income
Cyridencit
mretest
Mkelkuseves
Jan 30
Dvidend
ID MORGAN SHORT DURATION BOND FUNDCLA551
36 20
SYMBOL HLLVX
Total rividads
336.20
Lan 8
Interest
UBS BANK USA DEPOSIT ACCOUNT AS OF 01/07/19
0.07
Total interest
10.07
Jan 2
Eivi&bacl
DOLElLE UNE TOTAL RETURN RAID iNSTL AS OF 12i31r 18
58.68
SYMBOL Deux
contmeed need pate
CaP7CCOBOC6750934 W70120197332 OXIN 0119 030575004 YI2369755000000)
►age 6 of 8
S0NY_GM_00325608
EFTA_00198423
EFTA01307569
*IBS
UBS Strategic Advisor
January 2019
Account activity this month (continued)
Pitt
Ann*,
Account name:
Friendly account name:Indy IRA
Account type:
Indiodual Retirement Account
Account number.
Wier Nnancial Advisor:
Oricription
Arnounl IT)
Dividend and interest income (continued)
"4,ot...treat 'conones)
Fees
Lin 2
Dvidand
PUTNAM SHORT DURATION INCOME FUND Y AS OF 12131/18
38 35
SYMBOL PSDYX
14n 2
nearest
Total miscellaneous
Total dividend and interest income
U85 RANK USA DEPOSIT ACCOuNT AS OF 12:31/1 8
025
Dale
Acimei
CieTorPliOn
Ian 24
Fee Charged
OVAR1ERLY FEE
10749
-
Total professional management fees
4107.49
997.28
$133.55
Amount (I)
Investnvent transactions
me, nye iriberialotn atcolt Ire awe/value saonn tar itgreted SieunteS. Ste froportior ntormaron No00
pate etatereerie et the one& ths docuriont
Pte
Actisty
Otsciphon
rtoceeds Iran
Investment
Drool*/
veue(1)
Price (2)
transedicee. (I)
Funds
nTITiOravin to
ACOVed
inecilireMS boar (I)
Illtreft (1)
tan 2
Reinvestment
CIVIDEND REINVESTED AT 10.42 NAV ON
113818ASOF 12/31118
SYMBOL' DOLTX
5.631
.5868
Jan 2
Reinvestment
PRIM-ND REINVESTED AT 10 03 NAV ON
IV31/18ASOF 12/31118
SYM301. PSDYX
1824
38.35
-
Jan 30
Reinvestment
CLASS I DIVIDEND REINVESTED AT 10.71 NAV
ON Cil/29' I9
STIV1301. HIV%
3.380
3620
.
Total
413323
Date
AcIntly
Dexicemn
Amount (I)
Money balance activities
Dec 31
Balance forward
91.304.55
Jan 2
Deposit
UBS emir USA DEPOSIT ACCCIJNT ASOE 12131118
0 25
Jan 8
Deposit
UBS BANK USA DEPOSIT ACCCVNT AS OF 01107/19
0.07
Jan 25
Withdrawal
V85 8A111: USA DEPOSIT ACCOUNT ASOF 01124119
-107.49
tom 31
Closing MIS Bank USA Deposit Account
91.19741
The US'S Bank USA Depose Account IS you Cetelary SweeD COM
0.70003005750925197000I97332 °COCA 0119 030579COI YI23697650 OCOCCO
Pogo 7 of 8
SDNY_GM_00325849
EFTA_00198424
EFTA01307570
S UBS
Your notes
c wooceoosncces um/30197332 ooxhi on 9030575004 YI23697$50CCCOX
►age S o}8
End Of Statement kr aCCOLIII number
SDNY_GM_00325650
EFTA_00198425
EFTA01307571
Important information about your statement
Fruncial Street lm. (Me firme UBS Financer
Sonnet et annoter of al anapaluoniy, ccrencdty
and optons berges UBS FrurnalSemes and LIEG
Bart USA re rdrect macler e LOS AG rd
e nef. of U35 54esibes 11C Meir ,' I narrai
strier« ear table tcen requett Referai', neutre
effets,. al
blaS I curial Senkel
1200 Met« Bouleront
Vitareihn N) 07086
1M Ornent «Meer* the orry Meut record ot yor
ISS Fayoter Sentes accort ettyr recels. nedel
offe el lei:lacune*. antieng cordIttngdaltrsheed
roi be rad ter I you Delers leve 6 rem« a
racer. Otan Peel e minedrelr n prend to the
french enager ot t. offre utry; >w accort.
AØ
at bogata der re ruade! toler range.
*remet data d-ould nec be used ta te ;gamet Pefy
ettysenr
ia
eend tac lnnt.ae. Form 1099. 5498.
ale )^4‘m Veen, Yeu* te reum M Fern
requred by Us to opta toile *5 inertie drrdeds.
«portable nriteubb drdends rd !stable nitre
ered on montes held n >ou accent net yards
r tale Rennete. ard toe base on <rien couered
%ru Met
Communkrione voir the Fine
• Flow recedinn r
oral ennuierons n ventre,
toque« per >en refit reb-eln9 pot Tel
verdorMe S'ente Mette Protectne, Att (S A)
• If tho torcol noce*, on tre up ler otte fit«
of Met surfer' 6 not le Frirent Sem*, tes
Seoreet erre you xcoum at (Wood
trok« by rare*
avih the recto] none en
We edeened rue Mes rebehrer0 sien ru
c tnS thoron' h to case. >et lieds and
rudes se lard M UBS lnantir Sema% and reg
ter
cg becta. rd >eu mot mua. à report
ol ry er a aneson to ble green
• Al dcxebed e tin accent narrent% you ma!
notdy us e any onces cl baya egelengctsects
retinted cn gote cliannent stelhe 30 d*, di« 6 rem
merde rude 'retro
• Mo au. cleecg cueowee «nier« « mare to the
ren't Clem Mec« Dépannent et 201.352 • I bat
a tollrye e (0335.9103. BODAM. Io 600 P M.
CI Mende ghrough Colin a n yrt rg to 185
Fninnal Senne, Ir.. (lent Rettug Øre<.
P0. Bo. 766 Laer Cly. 18 07087.
• AI arment, Moll be deemed complet* ad monte
d ne obectedto n rang wthil
des
• ta TlY serve*. Cal 84441209% et kam aride
eeU S Cr1201.352.1495
• h <ne ol «Ton« eastens aber an errent
keds bene« (611 !dl parent cr U3S trot clebs
<rd trantxtires cal 800762.1000. of Aneto UEIS
rureul Soyas Sec.. 10:0 limbe «A, 6th I kor.
Walser, NI 07086, Atm RMNBSA Sevan
Cri« mite as scion M
can. l su Met su
slaloment a /octet es wØ or 6yoa med more
nternmen about strant« cn the gaiement ce
recept Re Fens or Ced blut• (a> appleable)eme
Nue romeuno lm« the, 60 deys rite tr. Fim
cent ru de hm cournre on torche/ro Erre or
Probitm :Menai
- Pnrode yer nane rd accort nurse (et arry)
- Dette the MO. or the renier y:u se tnewe
about rd *rien at der/ as eu can ode/eu
Moyenneserre ce styp . red met
donner,
- Proue tee ckdar arm-nt of le memected erra
Re Benn M Card Mue sil nvesteste yoe camant
and second ry rra aØ.le
eØ agas
neng UBSVoredebn rad mansacto-6. e voire
mer the IO terrer dieelodo Mt, we Mll made
ytt rare for Il* amer* you the* n n mot. Io the
puwia rue the ute ol the money dorg t. tette,
tales x610 complet, or neesecoten
Plane me* all dull payable lo te Fr or to
fnancial nonce Mn/Judo, te lent er the
maternent ln addeneeto moule aeccure foot accounts
enry be abject tornamenance les, cher; fa tete
parent fer traies pure** rd Margés fa u-ped
amant n cash accents. A«ourt der ne transfeend
to «ber miaulent nul be taterar toa renie hie
LIS Swap OMM,*
tes off«, calots
»vape., «oh berces b birr,
&pose accore at an elluted bats rd aglelated
bant( and 'renne maden meuel le di (AlOney krel().
Dopar rose ai LOS Bye USA ana annallacetd
nanti partsconing n titt LIGS eCnC n'und
Progern are ECK-nord n mordre sobr
e
( eut.:
rot ms* rdomuton. Ope sne *rte* f der.. Diane
*coures el te AG Slengord Bardy rd 'hères of
May Kea me ne entend ty Me FOC
Eure derls are nor pretred be SllC More/ rend
Mares ee prolectedbySIFC Se."1851 remet Sentes
encan, Roterai' belon
tapon rentrera berce( nirobark Clearec ma te
wehtraer, rd dam of a lierre Tard rna be
leiadnen rd the eatedt retunedlo >eue es
anuries .Wesnl
Pinte nt cmmg•x• *tag valable recta optons.
nc14ro curer, enterre rate rd
o »valstek M
verne abs contweemeles. benne F runcul Aber
by cens ECO 762100
•
f bonde Unkei aocount protection
Rar fan es a member of te Sanson nome Protecton
Caper on (SOC). trick voient tectilhes ruterer
of es merdent tee to 11.00.000 (encludng 1250030 for
clams fe cash) trlanatory Øre
notable scaces
Øl
stemm s« 0•9 eke sn *se robre
lint .a:p1/4 go il accore tut eu hold nabot:ut,
<nitr
The Pan, tarder men edam eh**, bon ab>
Ø
d tupplerrental rornce Re monmen
amer perle to el rat* clore. <obtenir* und«
de polochon s ISCOmIlen et OlOngerter IO. 2016
Sueur to the miel cri, eam and lintehrn, can
do Fer A fut« protectrice Le b $1 9 roder en Me
Xeregete fa il yre accents Mb en e pari euler
crac ty
fui <Ce, 04 the polry wedng 6 »diable
con remet
Ilerter tee SOC Ilarden ra eemespbentreal
«Conon xply
• Crin 'Armer met cattroAed byfent ncteded n
Su' «roue vat.) but heklaway !cornLES Forer
Seences en naine erla'n COentrexe «efrit
m'An, drubk *mutes. and Oeuf* of rituel
haxbrproored n the none of tre rorte boldo,' on
Ure baks of the me or terre pot),
• nomment «erres ce nomment remet (tg.
Irmed ortnenhe rd guet placement%) te re
not mamad rd« the Sauntot Act of 1973.
• Commet* «renom (eg. leur **change rd
ore oui mataf enter* ncludn; fiantes corsant
mawrodt7 (Pion contrxn. and
• Demi *courts feria eneecates e dopa«) rte
Bat ()SA. UBS AG U S tranches and brrr, to
FDK hm.red Dépota Proyine
fhe S4PC «cerne rd te appeemental prer
do
not appM lottese m'eh née å Ney ccrennae taxer
onyx.« examen* Re SIC protection and the
supplerrentaleot«fion da ne promet pane changes
n te marketvole ol yin mono-nets brrr
as e
meut of market rra/ormet mur barde nie« er
othen.essi
DividendRoinvearnont Peograin ODRIP)
Re prie geilnled n an arerpe «ce N'o., ma obten
Ile «lue «ce lent ro, I ventral &Mixe Onie Abek
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valating
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the tore elles et the terne «neige, e.g. because
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dosen by you to *te you sit, your recordant:na
les ro legal effet on yen accent is ne ntendoi to
rell«t nl tuent. prorit rocornmenlmon.
internent *Mine a rd trahie assauted vals nx•
accorts. en n not apomne or surent* Inn s'ah
ce ry irnexle muai, <na nul b. xhe end Al
ritternmt englue té ree• cl bu. «Leang to ne ol
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contactent yer Frunttal Aden«
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erealeed nerf s
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at de «de ter pnot rd osent mawern pana a
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terre« Rem tint re payable tØ pur demand.
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Lean ireferererden
fa *tard Mamelon onde fers lendrg exiges
ad auburn te« to pots Cher Retettornhp
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amiable nAgreeronenriCarbicee
lanns
SDNYGM00325651
EFTA_00 198426
EFTA01307572
Important information abu ut y aur starement (ceulmued)
Var mann
Vett »derak» etaCte mona end *ar amt held
na/ roken st tet end of te natreol etted You
niry ri for *bry fr 'uty nagd trona r ry tret
Vott mai trene Intetteet dal at ban <otrar atm
Paird albint
dur attan Ary enka be,
vanfred tott fan dåna the slatement poidae
'sted al mitt våkte st d the ond of the %tronen'
pead
• ~bø&
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seona inodes n ad defeenent *te ndcad
wth the ada« 'I,' Les Francial
le
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on ref ormar <bland hot toarm dh «tamreka
(as
fram5entai. aludng ~matta br ~h«
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al
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vadty of re doringa+
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tåteretten Cen be xtled Ry >os Fesne el Acktof
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eatnotol frodiatel ~filmes se </kutta' fcr
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Malet bit my« mag n« tel
corernastam.
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Omland al olha fdry.~i lon a-.1 snitatåta
arabis bl, ro who:nedad to dasla, cm
adraad lai Ten 'lodda,' «Ann lyssatt the
Aege‘ttlide~ trade dele
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the auer <ib for tarY ~ion
nil be selested
vatn" by lot tan arg aR foonbes cd dat
nar bS n od narre or n nomne* akne fot ar
demt, (sl ferde ~anis
°bland korn thrd
pates ard as xoncy n not paranoid Othr WI
bant my onn %hoho:da aifM Vold «møne
relomobon rat bt panlad fancard
• Priostraha fatt thp/ayed ler tanta and dh«
indra mai be hør or bm . nar the pence tie
yxmould rima* mona n the ~sl Pan at
<1~Irnmvargalltledlannylll•ne5 iihnh rit
betro to be Sine. br ne .3 not ~alte tett
roar
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the monodl tet bel and ask pekes kr åsted
fatna anclopantiany bil vanla OTC
~tett
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vanta rordl er the mon han pro va
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Or Oki?
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valtar. al ido sand salane' d ake ire
kneble lo ebbe, a vice
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dh« tar u S. doar Jf. erflecied ault ~bana
rate asal te strimen date
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*namna, ca, nett ad ClInt ty lla< e raa) nnly
hat been »utlad to taka ropa valuta, .
To oburavran otta:" *hm ~Irak. <dart
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fanes) ad or and proiJus re genera, haifly
stavid Ca n å uc Lad s odr hoe not bon
ra ssored wen the San ei and Eec hange
Carrnostand al de ay nare ~Mfl, ben Yte
doode *simrad ota bor prate narre
stana and ~lund dabett fce 'snaua
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er
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tomt
tomteredn
podiet mi; be lao4n d toha and do
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ofair base by a rdegenkre "Aaron fan
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ganar panna er ~nor and may be oblat«,
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thrd pattes to danse ref simrad esken
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de ..1`,4.4,of used to detten-da the Maste cl
okt and the dra ot te Saman thai n the
baus la the mane by ontactrgyod Friara
aciteor
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'14d pased' n sari ~art
yren n
e:»paSat valtar lem hr rot Ølod or e
doble to anen vaka eta vre barne tara
tal a malar ran hb cn osred
~odla
ote opt
venened yale rno ~dan. ct ahen J
nøtt *dyd be hota, snaut", dan 10 line nave
cd the Runy.
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ittrnalad obt nor a ardnany ri nød valg
proakd the obo d at »<ny Ml be delar<
from n notbas,* prte
- 'Garta/om to dat' mag Mole *treet
flette, norne d bah
▪ 'tiara un« ste eall~illne mi Mang
peke ps inn ånd my n41 nilett >ai cent base
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nstfool fatna ankar, and te rna" ,
ahard ard...ende*, on be fold, the pro
rena« may bo hes ar to pa tent nemme/
valt* Ølkel n the XeCtsli pate~
• RellIbeelbed MOMS. Reannwa ~Sable "rotete
aro not cs,erty *bøk la pirk og LBSF na-Kul
Sdnxes vies It* maitet one el de knalented toa
of the fro none as ar trepdad rir kr It*
orde/ flod for aerpases of ai >Ohmen! ody. To
ett Ment Mit Mett led sauna et <bable ot ok,
des vake roexed mag be abstenotal
Ka te
nand okt tonn.
• Est. (earnateginconw. ornat yealtb and Ot«.
An e>tmine el sved arie is handon cram
dadtal ånd norn ra ~tranen stana til
bo held la ont ra kom aromat dam «kal
namna Ihn «mate 4 my a ?.delro, afiliaCy
ad talord trame re not gurantad
ff Famn! mil morer and turcm raid lor
((dan Mad Of tana «ad indbudt ram of
verpa er °Pli gåta n Ittelh Mf the ni
;norne ferd omn, >ield) «midt. *emneled
- Etar ed inni «ane rd <tina yeeld ånd the
afasi :nome and yeld møt be bmr or høer
den the ntensted remsa
- An *rima» cl rroatod nome (dvdord anda
tinaren) daird by the orran matet
~mor
balance pbxef onda an dadond
«mant papnent male by the mott and
V a
al be held kane
ra' br te st sanert deo cr unblmatdaY,
koral( rd conand yr.] se not geront
• *an noe held by ABS Fardal Sarioam. Cola
aret> re ete Keldby the Frm ai nat hann the
tereis ~na
ce ornat Tane Mett art
adoleyed en ras sutra« loe Sansbar
mor« «ly netters and fota notata(' re
prondad by at tvg ham Ued natal Sann es
not osprittas fot "5 mormaten a-ddoar«
?uranler m reurry. New makt at nal paralvi
by SIK «the Oms bopatenta SPC cottage
• Ratata skaving and additåsal campereation
- b, sidanto rattfont
faks ad I lb't len
~ned n canedcn wth the (bakut on of austom
fink to od tetnes te end« os 'Ohm nar
roarar tang parwatt Iran dstranott ad«
altgata tbs nyast ta* tat to vel Rak
rant re bradd, tas dataen or rprear
ta ran
of lirt by IBS of a partar n
ual
ferd fra/ to oil dann, and OB the ist vaned a
partnis ~kul Sal fri/ s fronheld alde
fim
- Via st or ruture al» trev networlay and
~Stas ententte len n con,-0eralkii fer unte,
ara tanet thai mr~
to the ~ot ti dt.
Dato toa gatt" ro pad han nome *taktt
te en-toltad and ro afse/ dollar ~on bia
on tie ant« of scoret at the bakar-dor
hoting 'nial kn& of taut tud treny
- b addebn to onninans mened n favalion
*lb te tel er dinbution d ~ly tonar% ard
tnt aantrnml net «ell loa/ eler" yre sd«
cd "Ide tetne et~
fkaliN1<neeelenlaen
ham inry ol the ~sno ~aren unclemeeng
the mue), ortrads, ~x« d ai ovanu
organa ce onencet of na isse ~nat
Ialt
a/data:uta
- b a:Metro (r
^ ~nid fan the
Ludo,. and tak cd ~Aasfink
sve anler
ørte tedrma n asv+banncl rein
snering
ormen, from fledShres charter" en all as
hrdna for technology cltalopmem urta ad
*duoar,
-
ahatneon Utdry connisecen and
ote ccapernien from niteel trell te ~ane
organa seao getaaat b•LO (labre
Wit trent oatonsat af frem LGS Brd. L6A, LGS
AG SennordEranth and ros affilred baks
tro-ø out cash torp progrns TM
ccaqtarian mal boa mcntln, per ran
fet cr
rna, be a patenta:teol moge dalt Jaret
tinn
Antidy
nfcrenzion reordna cancanen and aber sogn
auran n temma" itle the neo-rand vart.
nehadM gaten ,romtoen nr bon 'tinda cn
•enlemal,nr5 pesnpay furnnned bro, ad all b•
troaded to you dcald/Y Orf nOtee
~nibs
Il you se <and n sliet, telna a touny, >co may
nor a ~gt &e lo <slå n borvavro costs la thi
Praia' ~Ot/
Gan adm
RoStrdng open er ga:d Wca:akt ordets ti
rorol ~and by tie stranten dale, opal boy and
tel ropanten re recbced ty ter amma ol dadeals
er nøt re an er-todanch cal a røk dato alm
nansod ohm« byyak 1/cd re responsa* lor
orda Int returutid <21.* lo >tv fatte lo tarmtel
~ing ocen orda
triver
To obtan a copy of co orre (hem Nør, Nake,
dem~
>as r ~Kiel aielcce Ce vet
wetnte
at no obodOrrono.t
- ISS TantalSonte, b rol *br* The RMA. Giren
Sansa Accarn BSA end RUA re batane
atoonit tann troa* tteett to bra ing tana and
nrcdris Itectørtangnments onn "bod batt
ånd de« talar, bånti ad tyendet rott to
dyete and anotty pairt inord by knalfilata
thrdorty ~neo:flana
tea* rann*
~ty ffAncluten of ISS Feurin Satan en.
- hodment, ~aret and rnuky Rrcdxn
- tryt MI( nyed • No bal moner neo lose~
- MIA Rasrace itaagemem kota "Mads
Sandet Attan @SA, IRMA and rartoberui anane
Mare«
Accare re mostered favne mels of
liti Smola, Sanos
- VISA n a (agnora trana **od by vita
altmann? Sers« Amasona and urod Leda
kase The LES iss «edb ords .rd the LES vise
Ø
fads ae ,3%.* Cl by LES Sant. USA tak
Parissol Iran Via USA lx orpotaltd Mod'«
regdred nådeensts. sove. med, ard
og and femte merkt re of tos res~
~pinn
ILOS FirneiSkeviae Y,c
Pa ?Giftig
SDNY_GM00325652
EFTA_GO 198427
EFTA01307573
SUBS
UBS Financial Seneces
Private Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-0032
CNP7011560112510219 xt VI 0
Account name: GIRSLAINE MAXWELL IRA
Friendly account name: Kith IRA
Account type: Indrnclual Retirement Account
Account number
Your Nnandd Advisor.
Phone
Value of your account
Questions *bout your statement?
Call your Financial Advisor ct the
on January 31(SI
on February 28 4/
RMA Resourceune at a30-AMA. 1000,
account
Your assets
58,260 54
58,378 57
Your liabilities
0.00
000
%sit our wehate:
wwn Lbsoarranancralserwes
Retirement Account
UBS Strategic Advisor
February 2019
Items for your attention
t Help protect yourself from fraud and
renew bank, credit cant and brokerage
statements regularly. Also, get yos free
credit report annually from
www. annuakreditreport teen
Value of your account
$58.260.54
558.37857
Tracking the value of your account
I Thousands
Sources of your account growth
during 2019
Vase of your , count
alyeas end 2018
558,125.23
570
57.0
57.2
57.7
99.1
583
584
Net deposits and
wthirarvals
-5107 49
•
■
■
1
01
•
Your arestrnent return:
Dundend and
interest ncome
Change in
gnarly' value
526907
591.76
vs.. of your amours
on Pon2019
86t378.57
Dec 2014
Dec 2015
Dec 2016
Dec 2017
OK 2010
Jan 2019
Feb 2019
Member SIC
CeP70003005679251 Ne7000195856 00034 0219030575004 Y123697650100000
Pits I of 8
SDNY_GM_001, nny.3
EFTA_00198428
EFTA01307574
*UBS
UBS Strategic Advisor
February 2019
Your account balance sheet
Summary of your assets
valueon
rebtualy 2840
Percentage of
your ICCO.Mt
A
Cash and money balances
1,197.71
2.05%
B
Cab alternatives
GCO
0.00%
C
Equities
000
0.00%
D
Eta:id income
57,180.86
97.95%
E
Norntraditi0cial
GOO
0.00%
Account name:
Friendly account name: Indiv IRA
Account type:
indnidual Retirement Account
Account number.
Value of your account
$511,378.57
Your current asset allocation
A
Total assets
$513,378.57
100.00%
D
Eye on the markets
Index
S&P 500
Your Financial Advisor:
• cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account, UBS FDIC Instead Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual find
sweep balances. See the important '<made°
about ow statement on the last two pages of
this statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on February 28, 2019
3-month Treasury bills' 2 40%
One-month LIBOR: 2.49%
Percentage change
kteuary 2019
Year to date
3.21%
11.48%
3.52%
12.40%
2.56%
9.32%
4106%
1.00%
CM, OOOBOOS60ai53 t$1000186856 0=4 0219 03057%04 vI23697550100000
Par 2 of 8
SDNY_GM_00325054
EFTA_0O198429
EFTA01307575
UBS
UBS Strategic Advisor
February 2019
Change in the value of your account
February 2019 (1)
Year to dice (1)
Opening account value
$58,260.54
558,125.23
Withdrawals and fees,
nclizzling investments transferred
out
0 00
-107 49
Dividend and interest income
135.52
269.07
Change in market value
-1749
91.76
Closing account value
$58,378.57
$58,37137
Account name:
Friendly account name:Incite IRA
Account type:
Indnechriat Rebrement Account
Account number
Dividend and interest income earned
for Reposes d ins stdernent tantdAy d Interest and dridmd income hat been determined Iran a US
to IttelosalansOectrer Erased dion the residence of the account hider, account nye, of proazl type.
some 1 hinest andd didend °s)men's may COI be stisten so unted Uses (u5 arida Panto Rico (PR)
income tams the them monilly Valence is rd Intended to be used Mnf cannot De feted icon for IS
purposes Clem% shoukt Neter tote* arOK2t10 tat top:ding forrrz they rocone lean 1185 annual'', lab at
the FOrrni 1099 and the Fan 480, for to reCabng nitro/mato) l if the practice of LIDS to fie the
avicade Is nporieso toms nth the US intend Revenue Senn, and PR Treasury belOddnfif, and in
such lane actLeddy clzaty dvderct ardor waned as tar exempt or tackle income flat carnal your
inthidual tat preparer.
February 2019 (1)
Year to delta)
Dividends
135.22
171 42
Merest
0.30
0 37
Total current year
$135.52
$171.79
Pr or year adjustment
0.00
97.28
Total dividend & interest
$135.52
5269.07
Summary of gains and losses
Values reported below exclude products for Ands dans &Idioms an not dayslied.
Realized gam and losses
unrealized
Your Runde, Advisor:
February 2019(1)
Year to date (s)
garns and bdres (SI
Short term
000
000
352
Long term
0.00
000
-839 70
Total
$0.00
$0.00
-$836.18
Cash activity summary
See Actounfarthly Nu) monthfc4 Odes Marcel rn woe Sweep Oplont an inducted In she coenna and
dosing 'Mantes vain FDIC insurance apples IQdel:01M Id UBS Bank USA *Idea banks partigiabno in lie
matfett Inured DIVOSII Rogan, a d:e1nOf Say 10 d!artni el U8S AG, Sisnloid Branch WC
prottoon app..% to moray market sweep fund Padang< ON net bank docent See rupolant tettonnston
abOur your tranmenr on the last Iwo pages d IM Oddment for delay.
February 2019 (1)
Year to date (SI
Opening balances
Additi0na
Dividend and interest ncome
$1,197.41
135 52
$1,304.58
269.07
Total additions
$135.52
$269.07
Subtractions
Professional management fees and
related sereces
0.00
-107.49
Funds withdrawn for investments
bought
-135.22
-268.45
Total subtractrons
-$135.22
-$375.94
Net cash flow
$0.30
-$106.87
Closing balances
$1,197.71
$1,197.71
0.7000300SA)8S3 NPT000 I ES8S6 0103a Di 19 03052D104 W23697650 ICOOCO
page 3 of 8
SDNY_GM_00325655
EFTA_00198430
EFTA01307576
UBS
UBS Strategic Advisor
February 2019
UBS Bank USA Deposit Account APY
rarest penod Jan 8 - Feb 6
Opening UBS Bank USA Deposit balance Jan 8
$1,304.90
Closing UBS Bank USA Deposit balance Feb6
$1,19771
Number of days in interest period
30
Average daily balance
11,254 74
Merest earned
$0 30
Annual percentage yield earned
029%
Account name:
Friendly account norm: Inch," IRA
Account type:
Indni
remenl Account
Account number
Your investment objectives:
you have identified the follov.ing invesonent °beans for this account d you have q
about these obaxtives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager YOU can find a full description of the alternative
nvesImeni obieclives in Important inibtrnarken about your statement at the end of this
document.
Your return objective:
Cvnent income S capital aPPreClabOn
Your dab profile:
Primary- Moderate
Investment eligibility tensidecation None selected
Your account instructions
• UBS Financial Senices mc. is your IPA custodian
• Your account cost bass default closing method is FIFO, First In, Frst Out
Your Yineaciat Advisor:
Cre7C0C600S6C8254 HP7000186856 0iXOI 021903052`5004 Y123697%010000)
Page 4 of
SDNY_GM_00325656
EFTA 00198431
EFTA01307577
SUBS
UBS Strategic Advisor
rebru-xy 2019
Your assets
Account n erne:
Friendly account name:Inda IRA
Account type:
Indus/rail Retirement Account
Account number
lame prXcl. 'Milne Jnd Curial 'luta :hewn may be OPOrtiareile As a Met. gain and losses (nay not
be &wheel/ reflected See important Aroma:co about Awe statement al the eat a this clamed Tor
more information
Cash
Cash and money balances
bin and noisy balance: may include evade cash telexes. UBS Bent USA Oman account balaxet.
UBS F Cif Unused RoganSane Blames, UBS AG Parnlord Wean deposit account Waxes and money
malcel rt tua fund avert Nixes.
See the IMpOrlaat tafOrMNIOn aaCwit)Oul Stahvaent at the end d this 000.ment to detalS about 00Se
Wanes.
°Leong blame
ciovngedence
Haring
on Feb 1 (1)
on IM 28 (5)
1,19741
1,197.71
Fixed income
Mutual funds
Tote memestya is the lots d alb Nernvested dudends It dors not inertia any cash addends. his rct a
tax be for the purposes el detennInni slang per
or cog tars The shawl you referee each erne you
(tinsel elands become a Male tat la.
Gott birSo iS the tell purls's. f051 05 the seamy. incl sang leinreSted dearth The Cat basis may
need to be acl listed or return d capital paymerts in order to daemon/ the admica col baps ca tar
RP1ton: Purposes
Rada,
FUND INS&
Symbol- DBLTX
Trade time Ma 31, 17
Total reinvested
(Al: S706 Current tneld 3.74%
Security total
Purchase pnov
minter
Awn price
al thaw
per share (S)
Chem
infottmen1
Year Foetid,/ Advisee:
11135 Ball LISA &Idyll UBS FIX insured Rog/natant depart ascent telertet at Insured by the FDIC WINn
applicable l ma. bet are not panted by WC UBS AG Stamford Branch citcosit account eataxes are not enured
try FOIC arc are not protected by Set Macey market strap balances are wanted by WWII*
WI 'mitred by
the FOIC
ence per share
Average
ea Feb 78 (5)
°indent/Intent
Par in
Peeled
Penal
tip aroma (S)
250,00000
Weak:(d ray) gain m Iasi is the cilletence between the current value ad the col bars and ssaid
genteelly te your last* On a loss 4 the secunlywa sal on I he date The avenged am) 9s n a toss may
need tote alusted la return d tarn Pap:Inns m ceder todeterrent the redodd 9a n a IOSS la lax
reporting purposes.
drodridi feeds) n UV Current slue corpus the amOunt
*messed. r des no 'nen* Share; that ae no
reflected on yam Statement, indudrq stares that hat been fel eed as enter a gin or a loss it alsoCots not
irclude usn dada.* the were not reassessed
Cost
Prue pet that
basic (1)
on FM 28(S)
Value
unreal:se Pm*
Investment Halm
FM 28 (s)
own arms (S)
mum IS)
Passel
1,693.321
10629
18,000 00
18,000 00
10.420
17,644.40
-355.60
LT
117.569
10515
1236 34
10.420
1,225 07
-11.27
1,810890
10623
18.000 00
19.236 34
18.869 47
-366.87
869.47
continua:loot pen
UP7000:00:6:625S HP7000'46856 °COCA 0219 030g7SCO4 vi2369765010000)
Piga S of 8
SDNY_GM_00325857
EFTA_00198432
EFTA01307578
*UBS
UBS Strategic Advisor
February 2O19
Your assets . Fixed income a Mutual Witch kOnenued)
Nunn/
Rocha, pied
Meld? plc,
Ord
Cat
Pike per snot
value on
Unreel/ad Cloe
irweniTent Honing
Hddng
ashes
per Oat? (5)
Intetrinend CI)
MS (1)
on NO 280/
Feb 280)
Sff 90n0ss(1)
num IA ptd
Symbol HLLVX
Total reinvested
1,833.973
10985
20,147 77
10740
19,69687
.450.90
19,696.87
EIVI 5361 Current yield 1.83%
WOVE FUNDY
Symbol. PSDYX
Tiede date. Mar 31, 17
1,789.264
10.060
18,000.00
18,000.00
10.050
17,982.09
-17.91
LT
Total reinvented
62.928
10058
632.93
10050
632.43
0.50
EAR S426 arrant rekl 2.29%
Security total
1,852.192
10060
18.00000
18,632.93
18,614.52
-18.41
614.52
Total
$96.000.00
$51017.04
$57,189.86
4856.18
921.110.86
Total estimated annual Income: 51.493
Your total assets
Pexerafled
Con
ES101101e0
unrealized
Valle OA Feb 28 (11
your fiCICUM
basa(t)
SOMAS ,ACCint (SI
puma loss (t)
Cash
Cub and money balonces
1,197J1
2.05%
1.197.71
Eked income
Mutual funds
57.180.86
97.95%
58.017.911
104900
.836.18
Total
$58,378.57
100.00%
$59,214.75
$1,493.00
4836.18
Account name:
friendly account name:Inch," IRA
Account type:
Indoidual Retirement Account
Account number:
Your Plaamlai Advisor:
Account activity this month
Ode
Mikity
Delve Ilion
Arnounl IS)
Dividend and interest income
Dendends
Feb I
Dividend
DOUBLE UNE TOTAL REOJRNFUNDINSTL AS OF 01/ 3 V19
56 51
SYMBOL DBLTX
Feb 1
Dvidand
PUTNAM SHORT DURATION INCOME ROO Y AS Of 01/31/19
43 30
SYMBOL PSDYX
Feb 27
Dividend
1P MORGAN SHORT DURATIONBON) FuNDO_ASS I
35.41
SYMBOL HLLVX
Total dividends
$135.22
CaP7C0060059:025614, 201301958560,X01 0219030575004 Y123697550100003
Page 6 of
SDNY_GM_00325658
EFTA_00 198433
EFTA01307579
SUBS
UBS Strategic Advisor
February 2019
Account activity this month (continued)
Ozte
Annoy
Account name:
Friendly account name: Indiv IRA
Account type:
Individual Rebrement Account
Account number.
Year Remade& Advisor:
°mention
Amount 11)
Dividend and interest income (continued)
mtesest
kb 7
kitAfQst
U8S 8 At“ USA DEPOSIT ACCOUNT AS OF 02106,19
0.30
Total interest
50.30
Total dividend and interest income
$135.52
Investment transactions
for ncrie inIcrinalicn tout Ire eke taut >boron toe IntliatCl Wu Mitt Ste opof fent rtformarno about
)our sletemeof al the erK101 INS cl3C unto,
Dee
Astrsty
Cleutpbon
irnre. Iran
invesanent
Ouatly
Vdue(5)
Roe (5)
tram-RumsIS)
funds
net eravm fa
Accnwd
mellments tcoOt (5)
mlere0
Feb 1
Rein seStrnent
DVIDEND REINVESTED AT 10.45 NAV ON
01/31119 AS OF 01/31119
SYMBOL DEILTX
5 408
5651
-
Feb 1
Reinvestment
DVICEND REINVESTED AT 10 04 NAV ON
01/31/19 ASCE 01/31/19
SYMBOL PSDYX
4.313
4330
.
Fob 27
Ranvostmont
CLASS I DIVIDEND REINVESTED AT 10 74 11AV
ON 02/2E/19
51741301 KLUX
3.297
.35 41
TOM
•513511
Oat
Annoy
OtSCIptien
ArnJunl IS)
fan 31
Balance forted
$1,197.41
Feb 7
Deposit
UM WIT USA DEPOSIT ACCOUNT ASO 02/06/19
0.30
PO 2$
Closing UPS Bank USA Deposit Account
51.197.71
TM uBSeank USA Deport Account isycur army, sweep opium
Money balance activicin
04170003005603257N7700016685600034 0219 030575004 Y1736976501=60
Page 7 of c
SDNY_GM_00325659
EFTA 00198434
EFTA01307580
RUBS
Your notes
CW700030050:6258 icocois685600C04 OD 9 030575804 Y1 23697550100000
hoe $ of 8
End of statement for account number
SDNY_GM_00325660
EFTA_00198435
EFTA01307581
Important information about your statement
LeS Fe-uncial Sawn n. Me Firma UBS ennui
Sown), is a motet ol al anapal uowty.. ammoity
*adoption...oho-got UBS FinaroalSonrces and ISS
Bart USA are robed a-bp:lanes of UPS A6 and
Oita*. of WS Um/Am ILC
ins I naval
statement n wadable tor request The Frm's miscue.,
°floes are K.
ISS Instal SWUCtS n.
1200 Hata Boulevard
Weehatelon N)02COS
IM Manua raracentc the ore, officialwad of )W
Len frame Semen account 01044 reartts. Ow.dd
*NO tar floweret
ontwing codified clateshcoAd
we be relied Lear F you bele* they 6 alma a
*mason phase report a rorredately n ogling to the
Bergh Maruopi of to office timed so cgcoot
Altough at haat anal are melded lobe accuno.
stalemere data taM no be trod foe tx papaws rely
*Ze
n Yorend tar lava, be. Form 1099. 5498.
I
tic.) when realm, yota lax worn the Fein is
mond by law ha sepal WM. RS Auntie &a back.
reoortabh mmtnabb dnidends and !nab* Merest
tamed °flimflam held n SOUr eccoul. naCratt4f
a , sr liareacl CM. ad (04 base On (Celan oared
axis ilea
Cownwnkations with the fins
• Nat m.o.:Minn ay croloarrronorbons ri wring
to bother pane IOW efts. s'a-C1i9 your TH
adoKSiouan
banter Protean/1kt CS A)
• II Meawed cocoa, on the op lei cl Pe not
of thrt 4.1107001 a
ant IBS Frircial Santa. UBS
MANI Sows cartes your roam at (Wong
baba by artarent
win the rekalsd 01044 en
we adorned pail led relledniga nhenrea
opened 44 Ottani In the cat. >Oat ball and
invites se totaled a UBS enema, Saran and rot
We swab no brcta, and you anal (We a raw
of ay ma a omission to both fins
• As decrbed n the octant xrctinents, you nut
mid y vs of any carat of Mena errolorig dwelt
related at your slannonl selhei 30 days after n was
Milakc ro de an at.
• Nose droci rtynorirof ani0lOrdi a nrpaira to the
Paws Clone 1•14Ilait Cipsnilont at 201.752 • 1659
tolirce a 800.35.9103. SWAM to 6.00
IT Made, through Folly, a fen ova rs 10 te5
hunt 0IStrecti n.. Clat Riede Doormen.
PO. Bo. 766 Lhon Cly. 1607081.
• Al statements shall be deemed corrolete a -clause,
it not *bodedto n twang Whin 60 days
• fa TT' sewn. Called-612.09%ot from outside
nett
MI457.1495
• In (Me 01 rat
a 0.0401S *CAA an electrerx
led: trier
0BIll WI parent a CBS Vet deb*
cad transxtens.. cal 800.762.1000. of *Melo UBS
f na-eul Swart lc.. 11:00 Harbor Bad, 6th I kor.
Walesa ter, NI 07086, Ann RMS/SSA Sewn
<Outwit. n tor as Sf•J can asaa talc you
statement o wept rs wrong on I you nerd more
nfonneur abate a transferal the statement a
rococo The Fens or Card bps fee arolcable)mni
heat Man sou no bee than CO day: aria We firm
um you to fret a manure on *rich the era or
Foliar " aPPerecl.
- hoed. sot nano rd accare nuntre (et any)
- Neat* the into, a be wander you a wave
about arid *vitt
as cirri as youwnwha you
blew n is an ma a why soa need inn
riormalin
- Prank tied: Aar arwnt of the Respected error.
The Firm or Card low nil nvestoate your <emplane
rd oval Owed sty error promptb• For alleged Van
mate-g LEIS VaOckba cad namacto-o. ma tie
twothan 10 haw
day; to da tie, we tell made
atccon fee the amen you the* is es mot. so the
you wit hint the use of the money long Me Imo
tales ust0 corocatte w
ntesligaban
Fitt Tat all checks payable to Me fern or the
fnancial insiwicn Mooed*, tie front of the
itiarroOnt In addition to atria , Want feat, accounts
may be abject toman:mace fees. chasm fix late
pay ern fa secure.; purchase; and charges foe tepid
anions nosh >awls. Accasts itio re transferred
to other miaowt nu, be sublet to a &rd.
, N.
WS Sweep OpIkev
IBS others options fa sweepeo cash balances to bark
deposit =arm at non-el lined bats and elated
bona and money Mann mewl funds (Money cede).
Clow* %COAT{ al LIBS Brit LISA and mortis:poi
bunt; panicoachg n the UBS PDC nosed
Program awFOC-nswel n accordance withr
i
C rule:
Pot none riomtabon, plena tee wow fabc.gar. Depose
"awn
n LOS AG Stanford Bach ad 'hers of
Money Wet Are not rovedby the IOC.
Bpd deposits se net Pratrad bYSJFCMon ey find
Ihann ire protected by SRC See "WS Inmost Services
Attar, Prot/ace' below.
upon 'we ecunt. harem n me bark depots may b
*throws. and sham of a Money rand my be
liaadapy and rematch
Mon-0dt° afuersas
Sauna?, .iaosc
Fara rt.:moon about notable sweep options.
nclang <untie intentries and yields.* 43/4plible
wow its carfsweemelds. Man yoke Fnan<ul Anna
a by tiling BCO 262-10:10
LAS financial Services account protection
The fern is a member of tie Senses renta Protector
Corporation (SVC). which protects %CU ern customen
01
nrocbren to to 5500.000 (ncludrd $250.000 for
claim fa cash) &planatory brochure nobble
an
Mun i a a mve SOX erg. The SIPC /owl Protection
lints aopiy to if '<cows that you hold ha prikular
<opacity
The Pen toothy with *Man
has atm
Prohnod supplemental coerce The mon-run
snarl payable to all enable clam. colearrebUrtat
the 41010('M c IWO mllat it 01 Decanter 10. 2016
ern
b
to try polcy <profit" ad ocntana Cash 41
**rn
6 'unbar prOarad
(.41 SI 9 macei on the
0a110000 ta
you accost held in a whaler
rabsc Cy. Aka ata of the polcy twang m bailable
LIDOrtrataft.
Ware K
SIC prardion rer the stoplawertal
parlItle1 Moly 10:
• Cann Inexii asuatt candied by fad notified A
So Kowa vat.) b. ri d away Iran Lin FaaMYI
Sawa For armpit oaten CO antrexe pagan,
noLdn, drub* females. and BO sham of mutual
hmds registered nthy name of the scowl holder on
the to:as of the our a orrice fl at),
• Irweranent (carob a nwstrant nlerato le g
tented patnenhos and ornate placements) tut are
not rog oared carder the Sauntat Act of 1931.
• Common.. <attach (e q, fire gn **charge and
pro an metal <read* mayday liana contrail
and o nwed ee Warr comracts. and
• Depose accounts °moo tendon., of deposital L135
Bre LISA. UBS AG U S branches and bras new
KIK roved Down Proven
The SIP< Wanton and the tmainwial pronto" do
net apply to these asseh men if they oterwee aroma
on yar stiernentt The SIPC protection and the
supplemental potation eh no, (IOW against changes
in the market vele of yin reestrnals (whether as a
read of market movement. war turencla
othawnel
Dividend Roinvosomont Program WW)
The V" **clod
at, ann00 ace. VW may obtain
the actual ace Icon so InannN Aetna Only Mick
awes ate pu (based tncle DRIP. panel sham roll be
sold arid the cash WE be riposted it your xca-nt The
dincked ter...intent price Roofed by Me nun mat
*or lam the meta VC* at aochlbOPInralsbroo
re sod
Cash-Mies
On't wholetamsma/ be held nyor afoul
d you"
mulled ov a paneltest as a renal of a &Mend grew.
or ~roe.
the Fum mR ether 'Awl.
unit al
owlet we. a swot al an
determated by a
inaiend cleama fl eecy. ad credo yoke account
teammate objectives
The reestwe *beams rank
profit are yak
to
ear account and may stay between yor =coat
Noo name KFm
proemlbr a *Nog d ay
sap/rant chary)e a pas band mow
a
trataarre oblecines For each account hell you
choose ore of the °bang imminent <batten
• Pro-dee Current Income arrestmeres ward the
generirr of name orly
• Aram' Cap utAopeneon yaminwits wing
Torah of onto! tatiet Man the gamier ff
Mont
• hobo Comnato• on ;tame ei•ICAMai
Appieoa
fm
tian Innmenerns sakirg bar the penwation
of come e4 comb of principal
Dowel ebb frofk•
• COnaerVelne Sairt SO manta, rale4 catgut meth
burred rd salinity tote moot metal. nor if
Mat more the accuse dam not gene, *
agnficant
income a rows ad may art Sap Pre wth
eta an
• Morcbate Wiling to ocelot ;ono nt to pnocoal and
tolerate sane valatioy” see briar rams
• Ancoose With; to accept hqr r1t 1°P'" "l b' l rd
Pio rabble/ 10 (nil. hap tnitnt Our leo
• fraant•r-tfAgotty CakarkNeCti I .4.1octod, a
paean of We perdue° fa ha runeMay include
earploy aral•g•K, lanai lipabr and Tara
ootalibr
Statement leotaaholiferte
We my cotto-oWt al asked Want itaWnertsmth
the satin alms." the same antelope, e.g. because
they here wen at., ebo omen one "awe
rola...leo *Mother clans al the sere eaten I
you prefer to Maar rat rola statements mailed n
coparato NOWNIII:O1, you may Orono hoisted.%) by
cAr9 yoo frontal Adntor
Prionly &mown name
The kern* '<coon Noe R Ilttatmaible *nOlitume*
dam , by you to aunt you will your moidtetona t
has no loot effect on your 'occur*, is not mended to
felled fey irate* prodAt neortmerdien.
metre* *Mine a rd: profile associated wit pour
Kau,.
ado not a promo* or oarintee that wratt
any Invrii rya
aria wit be aChOved Al
nontrninil elate Kra
el bat includng the 64, of
loss of the antic mostrwe Youcanchange pout
hardy rouse elms tiroull OW. Sancti a by
confactrgyar FnaeulAdmor
Amara overview
• Vat* of your emcees:or:bit Net of assets ad
bat m.
• Asters i-cludes naitibleUnhesednal. valets foe
ast4tad watt/ (eat), lad Gobi Time Deposers,
wealized was to retold. and colon assets not held
by Mefern Does not nark tweed seasihriassels
awn and ci te ow and on*
natant* Feria a
awnr mestrwes. wonted dot aprons and
moodabb nod, *phone
• Wearer MLitt debit Daiwa, °flaying rargn
loam. croneIn*. shat accost balances
• Cashuronsy Warne: Total of volutednalabb
cash talan:n
.pots taalaws al all itatid
ncnalflutod bares. rd rro-ey main mita fund
rd
sweep batmen. a the cote of the Aomori wed
Non-conerodly het wed. balances rises account at
no, seine aned from other babrxes and the Fm may
toe re
Ora funds new adnry can, d Ifs
teArea Thew fled are payable coon your demand.
The total* exteled in tee ant
penadckoing value
Lasing infeernatien
For detailed Manton on the nWs lerdng practices
rd dolman refit to yap Clem Robteornhp
Agaternent a Saar! buyeanterl ant10-0 Giotto,
Terns and Cfrottions LIEtS katerWit of Credit Precikes
Grabble nAgreem•nt, and DCx busts
al town o
rflorlorr
SDNY_GM_00325661
EFTA_00 198436
EFTA01307582
Import= information abort your statement (COntinued)
Vas stå
Vett natemten tterrete mosens ad *er mots held
n the acrost a Mr end of eit talrem proa Tea
mi, ark t«dehetyd 'uty paed ensax ane tele
You mai raene 14<0•114 used at ban <flaneri atm
Inernel arry biset due omham Arv wcurbm
trarefered totefim saug the sirenealen pm:dåre
tetid ei madet våkna of the ond of the staament
per cd
• Gat IS
In determnnq
<ost boso ot the
~Am intid n IN, nettanes. *nem ndead
~h the osa:«'
Les franc& knest ha rand
05 Sammen anane,. from touros otta thea (as
salsreb Stmces. reludeg ~mates ban ~ha
fem« thie you mag have prmded,o yms Innyhed
Adm« the nåm dom not nd•patbreb, ~uty a
~elet the mo vxy vidty of sa dontsico
nronded ty saras ("ei 'han
f ninci Sem«.
Øen
akhough Les in" oiSerwes genera
t osete thy Samansnø et o atonal the inn
Ø
nat cromk arry rest Vart!, til tiN, dangla,
~Con
bite' ad •Urreied gatt loss' n
imam* at os todataa the nattmann At tasse,
Plome do not 01/ ønte rictrnacn a målte
prehase a uh bose" la ta• paaws «
<Menns A«trantt estimat totefem mai
tonal god loss damem *My fot te panda
Irre they se ketl åt ne inn More hetabal
bomalm can be adled by >ot retreol Acktot
• Unrealirod gint.flossa Men data is notable.
esentral eseedbeeloantflosses et takutied kr
nivAul madg bh the knatt on dia for
Matlut bes may or mai nce nal let arrenstrare.
Avga amle( cm:umy roorgri:x.ca ~nu
Omknd sml Oillt1 etn.rsewrt Ion res nytemne
~Mase bl' ro eat Øreed to dia,/ cm
meaged let The 'trade date' <anm ~ett the
~kantinen fl * de•
• [Sable ~død Buda anandmed mak ste
the, etaer <ab for tarY ~ion
spil be setated
rgart" by lot km arnag al steadees ol the
ente bedd nott runn, «n nomne* norne fot må
demt, Cal leive ~kones °Vemod kom !herd
pota and as xosacy n nol gatranteed ura cal
lomra rmy nen whoh avta altra yokk. Ølre
~on
ml be punded Ø
forunt
• Priteivalua Pren OtpLayed lor savnet and «her
acetras mai be høl< or broa "ante pnce Mat
yamould small, mone n the marki! Prat så
asaread Irom vatgi ?brd Panty tøtte, etuth spe
belta, to be rivable. tel st do net ~Mor
accany.
- %Ve gmeral‘• uro the <knm pk* abs ~Labb er
«enpol
Ua
trelod and are. orka la åsted
stevnes scl optecn•cr ran bispen ta OTC
~tilet
- Lote rovelr tråddanta« My te veid ing a
vatem model or the mon nasa pm. val
!Zealandny/ nei alle« on studmarka tue
a vake
- Ctrlm nih'et« nyt tweer wahout a ake and
val show
sann solane' i ert am
kneble lo oblat, a rna *a 4 5.0tey
- Otoosts «helsniks dencninted n aneroe,
ah« tar u S. Bobs ve reflecied i the ~hange
rate na the ~mere date
ia Cern ulvte, vedr9 nraecadamr9
dencmnaces, ase sd gat ty (ba vis) may
Hot hes »una tto bolene acoor ralualen.
To oboen nanten Ølatom. *hm nabb». <stil
atar leunagi AgmOr
• Prandti innelmenta and ientelandproduas.
Prime mosnum socarbet (rebYtg deal
Natte:ia" Mas , sd real (Mat fientrienl "Ot
stirates) stl struosedao•lacts at gemse, h..»),
dhanl Can n a ra Lad g ote hoa not ban
macared wen the Settet es and &charge>
C«renesana a-der ry Ote ~nen klen Ytt
pode esanated vant ter ornat evestnent
nattet yd starla' ;miss ta nlorrnmenat
0,v0M“ my Auka} 4 not garånteed
— The,* vala 1 Må, rtilli« SlbfebMild./ kan ttg•e1.
selry,
v.Ith a praie matment recur
or
strutta& product may be boa,* a soll sd do
not naesstely manet the niar su enry maie
aion Souidaton.
- %ni pat, Minna of slae sex el • calan
daa and are suppial io OBS inrem Same on a
N9it base by a, tdhandent Mams Inn
- Kaie. genral panner ca emne stormad ei"
d ry. am ~Sed to te Fim by the ~at
gana,' panna « spana and may be cabiated
bardon dikt.,. ~maori Iran livt tad by
tud pattes lo dana leet nimated ete
- Tau can clain aciSt~ refamatonrecatcfnq
fr intrdÅ.a med mo detalerne the Mened
yd,* sd the dr,. ot te ntomates timt n. the
bant sa the Bautaby rentactrgyat
admer
- Thrd party otunalod vala nabo relbmci as
'Na proed' n ~al ~atom' woon
depere.S•nt vabion lem hat rot Ølod or
isble to anda vis Men spe Oseana arvet
' ,at arrarena ment has ceosred bat my cal a
Pre~1( ~od vals mo ~sbs. « tren J
Vale sold be Ngli), speculakme 43!10 the natve
Ot the Metety
- Whonnethte an muer, 9~11 partner er cpcmce
almanad ...As nor a twd.ory riflen, rast
pcmckt te rate et er* 'away Ml be deltin
from ts pubhasepme
- 'Delbo tnen to dete' mag rade tekn, Of
UP til, rame a bah
▪ •ononal un« set' ~Menn te mi slamg
ake pie enet ånd ~ymt reiten yta ~base
- OPP ord utried Kfr 'teaken re na lenedcn a
namna tovtes ankra, and are osa",
!klid and mer .1 the, tan be sold, the pro
seered mai be len ~to per stive rant«,
vak* promad n niv saum assmet
• Raelbiebed ~ekla ROCCIVItd antitet "nattfly
are not cairty alibia for purk sak tas Fnats
Sem«. MB It* maite orme el te urtesincled.od
of de same Siket as an nor ltd via. la te
rakett./ sloa for papases of Mi >Memento**. To
de <neie Mit nedreled smie es se elgble lor ule,
the vake «reed meg be ubstenotar less Kn tre
~Se
taxn.
• Ese. («Smed) Memo. ~mm yieleb andras.
An temte el aket nare a te:01M tUtrent
derdend and ~fa
*51~1. stavbry val
bo held la or* yta kom etan« dale er gmt
inaticy Ne Mina» 4 my a guttene aftttaty
sd ~nid «nome te not gusanteal
•• Famns mil mana rd taren raid ler
(«antiges of matret «ad innad, aret" ol
areoal er <mai garn n whith <Nette oil
irittene (ed orren, >jeg) «old be ~Mated
- Cangted fraral «ane sd
yid and the
actgal navne and yeld med be ba« or ',eta
than the estensted snasa
- An *fint». Ot rrgatrod aroma (chidord anda
Menne dmird ty the <«rere matet
~nano balance pbxed ant,* lan de!~
«mant Nyrens male by Hm nor and
nynn te wcalheitavosts ml be held krone
ra. kan the sl terneet dne a unett old".
Atotacy
Dameid 'ed ve net gotstad.
• Aue° net hyld by VIS Fralads Sars. (eden
aszota ret na helda the i em ard nat niton the
Inri ~sis
or <emna !hese ame. are
deplayed on ras natspars lor reormattnal
Nepa« cely wattut ond rebe penn(' ve
norded by øre ovng lem UBS ansto, Sonett
not respsstde f« natt Mannaen a-ddoar«
%innta 45 neursy ame meis se not ordrered
by SIK or the Ifra ttaaeamentål SPC cometage
• Revenue ,hamg and additOral meresemeatien
- M oØtiv,te tomtehiren ai salet sd I 7.h. I len
mened na/meda, wth the chterfavion of manual
kodetoca dann se st
os Slaga mai*
nysta Marg pa/mots Iran deskuots redd
admat ot zbe nytta taletat my MI ~a
som re bauden fm> «knm ccapremst
te ritue el 19“ by LEK of a palmar rntai
htd lama/ dov dams. and lod the mol rate a a
cortnis ~ku, Sad Isnys ~n held alte
finn
- Wo aW ar illgre ah, 'ame netwodna and
arrbus rennonag leet et toreteleraden I« unte
nem unnes ti sa~
to the misual tidt.
Natte« ganer" am pod hom mana X44« n
de rnsual land and ve a lmod donor uncam barod
on the rada« of score a the bratordmke
holding mavel krål ot let lund I "ty
- b eddas to eamMsonsmentd n arT1Klion
Wit, te sale or dilrbution d treaty «nam% sd
urd mestrnini avåt vris loar (lent,. ere anda
ca Slekte mara reanat
Oareentaban
ham «syd the (ouramo ~namn undamang
the arnuity «arna, Saba« a Mi :lossa
merpanos er sesam a fa sne ~nem bunt
~dankar.
- In addlis to «ammast raeted from the.
~ne and sit cf Ne•TShanes fireds. sve sbler os
attlate ICC...? dit asset~ enene sivneg
>innen, from Ile•tShires clarlaulors. a Aen n
luring fa technology cinelopment, tranita sd
*dataen
- 0v 411051.5 skortene talg corranscen sd
oPeer <arg:reien from ~VM 'urd, sd reva-tt
amaana st«. getCLICH VLO dabiea
~tamt carnontat o, kan LeS Bra. Leik LeS
AG SurrdordEtanch årdnsalfelaNdbarks
th~ our cash smop preg ams 1M
~sies
rnay bo a mrtly Ne ~i
la er
«rery ba a parertapes smage d.ar Snart
urnen
Actbrity
ntarnrion regsdna canmease and aber ~gen
Mored n <snerten mit, the tan-dona vada.
nek-4^3 opten vrexecns naboen ncludad
CCniernIlrOre. qn.)inkr 'vens/rod lona, end mil be
preaded to )tau acnta/Y an masa
Short odling
you re ageord n short slig a saLray, year may
nil, adhge Me lo <tam barowna can la telt
OSho.dr ~it/
OPMI enn
PaStadn9 open or '9:od bilasakt adm ta
vesena ~and by the summen dato open buy and
sel lia, <rim se nedadbø tø> amma ol *.ilods
«ars cee
ordre deeds a a ords dato unless
nansoad ~me by yaa nou re responsiaa ler
«din KM MV tandid dat to >ar talte to ertet
Maning *con adm.
Primen
To obtan a copy ot as om« aen friere Nake,
atm~
yta rat"MliAdKla «vet ca, miste
»muca••radoneten~t
- les f sneiSenkes b rot •br* the fibbk. Biten
~Acta"
BSA sd BUA se bropage
amouni‘wimch 005•511 3C045 to balt ing «feen and
predtht 11~ anangtant wen Siling brik
ånd one thalpsy banks. and pronSes sats to
masa sd annua crodsts issund by ~filial
Med-party maste ramses *n:utifemroms
~ty ubedne el IBS Fmrcel Sonen yle.
- h.enment. ~arne. and ~uty P,XLC%
- hia MK ~0 • No bant ggararter Mal kne~
- MIA Rasrace itsagemem Att.," Binnen
Sanert Attom ISA, Ria and nierma ti bussa
Mana-r ent ~are se enge end smi« mrs of
l.6) tromla, Scnxes 11C
- Vri rs a regewed tadaturt owned by Va
Vrernsbenii Sewe Attauters and used ber
kome The ISS iss (reda radt sd the LeS Vita
det« tids se end by ISS Sant LISA mb
PermissentranVea It SA at apotaltd M.M«
mootred traderm&s. savne mad., ard
regelred terme matt re el imf res~
fanpari
LØS FiswirlSreviae Ysc
Pa ?OIE«)
SDNY_GM_00325662
EFTA_00 198437
EFTA01307583
UBS
LIEIS Financial Serwes
Pr/vete Wealth Management
299 Park Avenue
26th FITOI
New York NY 10171-0002
CNI0c055N5230319 x15 YI 0
Account name: GHISLAINE MAXWELL IRA
Friendly account name: mdiv IRA
Account type: Individual Retirement Account
Account number.
Your Knamial Advisor:
-
Phone
Questions about your Palermo°
Value of your account
Call fl u, Financial AdkNor cr the
on February 28 (5)
on March 29(11
RMA Fesoteceline at 8CO.AMA.I030.
account
Your assets
58378 57
58,82495
Your liabilities
0.00
O00
Mat oar umbrae:
mew. tbs.conYfnanc•ahenaces
Value of your account
358.370.57
558,824.95
Items for your attention
. welp protect yourself from fraud and
renew bank, credit cant and brokerage
statements regulady. Also, get yaw free
Credit report annually from
www annuakreditreportcom
Tracking the value of your account
S Tbausards
Sources of your account growth
during 2019
VS* of your wcount
alyez end 2018
158.12523
Net depositsand
570
sip
57.2
37.7
sit
584
588
vnthilaivah
-$107 49
41
•
•
•
Your awestrrent return.
010dend and
interest income
$40560
Change in
martat value
1401 61
Value of your account
on Mar 20, 3019
Dec 2014
Dec 2015
Dec 2016
Dec 2017
OeC 2018
Feb 2019
Alai 2019
Member SIK
Csn700030C651, 523Nr7000302i990X0e 03190305750M n23697550 10,10in
Page 1 of 8
Retirement Account
UBS Strategic Advisor
March 2019
SDNY_GM_00325663
EFTA_00198438
EFTA01307584
UBS
UBS Strategic Advisor
March 2015
Your account balance sheet
Summary of your assets
Account name:
GleSLAINE PAAXWELL IRA
Friendly account name:Intim IRA
Account type:
indnidual Retirement Account
Account number.
Value on
Percentage of
March 29 (0
yo accent
A
Cash and money balances
1,197.99
2.04%
Your current asset allocation
B
Cab alternatives
000
0.00%
A
Value of your account
858,824.95
Eye on the markets
index
S&P 500
veer Almeida' Adviser -
• Cam and money balances may include
avaiable cash balances, UBS Crank USA deposit
account UBS FDIC Instead Deposit Program Bank
accounts, UBS AG Stamford Branch depose
account balances and money market mutual ftrod
sweep balances. See theimportant reformation
about ow statement on the last two pages of
this statement 101 detail about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on March 29, 2019
3-month Treasury bills' 2.31%
One-month LIBOR: 2.49%
Percentage change
March 2019
Year to dare
1.94%
13.65%
1.46%
14.04%
0.74%
10.13%
1.92%
2.94%
CeP700080C65I 7524 rt7000302I9900X4 0319030575004 )n23697550100010
Page 2 of 8
SDNY_GM_00325664
EF1'A_00198439
EFTA01307585
UBS Strategic Advisor
T
March 2019
Change in the value of your account
March 2019 (S)
Year to dale I$)
Opening account value
158,378.57
158,125.23
Withdrawals and fees,
ncluding investments transferred
out
0.00
-107.49
Dividend and interest income
13633
405.60
Change in market value
309.85
401.61
Closing account value
$58,824.95
$58,824.95
Account name:
Friendly account name; Indiy. IRA
Account type:
Individual Retirement Account
Account number:
Dividend and interest income earned
ror 0uØ of the sidernent Imatilay et inkiest and clikkrid income has been Orlennned Iran a US
tar Kati lit Wiped.« Based Tpon the «Pik«, or the a«ount WO« account ispe, ot max( type.
some inres, enact clniend payments mar not be Pant 10 UM44 Slats (u9 and« ?TKO PK (MD
income Imes The
nooniNy statruert R nol Wended 10 be used aid cannot De rebid t,
for I&
purposes Clank should rim to IM apples:It tar ropsong forma OW MOM Iran OBS ainualy, tech as
tie Foam 1099 and the Foam 480. Col ta rezoning 'Mots
It it the ounce of UBS to file the
swap« ta «pone« loons wee the US intemal Revenue Sent« and PR 'treaty« Defotrwent, and in
such forms accurstety clearly &dent ada interrA as tar excerpt or usable Kant Raze <arm« you,
inchidual tea peeparer.
March 2019 (SI
Year to date IS)
Dividends
136.25
307.67
hterest
0.28
0.65
Total current year
1138.53
$30832
Prix year adjustment
0.00
97.28
Total dividend 11, interest
1138.53
$405.60
Summary of gains and losses
Ydues 'exited below odude products lot %%fah wins ~loss« are not donned.
Realized gaits and tones
Unrealized
March 200 (I)
Year to date (S)
gains and losses ($)
Short term
0.00
0.00
12.38
Long term
0.00
0.00
-538.71
Total
10.00
10.00
4528.33
Your Ilsasezie1 Advisor.
Cash activity summary
See Account «they EM month la Odal. Brianctis in your Sweep0Mo« se induced in the oaring and
t101"10Sentes value. FDIC insurance applies to «pools a UBS Bant USA aid all banks particeabrig in tee
UBS ODIC 'muted ~mil PrOgill. II Øe not Wy to ~slit re UBS AG, StrmfOrd loch, SK
pottuion fl an to moray mart« stereo fund hcedirgs bel not bank «posit Set trowetant infoemarion
about your ~enter" on theist two pages cr tbsciixtment for Cretan.
Martry 20 I 9 IS/
Year to date ($)
Opening balances
Ackkons
Dividend and interest nome
11,197.71
136.53
31,304.58
405.60
Total additions
$136.53
$405.60
Subtractions
Professional management fees and
related services
0.00
-107.49
Funds withdrawn for investments
bought
-136.25
-404 70
Total wbtractions
4136.25
-$512.19
Net cash flow
$0.28
-3106.59
Closing balances
$1,197.99
31,197.99
CW7C0030C6SIeS2SNP7000302I990C034 00 '9030575034 Y193697650 103010
Page 3 of 8
SDNY_GM_003258135
EFTA_00198440
EFTA01307586
*UBS UBS Strategic Advisor
Mardi 2019
UBS Bank USA Deposit Account APY
Thterest period Feb 7 - Mar 6
Opening UBS Bank USA Deposit balance Feb 7
$1,197.71
Closing UBS Bank USA Deposit balance Mar 6
51,19799
Number of days in interest period
28
Average daily balance
$1,197 71
Merest earned
$0.28
Annual percentage yield earned
0.31%
Account name:
friendly account name: Indiv. IRA
Account type:
Individual Retirement Account
Account number:
Your investment objectives:
you have identified the following investment olopectives for ths account t you have questions
about these objectives, disagree with them, or wish to change them, please COntaCt your
Financial schism or Branch Manager YOU can find a full descnption of the alternative
nvestment oblectives in important information about sow statement at the end of this
document.
Your return objective:
Curtest income S capital aPPreCtelnan
Your rig profile:
Primary - Moderate
investment eligibility cocredecatton None selected
Your account instructions
• UBS Financial Sect ces It is your IRA custodian
• Your account cost bass default closmg method is FIFO, First In, First Out
Your Yineocial Advisor:
SC077 STACK MANIPLE CASRIEL
Retirement services information
Benefkiaries you've named for this account
The benef juries listed below reflect the information in one records as of the end of ths
statement pored if this informanon is not <Weft, or you wish to change your beneficianes,
please contact your Financial Advisor Beneficiary changes are not Ofectne voless you give
them to us in Writing and we accept therm if you live m a community property state, your
beneficiary designation may be subject to community property laws
Percentage
Benefcrary
Contingent beneficianes
10000%
Katie Vaughan-Edwards (100 00%)
Cne700080C65ITS26NeT0C0302I9900004 0319030575004 el 2369TSSO tO0010
Pogo 4 of
SDNY_GM_00325656
EFIA_00198441
EFTA01307587
UBS
UBS Strategic Advisor
March 2019
Your assets
Account =no:
?deadly ECOunt non.: Indio IRA
Account type:
Individual Retirement Account
Amount number.
Some Gras, axonte ascl C Until ydKS thoeen may tie applaainlyle Ay a 'flat gam andlosses mai not
te druid* reflected See Imported siformareer dad >our 'Wend 8 the en1 of ths &camera tot
more oftxmalion
Cash
Cash and money balances
Cash and nOrey Dance may «ludi avaltie ah balances. UBS Bane USA aw*t amulet Galax's.
UBS FCC 'Malta Rogan Rana 8.4arKM UBS AG Stamtora Burn *goal account talaxes andmoney
~HI nUud Land syrup [olarei
See the Vapor/ant iniformattonabovitour slatedent at Me end d this /cement for *tab about trose
timann.
Hddng
Fixed income
Mutual funds
~nag tilaxe
Closing balance
on Mat 29 (S)
on Ms (h)
1,19771
1,197 99
Xs: 42 senses( R the toes dal reulvesteD dvdendt n does nee ~tide ani cash cigdendi h ih rot a
tar lee for the Guiposts of deteiminng UNIng per
o«ost basis. The shaves you rue.* each err you
mows! Orden°, become a STOrate tau ICI
Gast NM is the tola purchase oost tin the security. Ind udng Retuned CM,ClenCt The Ott basis mar
need to bo =lusted fix return d <rust onworts morter to datomine the Witch-a <02 bans lotta
6971R1 rig moose.
Nddng
~riser
of duret
%Khasi pri«/
Airerage met
par Mare 0)
Chem
inresumni <11
tetteld on your statement induclrq shaves that has been red SKI .96 Pew agars el AIM It aim 00e5 hat
include cash &dew* the, were not remeiked
Cott
Prite per ;hare
Value Co
unrealized dap
investmen Hosting
barA
cn lAar »d)
Mat 29(1)
gin alma (S)
he um ti)
pored
DOOM Last TOTAL RETURN
FUND INSR
Symbol- DBLTX
Trade date Mar 31, 17
1,693.321
10629
18,00D 00
18,000.00
10.530
17630.67
•169.33
LT
Total reinvested
123,104
10 511
1294 01
10.530
1,2%.28
2.27
Ea: $708 Osten t yield 3.70%
Security total
1,816 425
10622
18.000 03
19.294 01
19,126.95
-167.06
1,12695
continued next page
CW70005026SIXS2TN"7000302199000W 0319030575134 T123697550 100010
Page 5 of 8
Year Muncie' Advisor:
UBS Bent USA end SI UBS ado insured Rog" Bank deposit aeon Manes are Insured by the FDIC waNn
~kJ*
amts. bul are not pileiled by WC UBS AG Ranked hatch deposit account brases ale not insured
by FCC and se not Protected by WC Moily market snug balances are prcented by SEC til ay MI mitredDi
the FCC
Mt per share
Aet.age
WM& 29 (t)
tat
osnencintr<rit
Dot n
Puled
penal
fiat anount (S)
250,CCO 00
unieuard fray) gain or
it the allnese tunreen the turrem value arc she colt Gars and swild
generallyte your toot* non or loss d the seceinty v..86 so° on rart date The hre e caged &loosen cr toss ma;
need tow aillisted lor return01(20W pa<mledl5 M omier to &terns ne the Haired pan cr loss for tax
reporting Purres.
trseweenr return R the current va Lie ennus the amount you invested e Øs na induce shares that We na
SDNY_GM_00325687
EFTA (H1198442
EFTA01307588
T
UBS Strategic Advisor
Mardi 2019
Your assets . Fixed income . Mutual funds cntinati)
wane
Symbol HLLYX
Total reinvested
1,837.579
10985
20186 71
10.803
1984585
-340.86
19,84585
EN: $377 Current yield 1.90%
CaCOVE FUND Y
Symbol MY*
Trade date Mar 31, 17
1,789.264
10.060
18,00)00
18.00040
10.053
17,982.10
-17.90
LT
Total reinvesled
66.872
10057
672.57
10.050
672.06
0.51
EN: 3442 Current yield 2.37%
Security total
1,856.136
10060
18,000 00
18,672 57
18,654 16
•18.41
654.16
Total
396400.00
$51,153.29
157.626.96
4652623
671,626.96
Total estimated annual income: 51.527
4,ertei
al shares
atheist pima
Amm43' Pat
p)( Oa* (0
Account name:
Friendly account name:tally IRA
Account type:
Indisidual Reactant Amount
Account number.
Cam
inmitmem (5)
Cost
Otos (it
atict pet mat
on Mai 29(1)
Your Ilnandel Advisor:
Value on
Unmated 284
inflamer* Holdry
Ma 29(5)
Lam at lots (I)
.!loin (1)
Wed
Your total assets
Cash
Med Income
Total
YaHe on Mar 29 (5)
Pacentned
Cost
Hanna
your &WWII
tea 01
annual 'mare la
Cash and money balances
139799
2.04%
1.19799
Mutual funds
unexcited
attnct loss (0
Account activity this month
57.626.96
9716%
56,153.29
1327.00
42633
$58,824.95
100.00%
$59,351.28
$1,527.00
-$526.33
Date
Aellbity
Cescapton
Amourl (5)
Dividend and Interest outcome
Dondends
Mar 1
Dvidend
DOLI3LE UNE TOTAL RETURN FUND NSTL AS OF 0021,19
57 67
SYMBOL DBLTX
Mar I
Dvidend
PUTNAM SHORT DURATIONINCCME FUND Y AS OF 02(28/19
39 64
SYMBOL aSDYX
Mat 28
Dvidend
la MORGAN SHORT DURATION BOND FUND CLASS I
38.94
SYMBOL' HLLVX
Total dividends
$13625
CW700:60C6S1752814, 70003021990C031 0219030575004 Y123697550 200010
Page 6 o1 8
SDNY_GM_00325668
EFTA_00 198443
EFTA01307589
c*1UBS
UBS Strategic Advisor
March 2019
Account mune:
Friendly account name:Indio. IRA
Account type:
Inthodual Retirement Account
Account number.
Your R medal Advisor:
Account activity this month continued)
ode
Aohlty
Oeunption
Amount 11
Dividend and interest income (continued)
merest
Mar 7
hteast
UPS RANK USA DEPOSIT ACCOUNT AS OF 0310619
028
Total interest
$0.29
Total dividend and interest income
$134.53
Investment transactions
rol more inloonalion about tre pii(el vibe shCmin tor rests% led seat fillet. Ste en portent ntornatilo stout
)out steterwere S 1St erkfolthn ONLinen,
Dale
ActrAty
Deuipbon
CTOCMCC from
investment
°alley
v8ut (5)
Pace (5)
tram-than:
rune
vuthdca‘m ter
ACC Ned
mmettrnents pacI11(1)
mteren <5)
Mart
Rem*StMent
DOUBLE UNE TOTAL RETURN FUND !NM
DIVIDEND REINVESTED AT 10.42 NAV ON
02128'19 AS OF 02/22/19
SYMBOL: COLD(
5 535
-57 67
Mar 1
Rein wstment
CIVICEND REINVESTED AT 10 05 NAV ON
02/2Erl9ASOF 02/28(19
SWAM: PSDYX
3.944
-3964
Mar 28
Reinvestment
CLASS I DIVIDEND REINVESTED AT 10.80 NAV
ON 03127/19
5V8/801: HUN%
3 606
3894
Total
•113615
Oat
Annoy
iDeuralcn
Amount IS)
Nib 2$
Balance forward
$1,197.71
Ma. 7
Deposit
UBS BANK USA DEPOSIT ACCCLINT AS Of 0310019
0_28
Mar 29
Closing MIS Sank USA Deposit Accouet
91.197.19
The UBS Sank USA Dews Account is your pinery syrup coon
Stoney balance activities
CeP700030C651, 529 TP7000302199 0X04 0319 030575C04 Y123697550100010
Page 7 of
SDNY_GM_00325669
EFTA_00 198444
EFTA01307590
*UBS
Your notes
CW70008086517530 W7000302199 OXOI 0319030575004 YI23697550 18O010
Pogo 9 of 8
End of statement for account number
SDNY_GM_00325670
EFTA_(() I98445
EFTA01307591
Important information about your statement
LOBS retencial Santo H. Oho firma UBS Fractal
Senor), c a motet ol al Knopf teo.nty, anyncdty
and crams *se hahges UBS Enamel Sores a-dUBS
Bart USA re stied stsdnrind LOS AG and
ifstales of WS Secrales TLC the km% frontal
lament n wadable upon request Therm's eon-tete
°floes re at
lin Instal SWUCCI ex.
1200 Hata Boulevard
Wei-wale* NY 02COS
IM nawnool r•ite•contc the ore, Mod Weed of yon
IBS rnargial Scenal ac<ount Gibe. records. faedd
*NO Is cloo.rterts. e onlanng coracle., elateshotid
ma be relied urn I yOu bele* there 6 stance a
racoon please repat a ornately n writng to the
Bergh Manaept of the office omen; sees cgcoLet
Ahdugh al gurei thorn, one Molded IOW ahufalt.
nt ohniert data had net be tad foe ex rowan wy
t1ey5.").0-4,14 It. kohl, Oa. Form 1099. 5498.
tic )Own Prang Yates warn The Fern it
mound by taw hp Opal TOM* RS Auntie duties*.
reportable nntacibk (*Mends and !stable :teed
toned ennead*, held
sour accent. net proceeds
On sale Itarerlars. ad pale basis on colon roused
sectsbes
Cownwniations with the Pins
• bete et.confinet wryaiterratum...nom n retro
tofurther pans you ntin. ecLarg Putt
,
ado. the Unreel MestaProlocInn Acth A)
• II MO ONION' nemecn on the up tell cl re front
of nut subset* is rot IBS Felelcal SlenChl. LEI
MAW Sows ewes your roam at (loom
trots by artarert wash the nekaud Mid./ en
we Opened you cd Ire relleOnria nfohydd
004mtd the Ottani h the Chi. hat fund and
toadies are leaned a UBS fnormalSanas rd rot
We nod no totaa, ad sob wog nuke a few
of cot ma a <mown to both ferns
• As devised n the cocoon nonentity, you nut
rolify in of any ono, ce lewd orntorm hod;
reflected on your ild•monl MOO 30 doh shoe n saw
Mad a mole and**
• NM dnici cudonhe hrehlardi a VtoinKIO the
Paws Chant MAO% Coonhont at 201.752 • 169)
atolls fe B00.35.9I03, PCOA.0 to 600
IT Moeda, though Fro*, a en ninny to te5
*trout *Yon x.. Clot RMaFwe Departmen.
PO. Bo. 766 Lhon Cnp 111 07081.
• Al statements shall be deemed corn:fete ad acetate
d not abettedto n twang tribal60 days
• for TTY servoes. Cal 1144-612.09EIS ot Iran outside
Met)
Call 701.757.1495
• hose of eon a feJnICns *CAA an hodninK
firth Manske
bh parent a IBS Uce•debe
cad oansactiam, cal 800-762.1000. of vent 10 UBS
f na-col Sweet Inc. 11:03 Raba OW, 6th flea.
Weehantat NI 07086, Ann RMASSA Sown
Cita write as scot as )0J on. P ;co Lek sat
statenent a wept ts swag or 6 you need more
Sanwa, atrata a transfer en the gowns+ a
meg The Fnn or Card bps (as arolcable) snag
heat kora sco no heir than CO days rue We tem
Call you to IM otaternme on *loch the NYC( Or
Fob*" *Pend
- horde aos nano and =art nurire Of any)
- boat* the all Or doe wander you
katt••
bout int 1001n *chg./ Myty Ca- *411)c°
WOW n K aMa a why pa red my*
dormice,
- Precede Modals ansaLnt of the traded era
The Arm of Card byrenil nee:tote your canals-4
and wed coned ant ma proptb• Fa alleged eras
mohvg UBS Vas deb) cad transacto-s. a we it*
none than 10 banns dlyttOcb the we oilmade
Dee watt fee the arrow* you the* is n mot. so tna
you vat hate the use of Memoney dam; Me Imo
tales tato complete az nosligatran
Mere make all checks payable to Me rem or the
f nodal intutaien Mooted*, tie fret d Ms
immune In add/onto rogues wart foes. accounts
nor be abject toman:mace fees. changes fix late
papaw fo- sectaries purchase, and Margo, fce u-pacl
;mans n ash ahhhis ACChnh that re transferred
toothe nehmen. mat be u.*,ect to a node, tee
IAS Swop Operas
IBS ono" atom fa sweepro cash balances to bark
depots xcarft at nen-alluted baits ardaHilated
boat and money Markel Maui hods (Money rads).
Depose yawn at LOS Bark LISA arclegn.althrod
tortes pancoachg n the UBS PDC tared Depo
Program re PDC-nstred n reactance weInr i
C rulK
For ma* riomnbon. please me wnwldcgew. Depose
oast, at UM AG Slonlad Bath rd thins of
Wanly hack are not ivied by the IOC.
Bare aeons" am not protected he WC Monty rad
Owes re protected by SIPC Sc. "LOS Inmost Sences
Accord Prolate" below.
Leah say recur* brava, n the bark alum may be
wth&awa. rd ohm of a Merry rtrd may be
Itiactalecl andthwarted, rancho pa coax
thud es eho.rd
Fate nfammton about babble swop options.
nclang <atm, entericl reef std yields. o toast,* al
wow tat comf sweeps:vies. lean yoke Frunn el Achiscr
a bb <afro BCO 262-10:10
Sorekep account protection
The Pan is a monster of Me Sauces nada Prohdon
CaPaahon(SOC), which protects Sburetoi *waren
of es members to to SS00.000 (naafis; 125400) for
dome fa cash) Enstralory brochure nobble teen
realm a a www sp<019 The SIPC awl Protection
limn apply to al accords tut you hold ha prattler
bore),
The ran, together withco-Ian *hart hr. abo
p.eMased supplemental cosine* The mailman
man payable to all Stable dem* coledneb under
he prOlhbon s 1%0 mike at of Oochithr IC. 2016
bona to to topic? con11 urn ad lynthmen. can
the Fern s *mho( protected ice to to SI 9 mato on the
onnhOhe la all you alchrlf bed es a pelotas
(they A het <Copy of th• poky te:rdro s amiable
Loon moat
bother the SIC pearden roe the stoparnertal
phialon holy id:
• Ginn tomcat aster worked by fad melded es
$11 Scow vat..) tut hetiaway Kern LES fnancul
Sense Foe matte anal CO anteexe geoids,
nckdro drub* note". and BO ire" of mutual
hods registered min name of the roan, holds on
the to*, of the ore a transfer !glen),
• imestmere «marts a nwsinerst Merest, (e 9.
tented patnenheas rd ante placements) teat re
not massed tray to Setunttc Act of 1931.
• Coremodhesccetrach (e gt. levels oychaego ad
ascots metal <anti* rte ludo) haves contract,
atl trawrodtt <Taco comraas. rd
• Depose accounts0a-cot <enact*, of *rota
IBS
Bak LISA. UBS AG U S benches and bras n
TDK ensued Doman PrOdtm
The SIPC DeOlhloo ad Iheluaohnenielputecich do
not apple to these assets ern if they came* ;par
on you' garments The SIPC peolecton red the
supplemental protection cbna VOW aging changes
the market vela of you reestmeres (whether as a
roil a market movement. issue baknseya
otheewtsel
Dividend Reinvestment Program (13Pi'l
The V" rtihtlod a en Sneer IMO, you may obtain
Me actual once Oho y0.• Inmost &chaser One neve
sheet me puchased under DRIP. partial shoe, rill be
paid ad the ash all be *pouted n yw xcc•-nt The
dwdend ren.thlineni once ,sped WPM )sus my
claw Iran the math ace at yawl, to Phial ium,
resod
Cash•iebliau
Gray whit' enbt my be held ri yet" ware a you n
Willed Ion pink., oh as a roan of a &nand paernere
or ~roe. the rimn all ether sell ant unit at
owl** ace a rapt an !Mull determased tat a
reatend term *racy. rdoede yoke rerun
lenvetment objectives
The evonrwe *beams and ask profile are streak to
nth account and soy vary batman you teases
Pete advs. the Fens prorreibr n wrong d WO
sayhoint Mange ha fond mamma
•
em °brows For each Account Mkt you
choose an of het °bang tenement clabdrees
• hocks& Current Income arentmeres tang the
generic. of none aly
• At Imo CoprtniAKAWurcex ywhInWelf Meng
gronth of panto., !aim than the gowaten
ecorne
• PrenduesCombsan of won* owl CAMM
Appeecaanon Ineesunerns 'taro tab the generation
of •-ccme and trona of principal
Berta ask ;Silo
• Conattwene Seeks to fronton nth pitch. ?nth
bora and salinityto the mast oretal, hen i4
Ong neap the accobnt clan not genre. Kinnear*
income ce roans at may rot Imp Pre val.'
ttibbr,
• Modenre Wing to accept save n010 pnmpal rd
tolerate sane obliey to IM here rams
• Ancoove Wait; to =oh
^* l*fnrc1B.I ad
logo rarity to oh hip want ha len
• fralow-tAgdaty COnad•rr Ca I 4•10a0d, a
paton of We pentolo ha tat Jahr. may Mauch
oomph. coolegh, hotrod 'dude,/ and ccomf
welding
Statement Isataholdete
We may conso-clrelt aft re ed account itaWnerts with
the same eaten n the same eenekee. e.9. because
they hare wenn *to ado mean pee eaccati
re Loonier, *eh other clans al the wee sate) I
you prefer to maw led /obi statements marled n
aparte trohoch, you mar &ono hooter:43N by
calrg yea fractal Adage
Friendly it coat name
Re bendy 'Court NW* it fa tugantible •rutrarro•
Morn by you to tint you wit, yet' rerordkeepng t
has no hod effect on your tease. is not mended to
read rte straw. onxIAL reCOrrererdien.
mermen* *bade* a rd: wade tweeted wren pour
marls. and es not encamps of suarrake nut wratt
or not hoaxer mutt. <ma wet be achond
thOWYsintt /MAO IN oh el kAS onthcfn2 to nO Ol
loss of the rare et...omens You <n dung* yout
handy rear* names group Oruro Seneca or by
contactag your f nal( ethane,
Accoratovorview
• Vats of your accocodpardort Net of assets ad
bJ et
• Assets hank" nibble <ash braces. oler foe
'twinedstunt/ (eta, ed Gobi Tent Depot;
veralgednuat
wake. and anon amen not held
by the cm Does not okra aced seasibeinsels
a the and a the poor and Onat gatemen periods. a
rho% neestetwel anted dock vixen and
eat rouble goo oven*
• Cubless Whin dMil Wlanat, Oulitaning Munn
loans veer In, then rearm bares
• Cashbonty Weer Total of trrearod ratable
oath hdardh OA &poor balances al all Aged ad
nen-aff tubed bares. and matey market natal's-id
sweep balances. at the <bled she grown prod
Nen-cormsedly needy& balances n your a(catel at
not seat gaol from other balances ski the Fern troy
toe re
thew ketch nine adnry caned is
[camels Thew finch re payable tern your demand.
Tens town a1
ale, the curia prod eke., oar
landlna iticematiten
fa doted nIcemoon en the anis Iraq radian
ad &dons refs to yas Clore Rebtionshp
Ageernent a Attar* Arreement ardt*Gmecal
Terns mdColations IBS kakeenMt of Credit Prielkes
lamiabk nAorem•nel and Mt busts
ad oww ce ectro,urtyttc.cho
SIDNYGM00325671
EFTA_00198446
EFTA01307592
I luport a nl information about your slate Meld (rodead)
Yam rani
Your ratenar ~es sauntes and orer amts had
new meant A the end of ilneflaismeil prod You
may ad for ~fluty
paid stones x ay ern
You enarieam won*. used at loan <Omani Am
Iseteq any balance due anthem Ary waive
ransfered topfim dang the statement pea dat
hied al main valdal a the end of the statement
penal
• Cathesia. In deternsinno the cost boms of the
stair included n ten tenement. *Ste *visaed
web the reurrte 'I,' L85 anneal Sweat ha nand
feennalen <blared Icons ~on alper tiso lei
Savod Sinnott inducing Mammon Iran anther
Irma thie you may have ponied ,o you financial
Admix la Fern does not rud•ptecbmIl ~Ay cc
griminess.
xy
ca any darner
fronded tysoLras other than L8Sf nancwl Samoa
adlion akhough LEK F na el SAW'S antra
vattertes Ow ~Sr
as t o mewed the Firm
does mat randt any Main that the Samar
~Cost
bate' sd 'Unaided gin loss' o
accurate at es Pie dated thi stater. Ostrich,
plowanon ray on des nIcemelca
make
~chase« sale dat ea la Ixn papaws a
*therm» Accounts erolated Iota Fan nay
flied {wars donation only for ix pond of
lime they se ad at the Fah More historical
Warmer can be added by pas Peskal Aatot
• Unrealiad gantaloans Wan data el nobble,
estrated raYearked gamily's., et </lotted for
/duds., May bh the enact on data for
relaclo, toes myr may nc< roan <crams/am
Algot tar to:umy toorgr,:x.ca ~nu
Orrand ad Olief foal
loll ais syttemate
~Maw la re each craned to diatarce.
,tiard lot Tha 'trade date' <Øn prawns the
agW lieedflee papa dale
• Calais sescurlas Buds and troldred lock that
the issuer ails for earY ~eon
wil be wlested
~A.
by lot lim raced xl saunbes d that
issuehS r, out rum, armament* name for car
dents Cal lean ~ern
oared from tad
pates ard is money's nol wiranteed Other cal
leans mental mode add eta well. ample*
~as
wit be worded ran noun
• fritak,
has aptayed forward*, and other
rØ
maybe hip« or arm thin the pnce that
you would actually mono in the market Peat aro
~rpm
wart Bed Pry ~as arch we
beta, so be ratable. INA we do not parrite tar
ataxy.
- We anew* use dew chino peke when »ratable or
the ~of
the bd and oik prkes b bled
wanes re: colon a only bid awn Ice OTC
~eel
- Via rialf tradedWan« may be vivid taxi a
vaster medal a the most recent price we
atoned and may nal reflect W. actual mat« at
oi
- Cedar wham rum spear without a pike and
we show as 'ace was not snitte
we ire
unable to chin, a Via da a Minty-
Otpows a warm. deriomnsed in osraca
abet than ti.5. dear re reflecied at the mana
rate alai the stamen date
- Fee vitae ivy Gea fadegn noncorionnny
snoroseens ace rd gurney dace .4Wray
how been aanied to *whale proper wanton.
To obtain <tram <man" when addable. contact
ray fnats AatOr
• Firred invalreenta and strand produas.
Private nwstani $46Vilina (r(istrq dean
artaharan Morn «drat estate earthmen flod
mutt) ind Amused groacts ae genteely hitry
rigid (ran simkrearodmis hare not been
armed with the anti es and fat bra
Commotiona ‘ncler ry 301e atefinni laws We
prow* nitrated valem for rev% roestneet
stones and ~lard products fa Soren, ficnat
OraG Ateelity e not Surånteed
- GeV Wiles Pithy deler sdastantMay Iran ants.
any, 44 vki(h a pram radiant see'vr eer
strata& product ray be bowl* a soll and do
not nnewady maestri the wire you may mare
LOW, haidmen.
med party estimates of »La are as of • sedan
date and are suppled to UPS Prurcul Sayan on a
roals base by as ~at
...Lotion Inn
- drue. ~at panne or room& &dinned rawc
d ay. ant traad toteSim by the mar.
antral pan a wand and may be <ablated
bawd on 0~4 mamaan ban that used by
did panes to dame he nimated wean
- You can obtain aatiral ritcrmatentegorcfrig
dav ~ndn•AI.w used to deterrent the ntemate of
value and the date el Pw Samren that n. the
bisis la the «was* by <on actrgyos inrad
Odra(
- med party ortmaled valas maybe Saari as
'NA aced' on several Iowans' neon an
don Awe valaon lam has rot 949Ired a 6
unable 10 align sae newer we became ante
that am/VW vent has roared
rm., calla
Pre~'Y fared wire et east«, « when a
value mold bang.), spaubure due to the raze
el the "many
- Wen nit
an ea.', ~II
panel« a spate
anted akt me a ~dory Pined vale 6
pro.cal the rat* of the sonny eel be &gram
from us peach».pie
- '061r201Orn to date mair include ravnot
Morle a both
▪ 'Oriorui unit site' Vialtionls the nial oaring
age per unit and myna react >as ant base
- DPP and Wined PVT '<cairn re not listeden a
ortneal ~Gel ,doge, and are CICeraly
dicsad and amen d they can be sold Ih pme
mead may be as tanflat share maenad
value prattled n she roan aurae
• Ilsobatedaeritiss Pisannedtentail4 "Peaty
are not mert* digiblr to pilk mal. Les Firssul
Stn.«, unG tea mark« one ad twUrettintledstod
the sane issuer as an nand yak* la the
rtOrkied slat forpapaws of Md >Meant onfy. To
Pe Vent that mess led setae es me eight., or sale,
the wire mead may be salastemidir less than Ix
Maned sae ran.
• Ca (estarrate4
yields and VAS.
An antinee ol and neonod it bottlen current
dialed and ~fates, WisneiG Ile leaven wit
be held fa one yea from statement date a oil
nar saey TM eraillalia t coy a guisblanis aftVaCy
ad Veltvad inane» ail not gumantad
Earnrad an d mane and currant raid Ice
(.1ar, M>P1 Of ~as
<cad include anion el
anal a 0014i gm's n *Nth Me the ell
income fend anent yØ would be aerated
- &Mad rand «arse end anti yield and the
actual income and Mid anti be brae a eater
than the ester:tad amounts
- An enema al ma:4d income(anard antra
infant) dried byManama market
~awn.
balm« A~
on the lass dwand
et rarest parmm madby the nora and
asnnn
wcanwidmosts tot be aid tare
ww. from she st Arrant ate or untilnun".
Acomacy rid oranad yed se net wined.
• Maas not hold by MIS Financial Sans. Cerwn
assets at not held by the in, and not wino the
Innis possessir or <carol Thew Matt are
displayed on yeas slat~i1 la Idonealsanal
pep«« enly Potions id Wk.< P•n•nt6d ae
pronad by the openg hem UPS Sneed Sinai
not resparstaa foe PA Mammon rd does not
atria
is accurry law asses me no, protected
by SAC a la arms tradeantal SPC coverage
• Rana sharing and addithnol compensation
- In Jana, to cowasonsai sales and I :b.l fen
retened n <radon wets the diserfavban of mutual
funds to am cants we refer at Altai recta
nan, Nang papaws fern ~en
ardor
admen of the mewl
ea Pill ~0
~al
ae bred on two Wart orrancenst (0
Ina arose 01 ISMS by LØS *4 a partatar nand
lund fati9 lo
toots <twat% and OB the deal skred a
>aorta maul Sod Ian*, shares held al rhe
fim
- we ad a Atha alt 'Kea ~wed:pan:I
antis veneer.; lees es conederadv for ante
nerd union trav provide to the mural Ma
Tate ton genet" re pad frem maw Awn n
the rn-tual and and se afeceddolly wan bawd
on the runt« of eCterat at to brear-bake
Mang rascal fade of to find laity
- l addt Sr to earns's:asMead la ~ion
wit, the sale or diabution ral fl uty contrxts end
tint nwelmel Inn/ urns loots clans. we anda
as Miaow mare tewrwe ,haring orranSatran
ben mow of the rourarce aware, underming
the annuity artraaL Aldan d the nuance
anoanos a spatters of the urne ~ban
busts
~dabs*
-
Adder to Oremily•Mreternd from the
pirate and sale of tanrAar s loth we yder
Aft ate wawa an assn.based ~shoring
payment from lantStures ~Wort. en well as
fundnalot inhaled, development train? rd
educator..
-
apses rho recs.e wring corerisscro and
adv. carperoren from mast unds and mose
compana
gic&cts vLo dabs*
We went con•i: tux on Iran L85 Die LISA, LGS
AG Surdord Chinch and ncn.aff elated bras
ti-~ our cash swap proya-ns TMs
ccmpensxpn may be a mantely pa scan fee a
may be a patentrand awn°. dal! apart
balances
Activity
Information regsdn; swannery and ether throes
incurred in caned on *Or the omton of van,
raludr9 Øen Våre.rbant haban ncluda on
cairrahons pf 4,/i)Wkr furn9yd lord. ad sill be
fronded to >co renal/ en maid
Short walling
I you re tamed n short wing aspeny, you may
itv ei dyne dut to ostan baravna cosh fa ths
polyol* security.
Open ran
teltadn9 open or 'aed idlancelet cedes dan
urol ~AVM by the Weaned dale, open buy and
sell Popoden se reamed by the amount ol audits
antes am rot dale,* a ex reps date unless
nsimmed ~ea
byso You re mamba tor
actors that at named due 10 your fast to cant«
ending am orders.
Privacy
To Wen a copy of am ant« Clown Privacy Make.
Plea~
your r atInt.41 AØ a vet a
website
www&meorubmarrat
-
TetanalSemen e rol• bank The BMA &awn
Sena: Ocean BSA and BLU we brawn,
account with pond. MVP be baling ~et
and
pedals larartr arrangements wan Alibied bank
and Wee *what,' tails. and preneht access to
mane and annoty parrs issuder unalfil+211,1
thedearty frivan <Weans. Oro* insane
arty hadunn
V
ol LFFS nano' Senn" Inc,
- ern-Anent, ~roe. andenus Veda
- tla WIC rand • No bard. pater
May lose ni.*
- tMA Resod«. Management Amami. Dimness
Steen Mecum BSA, MAC and riernatovi Rattan
Management Account se ,grand sewn nuns of
MS Stone., Satins en
- ViSA rs angerod Vadanirk owned by Vda
Yeammonsi Sanwa, uto easel ad MedWrc
kenoThe WS %/
ona tads rah. LEIS Vita
debt ordn an mad by Ise5 Barl. USA wain
Wasson Iran ve USA Incorporated Mahn
trademarks, raotered natmads, tenet mat and
mg awed savannas re of then recant
companies
LIBS Farad Serven Inc
an 2018,0
SDNY_GM00325672
EFIEA_00 198447
EFTA01307593
it4 UBS
UBS Financial Seroces M
Prwate Wealth Management
299 Prk Avenue
26th Floor
New York NY 10171-0002
Cedr70056844$50419 VI 0
Account name: GHISLAINE MAXWELL IRA
Friendly account name: India IRA
Account type: Indreclual Retirement Account
Account number.
Your Ilnancial Advisor.
Phone
Value of your account
Questions about your statement?
Cal your Financial Advisor a the
on March 29 (1)
on Apol 30 (S)
-
RMA Resou'celme at 80041MA1000.
account
Your assets
58,824 95
58,826 73
Your liabilities
0.00
000
%sit our valuate:
www Lbs cow fmancialwences
Retirement Account
UBS Strategic Advisor
April 2019
Items for your attention
• Help protect yourself from fraud and
Norew bank, credit card. and brokerage
statements regulady. Also, get your free
credit report annually from
mew. annuatcreditrepOn.ccen.
Value of your scam nt
558224.95
Tracking the value of your account
I Thousands
$58.826.73
570
•
■
■
-41
570
57.2
52.7
931
588
588
•
Dec 2014
Dec 2015
Dec 2016
Dec 2017
ON 2018
mar 26,9
*a2019
Sources of your account growth
during 2019
MILL' of your &count
at yin/ end 2018
Net degOSitSaNd
wthdrawab
Your mestwent return:
Dividend and
interest eveme
Change in
trurtat value
Value of you accoust
on Apr 34 2019
158.12523
-$21748
5553 39
S35559
Mall26.73
Member 51k
ChP7000300$684485Ne2000t856960C034 Os1903057SCO4 'et 236975500000CD
Page 1 of 8
SDNY_GM_00325673
EFTA_00198448
EFTA01307594
SUS
UBS Strategic Advisor
Apnl 2019
Your account balance sheet
Summary of your assets
value on
April 30(1)
Percentage of
your FICatInt
A
Cash and money balances
1,08829
1.85%
B
cash alternatives
000
0.00%
C
Equities
OCO
0.00%
D
Fixed income
57,73&44
98.15%
E
Non-traditional
0.03
0.00%
Account name:
GleSLAIIE MAXWELL IRA
Friendly account namc Indne. IRA
Account type:
indnidual Reorement Account
Account number:
Value of your account
$58,826.73
Your current asset allocation
A
Total assets
158,826.73
100.00%
D
Eye on the markets
Your Nmedal Adviser:
SCOTT STACK mAntrLE CASRIEL
• Cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account, UBS FDIC instead Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual turd
sweep balances. See the important mkumadon
about ow statement on the last two pages of
this statement sot detail about those balances.
Index
Percentage change
Apri 2019
Yew to dam
S&P 500
405%
18.25%
Russell 3000
3.99%
18.60%
MSCI- Europe, Australia & Far East
2.91%
13.33%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on April 30, 2019
3-month Treasury bills 2 38%
One-month LIBOR: 2.48%
0.03%
2.97%
0.700:0005684486NP70001E669600X4 CAI9 03057%5004 YI 23697550 000000
Page 2 of 8
SDNY_GM00325674
EFTA_0O198449
EFTA01307595
SUBS
UBS Strategic Advisor
April 2019
Account name:
GI4SLAIIE MAXWELL IRA
Friendly account name:Indus, IRA
Account type:
Inclonduai Retirement Account
Account number
Change in the value of your account
Summary of gains and losses
April 2019 (II
Opening account value
Withdrawals and fees,
ncluding investments transferred
out
-109.99
$58,824.95
Dividend and interest ricome
147.79
Change in market value
-36 02
Closing account value
$58,826.73
Your liaaedal Adelson
SCOTT STACK/kg:LYLE CASRIIEL
Year to da Se IS/
Values MCCAW below encludt products for nerds eons and losses are not (tooted.
Realized darn and lasses
unrealized
gams and bc..es(1)
$58,125.23
Apra 2059 (1)
Year to dam (1)
Shen term
000
000
999
-21748
Long term
0 CO
000
-572 34
553.39
Total
$0.00
$0.00
-$562.35
365 59
$58,826.73
Cash activity summary
Dividend and interest income earned
for Pulhoses of ass stsernent tactility c4 Interest and OrtOind income has been driermned ban a US
to repuang tenOeCtive Used Won the residence d the a<Ount Neer, acount tn. of meow byre
some interest and& ovoenopnments may not be salted to tinted Sixes (u9 ander Puerto RAO (PR)
Mucere uses The client rronitity Palterer, is not Intended to be used Mn cannon be meted ti
tot IS
puTotes. Chintz thou 50101 to 1M ;OK to tat toporting toms they wove hem UBS amity, nth as
the Forms 1099 and the fats £Be, for tar retorting informatai nit the [Mate of ties to fie the
swap, tee reporteho loons nth the US Intend( Rnenue Sent(' and PR Treasury Deponent. and in
such terra needy cl.tfy dvderct ardor interest as tar exempt or Iambic income. lime tornatt your
inchidual tat Dreamer.
Aped 2019(1)
Year to date a)
Dividends
147.50
455.17
Merest
0.29
0.94
Total current year
$147.79
$456.11
Pr or year ad)uStmerd
0.00
97.28
Total dividend & interest
$147.79
$553.39
See Anna, attkly nres month los deals. &lances in you( %Leto Oci1oTt at indiackd in the totem; and
dosing biantes 'ea rm. FDIC insurance adobes to deposits a ties Bank USA AWED baron parteparrnd in Ile
ties FDIC tenured Deposit Program a Met not may to deposits al UBS AG, Stanford Branch SIPC
TohttflOn Cites to money market swap fund balding; but net bank *pout. Seetrapottant Moe fzuron
ebOuryOut daternem on me last MO pages of INS casement kr
April 2019 (1)
Year to date (SI
Opening balances
Addkions
Dividend and interest ncome
$1,197.99
147.79
$1,304.58
553.39
Total additions
Subtractions
Professional management fees and
related servces
$147.79
-109.99
$553.39
-21748
Funds withdrawn for investments
bought
-147.50
-552.20
Total subtractions
-$257.49
-$769.68
Net cash flow
Closing balances
-$109.70
$1,088.29
-$216.29
$1,088.29
CW70003005684487
e6696 0000c 041903057%04 VI 236971S0 OCOCCO
Page 3 of 8
SDNY_GM_00325675
EFTA_QO 198450
EFTA01307596
*UBS
UBS Strategic Advisor
April 2019
UBS Bank USA Deposit Account APY
interest period Mar 7 - Apr 4
Opening UBS Bank USA Deposit balance Mar 7
$1,197 99
Closing UBS Bank USA Deposit balance Apr 4
11,198 28
Number of days in interest period
29
Average daily balance
11,197 99
Merest earned
$0 29
Annual percentage veld earned
0.31%
Account name:
Gle5LAINE MAXWELL IRA
Friendly account name:Melly IRA
Account type:
Indn4'I na rement Account
Account number:
Your investment objectives:
You have klentibed the following investment obiectwes for this account g you have questions
about these objectrwas, disagree with them, or wish to change them, please contact your
Financial Achisor or Branch Manager You can find a full description of the alternative
',vestment objectives in taloa/an( ',dominion about your statement at the end of this
document.
Your return objective:
Cvnent income & capital appreciation
Your nag profile:
Primary- Mxlerate
',vestment eligibility consideration none selected
Your account instructions
• OBS Financial Serwes Mc. is your IRA custodian
• Your aCcotnt cost bass default closing method is RIO, First In, First Out
Your Muscled Advisor:
SCOTT STACKMANtYLE CASPIEL
CKP70O)30O5634488 rP7OO0195696OOZOI Cul 9O3O575O04 VI 2369755O CCOOCO
Peg. 4 of 8
SDNY_GM_00325676
EFTA_0019845 I
EFTA01307597
UBS Strategic Advisor
JBS
Acid 2019
Your assets
Account mane:
GIi SLAVE MAXWELL IRA
Friendly mount name:Infix IRA
Account type:
Indnadi. Rebrement Account
Account number
kene pnal, ecome and CserMI elueS Sham may be apOrtormale. Asa revel gals anC110SMS at* no
be monad/ needed. See imported informeicn *out ice, statement al the ewe of tat cleaned for
nxvt mlcanelic
Cash
Cash and money balances
China/id 1,OThrf balaree; ma, roc ups asalarie cash blames, UBS Ban USA aspen amen beasts,
UBS F Cs( Muted BogenBank Beams, UBS AG Stamford Branch avast account Waxes and n-asey
nerd mut al Iund sweep bataXes.
See the imported efonnabon Moot rxm steeeeent at the end on this doomed foe dials about teat
Wanes.
ng
Openng balance
Closing Mince
on Apr 1 (1)
on Apt SO(S)
Your limodal Advisor:
ties Ban USA andel UBS FEW Insured RogenBares ckpost dawn Warts art Mused by the FDIC Wiles
amicable mum, tin are not crawled by StFC uBS AG gawked Branch deposit account Waxes as not whined
by 10K and me not protected by 9PC Many market sweep balances are protected by S$C but an IV whiled by
the rOiC
Pnce per share
on Oa 20 MI
Are rage
rate
Peden° interest
Penrod
Dar el
Pena/
Cap snots/ (S)
Fixed income
Mutual funds
1,197.99
1088 29
Total teeniest.% is the lad of dl Demented dedends n does nce include any cash chidden& n is net a
tax la for let purposes of deeming rddng peneds a cod tress The shares you recent each are )Co
tensest chidencK become a S(ykarate 'Sc W.
COSt base ethe total purchase cost of the 'crusty. Ind sang 'vomited dndends Tee COSI bash may
need to be aluited f or return d captat pry mat in order to deterrnne the adissed cod bass lot ix
lemon; Purposes
Hddng
FUND 94511.
Symbol DBLTX
Tradedate Mar 31, 17
Total reinvested
Ea: S719 Current peld 3.73%
Security total
1P MORGAN SNORT DURATION
Kr* FUND CLASS I
etoomm pope
Hunter
Astray Mee
of shares
per thaw IS)
Chord
ihrostmen1 (II
250,020 00
weaved pad gain coots is me clUtrence beta en the Current value an, Me colt ban and scud
general'sO.your tattle grin a loss d the seamy wa soil on this date The unr <Sued Rap gm n a toss may
need to be x051010' return of Captal Papmerls m crew to omen ne the (Matti ga n a IOSS fa LP
mooning papaws.
walleye', 'ewe the current ka ue menus the amount)au infested h does na induce Shares that we not
reflected on sour pat/meat, ,nducirq shares that ham been reeled BS titre a gal or a JOSS It sleS0 MIS not
include cash dedext the nit riot retitled
Cott
Prior per share
bass 01
cn Apr 30(S)
Value as
unmarred (tat)
metre:rem Ncerg
Apt 30 (SI
Slan * Elms (I)
seen IS)
Pored
1,693.321
10629
16,00000
18.000 00
128,770
10512
1,35367
1,822.091
10622
18.00000
19.353 67
10.500
10.500
17,77987
-22013
LT
1,352.03
-1.59
19,131.95
-221.72
1,131 95
con tmued next per
0417000200568140210200016569600034 0119030575004 Y123627550030002
Page S Of 8
SDNY_GM_00325677
EFTA_00198452
EFTA01307598
SUBS
UBS Strategic Advisor
April 2019
Your assets . Fixed inoxne . Mutual funds «Or:bound/
110(har. pore
cr
b
shasn"
ncleng
Symbol HUY%
Total reinvested
1,841.668
EN: $392 Current yield 1.97%
'KOS% FUND Y
Symbol MY%
Trade date- Mar 31, 17
1,789.264
TOtal reinvested
71.222
EN: $454 Current yield 2.43%
Security total
1,860.4%
Total
Total estimated annual income: 51.560
Your total assets
Account name:
Friendly account name:Indy. IRA
Account type:
Indredual Rebremen I Account
Account number.
Your Financial Advisor:
Auer:Tee
l:141Z
Client
Cost
Ale pet Play
value on
Untrained PM
inresimert Holdna
mostrorm (1)
baSA (II
on At( 30(11
Apr 30 0/
Cron or kr° (I )
return (11
Genoa
10965
29230 83
10800
19)390.01
-34082
I 9,860 01
10060
18,000 00
18800.03
10.060
17,999.99
9.01
LT
10.057
716 29
10.060
716.49
0.20
10.060
18.0%00
18,716 29
18,716.48
0.19
71648
896.000.00
$58300.79
857,73844
4562.35
821.73844
Cash
Cash and money balances
eland income
SAMS funds
Total
Account activity this month
Dividend and interest income
avidends
value on Apt 30(1)
Femme:red
your &WWII
COSI
PM (1)
Dinneen
annual 'Marc (1)
Unwind
pang ID'S CH
1.08839
135%
1.08829
57,73544
98.1596
58.300.79
1,560.00
•S6235
$58,826.73
100.00%
$5%389.08
$1,560.00
-$562.35
Dee
Antony
Descaption
Amount IS)
Apr I
Dviderd
DOUBLE LINE TOTAL RETURN FUND iNSTL AS OF 03,2919
SYMBOL ULM
59 66
Apr I
Outdoor!
PUTNAM SHORT DURATION INCOME FUND Y AS OF 03129/19
SYMBOL PSDYX
43 72
Apr 29
Dvidrmd
SYMBOL' HLLVX
44. 12
Total dividends
$14730
CAPTC0C60056844301M0001135696030310119 030575004 Y123697%00=0
Peg. 6 of 8
SDNY_GM_00325678
EFTA_00198453
EFTA01307599
1
UBS
UBS Strategic Advisor
April 2019
Account activity this month (continued)
Ole
Activity
Account mime:
Iriendly account name: Indiv IRA
Account type:
Individual Febrement Account
Account number.
Year Nisandai Advisor:
Dexapron
Amount IS/
Dividend and interest income (continued)
anoint
Apr 5
Intorast
,J85 RANK USA DEPOSIT ACCOUNT AS OF 04104119
029
Total interest
Total dividend and interest income
Oar
sonny
Apr 23
Fon Char9oei
OUAFIIERI.v FEE
.10999
Total professional management fees
4109.99
50.29
$147.79
Oneapron
Amount (S)
Fees
Investment transacdons
Format informer., about tre pnte value shonn for restreteOsecuetes, see Importer,: rwaaroiroa about
100€ statemem at the end of tree cIxeenent
Data
Acttsty
Onoplpon
'overacts Iran
Investment
Quantity
vier? (t)
P1( (5)
traniancen (S)
tuna
vottarttern for
At< rue0
InttlItantt Mold (5)
*Nemo (5)
Apr I
Ponsestment
CIVICCND REINVESTED AT 10 53 NAV ON
03/2919 AS OF 03/29119
STN1301. 1781.T%
5.666
59.66
.
AprI
Rein etTtment
CIVICEND REINVESTED AT 10 05 NAV ON
0312999 AS OF 03129119
SYMBOL: PSDYX
4.350
.43 72
Apr 29
Reinvestment
1PM3RGAN SHORT DURATION BOND FUND
CLASS I DIVICENDREINVESTED AT 10.79 NAV
ON 04/26119
SYMBOL FLLVX
4.089
-44 12
Total
-5107.50
Date
Ammer
OtookoOcA
Amount II)
Money balance activities
Mar 29
Palma (onward
$1,197.99
Apr 5
Deposit
UBS BANK USA DEPOSIT ACCOUNT AS Of 04404(19
0 29
Apr 24
withdrawal
UPS BANK USA DEPOSIT ACCOUNT AS Of 04‘23019
109.99
AP( 30
Closing UPS Pant USA Deposit Amount
51,001.29
The UBS8r3a USA Deport Account is your primary sweep calm
0.7000300938449119700019369600034 C419030579)04 v1236976500:00:0
Page 7 of 8
SDNY_GM_00325679
EFTA_00198454
EFTA01307600
SUBS
Your notes
C W70003005E84 492 N77000195696 CCON N19 030575034 Y123697350 CC,C030
reg• II of 8
End of statement fct account number
SDNY_GM_00325680
EFTA_00198455
EFTA01307601
Important information about your statement
CBS re-uncial Sean Mc. (the firma UBS finaroal
Stomas k a muter of al anapal seamy.. canna:Sty
and <ohms *schwa), LIB6 rnaexialSthras and LIBS
Brk USA re radian sLbsciarres a UPS A6 and
ef nem of WS Stoats U.C. the Pim% franca,
gamer, es nobble upon request therm's omen
°flats re at
Len inatel Sakes he.
1200 Warta Boulevard
Weave& en NY 07086
IM trawnoor (*Wonted* ore" Med frefee0 0t )W
tan Parma Senses ea0unt Olho recceds. +**91
onkel tit, dawns-M. antwing <aalclep date shaid
rot be reed teen P you bele* Thee 6 th ence a
emus n. phase report a mendedf n twang to the
Bergh Marucpr of that office omen; rats mean
Alta*
al hams dawn re intended to
arCuralA
stalemed <Ira to
not be used lee La rowan ray
sty$0^ rex-mid ta, lams, ea. Form 1099. 5498.
. dlc h Own rea
m, Yas 'Zr worn The inn o
reputed be taw he Opal loth* RS Auntie &elan*.
reportable nthtmabb (*Mends and !stable Meng
caned en secontei held n
Meant. net C Kat*
Cer fee traneal WA and tog basis on oaten coveted
sectsitm.
Carnaniatione with the Finn
• Pease reconfirm the teal commune...bons n retro
to ',Fehr pace, you mfrs. ekb-arg P o rt"
%Ma the Salsa
k(
s Yank( Protecten Ade a
A)
• II the finthad nada°, on the asp Ion ci te More
of thieSiltentre 6 ra ABS Farina Stearn. UBS
MANI Soros cartes your mount at charm,
tacky by artarent
•vih the nrkaud nala Orr
we reformed acted the relleOnthia ethenyar
Olealn .a the atani
In the are. teat Iola and
wades re located s UBS frsannelSen as and rot
We nab cra btctee. rd you wag mike a report
of nova
a ammo to both firms
• As devised n the acacia Kretinentz you mat
rplif y w of any eras of Ireira swolarg &eel
ahead on your sidemen' alhn 30 dip *0' n sot
Ineleda nude avatar*
• Nye Orel (Won'tf ampler.. a eflairei to the
inn% Clem leant% Depatiene at 201.)52•169)
toliree t 600354.9103. SWAM to 600 FM.
IT Monday though Foley, a in IN al to te5
enamel *von lx.. (lent Rilelaw Department.
PO. Bo. 766 Lhon Cly, In 07081.
• Al statements shall be deemed correplete a -cl mane
ii not *bettedto n wrong wthil 60 days
• fa TTY woad Cal Illa-612.09BSot from °Aside
nett
041201.357.149S
• hose of amen a <mislay abat th ole:treat
Ise* Vander (DM bitparent a UBS Vet debe
cad oansactem. cal 800.762.1000. or wMb UBS
Financial Swan Ye.. WOO Harter OW, 6th f kor.
Wanes.
NI 0)0314 Ann RIANBSA Sewn
Canaanite as soon as )Ca <an. I gaa tat you
statement a roeµ es acne or aye need more
nfarnann Eras a transferal the statement a
retept The Peen or Cad bas(an molcable)rmot
heat frornyaa no It.. thane° days roe **tem
MI you IM tee Catena, al Mich the Ere Or
Fob*" *Petal
--- hoed. was nano and act nn nada. Of any)
- Debbi the 0108 a he wander you me a6Ve
about and mpLan molest", m yarcthned Pal
blew nit thence a why pa neednen
ricemehm
- Provele the claw ampule of to expected error.
The Firma Card based meg oat you <emplane
and veilarea any era purrµ( to sapped errors
moth-g LEIS Vaaockba cad uthesacto-o. a sold*
awe that 10 banns clay; toot tn, we allnada
you wan , fee Ile Snare you that re e. not. to the
yeti vol hie the use of the money dung the Ire
tales Leto complete at nwsloaban
Mara make all checks payable to the rem or to
financial residakn alerted co to front d ite
statement In add/into rogues Ware too, swains
maybe 9.1aptct tomanta-ace fees, chaµs to late
papaw fa. acumen purchases and charges Ice u -pael
;mans nosh aaCunis Meant thr re renetond
tootle( nostaials resat be suhea 101 handle lee
/AS S
Opekew
IBS whom
O
fa sweepro cash Rance, to bark
depose =arm at nthelloted bats ardaHelated
beat and money Markel natal Itrds (Money &MO.
Depose %COAT{ at LOS Bari, LISA and nthathIcrod
bade particoang n the UBS PDC Wend
Prosram re FDC-nswel n accedence wehr
i
Crules.
Pot woe riomtabon, please me rem loc.cor. Depose
scowls 01 LOS AG Stread Birch ted shins of
Nary fold Are not ivied ty the IOC.
Bre deposits re not protected fel SIPC Monet red
thanes re protected by SIPC See -10S Inmost Semites
Attar, Prot/Oat' below
upon sots remit hereof whets** dowse may be
wthdraim. and than of a limey rtrd rimy be
',Weaned. and the woe& returned to 'cocoas
Wades anew"
Cuter Mcnnaton etas mailable sweep options.
nclano <than fl eet rate andyields. o 43/4atable al
wow Uss co-dsweepyelds. from yea Fnan<ul Masa
a by tatra &CO 762-10:10
UK financial Serekep amount protection
Ihe Fern es a member of the Seduces Yoga Precede-,
Cap<eation (10C). which ;tweets 91<ureei custaren
of es remixes ea to SS00.000 lindafro I2S4000 for
clam kr cab) tylosatory tecchure nobble wen
'Magas
www SAC 0t9 The SIPC owl CeMedion
Tait carti, toll accosts the you hold n a pet aibr
(Wan/
The Tan, loathe nit colon *halo, hit abo
a -rebated supplemental rosance The mammon
than path to all.teable dents. colecrob \Mt(
the eintlabon 4 1%0 rehab t of thaerter 10. 2016
Subact to tope('
cordial% and Irritieenr. Ora el
the funned/the aOtiread b
am to St 9 mace, in the
r"),Kele Ice al you accosts bed es a palkular
CaPaCty A ful copy Of tat poky wadeg n apagabla
upon retest
teethe the SIC pecan-len ref the stapplanortal
paerlon Meg le:
• Crean Inanael atom antraied by find raided n
YOu Meet" vale) ttA held away Iran Len inancal
Sean Foe enavole oriel CO anisexe yodels,
na..drs, yob* reutes. and (4 sham of radial
halt revered nth, name of the roan, holder on
the becks of the our a terrier fl
at),
• imestmem attach a es...semen interests (e 9.
limed patnenhps rid orate placements) hat re
not reocard under the Stump Act of 1931.
• Comma:get <cream (eq, fire on **charge and
Prices metal Call eater aaudagfilltett airlf IRS
rtl tearrodIT <taco co each: and
• Depose accounts Precept acetic**, of divan) a IBS
Bak LISA. UBS AG U S branches and bras n Be
KIK hosed Davos/ holm
The SIPC DrOtalallre the lUXArrienial at:talon do
net ape( to these assets erm if they °thaws< appal
on yea garments The SIPC protection and the
supplemental protection cbnoe Veal agent/ <hinges
is the maker volt of you mestmeMs (whether as a
reseal of market movement. wean batnµcya
otheennel
Dividend Reinvestment Program 03IBP)
the V" **I
'S a an an
era. VOA( may obtain
the actual pee lean you Inancul&chaser On whole
sheet me puthasedt.nder DRIP. paid 'hoe, tort*
sold Jedtheta all be dep000d
accost Me
dredged reniegrnera aye woofed IN the issuer "W
CPI* horn the mate race at awl, to Pro' Owes
resold
Cads-Mies
0* weak tat, may be held en you rave
d you at
Loa
rolled
panel use as a retell of a &Mend gement
or ~roe.
the rem al either sell panel wet al
owlet pace a rapt as lanai deteemand be a
reeMenel Ow ma fl aky. ardveda yea account
rammer* objectives
the reestmet <beams ad ask predie are aptedk to
oath account and may very between yea X<Claa.
ry aw ilea IMF IT pleaTAbi a *Nog a try
tartan
theist
pot foxed manna
nemerwre abeam.% Fa axle accost Ned. you
<loose ore Cl Ur °bong imminent objectan
• Pro-Ilse Current Income arentmerts team the
generale. of mares air
• Aram, Captor Aopwatort yawned% mane
avant of atonal take( than the gemiaten
mane
• am-Ax• Cambrwasorsaome IMICAMM
AppreCbtiOn Inemmems seeking tads the generation
of mane terl comb of principal
Devil Ski:Sibs
• Corneae*, Seeks to marten mid abetnett
besr4 rd talatilty to the acorn oars. tan ir
that meths the meant does not genre* acinficant
mane a maims are may rot Imp Owe ark
eibtan
• Medlars Wiling to accept sane int to pnorpal and
tolerate sane wtalatylo seek hearer return
. Aggrnsse Wil hp to accept her it 1°O•cdh'i ad
hqn ealatley ro u•l. hal Wane Oat to
• len: tnt.en Ago* ColkatingiN I t+Ioctod, a
paten of the podia° foe that ravemay Mode
corrple. talial•H,10111Cd lipdmi and Text'
wbnq
Statement Itotgaiterlioner
We may centoWleit aft rete*ci realm itaWnets sit
the um **km n the same eenekpe. e
because
they hoe teems who also mantan pee stave
/elate...hem a/holler dents at the same eaten I
yea pelt to mane rod ideal statements mailed re
operate erneracreh you mar doom houseroWne by
oalrg you Peanut Adage
Friendly mown name
Re Freebie rant
nano IS fa tuatAntible •rekrurred
chosen by you to mint you wits you reardleepro t
has no kcal effect on your accost is not mended to
reflect thy strategy, oralAt reCOnmerdaen.
me:errant **tree a re& polite associated war par
mar ls. and es not a promo> of waren
that wrath
or ary leasnal rest" aria wit be xhensel Al
• neaninet ehave arena d bat notarg to nee
loss of the attic rammint YouGinChange you.
trend( roam ems trot*
Oran. Sawn a by
otntactegyae feu
tal Masa
Accathlometriew
• Vats of pas accouedsom1/444 Net of asses ad
• Assets taunts[ male* (al , blesInf 0. elate foe
ftw idId taunt/ fen and Global Time Departs,
urralad marts to retake. and (man agen not held
by therm Dots not relate aced
maker/men
a the add the poor and Cantle Catena penock.
Wale mennwek anted dock options and
etercaabb ned *phone
• tataher ra:Lede den bathoe atoning mean
Ions. node In. than roam bath: et
• Cashenonsy Warm: Total of wthaarod ratable
oath talan:m FAA &poor traelar al allneed and
ncaafflood bares. ad norm maim mad fund
sweep balances. at the <bled the Immure prod
Nthconenedly het wed. balances n your sawn at
not
from other Defames ski the Fern miry
it. rydd tarn ketch n the adnry caste ol as
barest Thew finch re payable teen your demand.
Dv, total is extrledm the oaten pea:deka., value
Ler4fne irefametien
fa detailed nlermahon en the nWs lerdeg radices
ad &down
refer to you Clore Ratateonshp
Ageetnent a Attar* Adevernent area* Genital
Terre and Conditions CBS kaleenent of Credit 'makes
rattle
nAreement, and C.& busts
soww,t, a- matt, than,
SDNY_GM_00325681
EFTA_00 198456
EFTA01307602
inportanl inforMation abo ut your state InCnt (COntinued)
Var ~J
Vos rietmat derdes ~tos rd *we enen held
bena ~nl g th* edd tin monne prol rya
mat ad fa cbittry a fuly pad ~nosra's/ tree
vat moe [neme yenflein vod at ban <agio/ dm
PaYrd en/ bite due indient Ary worgen
randend to tefan ding the statement pen:date
bied at mrt« vaat b d the end of the statement
ptead
• Cdsdbawit. In ettteig tet <ooi ba» of a e
seoros inbed n th ademeen. «fee neosats
wen
d
th* nart« '1,' LeS Fenaul Sam« has eend
en domdon cblaned hom ton« abn Mar LEK
f rund Sent« mloadeg teermat»ban "aha
Irma trog you mag haw prorded to yoga' lord
Adosa Men" does not Manna-dm,/ venly a
~riet
the ~al
e a feanday of
normson
nronded
saras othee
ass,
fnanedl Sens«.
Øen
akhough LeS Fresec eal Sawa, genera
updates ren n'amat cn as n o nawed, lbo 'na
does rot tronie arry twistes Ural the relarnaban
aiite'Cost bbc' rd • Ontdeed garf los,' a
wurg* at pi gedraaf te monna. At suoir.
ofeas• <b MI 1.4 en &n ntarninCee
enge
persar« tal* dececnt, la ta. pa>asa
othenenso A«oantt translatie.] toto hm mat
eellott oaraloss doemden only lor Me perod ot
tere key se rob at the Fien More hatakal
reconx<nert be ases bry >or Festol Adé«
• Unroalirod painallossas Mbo data is adlable.
er mated tvested wegkom re <akutred
ncloctut laagte low. Me trammen data for
mineclat bes maya ~nee rollen tiensein
fl or ada watt' 'Ontgraaf ga MMS
Omleid ard <Mor rora~
tors ant spierrat
natthai bes ro <och ecenbned to etioLy ene
aoragad lot Ti'. 'Tra& date" <Menn pasants tro
adnaltranaann wade die
• klabb socueltina Bidea nd anlemed dak "X
IN? bouw <db lor ese ~en
wil be wlested
éraárt"by lot Iran arricna al ~os
of hat
tour enenes n oerram or n nameet name lor w
dient, Cal lease ~fonts
oblaned kom !had
paven rd as ~satyrs nei panweed Othw cal
fora« mytar st.:hcola yte veld Økte
Mammon vnl be rionted fan aow«
• Peltátvaluo Peen eMptayed tor aanbel mdothet
cengollfilgibe nept& er twee &intro. pee Mat
>tv %muil amati,. weeg in to mark« tras re
ebtabedfromvarbut Ml panty %Vee, intah ne
Ww., to be retable. bul ne do nol ~ante trer
aceracy.
- ere getal* uw to <burg pekt aha" mikte or
the meer of thebd and ad. peke, b bied
staan rd opeen, a Way bd aces kr OTC
&Oen&
- Lets adwalf. ~wao«
nuy brood uw» a
fratatonmxtd ee th* most mam -`we
ottaned ard rnay nol retten arf artualmark« vwo
asel
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wil show as face wang ~Jane 4 we are
ab* to Man t vno latt worst-
- Otposis a gOnbee enemnes n camee«
oh« thanuS dolbrs aorelleciod at the ~hang*
rate as cd tro strtmere date
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denannatens, pree rid gurety (Ixe vabe) ram/
hate ban »inbed to faculteit roeper rabatte, .
To Maninent <nota eons. veen seiben. ("kl
yent Fnán<tal lágItsOr
• Printte immense*. and strand gedwee.
Private ~wei
Wnrden (MØ deed
ParttioatOn Voor and red <stalt nostment Mol
"nos) ad strutved~ts ae goreraly highly
dWd Cen n .t a tred F Gag hare not been
regieleed ach tbr Saust of and Tachancao
Contramoer ad« at' gele ontribm tm We
egenry estenaled vn& toe penale ettanen
tentfes Yd sturkted ;eo:besta nIcernaheng
PsO:4“ arst Ai.no•op 4 no gasneia
- These valestroydill« stlatintigh< kantte." 4
gen, at nee& d pront nentinenl Samrya
WO
'V
& genot ma; bebost* a soll ed do
rhoe n«essody renteure the vaLe Yw may weke
gaar Souidarmn.
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den and are sopt:44010 Minimal Smoes on
m913. rato by an ~k«
weiabt fan
- bauw. ~ai paft n« a amor «tenaud dauw.
ry. "9~
to to Frm by thema«.
omwal panne' or spanor and may be cablated
basedon Meter< Monroe kom Mat uwd by
trid poes to deme thee esinbeed waars
- You can drain achttaal Hormoon ressworrd
tre n‘thf.rakw wed to dunratene the ester,» of
vaka and the date ot te nionnattonthat n the
bun sa the «anno by tomring aai Feens
Adroot
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'14:e pnadf n straat ~rt
Ween al
rdopendfnt valt% on tonn hat rot $0:910d «
tintelt to att Çfl vake eken we betane mere
tal a molens! eient ha ccoored nal ~ode
renaled velje rno «aston. «.ten J
Moe wild benden tpeculatne ebt 10 the noire
cd the st< unty
- Whon ptt
an eea" general partner et tp:nace
«Intrad WW,or attenile rintged egora
prorcbt the tata of Me soosey wil be diere
from
poeha,* pm*
- 'Ontrtei an to date my odde entend
treer, "enne a bah
▪ •ononat uni we' eeprelledi &e Mi odeon
pene per urn and iaat' noe roteefta <ent base
- OPP rdttMled FEIT '<tabel re ra bieden a
nsteenal gnoe& anhonge, and re gentraPy
inctatt aderend ego ca, be sold the pm,
room« may bo bis Mar Me per share ~red
aak* etatsis n Oro raam watwront
• RaeWidadsotwitlet Poannad innmat oen•raly
are not <uwe dil* br purk lab. Lei Fna-cul
Serven &n int mok« pn& ol te urentoolod stak
of Wo same muur at an ia(uitd nl). lor lto
regnled stak fa papases of Mi shrteofentody. To
de adem tut rentend snaai es re <VA* lor site.
te vake wandmag be sLbstriodkr less Min le
mouted val* toen.
• la (astanategifecome. went yielets and Cate&
An ernst ol arn.df nane n bord (n (Weent
dndend and ~ie%
manna th sof abn MI
be heb la ene ser kom statement date a anti
~ei
Ma namaa e ank a gudetro, acagacy
rd centneidncen".a ge not gontantori
f• Emmad anaal momt and arren rab lor
f <elan tabn Of ~rem <cad tnebde aceton of
oreboal a (paaldans h wette terter ese
imam and <wee Weld)nould be overratel
- Estimated waal neane and <nl yeald and th.
Kroot ecora and yeeld met4 be beer er nyre
Man the ernested smout,
- An «introot a-naalred nom. (dvdord arder
interne dwded by the <are« ~Set
roldwano babroo e~
eten last dodend
ce omwast palltom malt by len neer and
~ron te fecanwidepfats wil be ereti laaie
>er kan the st "mere date or untd mat".
Atoracy
erenad pekt re net negrolied.
• Anno not held by VIS linancial ~om (enen
intet
not hobby Meien ard rot nitro, the
Inrit potetsena ~nat These antet art
&pined on naar slat&WI toe Sommend
mpota way Posiont and naken pennen/n ee•
prordedby tho engang hem biti ~ui
Seneosa
not afspant« toe Ist nionnaten addoesn:e
gamla ns a<eurxy. Mate ~ets de, ral poredel
by SIK a fix Faas wedterne SPC omarm,.
• Rans 'haring and additianal aterestewalion
- in *Mala, to caneussern en laks and 17h' I Ion
mened n camedo, ad, Ire diserbdon of naad
funds to ca <fonts we »Sa os affaire taai.*
romans Omina parnts I ran eertube ander
isartene rh. naral bads end wo gal lhno
maas gebased en ton> daken expo-ent 0
Me amore of laks by letS ot a primair ~wal
rad lama/ to out <lont% and Oi Me mol radd a
coniculs renate kal trijs ~n held alte
tem
- We ard or alf Ibre eh* reces,. ~woelig and
Øs
passen leef erf onwderaion la unief
flard wroet' rat no ges& to Me ra-oudron&
Moto lees genet" ro pad from menen ases n
te ravel hm and et a leod dollar ~ani baad
fan th. ~Wow of ~ms at lbo brolardeake
holding ~uil krt& cd the I und lamly
- In addlirf to ~afros reeened n arrection
witr tro sale ee diarbutien ot renhy (Øens ard
unt ~tomen hm/ units lona <Ier" we avla
os aflaat regen* Meng gallen <mennenenen
bom mat' of the maarte <nel
undenanng
the arnuity Omart atilan d the dorane
tienrun M spanen of te urmt ~amant nu&
eder4no
- n addabn to (plennSbnleetemd bram the
antdo and tab drownhares lach. we ada ca
Mate reawe n assnbased re~
shotin,
>samen, trom IdenShires drrioulors as welt as
kaserg fa teshmlegy &betonnen% tranng and
Motnat
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othe«arpensaan trom ~vallord, rol enkra-re
ampanot stat pØ< w* derta•
- We ment cony•nsat ranktenLa Bril Lek LeS
AG kamtod &inch and oen.* daad bras
oue cash ~aap pro 9. a-n, Mos
~won
rnay be a ~kW pa a<«rrl fee er
mw boa patent/deed koog* daly &poot
bl w«
AtGeky
bfoneution modder; ternmoseen and ether Mrots
&omen n <oenen& min Ine nendon el Vedel.
""
1"9 enten várcaemns bas baan ndoded oei
carhandons prenausy turnseed tona. and wil be
prouded to >ou prentafif on mam'
Short aaiing
you are enoarpd n short wen a sentay, yes may
nets a Menie duo lo <st in bavown, cals fa trol
oortioalittectshe
Omdeden
Poltaking open om good idlcarakt aders the
mee roe canard by ten namat date. open bun and
tel slop enden re reebeed
the afmoord ol erodads
« mes eet are «dode,* a e. firn date orden
nsInsted Narente by yup You re respornbb lor
aen IINt are ~Wied Ooi loogt haakse to twee
~ingoten ceders
Inwoog
To °blaar a topy of as onnet Chang Mary etere.
Pleine contact wo, relax...1P~ a ma at «thee
ai »wo olm rom/oneraw*t
- 155 Tnaroal Sonja.% è trot • br* The RMA. Stress
Sames Acceunt BSA ard OMA re brokten)
kanarie whth pand. Ment to breng ~n
and
patois livaspareingennis een adf 'tred bres
and otte Ihrdenety brult. andpronkt scan to
nssta-Ke and armry wens Issue-dUw knalfiltintO
geninany ~no
«n nen trast , nsuraxe
agency smeden of tel Femnut Sent., ".
- hieginert, ~ree, ard must orcd.on
- heel ICIC rond • No bant smoren,. Mal lost. wle
- MIA Resora 'Aannemen, Amant Busness
Sonore Atoom BS& tata and nternabrui Retort*
Mangemme Meeat re roost wed savee mark, d
LES Anne., Sam« re
- VISA n a (*gatend Vademart owned by vóa
Praam onii Street Usa trial and uted eerder
kent Me LES vasa credit <e& .rd the LEIS Visa
debt cards n wreed by LES emil. LISA wak
patteson bromura V SA inc aporaltd AI ah«
kadetoko, moetend trademarld. sen« mek, and
nadeed weimines wol thee respect.«
companos
LOBS Fiwnéal &trim kat
Pen 701110
SDNY_GM_00325682
EFTA_00 198457
EFTA01307603
UBS
LIFIS Financial Services ix
Prorate Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-0002
CNP7205.6i 7990519 VI 0
Account name: GHISIAINE MAXWELL IRA
Friendly account name: mdiv IRA
Account type: Indr.ndual Retirement Account
Account number.
Your linansial Advisor.
SC077 STACKMANOLAF CASRIEL
Phone
Questions *bout your statement?
Call your Financial Advisor cc the
RMA kesouNetme at 8CO-RMA-ICCO.
account
Ksit our website:
wven. LIDS.COrranarladhervKan
Items for your attention
e Help protect yourself from fraud and
review bank, credit card. and brokerage
statements regulady. Also, get your free
Credit report annually from
www annuakreditreport com
Value of your account
Retirement Account
Resource Management Account
May 2019
on Aced 30 (1)
on May 3t
Your assets
58,826 73
58,967 22
Your liabilities
0.00
000
Value of your account
558226.73
Tracking the value of your account
S Thousands
558,967.22
57.0
•
570
57.2
•
57.7
981
sae
•
590
•
Dec 2014
Dec 2015
Dec 2016
Dtr 20s 7
OK 2010
0012019
May 2019
Sources of your account growth
during 2019
Yake of put ,xcount
at sot end 2018
Net deposits and
wthdrawals
Your melt rent return.
Dwidend and
interest income
Change in
marbet value
Viduis of your mond
en IllaY M. 3019
558,12523
-516069
565547
5347 20
$51%7.22
Member SIPC
Q."7000300540 789 N.7000'83706 0002a 0519030576,04 YI23697550 090000
Page 1 of Id
SDNY_GM_003256ft3
EFTA_00198458
EFTA01307604
UBS
Resource Management Account
May 2019
Your account balance sheet
Summary of your assets
value on
May 3I (1)
Percentage of
your 4CC01.44
A
Cash and money balances
58,967 22
100.00%
B
Cab alternatives
000
0.00%
C
Equities
000
000%
D
Fixed income
000
0.00%
E
Non-traditional
0O3
0.00%
Account name:
GIELAINE MAXWELL i R A
Friendly account name: Indiv. IRA
Account type:
indnidual Retirement Account
Account number.
•
Total assets
0.00%
Value of your account
S58,967.22
100.00%
158,967.22
Your current asset allocation
A
Eye on the markets
Index
S&P S00
Year ileancial Adviser-
• cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account. UBS FDIC Instead Deposit Program Bank
accounts, 1185 AG Stamford Branch deposit
account balances and money market mutual find
sweep balances. See the important information
about ow statement cn the last two pages of
th n statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on May 31, 2019
3-month Treasury bills: 2.27%
One-month LIBOR: 2.43%
Percentage change
May 2019
Year to date
-6.3S%
10.74%
-6.47%
10.92%
-a66%
8.05%
1.78%
4.80%
CeP20008005•8129arleT000183T0600021 0519 03052%04 Y123697550 000000
Page 2 of 14
SIAY_GM0032 5684
EFTA_00198459
EFTA01307605
Resource Management Account
*UBS
May 2019
Account non*:
Friendly account name:Inds( IRA
Account type:
Incloadual Retirement Account
Account number.
Change in the value of your account
Summary of gains and losses
May 2019 0/
Year to date I/
Opening account value
$58,826.73
$58,125.23
Wrthdrawals and fees,
ncluding investments transferred
out
56 80
-16068
Dividend and interest income
10208
655 47
Change in market value
-18 39
347 20
Closing account value
$58,967.22
$58,967.22
Dividend and interest income earned
to, boloosesd Ihi sMement larablIty Cl inkiest and chichod income hm been determined fram a I/5
tar retalood berm:dice Med Won the resided, d the d<Ount Nett mount type, or prodd type.
smbe inueest andor addend pdMentS hay not be croen to Unted Sides (US) ender Putn0 R8009)
t,corre uses The them monthly gam en is not Intended tO be used aid cannel be relred Wm for Ia.
purpotes Omit should Idol to the 2rOKS:10 tar reoceling foam they neon, lean OBS annual'', sith as
the Forms 1099 and the Fan 490, for is recortdo rnformatat It is the CrfaC8Ce Of UPS so lie the
volicarde Is repalano loons vAth the US internal Resent. Sent(' ad FR Ireasu9 Ondtment. and in
such barns acctrately tImary dvdentt ardor interest as tar exerrpt of lactic 'MOM Items (dub your
indoduaI tat paperer.
May 201931
Yea, to dart (1)
Dividends
99.88
555.05
Interest
2.20
3.14
Total currant year
$102.08
$558.19
Pror year adjustment
0.00
97.28
Total dividend & interest
$102.08
$65547
Year Neaacial Advisor:
Wats repented below °dude Products for Moth cans and misses are not dadand.
Realized darn and bases
unrealized
May 2019 01
Year to date 01
gams and bores (A
Shun term
9.63
9 63
003
Long term
-590.37
-590.37
0.00
Total
-$580.74
-$580.74
$0.00
Cash activity summary
See Account palely FM montnict tateffs adarCr-S.n nue Snap ODIOns Se induced in the wenn; and
dosing beantes yaw FDIC insurance awes to deposits a
SUBS Bank USA and 41 banks pattepabnon Ile
UPS FDIC Muted tripod! Madam It Met not ma to reposes at U8S AG, Minion] Bench SinC
dotecton Mows to money mariun swop fund nsidings bN net isani *pouts. See oadatant ninon/moon
pbOur your rtgenenr on the last two pages d ihp Clatehen1 for &tali.
May 2019111
Year to date (S1
Opening balances
$1,088.29
$1,304.58
Addt.ons
Dividend and interest ncome
102.08
655.47
Proceeds from nvestment transactions
57,819 93
57,819 93
Total additions
$57,922.01
$58,47540
Subtractions
Professional management fees and
related services
56.80
-160.68
Rinds withdrawn for investments
bought
-99.88
-6.2 02
Total subtractions
-$43.08
-$812.76
Net cash flow
$57,878.93
$57,662.64
Closing balances
$58,967.22
$58,967.22
ChP7C0XO093817911.9, )0018310600034 0S190305751:04 Y1236975500000:0
Page 3 of Id
SDNY_GM_00325685
EFTA_00198460
EFTA01307606
$UBS
Resource Management Account
May 2019
UBS Bank USA Deposit Account APY
hterest per.od Apr 5 - May 6
Opening UBS Bank USA Deposit balance Apr 5
$1,198.28
Closing UBS Bank USA Deposit balance May 6
$58,910 42
Number of days in interest period
32
Average daily balance
lit 327 65
Merest earned
$2 20
Annual percentage yield earned
0.30%
Account name:
GlaSIAINE MAXWELL IRA
Friendly account name:Inch! IRA
Account type:
Indnidual Retirement Account
Account number
Your investment objectives:
you have identified the following investment obiectives for this account. d you have questions
about these objectives, disagree with them, or wish to change them, plinse Contact your
Financial Adtisor or Branch Manager YOu tan find a full description of the alternative
',vestment obreOives in important information about yam statement at the end Of Ibis
document.
Your return objective:
Current '',cone & Capital appreciation
Your dab Prafik:
Primary - Moderate
Investment etigubdity CiroSideratiOn None setected
Your account instructions
• UBS Financial Sewers ex. is your IPA custodian.
• Your account cost bass default closmg method is RIO, First In, First Out
Your Financial Advisor -
SCOTT STACKMANULE CASK'S!.
ciirsooceoceaei 792 trocolsesosoixoi OSt 9030575004 Y123697%0 00000)
Page 4 of 14
SDNY_GM_00325686
EFTA_00198461
EFTA01307607
UBS
Resource Management Account
May 2019
Your assets
Account name:
Friendly account name: Ind., IRA
Account type:
Indinduat Retirement Account
Account number
Some prem. occort mgwrest hues shorun may te acoratimolt Maims& Wird and losses met not
te swath reflected Ste orpothsteohnhafecn Moot roof see:time., a the end of ths Wisner( for
awe of oanstion
Cash
Cash and money balances
Cain and money balance: may *via avatare can breaths.: UBS Ban. USA copoot account bathes:
UBS FcVC Insured RoganSant litaarkts, UBS AG Stamford Bunch deposal accourt Waxes and nroney
motel moue lundsvrefp take,
Ste the important in km abOn abOut 'Our StYteaent at the end of ths Comment for detals about dose
balances.
Maine
Vow total assets
Your Remote/ Advisor:
yes Pall USA alcIall UBS Fry[ Inured Frogorn Bank *pout amount besets at *wed by the FOC %%Mit
adokable Pmts. but are not natkied try SIPC UBS AG Stamford Branch doom account basun ale not enured
by FOIL and at not protected by SIFC. Money market satin balances an protected by SRC but ert MI enuedby
the FDIC
Chong Work.
Cloung hence
Poet per shay
Atom*
Width interest
D4s n
Orr Mnr 1 (5)
on his 31 (t)
on may 31 (t)
Pei' ad
period
CV amount 0)
1,088.29
58,957 22
250,000.00
Percentage ci
Cost
Fdbmated
Untwisted
hut on May 35(S)
IOU, account
bass (t)
enroll income DI
Ono( loss (S)
cash
Total
558,967.22
10000%
$58.967.22
Cash and money Winces
51.96732
10000%
51.96722
Account activity this month
Date
With
Chtmon
Amount IS)
Dividend and interest income
Omdends
May I
Dvidee4
°Ole LE UNE TOTAL RETURN FUND !NM AS OF Oa 30'19
58.01
SYMBOL DBLTX
May I
Oedema
PUTNAM SHORT DURATION INCOME FUND Y AS Of 04/30t 19
d 1 87
SYMBOL RSDYX
Total dividends
$00.11
lotefeSt
1a17
Interest
UBS BANK USA DEPOSIT ACCOUNT AS OF 0906119
2.20
Toul Nearest
$2.20
Total dividend and interest income
1102.6$
0.7000300540 793 fart0001831060C034 0519030579W, Y123697550 000000
hoe 5 of 14
SDNY_GM_00325687
EF1'A_00198462
EFTA01307608
UBS
Resource Management Account
May 2019
Account activity this month (cOribnuerfi
oa.
mildly
Ens
Investment transactions
Ins crest inlermaien about ow ono:rid:2r ;boon Tcr
.1 rxted SKunOeS..er impoiNni
)0ve StliefaeN at the erg 01 INS CIOCVAN*
DSC
AcliAty
OsruipliOn
Omegn Jbo•W
Dummy
v4ve(I)
Prue (0
"weed Fran
InKttmenl
pankwipin
Funds
~Minim tor
inseslivenN 00~, (5)
halved
WPIVASS (5)
May 1
Reinvestment
DOUBLE UNE TOTAL RETURN FUND iNSTL
DIVIDEND REINVESTED AT 10.50 NAV ON
04/ 3019 AS OF 04/31319
SYMBOL COLD(
5.525
• 58 01
May I
Reinvestment
DIVIDEND REINVESTED AT 10 06 NAV ON
0413019 AS OF 04/3019
~sot PSDYX
4. 162
-4I 87
May 2
Sold
91210674074
SYMBOL COLTX
-1,827.616
10.500
19,18997
May 2
Sold
FOOID 91210674090
SYM/110L PSDYX
-1,864.648
10.060
18,758 36
May 2
Sold
1P MORGAN SHORT ORATION BOND FUND
CLASS 18300 912106746032
SYMBOL HLLVX
-1,841 668
10.790
19,871 60
Total
55781893
499.88
Ode
Admir
Oescicom
Arnaud IS)
Money balance activities
AIS 30
Palawan forward
11.06029
May 3
De9OS t
57,819 93
May7
Decosa
UBS BANK USA DEPOSIT ACCCVNT AS OF 0906119
220
May 16
Deposit
5680
May 31
Closing UPS lank USA Deposit Account
$ SII.96722
Account name:
friendly account name: Incliv. IRA
Account type:
Indnidual Reortiment Account
Account number.
Your Plemsdal Advisor:
Oemiption
amount If)
May IS
Refund
56 80
Total professional management fees
SS6.60
The uErS8ank USA pepml AQUI01 SS you PS&N,SYNSeeP opion
CAP70)0607)481 744 Sr0001837060000S 0519030575004 Y123697SSOOTOOCO
Page 6 of 14
SDNY_GM00325688
EFI'A_00198463
EFTA01307609
UBS
Resource Management Account
May 2019
Realized gains and losses
Amount nom
friendly .moon name:Indic IRA
Amount type:
Induadual Rebrement Account
Account number
The Haunted realced went 64010350 storm boon we nct for tat pupates. ritett rate that gen alas
Iwo:ailed on the tae a re: encase of <Men Straturtderaiucts. ale Contintent Pete Sacoliet. ma[
admen and rid cadet min alas Hem (Tett with you, tat editor. To cat date (kim and bates. vet
IguitNtlht 0,41 securily MI be. TH1 4 know, as the lirsiart RM1I .out pi RIO anounmememoi we use
Its monadcram you specified which tw tou to dose wen yeti paced yam order. That n known at a whin
pachasts or CS. order. See rimortant olormation *Um yaw flatement a II* axiol aisdatinvnt for more
Short-term capital gains and losses
Securdy OcCoptOn
Methol
'Dummy or Purchase
Hawke date
Sale
date
Sde
amen' (II
Weill Sae
Cost
cot boss
bath (t/
edjustneM(St
LOIS IS)
Gaa IS)
FUND if4sn_
FIFO
5.473 May 31.18
May01, 19
57.07
57.10
0.33
FIFO
5758 Jun 29.18
May01. 19
60 45
6000
0.45
RIO
5.571 hi 31, 18
May01, 19
58.50
57.83
0.67
RR/
5.696 Aug 31, 18
May01,19
59.81
5930
0.51
RFO
5.544 Sep 28, 18
May01, 19
5831
57 32
089
RIO
5793 Oct 31. 18
May01,19
60.83
5.9 SS
1.28
FIFO
5.841 Nov 30, 18
May01,19
61.33
60.22
1 11
RFO
5631 Dec 31.18
May01, 19
59 12
58 68
0 44
RIO
5.403 Jan 31.19
May01, 19
56.79
5651
0.28
RIO
5.535 Feb 28. 19
May01,19
58.11
57 67
0.44
RIO
5666 Mar 29, 19
May01, 19
59.50
59 66
.0 16
RIO
5.525 Ape 30, 19
May01,19
58.01
saw
RIO
2.393 May 29.18
May01, 19
25.82
2561
0.21
RFO
2.522 Jun27. 18
May01, 19
27.21
26.93
028
FIFO
2.549 Jul 27, 18
May01,19
27.50
27.17
0.33
RIO
2.725 Aug 29, 18
May01, 19
29.41
2906
0 33
RFC
2.822 Sep 26, 18
May01,19
3045
3005
0.40
RIO
2.858 Ocl 29. 18
May01,19
31.27
30 89
0.38
RIO
2.994 Nov 28, 18
May01, 19
32.30
31 89
0.41
RIO
3.006 D. 27,18
May 01, 19
32.44
32.13
031
RIO
3.360 Jan 29.19
May01, 19
3647
15 20
0.27
RIO
1297 Feb 26, 19
May01, 19
35.57
35 41
0 16
RFO
3.606 Mar 27, 19
May01,19
38.91
3894
003
Your Raaadal Advisor:
anformatan we mre not Oust sons and tones for as (0:014t <haves We autcmacrI1y °Mist oat tests for
taremna and MIT comm muriopul securities for esisnoted anal:Mon of told own tens and for accreted 00
to sec awes hosed al a d XOure
you requested Het 045 Mull cost Dios lot he [cod porno*" artattibilionen
tawble debt Hannon then cost OM reflected On these SKurelet hat wen alusied Stumm°, tat thMasseed
section <an not be natio:bat Ohm farmorlong Iron [Kass* Mammon is mewl a the product It cm in which
nn ga MOO CaCtAblai rs not (raided
Clantmued neat page
ChP700:6009a9179STPT0001837060C034 0519030575004 Y123697550000CCO
Page 7 of 14
SDNY_GM_00325689
EFTA_00198464
EFTA01307610
*UBS
Resource Management Account
May 2019
Realized gains and losses (continued)
Short-term capital gains and losses (continued)
Security clescapeon
Alelnod
Ouanlity Ot Nacho.
(me vite dabe
54.
date
Sale
arrourd (It
Cost
bays ($)
Wash cafe
cost bails
nuirneeRD
Las(3)
Can IV
NFO
4089 Apt 26, I9
May 01, 19
44.12
44.12
PUrNAM SHOAT DURATION
INCOME FUND Y
RFO
3,393 May31, 18
May01, 19
34 13
3413
FIFO
3.545 Jun 29, 18
May01, 19
35.66
3566
RFO
3.471 Jul 31, I8
May01, 19
3492
34.92
RFO
3955 Aug 31, IS
May01, 19
39 79
39 79
RFO
1159 Sep 28, 18
May 01. 19
31 78
31.78
FIFO
3.675 Ocl 31, 18
May01, 19
36.97
3697
RFO
1945 Nov 30,18
May01, 19
39.69
3965
0.04
RFO
0148 Dec27, 18
May01. 19
1.49
148
0.01
RFO
0 148 Dec 27. 18
May 01. 19
1.48
148
RFO
3.824 Dec31, 18
May01, 19
38.47
3835
012
FIFO
4.313 Ian 31,19
May01.19
43.39
43 30
009
FIFO
3944 Feb 28. 19
May01. 19
39.68
3964
004
RFO
4.350 Mar 29, 19
May01, 19
43.76
43 72
004
FIFO
4.162 Apt 30, 19
May 01, 19
41.87
41.87
Total
81.562.68
$1353.05
.80.19
89.92
Net sitotteann capital gains and lamas
89.63
Long-term capital gains and losses
Wash sae
Downie, of Purchase
Sao
Sae
Cost
cost tins
Secant', ciestroton
Molted
lege vilue aye
date
acrourd al
Oasts (9
adnornenI(y)
Lois 01
Gain IS)
DOUBLE letE TOTAL RETURN
FUND INSR.
FIFO
1,693.321 Mar 31. I7
May01, 19
17)79 87
18.00003
420.13
FIFO
5.037 Apt 28, I7
May 01, 19
5)89
53.80
491
RFO
5 363 May 31.17
May01. 19
56.31
57 54
-123
FIFO
5212 Jun 30, 17
May01, 19
54.73
55.66
493
FIFO
5051 Jul 31, I7
May01, 19
53.03
54.05
-1.02
RFO
5026 Aug 31. 17
May 01, 19
52.78
54 13
-I 35
RFO
5072 Sep 29, 17
May01, 19
5125
54.27
-1.02
Amount name:
Sand& account nanw:Ind.v. IRA
Account type:
Indnidual Retirement Account
Account number.
Your limatial Advisor:
continued neat page
CaP7CCCGOOSSI 796 Na7000I 83706M091 OS19030575004 VI 23697550 C0700)
page $ of Id
SDNY_GM_00325690
EFTA_00198465
EFTA01307611
*IBS
Resource Management Account
May 2019
Realized gains and losses (continued)
Long-term capital gains and losses «crtnueth
5.0.tily an/roan
Norco
°USW), Ot
Ixe vat.
ROCK*
data
5*
me
5*
amount 4t,
Was sat
C011
(al 049$
Pant TO
acluarrum40
Las IV
Gan it)
RIO
5183 Oct 31. 17
May01, 19
54.42
55.30
-088
RIO
5150 Nov30,17
May01, 19
54.08
54.74
-0.66
RIO
4938 Dec29, 17
May01, 19
51.85
52 49
-064
FIFO
5147 lan 31, 18
May01. 19
54.04
54.09
-005
RIO
5152 Feb 28. 113
May 01, 19
54.10
53.134
0.26
RIO
5482 Mar 29, 18
May01, 19
57,56
57 45
0.11
RIO
5041 Apr 30, 18
May01, 19
52.93
52.43
0.50
JP MC8G4N SHORT CVRATION
13CRD FOND C LASS1
RIO
1,462.782 Sep 13, II
May 01, 19
15,783.42
16,105.23
-321.81
FIFO
6824 Oct 03, 11
May01.19
73.63
74.93
-130
RIO
6827 Nov01,11
May01, 19
73.66
75.03
-1.37
RIO
6392 Dec01, 11
M601, 19
68,97
70 13
-1 16
RIO
6470 Dec 16, 11
May 01, 19
6961
7092
-1.11
RIO
3.601 Dec 16, 11
May01, 19
38.86
39 47
-061
RIO
6.884 Jan 03. 12
May01, 19
74.28
7538
-1.10
RIO
5952 Fth 01, 12
May 01.19
64.22
6542
-1.20
RIO
5501 Mar 01, 12
May01, 19
59.36
60 46
-1.10
RIO
5977 Apr 02, 12
May01, 19
64.49
65.57
-1.08
RIO
5514 May01, 12
May01, 19
59.49
6060
-I.II
RIO
5524 Jun 01, 12
May01, 19
59.61
60 66
-I OS
RIO
5070 11 02.12
May01, 19
54.70
55 67
•0.97
RIO
5526 Aug 01, 12
May 01,19
59.63
60 79
•1.16
FIFO
5062 Sep 04, 12
May01, 19
54.62
5579
-1.17
FIFO
41* Oct 01. 12
May01. 19
44.73
4569
-096
RIO
5076 Nov01, 12
May01, 19
54.77
5589
-1.12
RIO
4 157 Dec 03, 12
May 01, 19
4485
45 77
-091
RIO
0.934 Dec 14, 12
May01, 19
10.07
10 28
•0.21
RIO
0.314 Dec id. 12
May 01. 19
3.39
346
-O.07
RIO
6022 Jan 02. 13
May01, 19
64.98
66 19
-1.21
continuednag page
CW70001005081 797 197000183106 OWN 0519030575004 Y123697550 000000
Page 9 ol 14
Account name:
hiondly account name:Indw IRA
Amount type:
Indmdual Rebrement Account
Account number
Your Riaancial Advisor:
SCOTT STACKMAP/01Z CASTOR
SDNY_GM_00325691
EFTA_00198466
EFTA01307612
*UBS
Resource Management Account
May 2019
Realized gains and losses (continued)
Long-term capital gains and losses c<ciltlueco
Rosa, clescepton
Nonce
Ourrstyot Purcrtebt
Ise voce dab
591.
date
5*
amount (i)
warn sae
Cost
cm balls
basis (I)
alJutimonlf I/
Las (3)
Gana/
RIO
4.178 Fab 01, 13
May01, 19
45.08
4588
.0.80
RIO
4.181 Mar 01, 13
May 01, 19
45.11
4591
-0.80
FIFO
4.650 Apr 01, 13
May01, 19
50.18
51 06
-088
RIO
1723 May01, 13
May01, 19
40.17
40.83
-0.71
FIFO
1739 Jun 03. 13
May 01.19
40.34
4091
-057
FIFO
3.755 Jul 01, 13
May01, 19
40.52
40 94
•042
RIO
17% Aug Ot , 13
May 01, 19
4062
40.97
445
RIO
3,294 Sig 03.13
May01, 19
35.54
35.88
-034
RIO
3293 ON 01.13
May01, 19
35.50
35 90
-040
FIFO
4229 Nov01,13
May 01, 19
45.63
4619
-0.56
FIFO
1759 Dec 02, 13
May01, 19
40.56
41 09
-053
FIFO
1646 Dec 13, 13
May 01, 19
39.34
39 78
-0 44
RIO
0.376 Dec 13, 13
May 01, 19
A.OS
4.11
-0.06
FIFO
6612 Ian 02, 14
May01. 19
71 35
72 01
-066
RIO
3.304 Fob 03, 14
May01, 19
35.65
36.05
.040
RIO
1307 Feb 28, 14
May 01, 19
35.68
3608
-0.40
RFO
2.841 Mar 31, 14
May01. 19
30%
3094
-028
RFO
2367 Apr 30, 14
May01, 19
25.54
25 80
-026
RIO
1.889 May 30,14
May01, 19
20.38
20.65
-027
RIO
3.7% Jun 30, 14
May01, 19
40.85
41 31
-046
RIO
4.746 lul 31, 14
May 01, 19
51.21
SI 68
•0.47
RIO
3.7% Aug 29, 14
May 01, 19
40.96
41.38
-042
RFO
3.803 Sep 30, II
May01, 19
41.03
41 41
-038
RIO
4.277 Oct 31. 14
May01, 19
46.15
4662
•0.47
RIO
1326 Nov 28,14
May01, 19
35.89
3629
-0.40
RIO
0.091 Dec 12, 14
May01, 19
0.93
099
-0 01
RIO
2.974 Da< 12,14
May01, 19
32.09
32 42
-0.33
RIO
5.736 Dec 30, 14
May01, 19
61.89
62.29
-0.40
RFO
3.814 Ian 29,15
May01, 19
41.15
41 57
-0.42
FIFO
3.343 Feb 25, 15
May01, 19
36.07
3641
•0.34
Acosunt name:
G1451.41% MAXWELL IRA
fdrendly account name:Incloc IAA
Account Type:
Individual Retirement Account
Account number.
Your Knead.' Advisor.
SCOTT STACK MA1NI (LE CASPIEL
(=loved neat page
caqcoc600ssi ne incoi 9370600:0i 0519030575004 Y123697550000000
Pogo 10 of 14
SDNY_GM_00325692
EFTA_(() 198467
EFTA01307613
UBS
Resource Management Account
m„, ;rn
Account name:
Friendly account narni:Indw. IRA
Account type:
Indmdual Rebrement Account
Account number.
Yosir Hamrick Advisor:
Realized gains and losses (continued)
Long-term capital gains and losses :::.flonuedi
Outbably Os Puff Nat
RIEtai
Ixt aue diet
Sde
cuts
51e
annual (4)
Was% sae
Cog
cost baas
baot (1
.:10:1-ntn:11
Lash)
Gan (1)
FIFO
2.861 Mar 27, 15
May01, 19
30.91
31 22
-0.31
F1F0
4295 Apr 28, 15
May 01, 19
4634
4686
-052
F10
3.347 May 27,15
May 01, 19
36.11
35 48
-037
fiF0
4.313 Jun 26. IS
May01, 19
46.54
4693
-0 39
Rf0
4797 Jut 2945
May01, 19
51.76
52 19
-043
RIO
4.321 Aug 27, 15
May 01, 19
4162
47 01
-039
FIFO
4.324 Sep 28,15
May 01, 19
46.E6
47.05
4339
RIO
4.328 Oct 28. 15
May 01, 19
46.70
47.1:9
-0.39
RIO
3.381 Nov 25,15
May01, 19
36.43
3665
-Cl?
RIO
0.097 Dec 11, 15
May 01, 19
1.05
1.05
RIO
4089 Dec 11, 15
May 01, 19
44.12
44 33
-0.21
RIO
3.884 Dec 29, 15
May 01, 19
AI.91
41 95
-004
WO
2.976 Jan 27. 16
May 01, 19
31.37
31 49
-0.12
RIO
3388 Feb 25. 16
May 01. 19
36.56
36 76
-0 20
Rf0
3.867 Mar 29, 16
May01, 19
41.72
42.03
-031
RFO
4.353 Apr 27, 16
May 01, 19
46.97
47.32
-0 35
RIO
3873 May 26.16
May 01.19
41.79
47 10
-0 31
RIO
3.375 Jun 28. 16
May01, 19
36.42
36.86
.044
RIO
3.864 h127, 16
May 01, 19
41.69
42.16
-047
RIO
3.386 Aug 29, 16
May01, 19
36.54
36 91
-037
FIFO
2.418 Sep 28, 16
May01, 19
26.09
2638
-029
RIO
4.352 Ocl 27. 16
May01, 19
46.96
47.35
-0.39
RIO
1889 Nov 28.16
May01. 19
A1.96
42 12
-016
RIO
1.939 Dec Id, 16
May 01, 19
20.92
2092
RFO
1667 Dec 14, 16
May 01,15
39.57
39.57
14;0
4.395 Dec28, 16
May01, 19
47.41
47 47
-0.05
RFO
4.102 Jan 27, 17
May01, 19
44.26
44.38
-012
RIO
4.536 feb 24. 17
May 01, 19
4194
49 17
-023
Rf0
5852 Mar 29, 17
May 01, 19
63.15
63 32
-017
continued next page
0.70001005491799 FP7000I 83706~34 0519030575004 vi 236975500000W
Page 11 of 14
SDNY_GM_00325693
EFTA_00198468
EFTA01307614
*UBS
Resource Management Account
May 2019
Realized gains and losses (continued)
Long-term capital gains and losses (continued)
Snooty descroton
Method
Ouaenny ot
take vamp
Purchase
daft
Sale
bate
5.9e
arrount (0
Waal safe
Cost
cccl bags
basis (ft
afjustnen1(0
tod (0
Cana)
WO
1.887 Apr 26, 17
May 01, 19
20.36
20.44
-0.08
FIFO
1.630 May 26.17
May 01, 19
17.58
17.67
-0.09
FIFO
I.
Jun 28, 17
May01, 19
19.51
19 58
.007
RIO
1.624 PI 27, 17
May01, 19
17.53
17.60
-0.07
RFO
1.864 Aug 29. 17
May 01, 19
20.11
2022
-011
RFO
1.887 Sop 27, 17
May01, 19
20.36
2042
-006
FiFO
2.115 041 27, 17
May01, 19
22.82
2296
-0.04
FIFO
1.962 Nov 28,17
May 01, 19
21.17
21.17
RFO
2.162 Dec 27, 17
May 01. 19
23.33
2328
0.05
FIFO
1.959 Ian 29,18
May 01, 19
21.13
21.02
0.11
FIFO
2.200 Feb 26. 18
May 01. 19
23.74
23.54
020
RFO
2.350 Mar 27, 18
May 01, 19
25.36
25 12
0 24
FIFO
2.593 Apt 26, IS
May01, 19
27.98
27.64
0.34
eitCOVE FUND T
RFO
1,789.264 Mar 31, I7
May01, 19
18,00003
18,000.00
RFO
1.591 Apt 28, 17
W7 01. 19
16.00
16.01
-001
RFO
1.830 May 31,17
May01, 19
18.41
18 41
RFO
1.978 Jun 30, 17
May01, 19
19.90
19 90
RFO
1.878 Jul 31, 17
May01, 19
1889
18.91
-002
FIFO
2.038 Aug 31, 17
May01, 19
20.51
20 52
.001
RFO
2.115 56929, 17
May 01, 19
21.27
21.30
-0 03
FIFO
2.073 0c131, 17
May01, 19
20.85
20.88
-002
RFO
2.101 Nov 30,17
May 01, 19
21.13
21 16
-0 03
HFO
0198 Dec27, 17
May01, 19
2.00
1.99
0.01
FIFO
0.198 Dec 27, 17
May01, 19
1.99
199
RFO
2.294 Dec 29, 17
May01, 19
23.07
23 03
-0.01
FIFO
2.527 Ian 31.18
Mr; 01.19
25.43
2545
-0.02
continued next page
CNP709:0005491600 NP70C01837060X01 0619030575004 Y123697SSOCCOOCO
Pam, 12 of 14
Amount name:
Gle5LAINE MAXWELL IRA
friendly account name: ham IRA
Account type:
Indoodual Retirement Account
Account number.
Your Nnoncial Advisor:
SCOTT $TACT:MANCILE CASMEL
SDNY_GM_00325694
EFTA_00 198469
EFTA01307615
*UBS
Resource Management Account
May 2019
Realized gains and losses (continued)
Long-term capital gains and losses foanbnuedl
Si<aily cse:cepecn
Metal
Oueenoly ot Purchase
lie vOts SO
Sae
SO
Sae
amount (II
CosI
basis(I)
Wash sae
(OR beef
abLarntm(tl
Lat (II
Gan IS)
FIFO
2.441 Feb 28. 18
May 01, 19
24.55
24.56
.001
EITO
3.063 Mar 29, 18
May 01, 19
30.82
3781
001
MO
3.027 Apr 30, 18
May 01, 19
30.45
37.45
Total
$56,25725
$56,84742
-$59220
$1.83
Net long-term capital gains or losses
•6S90.37
Net capital galaulossat:
4510.74
Account name:
GFs5LAt1E MAXWELL IRA
bloodlust.: ount name: Indio IRA
Account Wee:
Indmdual Retirement Account
Account number.
Your Fneadd Advisor.
CwN00100548IS l rin000I8370600034 0519030575004 Yi23697S500000C0
Page 13 of 14
SDNY_GM_00325695
EFTA_(() 198470
EFTA01307616
SUBS
Your notes
ctenocsoosaelso2 !r0 0O Et3m6 OSCOI 0519O3O57%O4 Y123697S5OC4X4OO
Page 14 of 14
End of statement For aCCOUM number
SDNY_GM_00325696
EFTA _00198471
EFTA01307617
Important information about your statement
LBS Fauncial Sermon et. (the Firma UBS I inartoal
Samna, it a money of all pampa seamy, canmodty
and cobra «ba-ges !SS inameal Santa and LEG
Bart USA re ~ea absciatiosa LISS AG rd
affitales of U3S Searites U.0 the Fim's 'metal
statement n nobble sport request theatre's emote
°Iles are at.
LITS Normal Sentt1 m.
1200 Bra Bouleord
Weahenlen al)020136
IM maltmal ola•NnIO
GP, oltdialpoxcl ot yore
•B'S Fnincial Sent (I account 0th.. PCPP. era
off( el la ~nets tonlanng cord lalko
rot. relied kart Fyu bete* thr 6 henna a
amour. plena~ it ererredately n twang to the
Dearth Manager of So office wren; )W accat
Aft~ al twos howl re ridded IOW amnia.
rem« dra tad na be used tee ta ~es
Peay
ity sendld4nd
londt, hi. Form 1099. Sa98.
1
tic.) Tåwn medan O Yu:a
ran the Fana
requIld try lar or opal tote RS ail exude drnfands,
reportable n:n-ttrubb chdends and tesabb temen
caned as waken held n your rant. net proceeds
•
sele !rarer We. and Cosa baln on clan <Ø
Communicatior with the Finn
• Ilene m.confinni any oral cormontreons n rang
to father reed yaw ntm. mOca9 Pair
ada thy Sinter netaProrrolal Act p
• 11Tbfifth«. tlagltal a the 1.45 bel el he treed
ol tu0~anaa( rot IRS Fehr/6.151mM. leS
tunNal Sams curet your ~um at <term
Ør by rarer*
with the reacted mina pan
We nforred >Eva the rebane,P ethenyCo
gamed the rani h tit cafe. )04./ Bads and
sears se located r UBS f gonna Sent ard rat
Vw nvoclarg brcaa, and you mat mike a ',ton
of nonce ix orssron lo both Iran
• Az dtarbed er te rant artmenta you ma!
moldy Vs ce any sees oe frad erroarng dwelt
reflected on your uttone wan 30 diys illor el pal
Mad« mole anat.
• neweleoci aolendrarnplarlå a ~rod 10 the
Yaws Clem I *Ira ~ant
at 201.352 • I gra
a toile
600.3 SA-9103. B00 A. M. to 6.00 P M.
Fr Monday Through Frilly, a in won erg lo l$5
Fore' StrIPtIlh. CIM ~PIS Debleirrnol.
P.O. Bo. 766 then Cly. MI 07C(17.
• Al statements shall be darned correlate a-dacctsae
å not objectedto n men; evehn EC days
• fa TTY serves. Cal Om-612.09% or Romside
'M U.S. Cal 701.757.1495
• dose of anon a coestcns aØ anelectrork
fin* transfer OM bill parent a IBS Una* debit
cad "ruder, cal SOO-762.1000. of vent to UBS
inareol Sower tic., ICCO Hake OW, 6th floor.
~hash^ NI 071/4 6, Ann RMNBSA Senses
Call mile at soon as you can. 4 yx. Lilt sat
statement a nevi is tang or dyou need more
Monnarcesrxa a transfer an the tiforta
pun" ile Fern or Card brae fat appleable)mni
Mar Nan yau no la« dune.° days ri a te Fen,
cat yau ao fret Parr *leer the Era or
Problem rowed
--- horde yea name rd acorn Nat« Gt any)
- Darter. tarot er the wander y:u
tatto•
about and mpLin as dart as y:o
orb/ >co
Mew it h neiro a why pa ~II inn
rionnabc"
- hadde the dollar emoted of te ~detect'
The Fern or Cad be ail nvestgote your ~plant
and vale/ma ri
prareatb• For antedanon
~Mg LOS Visa•debn cad tratactat. d we tare
matelan 10 baser. days10<RJ
we Mll and(
you rant la dn.arm" you ar* it n mot. wtha
you nit Puns the use of themoney dam; Me tee
tales 16 10 complete at flreolgilcn
Fleas mile al &eat payable to therm or the
fa-uncial midair masted a Pe lam of te
reamed In addition to regular rare fees, reams
may be abate to mantra-ice fes, chases ta Me
pared ter securers Neches and <target fee vØ
rases n ash accounts A«oart that ate roanst•nd
tooling nibithcen noy be si-tae<, to a rani« lee
WS sm.«. opacas
Les oifien cofion,
»~.,
cash tetina to birk
depose ace.," at non- rioted bats and ablated
banes and moray Mirk« ~oaf lads OVone~
Ciao« accorts a11A5 Bar* uSA and nr.althed
banks partacceeng n the UBS Ka< eased
Program riCK-nosed n accordance wehr i
Crule:
Foe mon adamsion, pima ma am. Ide.gyn. Depose
e«04.irlf al Les AG Slardad Bar led sham el
Manly fads se not it
le IOC
Bat dipasies are not protected by SIPC klonly Fad
shres re protected by SIPC Se "LOS Inner Same
Acorn ~on'
below
tan exa repeat barer dro bait tlopatc may be
behdrar. ard than of a Wray Fad may be
Iliadate1 rd Seamed, returned to >an sax
Whirls won
Fate ricnnax• tag addable seep °pions.
~no current fl orid pre, and yields. 0 Perbrolt
who alss OrdirsehodlOs, horn yoke F narnul Aden-
of twain; SCO 262-10)0
LOS Firtmcial Borers account protection
Ihr Fern it arr./enter ot te Sauces reran Preela
CaplealOn <WC ?Ankh prOhas spurrids curiarron
a as ~ben La to n00000 frlialnd SMOCK/ for
darns fa cad» hillviday bn:Ptire dabble idal
lthdli a el `PP, PP 019 ile 3InC set Craedon
line nay to ill rases that rau hold n a prikolx
(4/år 4Y
The rpm lottier firth moan *norm, he aba
~chased supplement mare We moan"
rase parable to all earably dams. «Aetna under
the prolate" 5 1%0mila, as ol Cearber 10. 2016
Supt.° to fordoy cord, den ad Inhltonr. <an el
Se Fun n fat« prOlated for tp lo SI 9 miler, in the
~Noe for al you ape." bed n a pralhhi
POP ty. A ful Phy or te poky wade.? it ~OM*
won rewert
Hater the SIC ~Men ma the raplanatal
talla, apply to:
• Colin Inanstal awn ~oiled by (ad added n
fea rout wake) tot tea:Iaway Iran LOS inencul
Saran kw eink («Ian CO nstraxe prod.rch,
nadro orstbk, rube and lid seam of ~awl
MSrag:owed nt.'s nine of the roan bolder on
the bees of the ear a Urfa art>
• InpUrnord radar% a "him'« Perth (e 9.
lerninå patncnhas ard wire Plamen10 rot am
not !nerd ~ere Secret Act of 1933.
• Commaar arras
st. !emir ~barge and
preran pedal ardpon.k mludrg have <rows
ral camadh (later contracts. ad
• Depose accountsGame ColhOWS d ~inn at IBS
Bak LISA. UBS AG U S bathes and baks new
tert Mori Urea Pr09r1n
Tre S+K pardon and she exAerenial prceedcn 00
rod apply to these atoll erm if they army« appear
ail., 'laments We WC prolecton and the
supplemental protection et not PrOIKI pain* ~get
ri the market meat of yr errors Wee'« as
•eal ol market reamer*. ever baknprya
phrasal
Dividend Roinvesonana Program (DWI
the ate reflected it an swage era You may oaten
the rail OP. Iran pas Integral Acluscr Only ~le
ern at bucked ad« DRIP. prat sham niel be
sold ad the <W, *Al be defamed n yea acco-nt The
dirdend rev!~
ant orOPIPIbY e. usu ny
date ban the ~IS ace at arid, te il nut sfores
re sad
Cadeirelir
OM/ whole um, nay be held n pr rare d you r
rolled ha pnealwl at a Phil 01 å dmalencl~
or ~ph
the Finn ad tiler WI pral stut al
male arm a !Mt* an loam Otternted by a
rettsred <b
Imagery. ardtted4 yte Kthrel
~red
ebjedier
The rearm« *betel rinse praie are aptalk to
er account and my day betwr yxe roses.
Per sduse the Fem prornalbr el w
an,
saran change n >Ca Inatui Saunas P
IrdUrpe ~bon for each rove NM. you
<home or. of the I °bang reantent <baton
• Prodae Current Income Iromtmeres
teeing
the
genratas of mane only
• AnInh•C ap t Apr.~ ...tax a-rumens !rang
groeth of amp., labri Won tho ~rash d
more
• R enred Comfeehr or ;mare ~QM" ,
Ap
ddel Warden...IS seeking bah he oentorion
of mane and gromh of principal
Ossil Skiriefiln
• Conarre Ssa, tO ~raid
pit oål web
bird rd barley tote ~St anal. men å
tat mere the owner hesnOlgenar Ytediett
income a runs ard m ay not keno Pace wit
afkaan
• Moderate Ming to accept re me to pupal and
tare salt 'dray» sea brie return
• Anwne Wilig to antent r.ql rac b dunpai rd
Kid tamfly road, No want ow In
• fen2o.••-t Ara* Coaad•Nean f sactod, a
patron of tow pallor° for hal roue may
comae aria" Unwed If‘udrty and prP4f
Watley
Statemer Tousalsokinta•
We may ccaPYklitt all feta•,e0 wane Stair Bets
the same alias the same ernelme. e.g. beaux
they bee *fern *ha A* manta, pin rove
ralronst,eas at other cheats el the 54nd /Oho I
>Cm peter to utad .Mur malernot hailed re
topno pilapa, you no/ ado. hamentleg by
<afro yea inrsoalAdma
Prim/a moat name
the Friendly account name c fl udanhible •nakrurre•
chosen by you to aunt you wit, your neon:Ike/on, k
has ro legal effect on year accost is not mended to
railed any strategy. pro:1AL rtarrienten.
~
serene <bade a net profile a:noted wit rXI
«carts. and is not a prom« or grant dot rah
or ay Inameal 'nuts aria wit be acherl Al
emedmmts tea* fero d
endrigto no of
Ion of te tee renuma You <an change your
handy rase ams throur Cede Sonnet a by
<entrap you inroad Adorer
Meant —Iwo
• vats of you anountgaarrfolO Met el ads ad
Wader.
• tom% tralen tviteak <ad brinek oath fa
~timid “<untt (eft), and Global Tine Depotis,
armload marts to market. and <man ref not held
by tot fern Dots not nclade arced marital arts
at the and dew Ør and WWI taltert prods. a
pod. PerOmde% reed stock opens and
emeecaabb nod omens
• tublter Whin doh, baliOOK. aagØ endgn
brit <roar In., then teart ~cot
• Ca:Money a rit
Total of ~trod olalabb
cat Palates. plA &poor buttes al alldata rd
nomalf Ord bard's. rd moray makt maaa herd
seep balances. at Me ceased the Ilaraid wed
Non-corneolty het wedd balances nya 4«01.0^4 eie
na segegmed from other tubers rd the Fern nory
toe ryåd these fLnch nt* ordnary cased es
tares Were MS re payable tpon your damord.
On total n extded en the «vent prod claeng nba.
Led% kW/aerial
fa dared Mamabon cn the gam's ter/degpratet
ad &Oman refer to your Clem ReSiondy
• eserni a AflOgilt ACI~I 4r4 t*GtOKSI
Ten% oldCad/tore IBS karnent of Credit Practios
eatable nAgreem.nta anclNxbacoll
al won, ',a,
re,
SDNY_GM_00325697
EFTA 0019847?
EFTA01307618
Important information aim ul your statement (contmued)
Yew mats
Your narrate ~es ~tea rd eta anets held
bon accord a the ind of te 1135:melb grad You
risry at for ~fluty
paid stones at any are
You rite/ wane wades awe] at loan ostegeol aller
lariebll any balance dat on them kry any bey
teansfered totefins ding the statement pabd
bled al mate veto as a the end of the statement
pied
• Coatlairaa. In determining the cost beta of the
sectaries included is thisstatement Were Mired
wth the nurser' I,' IRS Foment Settees has roled
inf °moan <blared Irons tOLIN•S Clhir *an Les
Fraar Sinnott ndaleg ~matron Iran another
armor tht you may ha...poniedto yea lina-cial
Adak( Rearm does not ndeperainall ways
galrelet
aKo..recy
'Way of any Manillas
fronded tysorces other than
fnancial Slavic«.
ackllicet akhough LBS inreds Stretes genera
iodates tn MonnatOnaa a o natid, the fim
does tort vow* any ,teroe that ti ielarnalke
~Cost
bate' and •Unticed girl loss' o
smear. at da Oro data of this «sum ate. At ouch,
plow dance ireei on his riamfora a make
wads.« tale [ocean, act la. Pam.., a
Olbellebn, A« tklnle Unkerad toteam mair
felled iairlicm donna«, only lot tie (»rod of
line they se eel] at ne. Fern More Nattiest
ininrinftinn tan be added W >as racial Ackboy,
• Unrealized winallossas Wean dace is nolabk,
tamalad toedaed vannys., are </lottedfa
iductul worry It the kneel sri data for
ndvdaat las mayor we net rolled ccerenaskrei
dart anset roan/ roorgriaxien ~nu
Oudend and °OW foal
lots ant sniartate
~thaw bis ro eachcombo:A to dislaree.
aaeagad lot Thu Trade date' <Øn peasants the
arlfirandann ant date
• Callable socurIthns Bart and emlened dock dut
the -owe, ails for earY ~ion
wil be selected
~lint by lot kom nong al Rarities a that
bare hed es our mane or n nominee name lot ad
<bents Cal kart ~Won
obtained vom turd
pa-les and is away es nol gairanteed °thee <all
loans may onn what <odd eta well. Øles
~as
wd be wonted tan mount
• tritatralwo PrKaaa iMpleyed lortetviss and other
ratan mybe hipw or beer thin itu pm. tie
you would actual/ mane in the market Rion re
obtained Irre varbus ted Patty ~as which we
belave to be retable. but we do not %wane ter
away.
- We gmtra* use tat clang peke when ~Labia et
the mend the bd and at pikes la hied
wastes a-deplane. crey bid wen kt OTC
trevne
- Lein anal,. traded wad« may be road own a
valsecn ~al a the mon recent price wo
ottaned andmayrot reflet n actualMats vice
aet.
- Cagan cosh's rosy appeal without a peeand
sea tow as 'pee wand salable' a we at
rabble to cblan a inc. *V .13.0aity-
Omosts a "rites deriamnaad in tara
*that than u.S. dotes at rattan, at the erohange
rate alai the steamed date
- Fee Ctetffirl166"vIney trading e. non-attorney
denomnaces, price rd gutty (lace are) may
haw been atjusied to *waste proper wanton.
To obtain omen gonad" Whit, Enna*. «Mad
sat Finn Lama
• Peamt• invialminta and strand ~duets.
Proale new
wastes (rclaai-9 eked
[grammar,' regram Irdeeari Weft earthmen trust
svies) ad strutised ~Is
are gee.,/ higMy
rikead Conan
croolais hare not been
manned with the Sense es and &charger
Canasana Led« ry 3131e et•nfiiben ben We
provide nitrated velg for piece. emetnemt
«Nees and ~trod acclacts fa nicernamenal
arsOaraas ry ”Akeary d not garantila
- Teel* velais my del« absentia./ kan teem.
any, a which a crease ~anent seo.ir
e
«natured product may bebarite a soh and do
not navvy maestri the vas you miry male
eØ Souidanon.
- nwd potty ',Irwin of vas se as of • eaten
date and are suppled to UPS trurcul Savtes en a
malt base by a, edh,emkee valuation fern
- acute, genral armor ce coons& wen»ad vat,"
d ry, are saaad to to Film by the ~re
genital panne' a walla and may be <ablated
bawdy diUaem ~maw' ban tat used by
tad panes to dense per esseneted wiles
- You can drain addiasal rformatOn enact.;
used to deterrent the tank of
value and the date ol h nicrmation that is the
basis la the encase by tontacttnyea inertial
acare.or
- med party *sunned vales maybe ref board as
'Nat aced' n sawalonahanr neon an
~alai
vataian lim has rot Øled ce
Ingle to ~Tr I vale ~we became ~sea
itv
neeleild &Olt hal ,oared tat may GA.>
Ple~ ~ea
wale nal Coen«, Ce when a
value said be Nolay spat/arm dat 10 the rare
ol the YE Linty
- W hm notror an toir, ganwal paranee at cpcear
ortmanad mtay nor at/dpaty rinllend val. 6
peowdect the sale of the warty MI be dekten
from as yeachavaprae
-
an to date' mairinchAle rtunol
capital, iscane a both
▪ 'Cnorui unit site etertunly tit raid CIlyeing
pen pet talt and myna relied yes cost base
- DPP andalined KIT sec✓ten re not lastedl a
nybcnal 360..ene entense, and are amity
skrid Ind <We i they fill be told. lee pace
reseed may be Ins tant op« share tainted
nits Øled
in the racism aatenuet
• Roalnetedmaritim Paanned ~arm cianwaly
are not «treny
kir p.4:dit Sala LEM na-cul
Saxes uses the markt once ol
urresincled lak
of the sane issuer as an irrptied vat* la the
restricted slat, for papaws of this statement onfy, To
Ow Mere that wt. lad word es se elgtik for sale,
the value waxedmay be:thy/rhea" less than
ieouted vat* town.
• Et (astanated)Meonw. wont yields andrates
An estrum of arnuf name is based an torrent
&deed and tier« 'ales, absbgby lee stamen sea
be held fa one yea' from statement date or tan,"
Iralbay This mina. e ry a taeblebe, al CV >Cy
ad unload rotant are not guarantied
Estmaad arnal norm and current raid lee
avian "P>n ad station <cad meted, rehm of
tomcat a capita gam n which caw the ea
intone fend canna yØ would be °notated
- blensted rasa nerie rd want yield and the
actual :scone and neld Intl be bet« or eater
than the a:ten:led smarts
- An amino of rewired ...cornett/dad rota
Mani) teckd ty tho owned matte
~nano
balance 4~
on tea tar dvdond
a maw payment madm by the man and
awn,
secanwidtpasts wit be nerd Jeanne
A
kan she statement date a untilnun",
ct icy
on:lad yell se net dammed,
• Amu not held by MIS Finadel 541M,,. Centen
own re n't held lay the stres and at wann the
Iris ~tan
a <ØL The reets are
dnpliyed r rat statement ha eformatana
OØ
ally Paeans and vakas 'Wand se
prondtd by to nieng brm UBS fnrittat Sinai
not nespristie fee the Mammon rd don me
guarantee is ataxy thew assets at mil trawled
by WC «the tenys imaarantal SPC coverage
• Revenue sharing and additåsal coenpeenation
- In ~Onto cane:no" an salts and 17b-1 Ian
reamed nannedos web the diserbacin of mutual
handsto0a dents we anefet as alkali maim
nuns tang paresis Iran datom ardor
adec
ache mutual tude ral wo call thew
~Ste are [...cadon two deff «ant carp:navy (J
to rote of man by 'SS of a [inpar reveal
fund fatal so at <lent% and Oa the awl rat» cf a
Canicula mutual kanot Innys shares held al te
fim
- We and ar afluk alsO metaw remaltres[ ard
Øs
prOCeleng Inn el corn-0er~ for tenter
agtet tehiers tat no~
to the ~vialhint
Thaw ten gmeraty repaid from meta 3544« en
the
rual tand and we afroed data non bawd
cote* rumba of scorn at twbrawrAmle
Ø^
land of that fud linty
- tr addtion to conentecntneemd n ~ion
wit the tale or dedrbution of nutty contacts ard
hawemestrnal
Web bids (tents, we axict
at ablate Were et~
shllin61<~nbleal
han may or the mistime ~yams unckmedng
the annuity areraas, affixes of tee nosmea
companies a spatters of to case ~ant
mott
~daubs*
- n Adair, to (pensiliarnreCetad Iran the
~ate and tab of NteShants findi sat undros
aftlate rerøv n asvA~I f!~
starmg
>semen, from NeaShates ~Won. H well as
fundin for technology deselapment training and
edutaten
- Ces albkilny she races, vadeg eorrisecery and
at« comptimat'en from mutualfirth and mina
ampana a!~ aolacts a* dabs*
- We warm compensaa ran Iran U3S BIM USA, MU
AG Suredord Chinch ad nen.aff elated barks
ti-~ our cash swecocrora-ns len
ecerpensxpn may be a mentely pa attain fee or
may be a patents,. ol anent day &paw
kulsi.,
Activity
Infontolion mordent can
and ether chron
incurred n to-nethen nit the nnuton of tines,
indadna Ørn varnatron bee bean ricluded
eadirmilons promokr furneerd loyw, a-ol ell b.
fronded to you premith an raval
Shan wain
ll you 'anned a that wing a satiny, yeu may
new eehege See to <slam barowna cosh fa tat
paloalw stositer
Open widen
tnaadng open a 'goad idlczevat orders to
acre nnl fl oated by the slalanall dale, open buy and
tel Ile9crybn se reduced by to aneav ol cfrudoxls
« tern en antad...dent Cr ex nth date unless
ntinsted oterwee by you You se re:pantie* let
«den Out et tanned die 10 ywr false to orbit
endingow end«,
Priwacy
To obtan a copy of as carat Clam trinity etske,
thew~
Kb, r navel MK« le vet as waste
al »WW (..fet"./aq, k~k
- IBS tnancialSenices e noted:ark The RMA, Burrers
Sancta Account BSA and NIA re brokerage
accountswhich vend. Meet to bal ung Weal and
pedals lee~ run:rents atm "lard bras
and mew ledparty birdt andion:mks access to
mane and annaty patxts issued ty ~Main
tad-NM nuvante canaries trout overarm
nor siAndion ol IBS f tumid Sences
- beanie. ~roe
and snaky lelect<I6
- Mel WIC rand • No barb gwar~ May kue vet.*
- tMA Retaste Lan:amen, Attar& Dustiest
Sanere Account BSA, MIA and riernadmi Resort*
Ihn,rnent Accost sere: aced same mid., of
Financial bank,/ Inc
- ViSA rs a (notated Vadanak owned by ude
Yownsiona Sawa Mk:outran and used Led«
license The WS Visa credit tads .red the IBS Vita
debt cads ae eyed by IBS Sanl. USA with
Isemristos Irons yea USA Inc annealed Moth«
tradomarta, attracted tradervits, tel, Ct matt and
angered anemarts se of tee respecuw
~paws
ILOS Fiswid Sreviae kit
Pen
SDNY_GM_00325698
EFTA_GO 198473
EFTA01307619
SUBS
UFO Financial Services M.
Private Wealth Management
299 Park Avenue
26th Floor
New York NY 101 7 1-COD2
093205528601c6I9 x12 YI 0
Retirement Account
Resource Management Account
June 2019
Account name: GHISU3INE MAXWELL IRA
Friendly account name: hide/ IRA
Account type: Individual Retirement Account
Account number
Your financial Advisor:
SCOTT STAC k Molar, LE C A SRIEL
Phone
Value of your account
Questions about your statement?
Call your Financial Adder cc the
on May 31 (S)
on lune 28 (9)
RMA Resourceline at 8DORMA. 1000.
account
Your assets
58,967 22
58,981 66
Your Viabilities
0.00
000
Kat our weak*:
ninny tbscomffnanoalseences
Value of your account
$58.967.22
$58,981.66
Items for your attention
e Help protect yourself from fraud and
review bank, aedit cant and brokerage
statements regularly. Also, get your free
credit recut annually from
mew annuakreditreporccom
Tracking the value of your account
S Thousands
570
•
57.0
57.2
Si,?
93
590
•
590
•
Dec 20m
Dec 2015
Dec 2016
Dec X017
Oa 2010
May 2019
run 2019
Sources of your account growth
during 2019
vaiLe of your ,xcount
also,: end 2018
Net del:outsand
oath:Ira/cab
Your atestrtent return:
Onedend and
interest income
566991
Change in
martin value
134720
Value at yew moue
on Asia 201,
latt$1.66
958,12523
416069
Member SIK
CAP70026.90652868i 19700030190 °CON C619030575004 v03697550 11000)
Page 1 of 6
SDNY_GM_00325699
EFTA_00 198474
EFTA01307620
*UBS
Resource Management Account
l.ne 2019
Your account balance sheet
Summary of your assets
value on
lune 28 (1)
Percentage of
your =cud
A
Cash and money balances
58,981 66
100.00%
B
Cab alternatives
000
0.00%
C
Equities
000
000%
D
Fixed income
000
0.00%
E
Non-traditional
003
0.00%
Account name:
G heSLANE MAXWELL IRA
Friendly account name:Intim IRA
Account type:
indnidual Retirement Account
Account number:
0.00%
Total assets
Value of your account
$58,981.66
100.00%
$58,981.66
Your current asset allocation
A
Eye on the markets
Your Amanda' Adviser-
, Cash and money balances may include
avalable cash balances, UBS Bank USA deposit
account, UBS FCC insured Deport Program Bank
accounts. UBS AG $tamIced Branch deposit
account balances and money market mutual he'd
sweep balances See the important information
about yaw statement on the last two pages of
the statement for detais about those balances.
Index
Percentage change
haw 2019
Year to date
S&P SOO
7.05%
18.54%
Russell 3000
7.02%
18.71%
MSC I - Europe, Australia & Far East
5.97%
1449%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on June 28, 2019
3-month Treasury bills. 2.06%
One-month LIBOR: 2.40%
1.26%
6.11%
CheF00030:652B6S2 tIFT000301,42 00001 051 9 030575[04 YI 23697550 MOW
Page 2 of 6
SDNY_GM_00325700
EF1'A_00198475
EFTA01307621
*UBS
Resource Management Account
line 2019
Change in the value of your account
lute 20191P
Opening account value
Withdrawals and fees,
rickiding investments transferred
out
0.00
158,967.22
Dividend and interest ncome
14.44
Change in market value
0.00
Closing account value
$58,981.66
Account name:
Friendly account Alms: Indiv IRA
Account type:
Individsal Retrement ACCOUnt
Account number
Summary of gains and losses
Your Fi wooded Advisor:
SCOTT STACKMANME CASRIa
Year to dale IS)
Velun ierceied Wow toziude mesas la s*ech 9w6 and losses are not dassIBP7.
Realized gins and losses
lentaleed
vans and bssos (S1
$58,125.23
lune 20I ($1
Year to date (S)
Short term
0.00
9.63
000
-160.68
Long term
0.00
-590.37
0.00
669.91
Total
$0.00
4580.74
$0.00
347.20
$58,981.66
Cash activity summary
Dividend and interest income earned
FOr DuCosesce Iris streement larablIty at Interest and &Mend income has been *learned ban a US
tar leparhng Rus&Ory Bard Won the residence crl the atOWII htldel. awing twm or ploAct tspe.
some interest ands clvvienOpaonents may not De Cann in unted Slat, (us) arida Puerto F5(0 (PP)
Wkorne laves The them moniNy Barmen is rot amended to be used aid cannel be irked up7n tor I&
pupates. Cleric should ales to Mt *0 Kt* sac !coating forms They roan, hem UBS musty, such
tin Forms 1099 and the Forms 480, for tax recortmg rnforrnaCcer n is the prance 01 LIDS to fie the
ms/icatie tar reportem loins MO the US internal Revenue Smite CM PR TrtaulY DePUBTAIA. and In
such kerns accwatery cis* &tier& ands 'nitre-re eclat exempt or I ocante meant. flat tonsil your
inn chodual tat paperer.
lune 2019(S)
Year 10 date ($)
Dividends
1 38
556 43
eitereS1
13.06
16.20
Total current year
31444
$572.63
Pror year adjustment
0.00
97.28
Total dividend & interest
114.44
5,669.91
See Account away Nu) mouthing deters Games In your Sweep °pions are &duck(' in the rrirq arid
Doling TAMMY value FDIC linuFinfeapphes to dermas a UBS Bra USA and SI bankSpankesing in the
ueS FOE insured Noma Ragan. n ckes not F0Oye0 0,90sIts a UBS AG, SlanfOrd &etch. SIK
protection apses to moray mint avow lured hosing; tut rot bank *pools. Sctlauxecont into/moon
Obey, your Statmenf On the Ian WO pages d tbS000.011111 lot Mats.
June 2019 ( 5)
Yea, CO data ($)
Opening balances
Additions
Dividend and interest ncome
$58,967.22
14.44
31,304.58
669.91
Proceeds from investment transactions
Goo
57,819.93
Total additions
Subtractions
Professional management fees and
rated services
114.64
0.00
$58,489.84
-160.68
Funds withdrawn for investments
Itught
0.00
08
Total subtractions
$0.00
-5812.76
Net cash flow
Closing balances
114.44
$58,981.66
457,677.08
$58,981.66
OP70003036528683I9700030190 00934 0619030579934 VI23697550 IIOCCO
Page 3 of
SDNY_GM_00325701
EFTA_00198476
EFTA01307622
UBS
Resource Management Account
lure 2019
UBS Bank USA Deposit Account APY
interest period May 7 - Jun 6
Opening UBS Bank USA Deposit balance May 7
S58,910.42
Closing UBS Bank USA Deposit balance pun 6
$58,981 66
Number of days in interest period
31
Average daily balance
$58,950.86
Merest earned
S13 06
Annual percentage yield earned
026%
Account name:
friendly account narnirIndly IRA
Account type:
Indisidual Retirement Account
Account number:
Your investment objectives:
You have identified the following investment objectives for this account r you have questions
about these objectives, disagree with them, or wish to change them, pleasecontact your
Financial Advisor or Branch Manager You can find a full description of the alternati.*
investment ottectives in important information about you( statement at the end of this
document.
Your return objective:
Current Interne & capital arcreClatOn
Your rig Profile:
Pnmary - Moderate
investment eligibility comadecation . None selected
Your account instructions
• UBS Financial Senices eic is your IRA custodian
• Your account cost bass default closing method is FIFO, First In, Frst Out
Your Plutocial Advisor:
Retirement services information
Beneficiaries you've named for this account
The berie1/4 )aries fisted below reflect the information in our records as of the end of this
stawnent period if this information is not correct. or you wish to change your beneficiancK,
please contact you. Financial Advisor Beneficialy changes are not effective unless you give
them to us in wilting and we accept them, if you INC in a community ptoperty state, your
beneficiary designation may be subject to community property laws
Percentage
Benefmary
Contingent beneficiaries
10000%
Katie Vaughan-Edwards (100 00%)
Cl4,700050:6528934 W7003301542 OCON 0519030575004 v12369755011000)
►age 4 c 6
SDNY_GM_00325702
EFTA_00198477
EFTA01307623
SUBS
Resource Management Account
2019
Your assets
Account name:
Friendly account name: Induce. IRA
Account type:
Indic/Asia Retirement Account
Account number.
Sane Voter. incite MO (week eaves shown may be copes:01m* As a Jesuit gam and lossts mot not
be soitaely reflected See north: Afolowecn MW dour statement al the end of ths &mimed (oc
roe atcansion
Cash
Cash and money balances
Casty and laONy balance: May *KILOt avaterie cash balances. UBS BTt USA wow account Max",
UBS F
muted Rogan Sank &Kamm. UBS AG Stamford Stanch oessoal account Waxes and n-okey
instal maul lund sweep Wakes
Set the steporlaat NypmAton *wow SteteAtO at the end d (NS O)tlanent for detals about dose
b$ancrs.
Hcid no
Your total assets
Ocenag Manse
on fun l (0
58,967.22
Closong mince
on Jun 28(S)
58,S81 66
Value on Jun 28 (1)
Your limindel Advisor:
UBS Bart USA and ell UBS FDC Insured Rogan Bank Orpteet acorn belinet me loused by the FDIC WIN.%
accorabk pmts. WI ate not weeded by NEC UBS AG slamlaa Blanch demol xcount batalces at not insured
by 10K and at not ptclecea by 51K Morey market sheep balances are Kedected by WC but me eta (MutedCy
the FOC
hut pet share
Average
OrtklencOntetes1
(Ags n
on lu n
(I)
rat
peeled
peered
trount (S)
2SOP00.00
BeKentagec
Cost
BIrMate0
Unrealized
your account
bash (I)
annulM(0re (S1
vino( Ws (S)
Cash
Total
Cash and money balances
51051.66
10000%
50.911.66
Account activity this month
Dale
ActMty
$58,981.66
100.00%
$58.981.66
01101pliOn
Amount (5)
Dividend and interestincorne
Dividends
interest
lin 3
Cindend
R1TNAM ULTRA SHORT DURATION NCOME EUNDC LASS `a AS OF 093 VI9
1 38
SYMBOL P5DYX
Total dividends
An 7
nteresl
$1.35
UBS BANK USA DEPOSIT ACCOUNT AS OF 0806 19
13.06
Total interest
$13.06
Total divided and interest income
MAI
ChP70003036$2868S W700030180 °CON 06190305750M VI 23697550 NOCK°
Page 5 of 6
SDNY_GM_00325703
EFTA_00198478
EFTA01307624
*UBS
Resource Management Account
lune 2019
Account activity this month (continued)
One
Attnity
0O0O1 en
amount (I)
Money balance salvia*.
May 31
Malan forward
$513,917.72
mum 4
Depcort
138
mum 7
Deposit
UBS BANK USA DEPOSIT ACCOUNT ASCE 090919
13.06
Jun 2/1
Closing UPS lank USA DepositAccount
$91.9111.66
Account name:
friendly OCC011at name: Indiv IAA
Account type:
Indmdual Retirement Account
Account number.
Your Financial Adviser.
no unseen USA Oepo9t Account Is Ayr calory sweep calcn
CWN00B006529595 W1000301912 0CON 0519 030575004 YI 23697550 110C00
►ogo 6 of 6
End of statement for account number
SDNY_GM _00325704
EFTA_00198479
EFTA01307625
Important information about your statement
1.85 Runnel Sonnet hc. (the firmer UBS 'intros
Stoop. as a member of al prnapi uo.nty, ccnvncdfy
and options
habaes UBS inaroalSobrces and LIBS
Bart USA an mired sLbsciartesct UPS A6 rd
if nem of WS Smuts11C the aim's Inane
statement it avalialr to:amount The Fern's mentot
°floes we at
Scoff] IX.
1200 arbor Boulevard
Werhardan N)07COS
IM 0/1~
1 (el:4,44M the ordi official Wad Of you
lan Faroe Son,c(1 ac<ount Other records. eakeed
omen tar 00Curntrtn naming coracle., elerhocid
nor be relied won I yOu
they 6 rare a
racoon. pleat re0at it alnethatelf n reitng to the
Bergh Leaner of the off iee terra you' oxoLet
Alta* at Man Raven we Melded lob* ac(uale.
ellaIeniert drag-cull ml be used ter two-awes ray
"Zen rex-mid is lams, ee. Form 1099. 5498.
IOAFS tic )Men Team, YCO.
raven the inn it
mound be taw to repel TO te YS all untie &glen*,
reportabbrirtnabb dnidends end !nab* :math!
toned on nevem held n )our rant. net Craft*
a, safe transal cm. and eon base on <erten covered
secuines.
Cownwnkationa with the Finn
• nem (tardier'. a,/ cralmernaborbons n uttrg
to queer pram, you ntm. radng yob rctit
raw the Saul Os Haab Protect*, Act (S A)
• II the finrcie cacao', on the fop Ms, cl the teat
of thud 0.104ntre a
anti IBS Felting SlenCla UBS
MANI 5HVC44 Calf et yet X<Oull al thereby
teak w by arrarent evil the rocit‘d nand On
we Sensed ad., ed the relleknthia 'henry
Olatnal. tha raise hay arye.)0,11 knoll and
wades se localcd i UBS fnaneulSterces and not
We no:1,mq broker, and ycw ensl mike a report
of rimer a amnion to both Imo
• As devised n t e docant Kretments, you mat
rofify vs of any Olny, of Mad adolag ctecls
reflected a your claim/a *inn 30 doya after it was
Malala nude available
• Metes deal (Won'tr aniplinli a rfls*e to the
Yens Clem telaloni Deproment at 201.)52 • HA)
tol/ree
800.35.9I03, BODA.M. to 600
IT Made, though Foley, a in Ant rOtO CBS
enamel Sewn x.. CIM IteleMore Department.
PO. Bo. 766 Iron Cly. la 07081.
• Al statements shall be deemed cornalete ad none
it not <bodedto n rang stabil 60 days
• for TT' seven. Cal lia4412.09% or from outside
the U
CA21)1.357.1495
• hose of errors a outstay ieCa an eledrorn
firth transfer (IDIM, tell parent a WS Vet debit
<ad transxtiam, cal 800.762.1000, or *Melo UBS
annul Sava, lc., ICOO Harbor OW, 6th f kor.
Weehawken, NI 07086, Ann RMNBSA Sawn
Cita wale n soon as )0.• Nn. i1 rad Fmk you
statement a recta 6 neap or f va. nted more
nicomplan about a tuns* cn the %lament a
iwt•pt the fern or Card beer (as arolcable)rnati
her Morn 'tun° IS.. thane° days ri te te ton
cont you to Ina venture on sabch the Ma or
Fob*" *Pend
- horde act/ nano rd accare nude/ d any)
- Dasta• the aro. or be reefer you rea6Ve
about and 0pLin x cis, assx• cal Will No
Wove el K n alb
why you neollnxte
- Provele the dollar amore of to expected error
The Fern or Cad bus sail nvestore your cemplone
rd coal correct ary erns. prarptb• For resod areas
maim? LCIS Vaaockbo cord trabsacto-n.l we tie
more than 10 Penns days to do tn. we Mllmde
sat attcown fee the amaat you the* le n snot. so Ma
you nil hue the use of Ow money dorm; he fine
ties Leto complete or ne•slothan
liens make all checks payable tote fern or to
fnancialmittaien Mooted*, te front of the
stannent In add/ionto regular account, ton. accounts
envy be abaci to mantenrce fem. chrges fa late
papaw for secure.; purchases and charges Ice u-pael
arbors
accents. Account ehz re bndtned
tootle(
rnay be sutler, 50 a &nit/ lee
OAS Sweep °pekoes
CBS often options fa sweet ) cash berm to bark
depose accost at nen-ablated bats andattired
banks and money market /Null tenth (Money cede).
Depose accosts at LOS Bar* LISA arid 4:n4Mb:cod
bads palicaang a the UBS PDC :mend
Program ar•FOC-nosed n accordance
Depots
rule:
rot rmt riomtabon, plea. use rem
Deposit
weans at UM AG Slanted Brie and toes of
Monty fleck re not Mused by the FOC
Bank deposits1re not protected by SIPC Monty fad
Minn re protected by SIPC See "WS Inmost Sauces
Secant PreacetcW below
upon rake masa barrow n the bat depute may P.
weadraim. and sham of a Maly !aril may be
hie:Wed and reamed, returned to seal 000.,
Wades land"
Fate nfainston tout tradable sweep options.
eft dig <aim, interns reef andyields. o abatable al
www.orbs cansweepyields, from you. Feun<ut Arise
a by <afros BCO 762-10:10
•
inantiol Sorokin account protection
the Fern as a member of tie Sautes romta Pratcorn
Corporation (SVC). which protects Seturem customen
Of asmarten bia to SS00.000 (ndiadro 12%00) for
darn for cash) &planetary brochure nobble won
rtg-e, a al me. lea or9 The SIPC owl Protection
grin ;Pi toil accost that you hold n a prikular
<vanity
The Fen *ether with cerlan *balm, has abo
Pechowd supplemental coerce The rruarbm
anart payable to all Niataeclerns. colecirob under
the prOtecbOn 51500 mlla1 at of dieter 10. 2016
Subpa to the polc• cord, tom and In trodn. bras at
the fen n kohl protected Ice tp to SI 9 mace, in the
aariae la all pa ecculs held n a probate
CaPac ty. A 1111 <CO/ die poly wade.; es bailable
LIDOn feCtdeft
Wetter the SIC premien ref the steoplanertal
pecacion gob to:
• Cron 'runnel atom anvoied by find nchelof n
YOks AMON yawl hi led away IrOMIBS f Arai
Sawa Foe emr•ole talon (0,inteexebrodelt
ncLdnb yob* armates. and I.Jsaw, a nutaal
finds registered mho nine of the roan, holder on
the becks of the *lbw a aria re -0),
• imminent cruets a nwsinent Merest, te 9.
limed patnenhps rid puree placements) hat re
not rog erred under the Secuntin Act of 1931.
• Conwocites <cream (e
fire on **charge and
prawn metal <creel* ncludms haves rontricts
and towebdt`f Waco comraas. and
• Depose accounts &rapt teethe**, of deposit al CBS
Bark LISA. UBS AG U S branches and to-knew
KIK hoard Dope/ Provnt
The S4PC protectors and the tmainnenial pronto" do
mil *pit to these amen item nr they otwase appear
on you sli ernenh The SIPC protection and the
supplementalprotection ohne wow agent* changes
the market vele of you. owestrnerts (whether as a
rest of market movement. mute barkacliY
othwwitel
Dividend Reinvestment Program 03Fi'l
The V" reflected a an anrale tea. Vey may obtain
the actual awe Iran )cote Iiurcal&d isa Only amok
*wet me esthaedutme DRIP. partial shoes roll be
sold rd thecaw:II be deported n you scco-nt The
dredged 'treatment once roped by the issue. my
dater !Kin the made Drat 31 v"ch toP arhal Owes
resold
Caehirtrliete
01/ whale tat/ may b held m you roam d you are
enteled Loa DIMSWO as a fault of a &Mend genre
or ~roe. the Tem weether sell panel unn al
rewbee awe a rope at rant determand tat a
regime' (learn) fl aky. and credo yob/ Klanl
lemmata/It objectives
The rwestetee objectrres ad nsk predie are speck to
ear account and my va-y hewers
x<ordt
Naa see n• th• Fon proerplbr n writing of eV
sada ant change
you' fond maw a
ITailrTre objectives For each Account Mkt you
<homeore of the I °bang imminent dajwows
• hake& CurrentIncome arrestmeres seam the
generic. ol none air
• Aram* CopterAppwuron yaminwits siting
*math ot amp., ratter Man the genraten
Mint
• PfceAk• COMisnatel 4:4160)eit 014004-0
APPIK.A.00 etreurnerns seeking tar the generation
of tome erl comb of principal
Om& tisk ;Silo
• Croons", Seeks to newton Mel catgut wth
bar rid rid barley to the man metal. men if
that more the none does not genree a inner
'went cr taunt and may not Imp Pro *1k
.rttien
• Stoderee Wiling to accept cone nth to pnntpal and
tolerate scan validiiyb seek bete rams
• Aortbave Wiliba to accept hot ^* l*fmx1F41 ad
hq, verity to ad. bonen/en ow ten
• fralo•••-tfAgotty ConselwAran f veloctod, a
paten of We podia° for the aware may Mud&
earlier arategen, Unwed liaido, and rano
'rottenly
Statement Itouseholione
We may centoWleit fit related rowel itaWnerts loth
the tame adders in the same ernekpe. e.g. because
they hem owner, who abe mental, pin sawn
rolabonshen wtholher clans al the bre oaten I
you prefer to memo end ideal statements marled n
operate ornefopet, you may cfrodno hoorah:Are by
cairn you inroal Meese
Friendly Keeton name
The Hindi/ account Aerie R Stistontable •rekrurre•
chosen by you to art you wit, you reafdlatoto t
fin no lead effect on your accost is not mended to
reflects,/ water* or:1AL relent...alien,
eminent *teethe a rd: profile anceuted with you
'<earls. art it not a prone! of 'axle* that wrath
or any Internal mutt. < ri a will be xhered. At
• actrniatt adaa tent a loot nekbeg to nOt of
loss of nearer. renown You <an dunge you.
handy YCCA111 ones tea* Oran. Sanas or by
“nlacteg yoke f rum ol Admor
Aware okenriew
• Veda of you eccortrpartfotia Net ol asses ani
li boon.
• Atsen. Model avalbli<45/104eddifef.velJef la
nti
i
ktadalual (est), end Glees Tent Depoutb
vreahted meat
e
to market. and anonassets not held
by Ow ;cm Does not re1ele werced 'tante/men
the and a the prior and °mat astern:ea prods. a
aerie neannwek wonted dock options and
earCiabf> reed *phone
• dubltes whin dim biros otstring male.
brat veal Int. shoe roam balances
• Cathaoney baron Total ol unmoved notable
tat tulardea OA &poor taaLthai al alt need rid
ncnafflubed bares, rd moray mate mate fund
snoop balances, at the coxed thr sternum prod
Nrconenedly ION wed. balances ri your sam e. re
net eeae anrd from other Defames ski the fern mug
toe ryda thew Famed me adnry can ol
bares. Thew tench re payable neon your demrd.
Dv, total is oda:Wm The curer% prod ekes, rebut.
Leans inferenetien
for detailed Mention on the ferns lerdng prelim
ad &clown refer tops Clore Retatecenhp
Agreernent a daart durtailatt ardt*Gobral
Terns and Cottons CBS katernent of Credit Fraction
salable nAgreem•nt and C•Cx busts
Dv a. r.4 e-dat, red,dav
SDNY_GM_0O325705
EFTA_00198480
EFTA01307626
Important information abu ut your statement (COnteued)
tas sta
Vors watemen neme :etages rd celcc mets Veld
btw aackne S th «dof te fl emen, po-cd Yes
narad tor ciabsery a by pad storen x are, tree
tas mai Piano ~dei uwe at ban totem/ al«
• ang any blanco due ontbeen Ary muon
erandened tot* firn dragthi slatemenl peard are
bied at ~at valem 01 Iht end d the statement
peØ
• criebarai. h dettemneg
co,' baks of to
simle Mode! n th statement Seems ndtsed
weh th* nart« -1,- LeS Fruncel Sem harend
al Samba. <tiara,. kom tamst Ce« ton
Ure
recul Sent" mideg racemenn ban totha
Armthee you may haw prooi:ledto yoga Imam.'
Afled Wegen don not nd•parcanty vonly a
gaitelet the
recy
va/day k kny d om.Mco
pronded tysoaces other than
Fnancul ~e.
Øen
akhough IBS Frites Stoms omwalt
wdertes eed ricensecn as re o niewed the Fee
Ø
rot tronie any imam« dyt the necanerecn
aiite'Cost bat' a-d •Urnalcedgirlloss'
accurate as os sodaed the «amore Aloude,
pkawdorad eikm tos dansten a maks
anhase a talt deceamt kt la• mams «
"emoe. Actoantt transfereer] fotogen may
rellott gaas, nformaltn only lor to perod
erne ihey se eed at reine More haakst
Wamt:n cri be .deled by >os rnricol
• Unrealired gainflosses neon data is natte*.
nimared vresued ~glom se takutitedld
educlut snagy bh lto tranalen data for
ndvdaat bes may or Mly
nel krt carenstram.
Avro a-dcr SO:Lety nOtOriaxrca ~nu
Omleid rwl ot« rerw~
Ion red veten<
pacht? bat ro erts Ørred to dia,/ a*
smaadlol To" Trad. date" <Mmn pie ane to
adie nawam aide dato
• tabla ~Mild Bad% and anloned Ulk ihat
the inur Wh lor earYtederrobon wil be wlested
mairl"by lot kom reug dl Øms cd dyt
eet Meld note rum, or n nomen« name lee ar
<tests Cal Mare ~kon
is obtaned kom tred
pa-los ard es ~nv
es nol verleed Oth« <dl
lomen noy ome wen:hcola affect wekt compleet
~onwelbe
pronted iton («a
• Peloevalta Peten Otplayed lor wallen bid dlw
pro!" max be heat« or bs« tan the gnoe Mc
>cv %%duld Km* nom. in the mark« nat as
names hom vree: tod Party ~Ces mot eh we
below to be rehak. b.* we do nol went Me
max).
-
gemak we to <beng pekt* aha" ~tabla or
Be ~of
thebd and at pias la bied
590.04t4 td opeens°. aer bel aces lor OTC
Secties.
- Inc xev.yraded wan« enly beemd ~g a
vatanon model ce thema, mam pm* we
ettaned ani nuy rol rellen an baud mak« cue
a vake
- <reen pashkes ms spes wedue • aire and
mom show as ace wand softie' 4 we oe
aso* to ebbe, a ane krt
- Oti:0: ti a UOilf
dertontngs5 n onercel
«her thanuS dabt; aorelkdod at the ~hang*
rate mod te waterent dab
- Fcr (Anton liKv
Veen? n nonistiormna
dtnemrkitenS, pate M gurety boe «be) may
euse been zjusled to holen, rector ralualon.
To obtanstireni quota's" ?Stel ~ta*. tassen
yas Fnán<til Ikl•sor
• Prime investrnantaand gtruebled ~duts.
snot. mostwni se<arkb (rcldrg duce
Wette Cel Maan afdaal egale ~Oen "et
scoabes) ani g extved proiacts se gentraly high),
Afgod Cm n .t u ,rsltOtte hare not been
regswed wen te Satiren and Eeshrgo
Carmen:na ad« ro Site ~de% bed We
aarde esanated val" toe ladte ~tm«
manen ard ~bad acetaat ta nlorrnmenat
Itut.0.44 feb‘t AiAllIO/ 4 na gwarántied
- Wet+ v*esnuydalée aastaak Ironi logn. 4
any, a,Mech a poene nostmene Wi
Or
e
itngluted product ma; bebaadt «soll ed do
not n«esstly feature the vale you enw meid
tØ daldada.
- lhed party nemen of valre re as d *colon
dato and re uitspaar:hoUPS geknot Smoel on a
rofils base by n relapsloc okay», Ira
- ca«. ~ai proef a <game «ttnaud reu«
d ry.
stangid totogem by th* stuwt
gemot panne' or wang and may be cabakted
basden «Nard mecenaat km Ilal vsod br
'edoelen to Ome leer nimrod sales
- You tan drain aciSecnal Hormoon regercfrg
to ,..thi~
wed to dettnerne the ogende ca
oho and the date ol
nicrensionthat n the
bun sa the «wou by rontacergyas Foren
Adroor
- Wed party oneneed vak*l rruy be relbobed as
'Nat Daad' n snwal 'Maat Ween al
rdope~ vatisen fameus rot keilad a d
Ovale to enge vale ~we Detant* iaat
Pist oma...gild erere hen aorred fiat ~alla
Pre~ nareed vale eno oueskan. a aken a
neut waJd be Nokar speaker., da, to the norse
of eld money
- Mno not« an uur, gterenl partner oe tpsmcc
nernaucl WW 1
a todery rameed rane
prow:bt the vale of to soosey wil be deer«e
frons es ;ach«. ende
- 'Oertaan to date' mor ~le murol
opaal, encome a bah
▪ •cegnal uni side' sep...4r« to Ma Menno
pene p« usa and magnet rellen Soter oostbase.
- DOP rd Wbled KIT uw écs re ret Iaden a
nstsnal testiRe. ~ene, and n timer",
dØ rd ron d ladl (in be soli. the pme
remved mat be bis ~top«
share *Amen,
rak.* promoot, n The >aam aseen
• Redritted maaide. Riannsd ~Re< "waty
are not carerey «geblekt pi* lag Lei Fro-od
Steven kan the Mek« OM Ol ee urtentsled stock
of to same sluw as an erraied vake. lor lto
m inded stak for papases or Ml statement ady. To
the enere Mae tetsled ,anes re eega* lor sak.
the wee raamden/g be sLbsterndar lest elun te
mouted valt toen.
• la eurewated)nconw. went Weleb andoren.
An <metst ol ~d 'tome n bidm toomt
dndent and nier« anes, meng ehe snaren wil
be heb la or* htx kom veem« date er red
rotary Ihn earmato g enk, a gudelnk acaexy
•
centnaidtmcme re not guarantrod
tarnred mal neme and carerst reld lor
«elan hOPtht Of ~NS tould intide a retun of
ladur a opaal pains sikh teutte ni
inname (and wamt Weld) Ovnuld be onwelst&
- &Meed e maf exane ard
and ehe
idool name and Wed mst4 be bos og
ton the naeed "outs
- An *demo ol a-malted «om. (dvdord astor
interen) dinied by tho <omen mat«
oldavmoo balen> e~
end» last dodend
ee meest palmml mak by the reur ard
assunn
socanwickpa.ts me be held laaie
re kom to ta dement date a uned mat",
Atoracy ad rat neef pad se not garend
• Amati not held by ABS Nestelt Sorrioaa. Celen
mets ss M.»bbyt»I rh and nat M'n tbc
Inni pountian a damt These tut re
dnplesd on 1w naternent lor Sonnet cad
pØ
bly Vissent and vals p••....ted aro
prordedby Ilw espeg hat ues ~ui
Sieren
not nnpristas la len 'domnon a-ddoesne
gunnen res trurty. Wow mosels an rol pededed
by SIP( or the Frees tedtawnental SPC opera,.
• Remakes 'beits andaddities/el competwation
- m *Mi nis comeussons as saks ed t .7b. I ten
~neef n cannedo, wees Wc daarlaat:nol ~hol
tank to ca <bents we tearce as afligt* enis
romans Omina parones Iran daktulan arde<
wintert ot he «uwe handt tm we uk lhno
maal ge baseden tro delirant orrpcnamst
th arrore of taks by IBS d a peinst, nagaal
hand fanry to out (tent% and OS Ih aow valbel a
~ode ~kut syid Ier is turn held al the
lam
- We Mar alles to recent netwogina and
onde aanleg lees in tomduoen fa ander
flard WeScee tul wo gordt to Me mto' lunds.
Tram lo« gasrats se pad kan ~za ma. n
to maal lagid and re a hoed dolly smart baud
en to ruwt« of smutes at to larclardnle
hoblig murl trindt cd Me Itiod Inny
- h addeen to ontnesanreareed n («toch,.
wit, te ede or dietweirs ot nulty <onkels rd
ure, eneamen enne units lo
eter" we edor
as Mam tegens tetelre ~ent ~maten
kan msyd the rente ~nes
ademden
so arnuity ortraas, atilixes d th, inraam
corrpanos ee spanen of Ms sne frop~et
mes
~Motto
- h addedn eo CanwiSbntrOttmd Iran to
afduw and sak dia
as
stads. we arda
afnaai? rector an asv+bed ~oe tering
>timen, kom NntShires dstrixdort as well as
hallig fa e« hmkgy cloolopmem tranig rd
eductat
- 0.• afblaas oho reces, kaden (orrisicen M
othe«capensabr trom
f trds ad mere*
carpánot wet« geolacts wo deerta•
We ment canpensxon kan IBS Bat USA, LeS
AG Suntord &and" and non,* deed bras
ei~
oio cash ~cp logra lers
Øve
may boa mee* pa ~e
fa ee
may boa parentaged amant* dalr &poot
urnen
Activity
nfonnton reosdna trim:ni:ns and ah« ~ges
ribred n canecticn win ene wao-none, kades
ntlude"g gaten rárcaaces haStson ndoded co
cadenaborn omrank furnneod loyw. rd wil be
onkel to you gromt, cnnaae,
Salon zang
II you n «gagel n short aIng a saam, ycumay
nor achtte dat lo <slab barown, cals fa the
Pandde snakt
Open ad«,
Po9eing open or -ga:d edlarnekt aders ta
wae roe ~card bylad slowend da», open bus and
vel slop enden re reducedby the amant ol enid«ds
cent« ar in ortnitleedscr engels date unies
nstnached ~rom byy u Var se respornbb lor
acties Ohm se ~kiltd
/*Velo finel
enliKtOcen ceders.
Privacy
To °baan a copy of as arren Client Nor, Pauk*,
Omecontact yeti relnislASsfa «von cv watste
ai jommobsrandomerese:ek
- Lel Fauntje knikt% è nol *bot lbo RMA. aren
Seniets Accorn BSA ard It VA re beolie:oe
accountswed% voed. mc«. to Dring «ns« ártd
reeds.. 11~ assIgtent mom afdeed bras
anf otte tedere, bankt andpronkt accent eo
Men* and anrorty wens Moed by ~Ma«,
erdnarty enrive <timpanen trast niuraxe
tem kAndurn of tel F nam Senkes
- ~meet naaste. M snubl prcdtto
- usa ICK nand • No bet meter Mal lost. vak
- Oda Resora lAngemem Aar," Business
Sart« Account Ba FAIR and nternatair Renata
Llanarnent Ascoat* re reent wed ,emte maks d
Lei grunnalSeesices bc.
- VISA n a ogittrwed Vadrewk wad by vita
trombone Srawe Au« uiten and uted elfder
kent tee LEIS Isicredb redt ed thé LBS aha
debt dids se moed by LBS Bank. USA wat
PerthursfranVna USA hcaporaltd Al ah«
isdansk:, endtred tradernstf servet meis and
maand ante mekt re of toi respecten
~pan..
1lOSFiweleaSwiaFYw
Por ?elan()
SDNY_GM_00325706
EFTA_0019848 I
EFTA01307627
SUBS
lies Financial Services tic
Private Wealth Management
299 Park A.M...
26th Floor
New York NY 10171-0002
ANP7C056$6710119 'CI 0
Retirement Account
Resource Management Account
July 2019
Account name: GHISLAINE MAXWELL IRA
Friendly account name: Indio IRA
Account type: Individual Retirement Account
Account number.
Your Knandal Advisor.
SCOTT STAaMANLYLE CASRIEL
Phew
Value of your account
Questions about your statement?
Call so,
rancid Advisor or the
on lune 28(51
on AJly 3t (1)
RMA kessuyeUne at 600-AMA. ICC°.
account
Your assets
58,981 66
58,994 06
Your liabifitieS
0.00
0.00
visit our valuate:
www. tbscomfinancialsences
Value of your account
358.981.86
$58,994.06
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regulady. Also, get your free
credit fence annually from
www annuakreditrepon com
Tracking the value of your account
Thousands
57.0
•
510
57.2
$7.7
911
590
•
590
•
OK 2014
Dec 2015
Ott 2016
Dec 2017
OK 2010
run 2019
lu 2019
Sources of your account growth
during 2019
VS, of your , cciunt
atyez end 2018
Net depositsrod
wthirevals
Your atestrrent return:
Dindend and
interest income
5682 31
Change in
martat value
5347 20
Value of your account
run ltd 31 2019
2/941104.06
558.12523
416068
Member SIK
AP417000300564961119,0001a3406CC032 0719030575004 Y123692550 OCOOCO
Page I of 6
SDNY_GM_00325707
EFTA_00198482
EFTA01307628
UBS
Resource Management Account
1...ty .2019
Your account balance sheet
Summary of your assets
Value on
(1)
Percentage of
your HCCalitt
A
Cash and money balances
58,994.06
100.00%
B
Cash alternatives
0.03
0.00%
C
Equities
000
000%
D
Fixed income
0.00
0.00%
E
Non-traditional
003
0.00%
Account name:
Friendly account name:Indiy. IRA
Account type:
Incluidual Retirement Account
Account number:
0.00%
Total assets
Value of your account
$58,994.06
100.00%
$58,94.06
Your current asset allocation
A
Eye on the markets
index
S&P 500
Your
Adviser-
SCOTT STACK M AnteLE CAMEL
. Cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account, UBS FDIC mused Deposit Program Bank
accounts. UBS AG Slam krd Branch deposit
account balances and money market mutual bald
sweep balances. See the important mkrmadon
about sea statement on the last two pages of
th is statement sot detail about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on July 31, 2019
3-month Treasury bills' 2.O7%
One-month LIBOR: 2.22%
Percentage change
/illy 2019
vear to date
1.44%
20.24%
1.49%
20.48%
-1.26%
13.05%
0.22%
6.35%
MealX0C0561$672 tie7000183406000Ce OF I 903057%04 YI 23697550000000
Page 2 of 6
SDNY_GM_00325708
EF1'A_00198483
EFTA01307629
Resource Management Account
UBS
July 2019
Account name:
Friendly account name:Intim IRA
Account type:
Incloackai Rebrement Account
Account number.
Change in the value of your account
Summary of gains and losses
lady 2019 (S)
Year to date (E)
Opening account value
$58,981.66
$58,125.23
Withdrawals and fees,
nck4ing investments transferred
cut
0 00
-160 68
Dividend and interest income
12.40
682.31
Change in market value
0 00
347 20
dosing account value
$58,094.06
$58,994.06
Dividend and interest income earned
101 PUCCIStS d it., sidemen!, larsablIty of interest and addend income hen been Orterremosl Iran a US
tar serail MI Inenflestleet Med Won the resident, d the ac<Ount hacks. mount ire, or prodixt type.
some mescal ands anima payments may ea be usiea so untea slam (overnice PutrI0 MO (PP)
more tam the client wordily stamen is not Intended 50 be used Mn cannel be relied sCOn Sof ler
W rposes Chris should refer to the aped KS:10 tar smarting tome they nano lean UBS annualy, loch as
the room 1099 and the Faros 490, for tat recorbng soccer-om n es the praCtICe of UPS to fie the
myAcaLie to gooney loans nth the US Internal Reveille S.M. Med PR Treasury OeCranrcent. and In
such sans accLeatdy <Leafy dvderct ardor interest miss exempt or Losable CrCart. Rem carnal your
indAdual tat prepares
July 201931
Year to dale (S)
Dividends
0 00
556 43
hterest
12 40
28 60
Total current year
S12.40
$585.03
Pror year adjustment
0.00
97.28
Total dividend & interest
$12.40
$68231
Your Financial Advisor:
votes atoned Orton °dude products for ninth cams &Kimsey are not dasyksy.
Realized gam and losses
unrealized
July 2019 ft)
Year to date ($)
gams and bras fil
Start term
000
963
000
Long term
0 CO
-590.37
0 CO
Total
50.00
-$580.74
$0.00
Cash activity summary
See Account atthaly thil None-
..r
r
%nay °peat Se induced in the openly and
dosing Legatees ye or. rpic aurabtr 441e, L.YtAtAti a U8S Bank USA and al banks pante:mune as he
UPS 10[ tenured 01130111 PrOglirn II dces not rimy lo deposits al UPS AG, Stanford &arch SIPC
VOtenen Co es to osprey mono swap fund hawing< tan rot bans. apaels Sire important Moo/saner,
ebOur your rrarenent al the last Iwo pages d INS otcuoent ear CAWS.
Ju/y 2019 IS)
Year to date (5)
Opening balances
$58,981.66
$1,304.58
Additions
Dividend and interest ncome
12.40
682.31
Proceeds from nvestment transactions
0.00
57,819 93
Total additions
$12.40
$58,502.24
Subtractions
Professional management fees and
rehied services
0 CO
-160 68
Rinds withdrawn for investments
bought
aco
-65-2 02
Total subtractions
$0.00
-5812.76
Net cash flow
$12.40
557,689.48
dosing balances
558,994.06
558,994.06
MA7e0030:664867310,0001R34060C032 071903099:04 YI23697650 000CCO
Page 3 of 6
SDNY_GM_00325709
EFTA_00198484
EFTA01307630
UBS
Resource Management Account
July 2019
UBS Bank USA Deposit Account APY
rarest period Am 7 - Jul 7
Opening UBS Bank USA Deposit balance kin 7
S58,981 66
Closing UBS Bank USA Deposit balance Jul 7
558,994 06
Number of days in interest period
31
Average daily balance
558.981 66
Merest earned
512 40
Annual percentage yield earned
025%
Account name:
Gle5LAINE MAXI/YELLIRA
Friendly account name:Indy IRA
Account type:
Indniduat Retricenen I Account
Account number
Your investment objectives:
You have identified the following investment °I:retires for this account t you have questions
about these obi:coves, disagree with them, or wish to change them, please COntaCt your
Financial Achisor or Branch Manager You can find a full descnption of the alternative
"vestment obw byes in ImpOttinf rnibetn1fiOn about your statement at the end of !Mrs
document.
Your return objective:
Current .ntOrne & capital aPPreClahOn
Your rig profile:
Primary Moderate
Investment eligibility cortaderatton none selected
Your account instructions
• UBS Financial Servces inc. is your IRA custodian.
• Your acotnt cost bass default closing method is FIFO, Fuss In, Frst Out
Your l'imenciel Advisor:
ahat000300S64P574 tt7000188106OXCO 07I9 030575004 Yr 2369755000700a
Pup 4 of 6
SDNY_GM_0O325710
EFTA_00198485
EFTA01307631
SuBs
Resource Management Account
Your assets
Account mime:
Friendly account name: Indiv IRA
Account type:
Incloadua Retirement Account
Account number.
Some peen. 'exact roeCourt values :Man may be aponsiknate mama*. rpm am tosses nay nos
be muted/ reflected See importerd aloimaltco
)our stetemeN d the end of ths &cornea fox
'nee inloamation
Cash
Cash and money balances
Cash and money Dance:mayinduce. avalarie can balances. uBS Bent USA amain account relaxes,
uBS F
'muted RoganSank Berms, uBS AG Sumforo Blame °moot account Waxes and mcney
Martel ritual tub:Ismael:Makes
Set the important oionn mon about )our stetenent at the end at this Oximent for detats about those
Warm,
Itching
Your total assets
Ccenng balance
on Jul 1(0
58,981.66
own; ensue
on AA 31 IS)
58,994 06
value on Jul 31 of
Your Mn adal Advisor:
WiS Bail USA Old
UBS FDIC thawed nog/mar* deposit &taint Wittes are injured by Ilk FOIL within
aroiltabit amts. inn are not named by SaFC uBS AG Stamiced Branch deposit account b:ances ale not chorea
by FOIC and re not protected by RIC Peaty market svreep tetanus are rantedby SEC but re rot muted ty
the ;CAC
nice per shale
Avesage•
Dedeacnnuree
Dar in
ai Jul 31 (1)
rate
Peeled
mood
Cap /mount (S)
250;00.00
Percentaged
Cost
Bummed
unedited
your OCCOunt
[CM (5)
(throat toCOMe (S)
gen or loss (t)
cash
Total
Cash and money balsams
51.994.06
100.00%
55.994.06
Account activity this month
558,994.06
100.00%
558.99/.06
Date
Activity
Description
Amount IS)
Dividend and interestincome
Mtefest
hi 8
Interest
U8S BANK USA DEPOSrr ACCOUNT AS OF 00919
'240
Total interest
$1240
Total dividend and interest lateen.
$1240
Ma7000300S449675 fillit000I 88406 00032 Olt 9 030575C04 Y1236971/2 0 0:0000
Page 5 of 6
SDNY_GM_00325711
EFTA_00198486
EFTA01307632
*UBS
Resource Management Account
July 2019
Account activity this month (continue:8
oat
Money balance *annum
Ma 28
Balance foment
$58.981.64
Aunty
Amount naive:
GHISLAVE MAXWELL 1M
friendly account name:Indy,. IRA
Amount type:
Individual Retirement Account
Account number.
Your limeade, Advisor:
Deuriodm
Amount 0)
kJ 8
Deposit
U85 DANK USA DEPOSIT ACCOUNT ASOF 0710919
12 40
Jul 31
Closing U.S lank USA Devout Account
The UBSPank USA OtP09t Amount bye°, Wray zweep mem
858,99406
A1.70033086648576111100019340600032 0719 03057SCOI Y123697550CCOCOO
Pogo 6 of 6
End of statement for account number
SDNY_GM_00325712
EFTA_00 198487
EFTA01307633
Important information about your statement
LeBS Francis' Senates am. (the firma UBS 'Marcel
Sondes). es a motet ol alprndpal seamy, cownedty
and options mehraes. LIBS Pramual Scream and LIBS
Brk USA are rdeect tbs.:las ot UPS A6 rd
dfilalm of WS SccuMies U.0 Marini
naval
statement n nobble upon request The erns ennutre
Bites are at
aAK inatel Semite% kx.
1200 Harbor Boulevard
Weehaelen 71107086
IM flef•nunt rerecentc the ore, officialrecord of deaf
PISS Partial Senien account Olho recceds. faCete
*Heal tar clocurertt e ontwing coracle., claa shrxid
rot be relied Won F you bele* OW. 6 react or
*now" Wean ref*" it ellnechatelf n twang to the
Brunch Maruceer of tie office tering 'ea cgcount
Alta*
at 'gum anew, are mended lobe amid.
stalemert data trail not be used fee ex papaws root
sc:eysonYlsend tar tenni,
. Fonn 5099.
I
tiC)VAtn PrePr n g YC•X lax return the inn
redured by two Off reptil TOO* RS Aunte
dueled,.
reportabbnntwabb dnidends and !stable Meets
tamed *flimflam held n tea/ X(Cunt. net C KOOS,
m tale transact Oen. led (04 base on ((clan (awed
secant.
Communkationa with the Finn
• nenereconfinn rocralecerennoteons it veers,
to Anther pate Wt• rifer. rd b-6, 3 you nth
under the Sennett traitorProtectnel Act CS A)
• II des financial now°,
on the sap 1.n ci te nom
of thefaaNnra es roe LeS hiring Santa. LEI
MANI Sews cartes you xoum at (hemp
baby by rarer*
•vih the rickal‘d re$1 nut en
We rflonned 'coil the reteleandnie telnnyen
004.wel. this Ottani in the use. )00 lint and
nevem se ladled a UBS financialSown and rot
the nitabci g beds, and you enn mike a recta
of ay ma a amnion to both ferns
• As devised n the account wretments. you rte
notify in of any ono; of hard neohno d-ect s
reflected an yew nennent worn 30 days ante n yen
Maeda nude wattle
• MOMOne° ornonfof Wentilirei a bytes to the
awl Clone Malan Conawnent a 201751.'69)
ce tol/ree le B00.35.9103. PCO A.0 to 6.00
IT PA:nday though Foley, a in em red 10 te5
;nerd Ol *Kt, lea.. CITri Retie ons Deprive&
PO Bo. 766 Iron Cly. tal 07081.
• Al statements shall be deemed correolete sal awn,
it not <bodedto n rang within 60 days
• tot TTY services. Cal Ilia-612.0SeSet Iran outside
the U.
041201.357.149S
• in ewe of rots a eastern al:od reit:era
Ira: tank, (DM bill parse a CBS Vet *be
cad vanuctirs, <ASO:062.1000. of cr ew 10 UBS
f na-cul Swat yea.. 1000 Harbor Owl, 6th f kor.
Wishaelen, NI 070314 Ann Wan.
Sauces
Cancer/Me as soon as )C•J <an. F you tat you
statement a inept es wrong or f you need more
nionnaton about a transfer on the statement a
mecca The fern or Card bas(n arolcable)trtni
hear horn you no Igo thenCOdays ante to tem
tar pa*
felt Veneta, an *ACK the NOW Or
Fob*" *Pend.
- Fronde yos nano and alcove nunice td any)
- Nita*
the 010. Of the transfer sou se wave
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tales Leto complete at nsysloatean
next make all checks payable to Me rem or lee
financial innedir cdcated on to front d the
slittenent In addition to regular Wean foot, stew*:
may be abaci toman:enrol fees. chaps, forge
papaw bat secure.; purchases and charges foe u -paol
roses n ash accounts. Mt.:yeti:Fa aro roansfornd
to other madden nuy be sufent to a &redo, N.
WS Sump °albite
LEG often options fa sweeten) cash balances to bark
depose *comet at nen-Aided bats and affilated
dolt and nay
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balks paelicpthg n the UBS PDC -emend
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Dpose
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mote riommok neat NIA WNW Itic re. Deposit
scowls at UM AG Stamford Bard, arid lures of
Nary keel Are not ivied by Mt FOC.
Bank deposits at Mt WOIntedbYSIPC Moo n/ hrd
shares at protected by SIPC See "LDS Inmost Services
Account Prot/ace' below.
upon at trust Nixon none bark dentin mast.
yob:trawl. and sham of a Wray Fund may be
friar:Wed rd the proceeds returned to 'cocoas
tore es e<ose
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nc1xing <rent mtert51 reef andyield% o 43/4atable
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a try <atria BCO 762.1000
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The Perm is a member of tie Scones node, Pnaiectern
CorPoraton (SVC). which ;totem inure.; outcomes
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clam fce cash) typlanatory brochure nobble an
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tint 000ty to all =art
tat you hold in a articular
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lostrowd supplemental cornice The rreern.m
roam payable to all Niable clam. colecreb under
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kneed patnenhps lei verde placements) ihm
not reocAred under the Se:ass Act of 1911.
• Connocitmortracu (eat, fire on **charge and
pia an metal <CrIfXlek NONINI) finites corneal
ad fr
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• Depose accounts Prato trek**,
of deposit) al CBS
Balk LISA. UBS AG US branches and bras nBea
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roe apple to these assets ten if they edema< Mahn
onyx.' sidernenk. The SIPC protection and the
supplemental protection dance protect agent* changes
re the market wkae dry
roestrnols (whether as a
maul of market rrovornent neon taxarneoloY
otheesisse
Dividend Reinvestment Program 03faln
The V" *hood o an Sneer tea. YOU may obtain
the actual ace Iran Axe InaK.al AdusCe Onlr Mqk
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sold Jedthecash WI be dpaeed'n you account The
denckedrenenrrient once Roofed IN the nun my
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the same *Sims .n the same ernekoe. e.g. because
they here even who ebo mentan pee '<cove
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update erneerspet, dew my cfrodno hosneroWne by
oaten yo‘e inrinal Manta
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non-0 lobed bares. rd oxen meta mad fund
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fee dueled nIcemdion on the (Ms lercIng practices
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amiable nAgmmy•nts and Di:sebum.%
SDNYGM_00325713
EFTA_00198488
EFTA01307634
Important information about y'o ur statement (column
yte sarg
Vos falmet Mnal ~te,
ad chr mets held
ntheaters,. Y the end of te fl emen, prud Tem
mi, ark fa~
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word es indockd
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dencmnatens, pree an gen-e(y (Ixe wbe) nv>.
hen been aqualed to frik» proper valaantal.
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mat« ard sou tand prod-ots se gemak highy
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regnherred wen the Satire os an Tacharge
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waai panne' or sponsor ani may be naaas ed
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tid Dames to deme hr essmated wars
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•
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uerer sti the Me el h nionnationthat n the
buis la the «taan by <ontwen na Onnut
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od the se< unty
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at/dpaty earmand aa* rt
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frons es afschaf> pree
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vice pa un and mynd rellen >0a tost ban
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mand mar be leis tre te pof shre smaad
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are not arrrek digeble a pi* lab. Lei Fna-od
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te enten he inneled wasem re <Naslalor wie.
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imputed vale han.
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draind ani meest Falen. mang th mumn wil
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^"t4 th «mw. t alk a getalra, acaexy
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f• tarn»d mui home and <trant ratl la
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name and wamt Webb ~bbc <nasla&
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waal home and yield ento be ban ee bah<
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infame dunied by h cum« mal«
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!dir*, e bzed on tbc Last dodend
a maast parrnent man byh naar and
homo h wc's amfOrposts wil be heb laaie
>er kan te tanemen dde
unhl mal".
koor), rd <rei-ooi yrd re not ourarnerd.
• Maats not hoed bye S linaexial ~opa Celen
~n~
nOrt httlity the rem andra Mam h
linis possmsbn or tarot the zant re
dnpthed on ps sla!~ lee aannam tor
()Loot« pek Pocrom and rrakth pe•Cinted tro
prordedby Ow risurg ten UPS enrrtal Snees
not maand* fa rin rronnaten a-ddomn:e
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by SIP( or h frnistainaamentst SP( ~etage
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tandt toean <fonts we »lea our
Cocci.*
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norm re bred <n ton> infarct carp:hmsf
to real of sales by LIK of a porto», maa,
han tankt to ot* dontt, and lia th* vnl ral» of a
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Iet
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~dan aanleg leef in (omdeed«, la transfer
agent units tui no pende to h rratual kont
Taco toon oenen.% ee pad from nemer aswet
maal land and re sleed dolly amant baad
en th runt« of scans at to bechrdeake
nodig mimi kans of th., Ivd famty
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wie, th lab ee dibbstion of amati contract. afd
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as "Ion Wn. ettnrt ~Ob; ~maar
bon mryd the ~ne
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te arnuity acersas, 3%1~ d th, notane
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Mtdrittloo70
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afdam and tab a I.p syhrtslons. we arder or
attaca recent an amtused mene shoring
bayment trom NntShires daniaadort as wed as
bading toe ledviologo doolopment, tranig and
educaton
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odw«arpcnsaon tram TripelNo* rd reasam.
~pan*, aen> groárte wo drettbass
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AG Surrdord &inch and non* daal bras
t-~
ow <ah MOM proga-rn
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may be a ~IN>. pa accoam fa or
mw be a patenteof aftrap dak &poot
bal
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kenpion regsdna commOsens and aher ~ges
incurred n ornecticn rudi Ine tte0-dOn et badet.
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caeinrehons prearausy furnsrod tosa, and wil be
Pronded te rya traint," onn't/~
Snee swing
ti per re «gard in short weg a sentay, >Co may
nor a ~oe dat to <slab barown) tont fa tea
flrio..lar waar.
Opren ad«,
PaStadrg open or ond lava-gekt «dets to
mee rot narted by th* narwal date, open boy and
sel slop «den re redredby tere amant ol afido-ds
omrol aan ordnidexb eng* date unies
nsinoched olnienrs• by yens You te responsbb la
atlas iht are ~Wied <bilt> >ar falie to <aha
hang open orden.
Primer
To datan • topy of as <ween Gent Mary Wake.
damconto:, >tv rnintiel*OCCe a ook ca. «thee
ot ~oir
er~noerort!Ok
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Senkts Amont BSA rd NIM re brokerme
at<ounit walen pad. Stam to tordong ~es ani
pralen Inrol\ arranorrims win afhard bres
and chr Nidparty brult and armkt accest to
nsLrhe and anrorty wens isred by orsalltsitEl
Thrt&Oarty moane ountPlnon trost, har«
macy sakodunes ol tel FiunolSenkes n.
- hreantent, harte. ani snurt vaten
- lea MI( rand • No bant. gaufreer key bs* vale
- RMA Res ,sne lAnagemem Amant Innam
Sarren Account Ba Ma and niernatani Retort*
Mala-r ent Afrost re rentend sowernarhsof
Lei tranoalSenices Inc.
- VISA rt a nodend radartak °wend by visa
heensloeg ~e
Ani:editen and uted Leder
kenas lbe LES los credit cards .rd the LEIS Vita
Ø
cids ee naad by 'SS Bank USA wiel
berinnen franVea ti SA h sporsted Motet
redenat.. moetend traderrand. memo muls and
raggend tarwemaats reol toi respect:a
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Per 701110
SDNY_GM_00325714
EFTA_00 198489
EFTA01307635
SUBS
u95 Financial Serwes rx
Orwate Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-0002
ruulocOSS3SSI9c919 YI 0
Account name: GHISLAINE MAXWELL IRA
Friendly account name: Indio IRA
Account type: Individual Retirement Account
Account number
Your financial Advisor:
Mime
Value of your account
Qeesioss about your statement?
Call your Amanda' Advisor or the
on July 31 <SI
on August 30 (1)
RMA Resouralny at 800-W4.1000,
Your assets
58,994 06
59,004 99
2CCOullt
Your liabilities
0.00
0.00
Mat our eremite:
were, tbscomffnanoaherwes
Value of your account
$58.994.06
359,00499
Items for your attention
Help protect yourself from fraud and
renew bank, credit cant and brokerage
statements regularly. Also, get your free
Credit report annually from
www annuakreditreport.com
Tracking the value of your account
S Thousands
Sources of your account growth
during 2019
VS
of your , count
at)eas end 2018
158.125 23
Net deposits and
570
57.0
57.2
37.7
WI
MO
590
wthirawals
-516068
0
■
I
V
'
l
l
0
i
l
Your alneStMent return:
°indeed and
interest :come
56932e
Change in
martat value
5347 20
Value of your mown
Dec 2014
Dec 2015
Dec 2016
Dec 2017
Oec 2018
Al 2019
Aug 20,9
Aug
cm
30, 2019
959004.90
Retirement Account
Resource Management Account
August 2019
Member sire
ANP700030C6635Si9 W7000'80453 000O2 0819030575C04 Y1236975S00c000D
Page 1 of 6
SDNY_GM_00325715
EFTA_00198490
EFTA01307636
UBS
Resource Management Account
ugust 1019
Your account balance sheet
Summary of your assets
A
Cash and money balances
B
Cab alternatives
C
Equities
D
Fixed income
E
Non-traditional
Account name:
GleSLAINE MAXWELL IRA
Friendly account name:Intim: IRA
Account type:
indnidual Retirement Account
Account number.
value on
Autjust 30 IV
Percentage of
yotr aCCOunt
59,004 99
100.00%
000
0.00%
000
000%
000
0.00%
GOO
0.00%
F
Commodities
Total assets
0.00%
Value of your account
$59,004.99
100.00%
65%004.99
Your current asset allocation
A
Eye on the markets
Index
Percentage change
August 2O19
War to date
5&P 500
-1.61%
8.31%
Russell 3000
-2.04%
18.02%
MSC I - EMU?, Australia & Far East
-2.58%
10.14%
Barclays Capital U.S. Aggregate Bond Index
2.59%
9.10%
Your Pianacial Adviser-
• Cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account, UBS FDIC mond Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual held
sweep balances. See the important inkumerion
about ow statement cel the last two pages of
th is statement for detais about those balances.
Interest rates on August 30, 2019
3-month Treasury bills 1 91%
One-month LIBOR: 2.09%
AAP7OXOOO5535S2O HP7OOO113O453 OOOO2 031 9 03057%04 Yt 2369255OOOOOOO
Page 2 o4 C
SDPCGM_OO325716
EFTA_00198491
EFTA01307637
UBS
Resource Management Account
August 2019
Change in the value of your account
August 2019 (Si
Year to date IS)
Opening account value
$58,994.06
$58,125.23
Wrthdrawals and fees,
ncluding investments transferred
out
000
-16068
Dividend and interest ncome
10.93
693.24
Change in market value
0 00
347 20
dosing account value
$59,004.99
$59,004.99
Account name:
Friendly account name: Indiv IRA
Account type:
Incloadal Retirement Account
Account number
Dividend and interest income earned
pot Puroses d his sidement testify ci inkiest and addend income ha been deleanned fran a US
tar letter MI perspective Based upon tne *Soma of the account ricrdet, mount we. a pr0O.O type.
Sdne interest andoe Oniend pigments may tot be puma to unted Sixes tug enact Poen° Rico (FN)
Oxen* uses The them quantity Ateeffiere is tot Intended to be used aid canna De eked Won for tar
purpose: Clear should rater to the 4:OK2t10 tar reporting forma they tenon, lean UBS annuaty, such a:
the ROM 1099 and the Fenr6 460, for is rezoning inn:stmt.:a
is the warns. of UBS to file II*
vast* tai *panne loans Ash the US Interml Revenue Sena Mid PR TreaSUIY Derddrrent, and in
such farm acosateiy ctsaty dvderd ardor interest as let efreerrpt or 'sonde income. Rae carnal your
indvidual tar preparer
August 2019 ($)
Year to daft a)
Dividends
000
556 43
hterest
10 93
39.53
Total current year
$10.93
3595.98
Pr or year adNstment
0.00
97.28
Total dividend & interest
$10.93
3693.24
Summary of gains and losses
Values *paled below minds products for wheh wens and lows ere not assize.
Realized gam and losses
Unrealized
August 2019 (14
Yoar to dare (I)
gains and bras
Short term
000
963
000
Long term
0. W
-590.37
0 00
Total
$0.00
-$580.74
$0.00
Year Neatxia/ Advisor:
Cash activity summary
See Amount at My Nui month rcit deals Balances in ywr Sweep Opeons ea included in the corm* and
closing balanas vaue. FDIC insurance apples to depcniu M UBS Bank USA autl al banks I:entrusting in I he
UPS FDIC mined Deposit Rogan, a ctes no apply to reposes al UPS AG, surnford french 9PC
proterson fl ees to moray martin sweep fund hdclinx but nd Dank drpouts Sao impatant tettottnaton
about your rrarestenr on the ISt Iwo pages d IMO:exam for decals.
August 2019 IS)
Yoar to date (SI
Opening balances
Addtrons
Dividend and interest ncome
$58,994.06
10.93
$1,304.58
693.24
Proceeds from nvestment transactions
0.04
57,819 93
Total additions
Subtractions
Professional management fees and
related services
310.93
0.04
$58,513.17
-160.68
Funds withdrawn for investments
bought
0. CO
-652 08
Total subtractions
$0.00
4812.78
Net cash flow
Closing balances
$10.93
$59,004.99
357,700.41
359,004.99
AIR7C00300S5aSS2I 1970001804S3PX02 0319 03057%04 YI 23697650 0000:0
Page 3 of 6
SDNY_GM_00325717
EFTA_00198492
EFTA01307638
*UBS
Resource Management Account
August 2019
UBS Bank USA Deposit Account APY
interest period All 8 - Aug 6
Opening UBS Bank USA Deposit balance Jul 8
$58,994.06
Closing UBS Bank USA Depos4 balance Aug 6
$59,004 99
Number of days in interest period
30
Average daily balance
$58,994.06
Merest earned
$10 93
Annual percentage yield earned
023%
Account name:
Friendly account name:Intim IRA
Account type:
Individual Rebreenent Account
Account number.
Your investment objectives:
You have identified the following investment ob1ecbves for this account t you have questions
about these obis:Kokes, disagree with them, or wish to change them, pleasecontact your
financial Achisor or Branch Manager YOU can find a full descnption of the alternative
ovestment °Electives in important Anformatken about your statement at the end of this
document.
Your return objective:
Contra income & capital appreciatuan
Your risk profile:
Primary - Moderate
Investment eligibility comoderation tasne selected
Your account instructions
• UBS Financial Seruces Mc. is your IPA custodian
• Your accotrit cost bass default closing method is WO, First In, First Out
Your Pineacial Advisor:
A hP700:00C6S35522 W7000193453 00°Eli 081903057`5004 YI23697SSOCC000)
Page 4 of 6
SDNY_GM_00325718
EFTA_00198493
EFTA01307639
UBS
Resource Management Account
August 2019
Your assets
Account mune:
Friendly account name: Indw. IRA
Account type:
Undo/Audi Retirement Account
Account number.
Score prem, rrcome old florcol uclues shown may be cporo•bn01e- AS a mut. Gams and Sosses
not
be meurSely reflected. See Important sfamelsn alma Awe stettwent S the end of tuts dxuenert for
rem Fonorinalim
Cash
Cash and money balances
Qin awl mons Orylanon may endue* avalwe rah balanCeS. UBS Bar* USA worn account baLanes,
UBS F PC Insured Frogan Elan farms, UBS AG Starnlora Branch moan accourt Waxes and nroney
makes rowel lurid sweep taws
See the Important miSmSSOn atoutsoue Vehement at the old oe dui 00Cdnent foe detals about ttoS
Wane,
Your Reseda Advisor:
SCOTT STACKMANLY/8 CASSRIEL
UBS Ball USA esdtll uss sac Insured reoLearn sank depor0 xecurt Wants are Insured by the FOIC MINA
amilublelmts. but are not praemed by WC IRS AG Stamford Blanch deposit xcoum Wanes ale not enured
try FOIC arc se not protected by 9PC PASsy ma ket Sweep balance. ate pederted by WC but a* rid untied Cy
the CPC
Cceneg baance
closing Niece
Messer share
Average
()V&A° Interest
Dar in
liddnd
on Aug 1 (1)
on Aug 30(9
on Aug 30(1)
mat
peeled
period
Cep arcura (S)
U95 BANE USA CEP ACCT
58,994 06
59,004 99
250)080.00
Your total assets
Percentage Cr
Cost
Blimated
UneetlInd
value on Aug 300)
you; account
basis (II
annul income l9
pain m loss el)
Cash
Cash and money belances
Total
5940499
10000%
59.004.99
100.00%
SS9.004.99
Account activity this month
Ose
Adhlty
DeSelptiOn
$59,004.99
Arrscruel
Dividend and interestincome
6 serest
Aug 7
Interest
L/85 BANK USA DEPO9T ACCOUNT AS OF OS Ce 19
'093
Total interest
$10.93
Total dividend and lets:est income
310.93
MX70003005535633 0 ,700004003 00032 0319 030575034 YI23697550000CCO
Page 5 of 6
SDNY_GM_00325719
EFTA_00 198494
EFTA01307640
ES UBS
Resource Management Account
AugusIM9
Account activity this month (tontinueth
Account name:
friendly account nom*: Undue IAA
Account type:
Individual Reorefnent Account
Account number:
Your Plmeadai Advisor:
SCOTT STACKMANLYLE CASK!.
Cele
entnity
DescrOdon
NIP4011 (I)
hnl is
ltatilmkefomW
Aug 7
Deposit
LAS BANK USA DEPOSIT ACCOUNT AS OT 0&06119
10.93
Aug XI
Closing MIS lank USA De►out Account
The UBS8ank USA Decant Account ',yeast:renege/Nee moon
Money balance saivitin
$511.,94A6
$59,004.99
AkeTOBSTOOSS35524 WT080160453 00002 C819030579004 Y123697550 OCCOTO
End of statement for account number
Pogo 6 of 6
SDNY_GM_00325720
EFTA_00 198495
EFTA01307641
Important information about your statement
LOBS cranial Saran tic. (the firmer UBS Introit
Stoop. e a muter ol al anapal uo.nty, cent/no:Sty
and crams thehrges UBS Enamel Swaps rdLIBS
Bart USA re rdrect obsciares a UPS AG and
ifilalas of WS Seersites DX the Pim% "areal
statement n evadable upon request the Fern's torten
often re at
narcel Snits ix.
1200 Warta Boulevard
Weehaafn h1)02 COS
IM Itarreemm r•Cr•contc the onsi 0446 Meted Of you
fnirxial Swval account Ghee records. tr.de
*Heel ladxueptl fonlanng cantina elatarthaid
rot be relied urn I yOu bele* there 6 react a
emotion please repat t nmethately n writ"; to the
Berth Maroon a the office senrq sots recove
At
at eguret thettsil ye Melded IOW Otani&
slatenitrt drag-aid not be toed foe fa raTors ray
tey.5").0-4,14 la
Oa. Form 1099. 5498.
..a ) eAr0 rearm, Yas tax clown the Fein it
mound by two towpath WM. RS Auntie dotter*.
reportable mmtwabb (*Mends 1"dt..ebb Mimes!
awned or, regret, held n )our *Mr". net CrOCeldf
en tale Rarer. at. ad tog base on oaten covered
oxtail-es.
Carnwniatione with the Finn
• Dere reconfirm ry teal commune...tons n wren,
tofurther part yea ntin. extra'"? Putt"
vide, thy Sinai" Inyetter Prolechtel ActtS A/
• II the finred rawer, on the up lie ate fore
of teut SLIMentre t ree IBS Felting $104C44. IBS
MAW SHWAS Cleft yOrt X<Oull at (tearmq
boar by artarent aril the rekaud MM./ 01
we "formed load the retiOnthia 'Metre
004ered tem X(Orysi n dm Me. )01.4 .ads and
wades se ladled a UBS FmntulSosin rd not
We swat erg toreta, and yo, insl mike a owl
of cry ma a onwabon to both Imo
• As devised n the =mai aretments, you red
roidy vi of any errs oe 1..4 ermlorg &MI I
rektor, cn your sly/omen' won 30 days eller n sot
Maeda mid, teat**
• MOM Oneci cusersieree tteritilardi a neposiS to the
F awl Clone Malmo. Croodnment a 2O1.)52 • 169)
tol/rer a 800.354.9103. PCO A.N. to 6.00
IT Woody through Foley, a in eta ny10
'moot Streets the.. (lent Rile ore Departmeo.
PO. Bo. 766 Lhon Ctp 1602081.
• Al statements shall be deemed coavlete ad aurae
4 not *boded to n nitro well" 60 days
• for TTY serwces. Cal Ile4412.09E6 or Iran °Aside
nett
M1457.1495
• home of mpn a GXMae aboA an electronc
fink Vanier (DM bill parent a CBS Vet debt
cad oansactibm.. cal 80O762.1000. of vertelo UBS
Sewers ac.. ICOO Rabor OW, 6th floc.
Wanantert NI 0)084 Ann RMASSA Serve•t
Cita reite X soon as )CO Can. l as fVk SOI
Statement o .net 6 wrong a 1 you need more
Samsonarm a transfer as the statement a
meg The Fan or Card blunts roluble)rnasi
her born pa no bee than CO days ante We ton
sca yo... IM Ina arena. on *rich the Ma or
Feb*" *Pend
--- hoed. wbs nano and =are nundre d any)
- Drab* the 0601 or the transfer su Se~
*out and *vim as clerly at yew cr red too
blew n R enema a why yet need tore
rionnalen
- Proade died:As arnaLnt of to a-wanderer.
Use Firma Card barn nil neer eat your canplare
and wel area Nil inc. premptb• toe alleged eTOn
roam.? UBS Vaaackba cad tonsacto-n. l we la*
trona thr 10 banes days web the, we will made
you roan, for lawammo you thrit n n mot. so that
wood too the use of Owmoney dung te Imo a
tales tab complete ter niesligatran
Mere make all checks payable tote rem or the
f "andel ingdaien rdcated
te from d to
nowt In add/into rotas ware foes, accounts
may be 9.bect to manterance fees. chrges to late
paarearn to wines purchases and <forgot foe u-pa4
;morns n ash reams. ACCOMrt that re brand
tootle( nodule". may be subea to a hailer tee
1AS Syne* Options
IRS Ohm Wens ke sweepro cash Want" to brk
depose accorm at nenalloted bats ardaHilated
banks and money market magi linos (Money &MO.
Depose roam at LDS Brit LISA arol nr. *trod
AIMS p4MCC6thg n the UBS RIC awed
Program re PDC-nosed
reactance wehlr i
C rule:
Pot mar riomtabon, please site aim Idcgor. Depose
al( <CUM at UM AG Slonlad arch rd tan of
Nasty finds ore not iviedby the IOC.
Barn depoit's /not protected by SIPC Money cud
*inn re protected by SIPC See "C85 Inmost Seegers
Saar. Prolectai below.
Loan 'wee:met biro>. estebat alum may be
withdraw% and than of at/airy card may be
ligaddpd rd teamed, faired to '<yaps
Metre es attose
Forte nfainaton 'bra boilable map options.
nclang current enterml hem andyields. is notable al
wow the cansweepsolds. from raw F "mot Ada*
a by <afro BCO 262-10:10
MS Phan
Sere ices account protection
The Fern dermal:or of te Santo" neon Protector
Capcee
(SOO. *Nth protects o r ur rtut curare"
of as membro to to SS00000 (nth.; 125400) for
clam for (40) hplralory brochure nobble ton
a ann, 1.sot019 The SIPC owl Protection
line **to al accords that you hold n a pria.der
<towel
The Fern, together with calm *hart has abo
a-whaled supplemental mare* The mammon
amen payable to **gbh dents. colecreb under
the pertlettOn 4 1%0 mike it of Ormereber 10. 2016
Sober.* recedey contemns and Itntatscet. can
Me SIM rt *Mho, pouted W to to SI Omni:non the
Mere:Ole roe al you arcoals bed es a palKular
caf,a, ty. A ful <Copy Of the polcy wad"; it available
coon retest
teethe the SIC merlon roe the troplrnertal
petition St* IO:
• Cagan Innate altar overoied by fad "elided is
fea Korn vatic) blot hetiaway Iran LEGS financial
Semites Foe mem* melees 6) intstexe crostd04
neLdng drub* andel. and Oi -harts of radial
Ands reattereel "the name of tie rove holder on
the tore of the out, a brier net),
• imettnere «mods a nwsinerst nines., te 9.
tented partnenhos rd aerie placements) toe re
not rog cared Loretta Securities Act of 1931.
• Coremodmes <attach (o gs. faroncnchargo and
promos metal corniced. includm) kerns ronlrich
and trened.1 aeon comracts; and
• Depose accounts (eapt tortekrts of depose) a CBS
Bat LISA. UBS AG U S arches and bras new
IDIC Waged Divan Protean
The S4PC ISOIKIon aid Me earremenlelpritemlou do
red vela to these asseh even if they otherwee appeal
on yaps garments. The SIPC protection rid the
supplemental protection cbnoe credal pang changes
the rude. der of you imestmeres (whether as a
real a market movement. Mon bent ROW a
othwwisel
Dividend Roane's:wen Program OM')
The price *hood a at, enrage ace. you may obtain
the actual ace Iran sr0.• inancial &Masa Onle Mole
sheet me puchased under DRIP. partial Wan rill be
sold rd the ash all be &pouted n you xcc•-nt The
dividendor...Omen. ace woof...di:Oh< own my
dam hen Ile matte ire* ai yawl, te Paha' sham
resold
Cadbieblieta
0 * whole tat, rosy be held m you rmse d you Xe
Mead Ma pndlnl et a fetish of a &Mendgement
or ~vet. the Fern all either sell panel unit al
/rater are
al lenetill determased tat a
regrAend clorma *racy. rd voila Ate KtOttll
ammer* objectives
The me:War objectors rdnsk profile re spade to
tadsaccount and may vary between yea raves.
Peas adme the Fans prorryibr n wrong d sty
sioMercent ctalrie ris sat hand mamma
nenterere apemen For each Account NO. you
dome ore of Mr I °bang imegment objecovps
• hocks& Current Income arentmeres seam the
generic. of eon Oily
• dolma CoprtelAareWulmer immInWeti Weeny
of
poxes anted, tare. than the get atel
rKorne
• PreA"Combnita• of worn. or I °PO;
Attire< anbn Inftstmems meeting tot
the generation
of Meant end crorseh of principal
Overfill risk profiled
• Cavan". Seeks to marten add pito* neh
bar rid( and salatilty to the account ovetal. men it
that mese the recent des not genre. Kinnear<
wean, a toms ard may riot Wei, Pre web
.rttilen
• Moderns Wilma to rapt tone nst to poncoal and
tolerate sane *lefty to sea prier rams
• Aserrome Wilig to accept test'nth l*P'ext”I rd
Paq, *lathy eo teal. ht/IntIttnt our lent
• fralow-tfArAty CrkadtrIeCt. I v.loctod, a
paten of to perfectola tat accost may inClud•
Oterple. Mal•g•M lateral 14udery and Text'
Waled
Statemenrhareholdear
We may conso-klelt it fetred room. itaWnerts wit
the same **Pm n the sane ernekpe. e.9. because
they ham wenn *he ebb mitten pre rave
olio...hen *Mother clans al the wee eaten I
yeo prefer to rearm rod rola statements mailed n
separate enserestret, you true Orono hooter:43N by
oalrg yoa PrroalAdma
Friendly feccown name
The ;trendy account new. 6 fa Co6Cerictible • ruckranx•
Morn by you to *sot you nth you remaidlreepny t
ha no legal effect on your damn. is not mended to
leek( try Maw. OM:4M rttOrnmell.140.
mestment **tee a rd: made anceuted with pots
emu". and ea not a pronto or garnet that wrath.
Or Sy fraternal mots, <rice wit b• sauteed Al
eloeserniatt eltrOlot ihe red el ted., nardn2 eta nik Of
log of the attic rwronwe You <an change yew
handy roar. elms trot* Online Sences or by
comactag yeti f "net Rana
Acearloveriew
• Vats of pas accounipam1/444 Net of assets rid
• Aspeb actual awitele cash biros. nitres fee
'twined wont/ (est). ard Global Tine Departs,
veralad marts to wake. and (man assets not held
by tee rm Dots not rac1rfe traced searibriastels
a the and a the prior and One daterrem *node. a
yew* morns ~god stock *boos and
traceable nod cooed
• tubless PEW.. debit DAMON. Ovegaling Margin
boon. <rod+ Int, than rout bases
• Cathunorsoy bdaecn Total of trinwarod bobble
oath tolarves. plot Spat Dines al all Aged rid
nen-aff toad brit rd worn market mad fund
swapbiros. a the dated the gamete prod
Nen-conenedly beecredit balances "your mean' Se
not s.ac area from other balances end the fern troy
toe ryda thew knelt new adnry ccane ol
terreos These finch erne payable tern your dental&
Tel total n ext.:ardente curer* prod caring oboe.
Larding ireferenetien
fa doodad Mormabon en the
Iraq recline
rd artesian refer to yam Clore Rebtionthp
itgereinell a Agar" ket4411611 and to Genic&
Terms and Orations CBS katernent of Coat 'makes
abaiabk nAreem•nta and Mt busts
a :ow.
tri
SDNY_GM_00325721
EFTA_00 198496
EFTA01307642
Important information alm ut yo ur sta tement (COntinued)
Year sats
Vott ~at
~et morges edet.« anes held
n the raam at the end of re ~ment arca raa
enry ad for *bey ed 'uty pard ~nos at ryter*
Vota mai roane trur*, used at ban <otrer atm
PaIMI am/beinet due onnen Ary tutet
transfered totefm dåe-dthe slatement «vidre
blid el frode vakst al the end of the strement
pasod
• Gmt brå. In deternanng the <ost ba» of the
~nes indoded n Ihnlaatement. W
netred
weh the euro« '
ISS Franul knott harde'
nf ormsn <blend from tenne .tarar 'han Les
ircgi Serve, ndadrg orrmen hen rtothc,
lem« mr you niri ha. prer(ded ,o yve trnancsal
Adm« the Forn don not ndryatectntb, ~dy er
garnt, the x* xy a 'friday od ry rører on
pronded b/saras ("te tMn ISS? nincsal Sem«.
h ackiron akhough Les hevet Stevets general,
,edste, t, nirnabsnw el e mened, the true
Ør
t vonde bry ~ne,
dua the Semske
~Con
bed' rd • Urredded gad loss' e
amer* at os todreil Ta sutenere As sidt
Dkr* 6) nol rely on ed ricernalca to nulte
peche* a jak beta" fa lar re.~ «
Olhennat ~katt Nasaret] lit *Ora ~I
raka ttirrem Armeen *My for te teradd
lene the, se hed at ne Fem. More hetarcal
narraeon can be skled by >ar Prata Acktot
• Unrealirod wint.flosse Whort dettes adlabk,
esteren! areedied ~noss., et e/kultet for
nductot setery bh the trana, an dau for
rdeclot kit maya ~ymt reket carenestare.
Argos ytt to:umy toorgr,:x.ca ~nu
Ornknd and aha rentart, les ant systart
~ohms bli ro who:em:ad to dialar
aeaged lot The' Tradedr." «Anm ~ett the
0-9nfltranmenn trade date
• [Sable mourItlet Beat and ardemed mak the
the trur <dh for isy ~ion
nil be wieseed
~etgbylot kan yard al stames c! ret
eat bed n oms nam, or n nomne* rome fot car
dent, Cal teamt ~kones °bered kom *urd
palen ard as roa) , rs nol parrad Othe <an
fonn mai enst sne:ho:Ja eten yekf complee
(nonna«. tit be randed teart («Ned
• ~vaia
Preet Ospteyed la levast and ale
pratet mai be Myre os barer irr the proe that
/arrauk adm", rocave n the marka! Prat it
~red rom vargad *ed Party SOVI es tistuth ere
belte to be Sable. br ne do not ~erte the
aettracy.
- %Ve rentral‘• re te <bang peke who" »dobble cr
the 'nec^ ol the bd and ol. pekes la åsted
$4014., ad<ptana adr bid aen ta OTC
tornen
- 1»x anaelr va:Manet« may be altid ost» a
valsecnrnxid a the mon remi proe sw
cttaned ardme/rot rele« r actual maket cut
or vale
- Celan posilMn my sper wdhean a ake and
vål show al • pc. emne sak'
d ne re
unoble to cbbn•ere
Xeanty
- Otposts «retshan dtreomnsed n turenes
ah« tron ti S. dollars "(Wien«, Julie ~her
rate anal the strernere date
- Pa ~sa Rar ika trade, n non-sortene.;
derommens, pece ni pure ty daa vabe mai
heat bom atjusted to fadpal* proper sobelen.
To oboen omen queen" aha, ~Ia*. «rød
year Frata /Santa
• hande innielrnente and armband produas.
Privat nennet Stant.; (rarPrq drøft
[kvitrar." rogran sd eta agat «tetantµ tart
savnes) rd strutaredteed-ets ere gentraly heibry
dided («un tincteed praie, hare nos bein
mastered wen the Setet es and Etcharge
Carenesbna Lede ry rale warats ant Ph
«orde ostenaied vasa for tete vertre
senatet ad ~lend probets fa nlormaficnat
topot[ <ny auk a°, datt Qa !atal
- The v.elre mede« sabseastrir kom at^ d
att', a vki(h a pense netene« sev
*attved product tvg beboere e sok and do
not matvy eat-sere the vale su mer meie
eaan Saudarnsn.
- %ni bey etende of »ia vemod • ocean
date and r
suppa«, b OBS animal Savnes on a
egde base by n rdnnenket "Marie fem
- iccuu graral prelat a tponcof &amma raleµ
d r% are ~Sed tola Fim bythe stue
atmeal panne a spana and may be cablated
bendon Me.« nlerneon kon the utad by
thid pines lo dage the *simrad vaben
- Tau an dean adr avl nkrmationittarcfrig
ved to *temme the elmecl
vake ard the date ot te nternation the rs. the
basis sr the «ane* by ortactrgyas inartcul
Ade.or
- Ihrd party *simrad vams my be steyard as
Deed' n stinta, unaahanr wron an
edeperdet valurna lim has rot Øled
uubk toagn var etat ere ber,. irre
*vi smaker eve« lue aosred hot ~sala
Pee~ rei:~ vale mo ~ca«, «Nen
vatt ~a be tand/ ~ra
alt 10 lar natve
01 the farty
- VitraMana an 49" 9~11 partner a pesa
einred tab 1 a ted.pany rene, raka d
praxixt. the »be of re setene *41 be dere<
from ts peche*pre
- 'Derte/ om to date mår mit"» r"rn pl
odd* roene a both
▪ 'Ordri una sve ~erna the mal ollering
age p« ane and ~ymt raka Saur ~base
- OPP end e-Med Kfr searaies re nat lateden a
natenal stortre ~e,
and at CICarat,,
dichdd edtende*, can be sold, the pace
remed mat be lens ta, to pr shre estimatet
erts rovlod n the rectsn armer
• Reetrittedwaritiat Ptanned ~Ria ~tty
art not inem/ aligebb lor pa4:+k ule LES Fnes
Savna" Vri tat ~dat tatt al te VIV sInCled ItOCk
0, the tane sivet as an inaded vake la re
rekkte/ slo:k kr peroses or ffld >lekam! orde. To
re trar limt navnid true es se elgbid for sak,
the vake ret-Nedmen be sabstentiedir lens Kn te
inweed vake town.
• CM (estinated) emne. nemnt yeltb andres.
An arrok ol arnad roanen ba:edon taren
deded ad internt rates, ~trenge. stienes val
be hella ont yta kom sutret dale a anti
treer, the tanta. 4 cf+ å ~alna acarry
ed mened «ene n not guarantael
forma! mel mane and <urent raid la
<elan byreol ,tourin «ad entude aret" cd
PrIXITS a tapar dans n *het, Unt the et
;norne (ard tunene >ield)reauld be °notat&
- blemated rand «ene ed <temt yak and the
aul norm and yed enset be brer or heta
na, the efteniUd rovi,
- An onen» cl an-utbod nierne (dvdcod ander
inteest)draded ty the <unen matet
~near
baler« rbxd an the last dvdond
ce nwest paret ma by the mer and
munn te seelheitavosts µl be neid teori,
>er kcen the st nemnt date or unblmatardy.
Atter),
cortiand eid re not arrenterd.
• Natt not hald by VIS tinsted keia«. Cellen
essets art rot at kl by the'''mt and nat natm the
nn's ~sat
or crawl trea stenm
drolned on raf sutenere lor Semst."'"
Nipa« bly Peanot and alp preented
prored by er Marg Pen, UPS lnertui Seeren es
not respenta>104 noe trommen a-d does
granla 45
uray. linne ~eks n rot parad
by SIK «the Fnys stada entel SPC ~Nipe
• Renate 'hating and orddild rel ceirrponeatien
- b /Meie, to temme" at saks and I 7.b. I km
rejeeed n annedcn wth the doerbarlon of manual
tudetov elenes se st
os rade teen
nyra. ~ang parmats lem ~as
~or
admas ot dd «utad tende tut wo ull tis
~sn re bred er tro «kront orrpanary
tit nare of sale by UBS of a trea entust
hat farty bo ai flana, and Ba the anal rale cl a
pirtars ~lue land I ri/ sladres Neid at fr
finn
- We and ar Pfldre alsO raet netweleo and
ornnbus patina; ler nconsderatm for tente
nem unice' tin M ircsd• to the navtal hendt
Thea toa omet" re pod from mene mat ri
the en-ovaltend and re e fad Grar enere batet
on the runt« of scores at the breker-bale
haling ~ull linds of thi lad f arnty
- b Ølion to tornmeseis ',temd n Wvitaion
*ia tty lal er dir buker d ~uty <onkel, ed
•
mentrnml Inn/ anti 10~
ere anda
ca arldote rene teen* :totint Caraentaban
kon «ryd the rourarce ~are .rettereng
the arnuityortracc, elben cd thi nesene
ratpi',« a spenes of the une ~brent 'nett
~derte*
- In addebn to «emesi^ retted fron, the
~e
and sak cl Ne.eihreste4s. sve eder os
attlate team? ri assatawd rat~ storing
>samen, from NedShres dstrlaadors. at well as
lunclina fa tahnclogy einebarnet% tranilt ed
*Sitata,
- Car alitalts ah* recne Irring corrrrawa ed
otter carperneen from rnrual first and murcc
carpriot ahat iroartt wo dabst
Iata* cormonsaton kanta; Bel L6A. ISS
AG SuirdordEeanch ård ~an året barks
th~ out cash temp progrns len
compensx
rnay be a ~Pli, pa ~i
fa er
rnay be a patenta:tea nage dalr deroot
exes
Actbrity
etfceiration regsdna e«nt«er and aper ~an
mured n ternecton mitt the ten-tona vas.
rebdug etaten vercreens hann ncludid on
conhanaborn prenankr turnarod toyr. sd stal be
ondel to you proma/Y anenar
~nibs
II su nagar] n diet neiing a searay, y umay
nor &dage due lo <sten taverna costs fa tel
Opa adm
PeS~ open or '9:ed idicergekt eders rir
le att ~AM bytt» otrane« date. Ø
bu, and
tel ror edene reduced by threamarl al chadont
or nøs ar an sedat
a «'rite date udes
nansted ~Ame bylyra Vat se reponsbie la
edet Hut re ~utad 4.»10 fur båre lo ca t1
~seng ocen edet
Private
To obtan a <on of as om« Gled Prery Nek*.
Please~ yte r ~te al AOCC• a tet caa µOfte
ynnyaommesmies~e
- ISS Fratyl Seniors b rulade* the Bi" Elenes
Seim; Aceount BSA sd BIA re &aren,
at<ouni‘wh‘h pta.* matt to ba* ing urvat ard
podes Il~arrangsments wen ~red brik
gid ofre thal.party bår« and tørakt roen to
inseance end anrorty prat" intal by ~Natte
lvdtaity ~ane <a r11 arirL to. cut i nsu raxe
~ry abstlutti of Les Fruntol Senen ne.
- lwanx.re narra. ad ~uty Vatt%
- tat MK nyred • No bur. gaterata May lose~
- MIA Retarse Matgenren Attan. Bosness
Sandet Accoare ISA, RNA and ninar
Risotto
Matre« ~part re reastmed smi« enses of
ISS troner., Semas
- VISA e a regewed eadensark **rod by Vita
MenatHr ~e Amauten ånd uted Lede
Rense the ISS isa «edb tids a-dtheISS Vita
Ø
ords se ned by li& Sant. LISA nek
temesen Iran Vea U SA incorporated Mehe
~aden, :, ntattrod nedervd s. sevet mås and
modest service merkt re of rer ~rur
fanprut
ILOS Fired Servise Inc
Par 20IBIO
SDNY_GM_00325722
EFTA in) 198497
EFTA01307643
*UBS
Des Financial Services M.
Private Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-0002
AreP7c054672230919xia Yr 0
Account name: GHISLAINE MAXWELL IRA
Friendly account name: mdiv IRA
Account type: individual Retirement Account
Account number.
Your Arundel Advisor:
Aimee
Questions about your statement?
Call your Financial Advisor ct the
RMA Resou'ceune at 80ORMA-ICCO,
account
visit our wank*:
www tbscorranancralseewes
Items for your attention
. Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regulady. Also, get yew free
credit (teal annually from
MY*/ annuakreditreport com
Value of your account
Retirement Account
Resource Management Account
September 2019
fl
on August 30th
on September 30(1)
Your assets
59,004 99
59,015 55
Your liabilities
0.00
0.00
Value of your account
359.004.99
Tracking the value of your account
I Thousands
359,01535
570
•
57.0
57.2
•
57.7
93 1
590
•
590
•
Ott 2014
Dec 2015
Dec 2016
Dee 2017
OK 2018
Aug 2019
Sep 2019
Sources of your account growth
during 2019
Value of your Acount
at yeet end 2018
Net deposits and
verb:dimwit
Your Ortesvrent return:
Dividend and
interest income
5703 80
Change in
martai value
$34720
WAN of your secant
as Sep 34 2019
9•015.55
Sat 2523
-116068
Member SIPC
Al.70006036467223 I92000300103 00032 C019030575004 Y12369755010010O
Page 1 of 6
SDNY_GM_00325723
EFTA_00198498
EFTA01307644
*UBS
Resource Management Account
:.....pwrooer 2019
Your account balance sheet
Summary of your assets
value on
September 30 (t)
Percentage of
your account
A
Cash and money balances
59,015 55
100.00%
B
Cab alternatives
GOD
0.00%
C
Equities
000
000%
D
Fixed income
ace
0.00%
E
Non-traditional
00
0.00%
Account name:
Friendly account name: Indiv IRA
Account type:
Indmidual Retirement Account
Account number:
Value of your account
$59,015.55
Your current asset allocation
Total assets
S59,015.55
100.00%
A
Eye on the markets
Index
Percentage change
September 2019
Year to date
5&P 500
1.87%
20.55%
Russell 3000
1.76%
20.09%
MSC I - Europe, Australia & Far East
2.92%
13.35%
Barclays Capital U.S. Aggregate Bond Index
-0.53%
8.52%
wound...Kiel Adviser:
• Cash and money balances may include
eta-able cash balances, UBS Bank USA deposit
account, UBS FDC insured Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
account balances and money market mutual held
sweep balances. See the important inform/bon
about sus statement on the last two pages of
the statement for detais about those balances.
Interest rates on September 30, 2019
3-month Treasury bills' 1 84%
One-month LIBOR: 2.02%
44.7000501:6•67324 NF7000300 103 00002 0319030575004 YI 23697550 1 ODICO
Page 2 of 6
SDNY_GM_00325724
EF1'A_00198499
EFTA01307645
fit UBS
Resource Management Account
September 2019
Change in the value of your account
September 2019(31
Year 10 date I/
Opening account value
$59,004.99
$58,125.23
Wrthdrawals and fees,
ncluding investments transferred
cut
000
-16068
Dividend and interest income
10.56
703.80
Change in market value
0 00
347 20
Closing account value
$59,015.55
$59,015.55
Account name:
Friendly account name:Intim IRA
Account type:
Individual Retirement Account
Account number
Dividend and interest income earned
for purest, et Ins sidemen- tacetillty d Inkiest and dridend income has been Oelennnal from a US
tar repenting rerspedive Based Won the iesiderue d the account tKrder. Mount nee, or 'woad type.
tome r Meat ander drdend payments may not De paten to unted Stores (uS) an der Puede MO (PR)
Moyne User The dent rnanilly gatemen is not intended tote used sha cannot be Wad upon tor tar
purposes Clenli should color bathe ;OK to tar repabng farm they mono lean UBS annualy, nth as
the tom 1099 and the tan 480, for Is reaping rntoreiten h is the practice or vas to fie the
epclicaLle is nevem) toms nth the US internal Revenue Sent(' ant PR Treasury 0e0Sdnent. and in
such kerns accisady clsofy dread ardor interest aster, exempt or loath ecane flee coradi your
indvidual tar tamperer.
September 2019 (11
Year to date (3)
Divdends
000
556 43
Merest
10 56
50.09
Total current year
$10.56
$606.52
Pr or year adjustment
0.00
97.28
Total dividend & interest
$10.56
$703.80
Summary of gains and losses
Values reported below calude p OM, to reach pans and low, se not dauteu.
Realized gars and losses
unrealized
September 2019 (1)
Year to date (1)
gams and locos (11
Shod term
000
963
000
Long term
0.00
-590.37
0.00
Total
$0.00
4580.74
$0.00
Year Nisaacial Advisor:
Cash activity summary
See Account shyly ft month Inc dean Bares in your Sweet Oplort are induckel in the ocean; and
doling tulantes yaw FDIC inswante apples to deposits M le BS Sank USA and al banks patbrotang m the
UBS FdC mined Deposit Program. II am not way to reposes el UBS AG, Stanloid E Etta SIPC
voltam ;OM to money me d.! swop fund hanings tan rot bank Orpouts See rraportant Intosturon
abode year douses en the Ist two pages d lees Oatment for Wats.
September 2019 (3)
Year to date (31
Opening balances
$59,004.99
$1,304.58
Addle ens
Dividend and interest ncome
10.56
703.80
Proceeds from Investment transactions
0 CO
57,819 93
Total additions
$10.56
638,523.73
Subtractions
Professional management fees and
related services
0 CO
-160.68
Rinds withdrawn for investments
bough t
0 CO
652 08
Total subtract eons
$0.00
-5812.76
Net cash flow
510.56
$57,710.97
Closing balances
$59,015.55
459,015.55
Ata7COC600(467225 HP7000300103 00002 0319 03057SCOI Y123697SSO 100130
Page 3 of 6
SDNY_GM_00325725
EFTA_00198500
EFTA01307646
UBS
Resource Management Account
September 2019
UBS Bank USA Deposit Account An
Thterest period Aug 7 Sep 8
Opening UBS Bank USA Deposit balance Aug 7
159,004 99
Closing UBS Bank USA Deposit balance Sep 8
S59,015 55
Number of days in interest period
33
Average daily balance
159,004 99
Merest earned
110 56
Annual percentage yield earned
020%
Account name:
friendly account name:Inch," IRA
Account type:
Indnidual Reoreenent Account
Account number:
Your investment objectives:
You have identified the following investment °betties for this account e you have questions
about these objectives, disagree with them, or wish to change them, pleasecontact your
financial Advisor or Branch Manage( You can find a full desciiption of the alternative
nvestrnent otiectives in ImpOrtanf nformsrion about your statement at the end of this
document.
Your return objective:
Current income & captil appreciation
Your ink profile:
Primary Moderate
Investment etigibility consideration None selected
Your account instructions
• tiftS Financial Seruces Inc. is your IPA custodian
• Your account cost bass default closing method is FIFO, Fast In, First Out
Your Pineadal Adviser:
SCOTT STACKMAHLYtE CASRIEL
Retirement services information
Benefklades you've named for this account
The beneficiaries listed below reflect the information in our records as of the end of this
statement percd if this information is not Correct. Ce you wish to change your beneficiaries,
please contact your financial Advisor Beneficiary changes are not effective tnless you give
them to us in welting and we accept diem if you lie m a community property state, your
beneficiary designation may be subject to community property laws
Percentage
Beneficiary
Contingent beneficiaries
10000%
Katie Vaughan-Edwards (100.00%)
Arenocraccis•57276W1000300103 00002 091 9030575004 Yi 23697550 10010)
Page 4 of 6
SDNY_GM_00325726
EFTA_0019850 I
EFTA01307647
*DUBS
Resource Management Account
September 2019
Your assets
Account neon:
Id e ndly account name:Indiv IRA
Account type:
IncImckital Retirement Account
Account number.
Some Drees. +vow: anti Current lesllstS Oaten may be aciotottmate AS a isslust. ODDS Ind IOSNS may not
be atuidely reflected See important ofotmalecn Moot your st stem era a the end of tuts &boned (of
nom information
Cash
Cash and money balances
Gun and nonry mince may +via wade can
u85 Bane USA wow account bala,(01.
uBS FCtC Muted Rogan Sant. Mayes. uBS AG barnlord Buren deposit account blames and n-oney
motel etc ua lundswetp balances
See the important olorm soon Moot )ow statement at the end of thiS document foe detats about those
Wanes.
U8S RANI: USA CEP ACCT
Your total assets
orensn teams
closing bdance
on*, I (S)
on Sett 30 (t)
59,004 99
59,01555
Wave on Sep 30 (S)
Your Financial Advisor:
1/55 Bahl USA and SI DDT FEKC insured ROgarsl Bank Ckpait &saint Warms me loused by the FDIC WINO
amiluble lints. Eiji are not weeded by 50C uBS AG Stamford Blanch decosit account balances le not insured
ty fOIC and ae not rowed by WC Money 'Nike sweep [awes are peCteded by WC but ate not attired by
the FOC
Mee per that
Avesase
Distdea0 Detest
Days n
on Sep 30 (L)
tar
peeled
period
Gip aroma (5)
250)003.00
Percentage cf
Cost
Fsbmaled
UnittliNd
you( account
basis (it
anrcsal income (SI
On or loss (S)
cash
Total
559,015.55
100.00%
559.015.55
Cash and money balances
59.01555
10000%
59.01535
Account activity this month
Oast
Aahlly
Orxnption
Amount (S)
Dividend and interest income
Intetest
Sep 9
hkwest
OBS BANK USA DERO9T ACCOUNT AS OE 090E 19
1056
Total interest
$10.56
Total dividend and interest income
310.56
AnitTC0C60364$7227 Ne7000300I03 00332 031903057600a 'VI 23697550 100I CO
Piga 5 of 6
SONY_GM_00325727
EFTA_00198502
EFTA01307648
*UBS
Resource Management Account
September 2019
Account activity this month «ontinuect
Oar
Money balance a:deifies
Aug 90
Balance forward
$59.004.99
4.(hmly
Account name:
GleSLAPIE MAXWELL IRA
friendly account name:Indite IRA
Amount type:
Indmdual Rebrement Account
Account number.
Your Finandai Advisor:
SCOTT STACK Mat:LYLE CASRIEL
0rtabilon
Amount is)
Sep 9
Deposit
UBS BANK USA DEPOSIT ACCOUNT AS Ca 0906119
10.56
Sep 30
Closing MIS Mink USA Deposit Account
The 1.1E6 Bare USA 0ep091
our, 6 yOu• Pe mar), sheep Waal
$39,015.55
Awmcc59:6457229Ne7000303103 000:12 C919030575004 v1236975501(.0103
Page 6 of 6
End of statement for account number
SDNY_GM_00325728
EFTA_00198503
EFTA01307649
Important information about your statement
IS re-uncial Sweets H. Oho Firma UPS Firoectal
Sondes). es a muterof alpmdpaliron,
comp:Sty
*adoption... throes UBS Enamel Somos and LAS
Bart USA re rdrect pinclresct UPS AG aid
Attain of WS Scosihes ft C iMFimllnn,at
statement es hobble to:amount therm's enecutee
offces re at
tin Fnatel SW.CeS kx.
1200 Hobs Bouleond
Weavalen al)07COS
IM ClarT~I
(*rec..% the orW off if iallOCCecl Of )W
rnirscial Seevich account Olho recceds. faCefe
offal 1n dawns-et. fornanng coracle., clatit sh(cAd
rot be reed Won F you helms. tem. 6 react a
moon
ohne wort t nmedately n writng to the
Derr Martacpr of the office omen; 'ea cgavnt
Arm*
at town thovel re raided lob* accusal&
staleniert dead-ail not be toed fa tae pawn ray
*Zs" )40-4,14
lams.Pa. Form 1099. UN.
I
tic )wen Pra
n g Yeas tar worn the Fein n
wound by law to repal IP the RS Auntie dutheth.
reportabbesrtnabb dnidends and Webb Merest
tamed °nicked., held n sOce X(Cunt. aim.' Kett*
as safe transalces..sett toot hosts onertencovered
axis net
Communkationa with the Finn
• nose feccelinn a00 gal commnorbons n wring
to furt)w pawl your rites. ex1a 1M3 your eSit
%new re Sieve in V.3rilef Protecttal Act CS A)
• II the finales. nocacn on the fop laO *use bore
of ths tut amen es nti LeS Enroll Sawn- U61
MANI Sene.e. cartes your ascots at (brag
teaks by arta-rent
evir the routed colni
We informed
ci the retal0rfro 010.0 y00
Wend this roan
h tho cape. sots fiats and
seosilm re located a UBS Crum., Semen and rot
the nods ro bran. rd you ensl make a few
of re ma a om0fron 10 both free
• As dtegbed n the actamt eretmenls, you mat
needy us of any woes of fr
swolong awls
reelected m you statement seihes 30 dip OW a was
mend cc made available
• Neu Onici 020010.0 tarVIenli a nfaxiii to the
rwc Clem Maur% Deparsent at 201.352 • HA)
ce tolirce a 800.3569103. 800 A.M
600 P M
IT Weds, through hday, a in Are ro to UBS
Faunal *vets kx.. Chet Relators Deparlenre,
PO. Bo. 166 Uwe, Cdy. ID 07081.
• Al statements shall be deemed complete ad acetone
a not *bodedto n rang tribal CO days
• for TT' seven. Cal IllA-612.0965ot from °Aside
nett
Cad MI457.1495
• htene of won a 0..eflOIS *OA an eta:trent
firth transfer (CITY bee parent a IBS Use debit
cod oansxtiam. cal SOO-762.1000. or web
UBS
na-eul Swat
. ICOO Hrbct GM, 6th I kor.
WienaMeer, NI 07086, Ann RMASSA Steven
Cana wile n soon as sir can. a scu talc yaa
statement a /wept es wrong a d you need more
nfoonsen about a tinter as the statement a
mate. The inn or Card Wats arolcale)masi
for Novaya no Ise thanCOdays ri te use Inn
tar pa*
fed Vateenn al *Arch the Ma or
Fob*" *Pend.
- Prow:. sees name rid accore nunare Of any)
- Desoto The 010f or the wander sou me kilos.
*out and *vitt
alder/as yencrwtF you
blew n lt an ems a why saa need twee
rionnahcn
- horde the doer snarl of to waded ever.
The Firm or Cod bus nil nvesteate your <emplane
and acorned ry error preerptb• for Steyed awn
mohng LEIS Vesaocklan cad ursacto -n. a we in*
awe the 10 banns day; to da tn. we welded(
yea ratan, Ice Swann
you Mr* is n mot. coma
you vol hese the use of to money dung the rose n
takes ea to complete as nwsloaban
fete make all dwelt payable to the rem or to
financial nutraicn r,dcatedcn to fere ci tha
tliewnent In addition to fogulw acco,re Wei. sawn:
envy be pippin to mantenrce fees. ohne; ice late
payment for secure.; purchases and charms ter ,t old
mourn n ash attCeris AcCO6ret ehr re rornternd
tooth( rowan
may be subSO to a &r
ect or fee
WS Swoop albite
IBS of
options fa sweetwo cash twiny to bark
deposit warm at nen- Alined bats and oriel/lied
brit
and money market revue' feint (Money hots)
Depose rant
at LOS Bit uSA and no.* Aged
parts particepseig n the UBS RIC :nand
Program re PDC-nosed n xcadance wehti
tNW:
For wn riomtatron, please tee MAW locos... Depose
nowt; at LOS AG Stamford arch rid toes of
Nary keds eee not earedby ere
Bret deposits are not PrOltnedbY 9 PC Moo,/ rkn d
ram re protected by SIPC See "LOS Inmost Services
kora, Protecton below.
tor
sow repent Nixon etrebark dowse may be
verb:trawl. and than a .01cnry Fund my be
leinialed and he monk returned to 'Overseas
Wu. et Knew
nfcmaton tout amiable sweep *tons.
nclang curette interest rates and yields. o aeatable
www tAss cm( sweepretis. Nan sow FinancialArno
a bi <atm 600 762-10:10
%MS financial Serekes amount prothetion
IM Fern s a member of tie Scones matte Protecten
Corfaceation (SVC). which voices inure.; ougonwn
of es froebefs to to f500.000 (ncludna $750.000 for
clam foe cash) &planetary toychure nobble rpm
ma" , a a mew I X 0,9 The SIC asset protection
lints aapfy to Si account tat you hold n a prikubr
evacety
The his together nth cerlan *balm has abo
Pad'hweel supplemental cosine* The reon-re.m
awes. pwable to all Not* olefin. <oleo rob under
the tleOlect00 615CO inllab as of 0•00tor 10. /016
Subuo to the polcy cord, 0m and Umtata.% canhal
It* Fem 6 Mho, votiscted fa apt° SI 9 mace, on the
sage:0R for allseeaccosts held in a prickle.
caPaC ey. Aka <coy a the poky meth-9 es bailable
Loon retest
fleeter the SIC peceeden ref thestool:entreat
paleClonamly Is):
• Goan Innate alum were/led by find melded n
sea
eat.) but heti away Iran Lin financul
Sentes Foe exenole wean Ointment prodsh,
ncldro •arktbk notes. and 60st-wet of mutual
hmds registered mix name of the roan, holder on
the to:ks of the mute a terrier *ant),
• imentment crimes a nwsinues merest, (e9.
*lied patnenhps and airs* placements) het re
not rog cared under the Secuntios Act of 1932.
• Coremodhet<o-tradt (o y. fgegnachaego and
peic cis metal <react* ineludn) fifties contracts
aH trencdte *ton comracn; and
• Depose accounts Precept tette kat., of deposit) al CBS
Bak LISA. UBS AG U S branches and bras new
ICIC hosed Daman Proper.
The SIPC DrOtecloali4 hewacttaemal protect°, do
my, apple to these assets men if they aterwee apnea
onyx.' sidenienh. The SlIC protection and the
supplementalprotection clang VOW *ant ranges
the market vales of your rwestmols (*better as a
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SDNY_GM_00325729
EFTA (0198504
EFTA01307650
Important information alm ut yo ur sta te me ni (contmucca
Var ste
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roet imam and yed rnsta be bm. «hiet
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ra kan she sn« bate or un/Amatsal,
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gmt," nat held ty the rimad nat *Onn the
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dept:sd m ras sutenere for recemetanal
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proaclad by led ntteglem UBS enantal Setene
not ~stae loa "5 «onnen a-ddonn:e
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by SIK or the rna ~santal SIC rovater
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mened n anneacn wth Ihe deerbeon el nykel
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admat a tb> nutual tint re no ull Thea
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lyd fri, lo as <lenet. and ha the avsa yale d a
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fim.
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nem team tel no gard* to the ritual Midt.
bete tea gest" ro pial korn ~me rua n
de nefual led and ro a 1~ dollar nam biset
pal the runt« of scoret x tebrolardeales
holding nual lud ot the idd lanty
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urd nestmel hal aur lona (lent,. yre anda
ar uldte raneren* .huling car tematran
aen may ol the narret ~penn unckrmeng
the arnuityoreracc, elben d the :iona.*
anpanot a tromat of te une ~nr« matt
mdstrbuto
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Actbrity
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netred n tenectan wth Ihe taneon of vades.
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carherneons rX4,1,›Wkr furnsMid loyal, ed mfl be
prooded te so rentedi enn:~
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sel Kop adm ae nduced be the anevi ol audn*
«(bes on rentdrndendscr Kritis date unless
nansted ~me by yte Var re responsbit lor
ordens leet re ~Med det 10 "Tg Uere to °Ka:
~Ving open orden
Privare
To obtan a copy of as ant Gle« frier, Nake.
Please~ yta r ~tell hOwn, «vel ev neiste
e yvew olm ~weetrost
- tes Tantal Snes b rulade* The BMA, Elanen
Senen Atar" BSA ad EMS we broken:
aaounit neid% pta.* west to bed ing urvat and
Frodzis the~inangt~ en, "laud bek
ad oter udparty belt. end proniks rom to
insLrance and annet, vedr. muta by ~Meint
thrdsarty einane ampere. trast, nsu rams
~as aha clut•ed ol (.65 Fmntol Senats M.
- ~ane« marce. ini snak"( c•NXI.Cla
- test iCK naseri • No bent gummi«. May lose~
- MIA Resauce Margenem Atm.« Busness
.4«...C••Accounl &SA IMAA and reernitami Rasane
Mere« ~re re reastned sne mrs of
15$ fru«ml Scenen 11C
- VISA rs arendenes' edenet *med by Va
YarniiMet Service Antirom ind utad Lede
Rene Tie ISS Isa «edb <ad ed the LE6 Vita
det« tids ae nara by 185 Sel LISA nek
Pennal homyra Id SA Incorporated Al alm
tradomarlu reootered !nedervd.,. net Myk, ed
regraered sne ~eks se el tas resp:~
CoMpArkail
15$ Fiaeneal Servise kst
Rei 20IPIO
SDNY_GM_00325730
EFTAint 198505
EFTA01307651
*1_3S
UFIS Financial St:maces K.
Prwate Wealth Management
299 nark Avenue
26th Floor
New York NY 101 7 1-CCO2
ANP70050717031019 VI 0
Account nattier: GHISLAINE MAXWELL IRA
Friendly account name: Iodise IRA
Account type: Indrinclual Retirement Account
Account number.
Your /gonadal Advisor
'LOTT STAOMANILYLE CASRIEL
Phone
Questions about your statement?
Call your Financial Advisor or the
RMA Resourceline at 800AMAICOO,
account
Mat our website:
www. tbscoWfnancralseences
Items for your attention
Help protect yourself from fraud and
review bank, credit cant and brokerage
statements regularly. Also, get yccar free
credit report annually from
smvw.annuakreditreport.com
Retirement Account
Resource Management Account
October 2019
GHi
IN MAXWELL IRA
Value of your account
on September 30 (SI
on October 31 (SI
Your assets
59,015 55
59,022 27
Your liabilities
0.00
ace
Value of your account
559.01535
559.02227
Tracking the value of your account
S Thousands
Sources of your account growth
during 2019
Vth of your
count
at yea end 2018
558,12523
Net deposits and
570
57.0
57.2
57.7
gel
590
590
MAthilaNi5
416068
•
•
li,
0
0
Your mestrrent return:
Oingend and
interest ncome
571052
Change in
martat value
$34720
Mem of your &coxed
DK 2014
Dec 2015
Dec 2016
Dec X117
Oec 2010
Sep 2019
Oct 2019
WOK 31, 201,
$91072.77
Member SIPC
AnP7000300507i 703 f97000i 78492 00032 1019 030575C04 vi 2369755000000°
Page 1 of 6
SDNY_GM_00325731
EFTA_00198506
EFTA01307652
SUBS
Resource Management Account
..‹tober 2019
Your account balance sheet
Summary of your assets
Value on
October 31 (1)
Percentage of
?Olt account
A
Cash and money balances
59,022 27
I00 00%
B
Cash alternatives
000
000%
C
Equities
000
000%
D
Fired income
000
000%
E
Non-lradittema I
0 CO
000%
Account name:
Friendly account namp:Indiv: IRA
Account type:
Indmidual Retirement Account
Account number:
Value of your account
$59,022.27
100.00%
$59,022.27
Your current asset allocation
A
Eye on the markets
Index
S&P 500
Your II nuncio, Advisor:
SCOTT STACr MAN LYLE CASP1EL
, Cash and money balances may include
avaIable cash balances, UBS Bank USA deposit
account, UBS FCC insured Deposit Program Bank
accounts. UBS AG $tamfcgd Branch deposit
account balances and money market mutual fird
sweep balances. See the important information
about yaw statement cn the last two pages of
this statement for detals about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
BarclaysCapital U.S. Aggregate Bond Index
Interest rates on October 31, 2019
3-month Treasury billy 1 55%
One-month LIBOR: 1.78%
Percentage change
October 20I9
Veit' to Oat.
2.17%
23.16%
2.15%
22.68%
3.60%
I 7.43%
0.30%
8.85%
ahP200330:402i 704 NP7000I 78482 00002 101903057%04 YI 23697550 000000
Page 2 of 6
SDNY_GM_00325732
EF1'A_00198507
EFTA01307653
SUBS
Resource Management Account
October 2019
Change in the value of your account
Account name:
Friendly account name:Indiv IRA
Account type:
Inthodua Retirement Account
Account number
October 2019(51
Year to di to
Opening account value
Withdrawals and fees,
ncluding investments transferred
out
000
$59,015.55
Dividend and interest ncome
6 72
Change in market value
0 00
Closing account value
Summary of gains and losses
VAAA1 le0Orled below exclude products for vs:Ochs:any and tows am not dasited.
Your Naaacial advisor:
$58,125.23
Realized gams and losses
unrealized
gams and btos (11
October 20191$)
Year to date al
-16068
Shad term
000
963
000
Long term
0.00
-590.37
000
710 52
Total
$0.00
-$580.74
$0.00
347 20
$59,022.27
$59,022.27
Dividend and interest income earned
lot loulcoses d Ins sidernent lasablity xi Metes' and addled income ha been deleannal lam a US
y, ieppnirg PasOetlee Baed aMo the residence d the account traidek mown awe. a wochxt type.
ante i merest ands OniendpayMentS rn* not be called 10 Unttral Claes (US) MCI& etted0 Ri(0 (PR)
ifitOree thief The (Wit motility stamen is no intended to be used std cannot be abed tams For tat
purFotes. Chintz should tater to Ow
caalo tar waning forme they mow tam UBS musky, lianas
the Forms 1099 MI the Forms 4130, for tar recortAB intonatices nit the park< or 065 to fie me
voicace Is report
loins nth the US internal Revenue Sem, end PR SteasUOY Oeladment, Ind In
achieves, /meads, ctsfy dvideect ands interest atlas exempt Cl hatable income. nem careal your
inchidual tar prepater.
October 20-19 (1)
Year to date 1S)
Dividends
000
556 43
Merest
672
56.8)
Total current year
$6.72
$613.24
Pr or year adpustment
0.00
97.28
Total dividend & interest
$6.72
$710.52
Cash activity summary
See Account a< they NM moninfct dears Rants .n %An Sweeo 0,10e6 ere induded in the wenn; and
(Ming Orlantes yaw. FDIC inswance applms to depoins a ti BS Bank USA and all bans partxpatoo n in.
085 FDIC Insured Deposit Rogan. R stet not may to dtposlts al UBS AG, sisnlow Branch Sift
protection CO,n to monsyrrodast sweep fund IXIChect but rot bank appals See topolant mforeuron
ebOaryOut frareneer on tne at Iwo pages d ttr,s document For COMB.
Oc sabot 20191S)
Year to dato (SI
Opening balances
$59,015.55
$1,304.58
Additions
Dividend and interest ncome
6.72
710.52
Proceeds from nvestment transactions
0.00
57,819 93
Total additions
$6.72
$58,530.45
Subtractions
Professional management fees and
related services
0 CO
-160.68
Funds withdrawn for Investments
bought
cwo
-652 02
Total suhtract,ons
$0.00
-$812.76
Net cash flow
$6.72
$57,717.69
Closing balances
$59,022.27
459,022.27
Aur7C00300S07i 70S tan000i 78482 00)32 101903057500a Yi 2369755000000)
Pala 3 of 6
SDNY_GM_00325733
EFTA_00198508
EFTA01307654
f*, UBS
Resource Management Account
October 2019
UBS Bank USA Deposit Account APY
Threresr period Sep 9 - Oct 6
Opening UBS Bank USA Deposit balance Sep 9
559,015.55
Closing UBS Bank USA Deposit balance Oct 6
559,022 27
Number of days in interest period
28
Average daily balance
$59,015.55
Merest earned
56 72
Annual percentage yield earned
015%
Account name:
GHSLAINE MAXWELLlea
friendly account name:Indy. IRA
Account type:
Indnidual Rebremen I account
Account number.
Your investment objectives:
You have identified the following investment obyecoves for this account t you have questions
about these objactnres, disagree with them, or wish to change them, please conuct you.
Financial Advisor or Branch Manager You can find a full description of the alternative
',vestment objectives in important information about your statement at the end of this
document
Your return objective:
Drtent income S capital appreciators
Your is& profile:
Primary - Moderate
investment eligibility consideration Ncne selected
Your account instructions
• UBS Financial Serices Inc. is your IRA custodian
• Your account cost bass default closing method is FIFO, Fvst In, Fm Out
Your Pleandal Advisor:
SCOTT STACK MAP:LYLE CaSPIEL
ar.:00030C60:1706ukT000178482 OCOCO '019030575004 YI23697SSOCCOOCO
Page 4 of b
SDNY_GM_00325734
EFTA_00198509
EFTA01307655
SUBS
Resource Management Account
Your assets
Account name:
Friendly account name:India IRA
Account type:
Indmdua Retirement Account
Account number
goat prcm, wore and ctormi waives 'town may be apporimale. As a resat. gam and losses ma nor
be anima* reflecled. See int portent informs." Moot Axle Statement a the end of this dawned (or
titre r Mt:an:Hon
Cash
Cash and money balances
Cain and mane), DAMON may otxtuae avatare cash balances. UBS Bent USA own account [relaxes.
UBS CDC Muted FroganSant teams. UBS AG Stamford Blanch agora account Waxes and money
maker mucud Nodsweep trataKtS
Stt the /0IP0Itabt formation Oxkuovue SteteAtnt at the end of INS 'Payne nt foe deters about Mose
[glance,.
Hating
Your total assets
Your R model Advisor:
SCOTT STACKMANLYLE CA5RIEL
UBS Ball USA tad SI UBS l'EtC Insured Rogan Bark deposit anew* beltftet art 'fluted by he FDIC WIN.%
aptiltablt l mu. but are not pawed by SK UBS AG Stamfad Blanch depth! account balances are not insured
by MID and ae not protected by SiK Waxy market svreep Want!s ate peatrie0 by 5K be a* roc insured by
tne FCC.
Gvenng baance
Closingbdaice
Pilaw share
Arewge
Ould0A0 Rabat,
Days in
on Oct I (le
co Oa 31 (S)
co Oct 31
Fee
Paled
wed
Cep arbutit (S)
59,016 55
59,022.27
250,000.00
Percentage d
Cost
Bimetal
Verandaed
Wham Oct 3i (le
you; account
basis (II
annul income (SI
[Rena loss(')
Coal
Total
$89,022.27
100.00%
559.022.27
Cash and money balances
59.02237
100.00%
59.03227
Account activity this month
Date
Activity
Description
Amount (S)
Dividend and interest income
MteleSt
Oct 7
Reeves,
UBS BANK USA oEPosrrAccouta AS OF IOUS19
Total interest
Total dividend and interest income
6 72
56.72
$6.72
MD7000300507? 707 Nn7000I 78487 08032 1019030579004 Yi 73697550 OCOOCO
Page 5 of
SDNY_GM_00325735
EFTA_00198510
EFTA01307656
(SUBS
Resource
2O19
Management Account
October
Account activity this month (continued)
Account name:
friendly account narnelndiv IRA
Account type:
Indindual Reetement Account
Account number:
Your Rudd Advisor:
Oat
comity
Detopilon
amount (I)
Money balance activities
Sep 30
Balance forward
SW015.55
Oct 7
0031
demo U.S Bank USA Devout Account
The UBS Sank USA Otp09t Account Is yeti PrimelY Sweet. COMA
Deposit
UBS BANK USA DEPOSIT ACCOUNT ASOF 1001/19
6.72
$59,02227
eaP7000300507I700Ne7000170402 00002 1019 03057X04 YI 23692SSO COMO
Page 6 of 6
End of statement for account number
SDNY_GM_00325736
EFTA_0019851 I
EFTA01307657
Important information about your statement
LOS &uncial Saran Yrt. (Me firma UBS Financed
Uncap, t a manta of al gimbal security, ccenmcdty
and Mena mehrom UBS Emmet Senses and UK
Bart USA an ricked oJavdatesct LOS AG and
adetalas of U35 Searifies 'U the rim's Inmur
statement is nobble to* regent therein's ~attne
offces ere X
LOS hornet Semite Ix.
1200 arbor Boulnerd
Weehanten MOT»
IM Paanwnt /*ammo the ore official /acted of yqf
LOS Enamel Seritas account Gaye meads. .**91
off< el tandobfl tonlanno corOldro
shxid
rot be Mid Wm 8 you Mims. Owe 6 an eery Ot
«notion. ~Mtn,
it mnedetely n neon to the
Drench Manager of the office am"; >as asart.
At
alto" dawn we intended Gabe accuse.
stalomert dra dad not be used fa ta pispases rely
so
en Yea Ond
lava, be, form 1099. 5498.
I OAFS
. fel< ) ".`fn naril Yes ma ream the Fern it
reared by taw *sepal tone RS all Untie drntbentli.
repot rbl nnttrabb &Mends end tattle tinen
earned on wankel held n >as scant. net proceeds
as tak named Crt. It'd (04 Kn. On Omni «end
tasetes.
Cosenunkartiore with the Finn
• Fleare.confiren ay awl trance/sons n teeter9
to~
pea«, pa
ex1x 1M3 yew r
S
edes
magre K
enn
Horace Protean/1 Act t'S A)
• II Me> Mascot maten onto up lea ol tee bore
of the slasher" Ina LeS Financial Dies^ tes
inmal Samos cartes you ~all at Datong
trokfr by arra-gtmere with the rekated nuston
we Seemed you d tre',44:anrb nh,n700
0~
den scam In te, ose. >at Gan and
sea-tiles a looted s UBS f nencial Screen and est
modulalg biota ad yta ensl ore a ',ton
of ay once a onwsbon to both ferns
• At dented er to accctel aretments. you mx
',ably Gs ot any ono; or had neoleng dwelt
.tend on your sletentont enthe.30 days aftet n Yen
inaln” nude soak*
• Ilene deed osconwi «niplirdt a ~red to the
fern's Client &bunt ~am
at 201.352 • 169?
ce weir* at to30.35.9103. 800 A.V. 1o600 PM.
If Mardis ',yoke Franc G. in dat n310 tes
Frwicel Sherbet Ix.. (lent ~Kim Department.
P.O. Be. 766 Lhon City. 1807007.
• Al statements shall be deemed combine ad acre
it noa objected to n nitro wahn 60 days
• fo. TTY servos. Cal 8444512.0W ot from outside
the U. S. 011201.352.1495
• Mast of iron a aitolCnt aber/ are electroric
lads Vander 071.), tall meneril a UBS Goo debit
cad teamster; cal 800.762.1000, or write to UBS
rural Semen lx.. ICCO HarIxe d, 6th kor.
WanmAerr, NJ 07006, Ann RIADISSA Son.dn
Cale nee ai soon as yeta On. 4 you teak
statement a wept is into a bynu need more
Monneten &at a ureter on he statement a
recept. Ile Fern or Cad bun Ms arolbable)mai
Mar han >a no Ira Ma 60 days ri a the Inn
ccni eat tno the Catemse al *Inch the Mr or
aPIC•red
- hone. vas nano and wont nonie (t any)
- Date* the age a be area yaty rearene
*out and *mien at &arty al yuk ca" >a
blew t is an arce a why >a ~dense
elornialgn.
- horde the date ampert of the waded erns
Use Finn a Card box, MI imeat5ate your <rast
red tedl Coined ary era parody Fa *toed *on
nating IBS Vaaodebn cad ismadam. d Gam lam
mom thm 10 atone day; to do the. we Mll made
you acorn Ice 111* ~a
you thr* et n MAX CO thal
you eel hem the use of Promote./ tiro he time
tales to10 Complete Os enestecoton
Plane make all ~is payable tote rem or the
fmancial ntliMiCee Meander, ne tetra of Ma
Vat anent In edam to nrgular >coney toes, accounts
may be Akeeft to mammarem fen Avges fa Ise
perm for sewn« purchases and <hare fa u-pael
rant nosh seams. Mayes dta ate transtand
to other iNlitcbcP4 "ly be aspect toa oast« hie
WS %neap Oplkas
LOS olfen whom ke tareeCen (sh Kann to bak
deposit accost at nett Muted baits and attested
banks and enemy marten "duel leads (Money ftrds)
Dopost acconc al LSS Bar* USA ana ntn,ahilenad
bank; panbpachg n the UBS FDIC-axved C
Program re FOC-nstred n steely« vahr
d
Crule:
Fa moror rionnabon, reap pia pee* 14c9t5, Oepase
starts M UBS AG Stanford Broth adshores el
Mary kids Are non ~by
de IOC
Byk deals are nat Protean:114Sn Monet' Fuld
*arts re protected by SIFC Sc. -1,135 fennel Simms
Accent ~al'
below.
Wen ›otenngsKtbalaYac eltent. OW.« may GI
~btu,, and than ot a limey !and may be
lacked and the anted, returned to >a a >as
tetra OS mos.
retts i*nnson tat amiable saw* omens.
ntIslria current «Pen rain and
o emetic el
~me its ordsweeprel4s, horn yam Fnan<ulAdiw
a by <Ong 800 262-10:10
teS f ivsml Simko «awn' protection
Ite Fern it a ~Mbar Of *me Season tratta Protection
CuPaatiOn *PC). .Mich amens worms cub:men
a ess rerrixts .4:110 19>C000 rendedn2 1254030 for
dam tor cash> hplanitory brochure nobble 'son
reax” a nwsms a« 09 The SIK ski Protection
limo~ to all taco" that you hold n a petal"
UMW"
The Fen. together at talon affilalea, Kw also
ordosed supplemental rasence Ike marman
~et pima to SI Nobleder" adectre4 under
the prolechon 4 1500 cnIlea at el tomter 10. 2016
Suboci i0 tie pcky on1Inm and lint/ton; Chh al
Mt ton n hatar ', ucted Icv (p lc $1 9 miler, en Me
aPnr~e fee al> C P(P0AS hell it a bobcat,
ralA0C Cr. Aloe <coy of K poky ~deg it addable
won ~et
nether th. SSC warden ref the stopernertal
PlelleClarbitplr IO:
• Colin Insxtal sun «enrolled by ( and ridded n
lytt Kou,a vale) tot teklas•ay ROM MS Finical
Seances roe ~nob (elan Qinserrce poach,
ncladrg mrebb, notes. end (e shams of nuke,
hixls moaned n the mere of the scant hold« es
the boks of the won a Ureic apett),
• Imminent cceira(CS a ~Omen?
(e 9.
kneed patnenhps aid abate placements) that are
not moaned undo. the Seuntec Act of IS03.
• Conmocttrot<cnitacit (a 9. talon *change and
Fracas rretciccroacIP nidvig Mean <rast
ad commedt`f *tire commas; ad
• Depose scounts &aeon artOkates of deposit al LOS
Bak LISA. UBS AG U S &arches and brio n
roK hewed ~eh %yam
the S4PC ProleClori and Theia.00weenlalprictplo, do
not *Mato these Me% coca 6 On ~wee ~hp
mean sidemen% . We SIK protection and the
implemental potation ds not brown pans* arges
n Be market Mat el yes rummets (whether le 0
mat of market rrovoment ipur Lurk /WRY a
othenrital
Dindand Reinvestment Program (13lan
the price reflected t an anent ate. You may obtain
the steel ace Imo yste finnrad Meta OM/ Moe
than me ~chased~ DRIP. what sheet Mil be
sold and theoaths:el be towed h your scant The
dadend 'enrolment price AIDPIred bi ihe men ~1
diner bent the ~Fee Wet al ••••ch fit Palle shre•
re sot!
Cash-M.5w
OnY whole trio/ may be held n yar some d sun
triad lea partialus? as a main of a clmalenel pcpPere
or ~me. K lArn Ma ate' WINOS ettal
~44 pee a sage al "Mil der errlted by •
reoVend <berg agency. ard ~fa yaw «card
~want ebjestien
The reettese *edam and nth bred ie
*Sec to
<PT account and may day be
en yxe stoat
Napa »Ina KlentprOnTAb, swing
oil sty
S•
their n >as hand taxmen«
itenterwm olApelnel For each 44~ NM. you
<Mae ore of the okeing enseentent <Nauss
• Pro-dice anent Income hrestmems keen the
generate. of acme air
• Manna CopeorAonsenon ~simnel% wok eg
gronth of prexpal tatter
te.
~rah* a
rKOtne
• ItYcsAmO Connetyan Same ~0~
Appreri
ty
aten harlems seeking bads the generation
of rccme ad growth of peincipal
OnewiN flake:She
• O~i.,
Soh, tomatan Mori cohmt Mt
be rid, ad eddady to the mare ornat. ern it
that mean the scant does not gene* voinficant
room ce taunt ana may non keg Ps* vat.
ditd*ch
• Moderesa Wies-o to accept cane me to poncesal and
tolerate sane *Wiley so ma toter return
• Anewee Wehp to =Ye I".01 it b PNWI"Ird
Non *Way Co wit ho rearm owe tent
• tt
ark,* Conad•Neon f ~eda
meson of the perfectolog hat samemay nth&
cotepan nog" lamed ladrty and ryes«
Wanly
Stetement TousaitokIner
We may ccosoklite dl metaled scam statement wit
the lame adios in the sore emel*e. e.g. because
they hire omen, new sbo marten pen scam
/else... rot web other clot al the satt eiblress d
>a prefer to mane rd tad OilemeAll mailed n
apart. imelopiat, you May cfrodno has hableno by
calm) yao Fnannal Adage
Friendly mown name
RE Friendly seam name R • luttanable inkkname*
chosen by you to awe you wit, your rwordtebana
has ro legal effect al~ scam, is not mended to
relled sty stesegi. Dodd. nno~lon.
~Anent *false a rd: profile ossoceted wit yov
scants. and o not a promo* or 94/111t, that wrath
or any lecree01 AM" <via
be ahead. Al
enonminte maw** et d kost nc Wrote n4, of
lots of the era* metrea You can change you.
Arty xcnell names trough OW. Sennot or by
tontactegyae Pronto' Admor
Meant owning
• bate oljar anoundAomtba Net of ends and
liOalt in.
• Avers axle*, "dibble cash benet mien fa
moidtd ^ref (malted Gobi, Tine Dhbaws,
tanked nods to make,. and annan moth not held
by therm Don not enclede traced nositelassets
at the end cd K prof rd tyrant annex« *node. a
p•41. onstmeeet. knotted dock *bon; and
am>«4abfa not °mono
• barites mad* debet balares. ~acing reel n
Ion. <raft Ire, than acorn byaxet
• Cattemoney babas Total of unoarod”labb
oath balarm. pew &poor balaxet al aflamd ad
renal, tubed braes, ad worn nodal mad lend
sweep b.X.ences a the <bed the «tenon period
Nomoornmotlly bee wide balances risks scant se
v segmantel from other betimes obi the in, inw
tae syd the knit nto ordvy cased it
tearing These finds am payable teen your demand.
Ibis total o ec1dden the curia periodclang man
Lending infiameation
Fa dueled Manton on the freWs Isidro ashen
ad automat, refs to >cm Clore Retehonshp
Agnomen! a Amite Aceetreent atlte Genital
Tents and ~tons LOS Staler em of Credit Pranks
amiable nAg.em•nta and 0iubacon
al »Wri
SDNY_GM_00325737
EFTA 00198512
EFTA01307658
Important information abo ut co ur sta le me ni (tein nued)
%e Stå
Vett nattment ~cm
~tet
ed ider anna held
b the nord
at the rodd ta farmen troa
You
inry ad for *bry
id 'uty pad startes atry irra
von mairaene 14M.retat ved at ban <older atm
• aird ams batnet dit (neden Ary rane
videned lodda en dåna the dimment pandue
ided al madet vakrest d the end d the statement
pecd
• ~bø&
dettennno the <ost basa ot the
~as
indoded
Ibis :tamen% enge isnats
wd,the
nurdsx ' i: LES Fnr.a31Sen<st has midd
Ot Normal*" <blant,. atom ~OM otte non U3S
'nial
5mAcm. radrg
~nation
Iran ~ha
Tema ana you mag have pecreded to yokrInntil
Adm« Regn
doet not nd•pernkrely vedy
~elan
the sa
xy
vardly oitradorertitiso
Ø
ty saras dh« than Li3Sfnincel Senat.
n akhoogh Les inn
alSendes genera
talde> M
nkendOn as et o stiiss,
the Fem
Ø
ro t Ødt
any arramn
Mal tea edsrabat
~Colt
bio' ad • Urreded gaielosi o
satse
at ot t
ds* cd ra cisternen. Atna
please dorm teson ris ~mela,
a malte
prehxea
Yle 6pcoons, la lai paase
a
othentat. ACCCOMS lenken]
totehm
mai
fenad oarTiass nformalon only for te parod of
Tine ihey se held at Itte Fem More hblorical
issa Mr:n can be .ilded by yas fearnin AdMot
• Unnateki:od sysinallossa neon dau is ~labb.
esanded sneaknes gandlotses n
oskulded kl
idudsd enevika loh Tine krir
ot daa for
ndvdaat kat malte mynta ral led carensstarhl
dorge ada
to:umy toorgr,:s.ca *rem<
Ornknd ad olh“ r.ry.~
las and snarrat
~ese
km ro who:m.5nd to diat.,/
~ryd
lot Th." trade dia" «Anm ~ritt
the
adaltkansactnn pa* date
• [Sable sureltim. Bads and pdlemed mak nut
the -mur tab for eska ~ion
wil be wirsted
irarbalk by lot Iran ned
al sames
d ekst
eie hed n oor narre et n nomne* naue fot ar
dients (al kakse ~hann
obtaned kom edd
pekes ed Is roa)
, es nol yitranteed Othe
feans nvy enn whoh avla aften dekt templet
~at
ed be boaled ka:onteama
• Pritievalua Proei Otp/ayed la utvist
"lodde
patent mai be hø« or tas
ten the pro. that
sanseuld entall/ ~mein the markit ullesse
<bland Iran vanke edd Party ~I
es *t,th roe
bøen to be retable. tel ne do on tirande Mer
acctracy.
-
%Ve ganda* ra the (buing pk* aha, ~Labb a
the tunmott Ute bel and ak pekes la åsted
sesse,
and optan
criy bid pennal
OTC
frldw
- hun
nro k ke
a•Vaebel ~not
moe te pned erga
valsa:
a the moet wen primen
ciXand aMmayrot rele« a". actual maket ake
avet.
- Calan poshMts rna, sper wahan a ake and
ad show as 'wca nonet solide'
roere
kneble to ebbet a asa la
Otposts
"na.
&namna«, in onnet
ah« tron u.S. Jab
rechen
ad relecied i the ~ronga
rate not the tannamdate
- Fa miter. tmvinea fadeg n noniortormrd
dencmnd res, rna ard party
Ilse valid rroy
tam bom »utlad to feira
Feila valton.
To oboenomn anten"
Mme nabb». <reel
ras Fnexul ~or.
• thand• inveamees and Mrueldrodproduas.
rtnate ~nei
seanbas (rciada-9 dadl
reim:anm Moen endres' titre mentmtnl tnen
«turtlet) sed sen.xtkredatoiacts ae csreraly hardt
&gad (ran
tIoxarti anetals ere na bent
nnaebrod wen the State os and &dunge
Carrnama a Lede, ry fane ~Mr
bar Yte
porele *hendel mb" fa perle rettno«
stortet ard ~lind
accbcts fa ',kammen',
Maa•
ca‘f Lua"
4 not 9•XS11440
- Tidd vaies may dale vimrery
han anet d
at,, a *Ith a aen
nestenent ?NI
or
*attved product tvtbe basta a so eid do
nat flatnet
teoresere the vale su mei 'etere
tØ Souidaten.
- %ed orry estimatet of »ia n
as of • cenan
date and re hippie:110 OBS Treent Saven on a
m9Ar bad bI n rdhanket "Mane lem
- taue. ~ai
armar cr tanta minna
di"
d ry. me ~Sed
to te Frm bytro mua.
gned orrer a spana ard may be cablated
bard ca Uken
nkerna on kan ed used by
tadDeles lo denne ref simrad viet
- You tan damen adkcnal Hermt on ~etno
rand to detenene the etnutid
oden sd the date ol h
sromattonthat e the
bår sa the «rare
by mntanrgyms Fnacl
adicor
- Thrd party nunaled rakes may br ref ledd as
"hid prood" n ~al
aunans
trinn
rd.wdrat
valt% on lem hx rot ~led
en
knatte
assdn yale Menuve betane ~se
ral amtsl
rent has «arrro
~tala
Preekb1( ~ed
ale mo cuesron. ce .Fent
vase sagd behold, speaslane die to the nave
of the n ny
- \Chr norm an ~c,
~i
partner a cpcacce
idletulad .41» 1
at/dpaly
metatad vat»6
breded, the tale of ta sonsty roal be delen
from ts peechaa proe
- 'Nota/ ett to date' mag «tuk reki-not
etui, (gane a both
• 'Onorui unt sve Mpintnli ltd rad dlenng
age p« kna end mynd Milen yar ant base
- OPP and
ÆTT sautes re na Imedan a
nittenal aortitt ~e,
and art ora"
,
tlictad ed enn d ein can be sold, the pme
reemed may be kos ~tapte
the, rant«,
nkr prarkd n the accant grenet
• Raelnated ~la
~Onna trar
gavnly
n
not «roeny angablr la pi*
sala SS Incl
Serven kan the minte ente ol
renntroted stak
ei de same asur as an rrokitd rate la Ite
resergied slok for pepases of ed detementody. To
dr treft ra mint ltd tames
se elgi* lot sak.
dd vake rawed mag be ubstentitlif kel alunre
~Se
town.
• Est («Smed)
nam». nemnt yieltb andratt&
An rtnuate d &rat ratane o beda
runn
elnient ad ~et
eies, WArnng Vit ranar
roe
be held la ene yta kom etaten« daa ce send
tnryncy TM rall.310 n anka a gudelm, afttiaty
ed ~naki
intime re not guaraneael
falma!
mel
nare
and einere raid la
tala^ efiet d ansees mått melde aret"
of
PaRoal a tilett gre
n stien (aserne at
;norne ferd anene >jabb «old be operstakd
- Ettinteed areal «ane ed omatt yield ind the
rekel nome edsild meta be bene se heta
egn the eten:tal noret
- An annua of artsbod nome (dnaced arder
befant) dinded tyddorren
manet
~nano
balance e~
on the Let de!~
a ment paymant mak by the node and
nynn
ddieckendslapasts ml be hell totone
ry front the dsanert bite
unblrnatutY.
koral(
cortiand ell se not ~ned.
• Aun not hald by VISFenudd Serdoam. Certan
stab <re rm held bi the Fem ard Mi *Onn the
f un% ~sat
or <card Thea ti tarm
depthed on ras natronet for Normmur
Nipa« ny
Poetant and asp annal
re
pronead byile nano tem UBS annua Seerene
not mante*
fa en trommen a -daa...nr
%innlet 45 s<urxy. New adels n
rot andedvi
by SIK or the tars at domena SIC covera,.
• Rane
sharing and additdnal compenalion
- Pt aidairt to connosnro at saks and I ;b.1 ka
mened n connedcn wth the clanbuton of nykel
luds to ar <kanes roe st
ar radd mai.*
eten* etrag panwats Iran ~Mulen ri«
>Jorta
the «utall Art Mal ne vel Tro
~ti
re bauden 'tro «fan
amp:nedst
dd rora
of saks by UBS of a omido ~ad
hal fatal so oa olenes, 4n0 OB the M544 Yale d a
cartnuls mest sad brd/ s seeren held al the
fim
- Wa ad ar allis
ah> raene netwoday ard
~bo
~Meg
lat inconsderation kr vanske
nam sari«. Inn ta Øde
to the nr-tunlunk
edb toet ganer», ro pod from Mente rar
n
the rn.tual kad and se a a med dens amen basid
anene -unt« d scores at te bedardeake
holding ~ull
trindt of th., lad lan fy
- at addtian to arnmastontretened n ~ion
ad , dd Ire or dadrbution d snoly «nem% ed
kre ~Med
hat tnt lodi (lent,. yre anda
ca aldre nar
Morsa ~Ni
Onnatantanan
iren maka ot the rasane ~dann
uncknedng
the omsky ortracc, atiltres d the ilarniCe
tornane, ce samen ed ne kne ~unn
'Rott
wadarbuto
-
b ad bn to anntrisanweted
front the
~e
and sak d hep tyta.skrik.
tvt anta os
attlate team, et ava.b.hed I!~
rating
>simen, from lintShres clarla.nors. as well as
hodag fa tahnclogy levebane t%kanna ed
edutat on
- 0v albloltt oho recne nid.; tomrisen
ed
oddr carperonn
from ~al
tumla ad rinne
~pines
aha . groabets wo dentbsta
- IV* teeti* corretoruato, kanta;
Bel L6A. UBS
AG SurdordEranch a-d nauaff
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ti-~
out cash mote proarns Ten
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turnees
Act"nity
nkerniron regsdna tommosens and «ha ~as
nurred n (aneilt Kn atti the etearton of trakt.
meldeg etaten varcreans hann
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,
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aur adwoe &e lo <slim barowna can la IN.
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sel rop «den ae recbced by the .roed
of cfrodras
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nsinuchad ~ase
byssa Var ae raponsbit la
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ending ocen orden
River
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minvab~eirost
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brderaa
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and
proddis le~arrinonents
me dt e
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ness al
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and anrotty proars midd by ~flatna
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errty skk6duan ol t..B"S FrontolSences
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• No bare granater Mal lose un.*
- RIA Revar«. Minseenent Attan. Binnen
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Management ~art
re reastmed
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re
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ovned by vsa
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ILOS Timetal Serien Inc
Tet 4IBIO
SDNY_GM_00325738
EFTA_00198513
EFTA01307659
UBS
UBS Financial Senaces
Private Wealth Management
299 Park Avenue
26th Fbor
New York NY 10171-0002
ANP7COSS045.971119 VI 0
Account name: GHISLAINE MAXWELL IRA
Friendly account name: Indio IRA
Account type: Indrindual Retirement Account
Account number
Your financial Advisor:
SCOTT STACKMANLYLE CASK'.
Phone.
Questions &soot your statement?
Call your Financial Advisor or the
RMA ResourceUne at 800-AMA. IMO,
account
Kat our website:
env w tin comi fnancialservices
Items for your attention
. Help protect yourself from fratd and
reeew bank, credit cant and brokerage
statements regulady. Also, get your free
credit report annually from
tinvw.annuakreditrepon
Value of your account
Retirement Account
Resource Management Account
November 2019
on October 31 (SI
On November 29 (S)
Your assets
59,022 27
69,027 76
Your liabilities
0.00
0.00
Value of your account
$59,022.27
Tracking the value of your account
S Thousands
$59,027.7e
57.0
•
57.0
57.2
•
57,7
Eel
540
•
590
•
DK 2014
Dec 2015
Dec 2016
Dec 2017
OK 2018
0112019
Nee 2019
Sources of your account growth
during 2019
Vake Of put txcount
atyeas end 2018
Net deposits and
wthlanwils
Your mestrrent return.
°indeed and
interest income
571601
Change in
market value
5347 20
Van of your mond
on llow M. 2019
560.027.76
158,12523
5t6068
Member 51K
ArP70003005504507 HP7000182421 000M 1119030579004 Y123697350000OCO
Page 1 of 6
SIDNY_GM_00325739
EFTA 00198514
EFTA01307660
*UBS
Resource Management Account
`November
P:•
Your account balance sheet
Summary of your assets
value on
November 29(1)
Percentage of
your account
A
Cash and money balances
59,027 76
100.00%
B
Cab alternatives
0. CO
0.00%
C
Equities
000
000%
D
Fixed income
000
0.00%
E
Non-traditional
0.00
0.00%
Account name:
GleSLAINE PAAXWELL IRA
Friendly account name: Intim IRA
Account type:
indnidual Retirement Account
Account number.
0.00%
Total assets
Value of your account
S59,027.76
100.00%
$59,027.76
Your current asset allocation
A
Eye on the markets
Index
Percentage change
November 2019
Year to date
S&P S00
3.63%
27.63%
Russell 3000
3.80%
27.34%
MSC - Europe, Australia & Far East
1.14%
1838%
Barclays Capital U.S. Aggregate Bond Index
-0.05%
8.79%
Year Financial Adviser:
SCOTT STACK MAI1LYLE CASRIEL
• Cash and money balances may include
evadable cash balances, UBS Bank USA deposit
account, UBS FCC Insured Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
account balances and money market mutual herd
sweep balances See the important reformation
about ;our statement on the last two pages of
the statement for detais about those balances.
Interest rates on November 29, 2019
3-month Treasury billy 1.54%
One-month LIBOR: 1.70%
Ake2C033025504593 HP700018242' 00002 1119030525C04 YI 23697550 000000
Page 2 of r,
SDNY_GM_00325740
EFTA_0019851.5
EFTA01307661
*UBS
Resource Management Account
November 2019
Change in the value of your account
November 2019 (SI
Year to dire I/
Opening account value
$59,022.27
$58,125.23
Wrthdrawals and fees,
nckrding investments transferred
cut
000
-16068
Dividend and interest ncome
5.49
716.01
Change in market value
0 00
347 20
dosing account value
$59,027.78
$59,027.76
Account name:
Friendly account name: Indic. IRA
Account type:
Indonduad Retirement Account
Account number.
Dividend and interest income earned
lot puroset d Ins stesement larablIty al Inkiest and decknd Income has been dtlennnott from a US
Is lettomup Peripedre Raid Won the indent, d the adorn WON. *Roam noe, or p103X1 type.
scene Merest amid Onien0 payments may not ten axon so tinted slats (us Inlet Poen° Rico (1e)
non Unef Tne dent enmity Valera", is nOl intended to Ise used and cannon be relud Won kW tar
plmotes Clams should Idol 00 I/10 200 KS:10 at fq;celing font they roomy lean UBS annualy, such a:
the Forms 1099 and the Fan 400, for tai reconno ,nformaon n if the practice of LIDS to fie tat
voicosta ta, neporteg forms worth the US Inteifol aroma Senice and FR Treason DePelirent and In
sunnier-ma accisatUy <Leafy dvderct ardor interest mien exempt or tootle crane, neat <omit your
inchidual tar preparer.
November 2019(4)
Year to date (s)
Dividends
000
556 43
hterest
5 19
62.30
Total current year
$5.49
$818.73
Pr or year adjustment
0 00
97.28
Total dividend & interest
$5.49
$716.01
Summary of gains and losses
Venni readied tenon exclude products for v‘heh cons and losses are not Ogsdiod
Realized gain and lasses
Unrealized
Novembet 2019 (1)
Year to dace (1)
gams and bras (11
Short term
000
963
000
Long term
0.00
-590.37
0.00
Total
$0.00
-$580.74
$0.00
Year Ksandal Advisor:
Cash activity summary
See Account adhly this manenla 4515is Seancesin your Sweet Oceont ace indicted in the ocienns and
'tilling Want's vat* FDIC insurance apples to ouscoas a UBS Sank USA axial banks oartcoatoo in the
UBS FDIC Wined Deposit Proaan. a Mei not den to deposes al UBS AG, Sisnloid Branch 9PC
Inteannn Valet to moray noon swop fund hadirgs but r bank apoutS Ste Important intonturon
ebOdf put starnentinf on the fat two ones d IM Occumeni ICY Wars.
November 20191$)
Year to dato (41
Opening balances
$59,022.27
$1,304.58
Addkions
Dividend and interest ncorne
5.49
71601
Proceeds from nvestment transactions
0.00
57,819 93
Total addrtions
$5.49
$58,535.94
Subtractions
Professional management fees and
related services
0.00
-160.68
Furids withdrawn for investments
bought
aco
,6s2 08
Total subtractions
$0.00
-5812.76
Net cash flow
$5.49
$57,723.18
Closing balances
$59,027.76
$59,027.76
AnD7C003009504599 HP2000182421 00032 1119030579304 Y123697150000030
Page 3 of 6
SDNY_GM_00325741
EFTA_00198516
EFTA01307662
UBS
Resource Management Account
November 2019
UBS Bank USA Deposit Account APY
Thterest period Oct 7 • Nov 6
Opening UBS Bank USA Deposit balance Oct 7
559,022 27
Closing UBS Bank USA Deposrt balance Nov 6
559,027 76
Number of days in interest period
31
Average daily balance
559,022 27
Merest earned
55 49
Annual percentage yield earned
O11%
Account name:
Friendly account norm:Pithy. IRA
Account type:
Indnidual Retirement Account
Account number.
Your investment objectives:
You have idenhfied the fallowing investment obyectives for the account g you have questions
about thew objectives, disagree with them, or wish to change them, please COntaCt your
Financial Achisor or Branch Manager You can find a full description of the alternative
awash:nent obi.< tives in important information about yvVir statement at the end 01 this
document
Your return objective:
Concur income & capital appreciator
Your rifle profile:
Primary Moderate
Investment eligibility cceraderatton None selected
Your account instructions
• 085 Financial Services ric. is your IPA custodian
• Your accotrit cost bass default closing method is RIO, Fast In, First Out
Your Financial Advisor:
SCOTT STACKMANtYlE CASPIEt
cuP7C003005924590 N77000192421 00a02 1119030575004 VI 236975500300M
Pegg 4 of e
SDNY_GM_00325742
EFTA_00198517
EFTA01307663
SUBS
Resource Management
Account
November 20in
Your assets
Account name:
GH Stara' MAXWELL IRA
Friendly account name:Ina', IRA
Account type:
Indradual Retirement Account
Account number.
Sat prem, acorns and Ontenl Y4 ties shown may tetcomnimalt Marmot pains arid losses .n not
be teniraelp reflected. See important mtamettcn <Mont war statement a the end of ths acumen for
mew information
Cash
Cash and money balances
Cain ant faaThly balance may alma avalatre can balance,. UBS Bar* USA OK051t ac arum balances.
uBS (c C inlaid RoganSank Batas. uBS AG Stanford Branch *pool account Waxes andmoney
tasks nvAud lund swap tookarces
See the /sporran' slam SatOn *Oat sOut Statement at at end at th6 davrent for detals about hose
Wanes.
Itching
U8S EIANI: USA CEP ACCT
Your total assets
Year Reascial Advisor:
uBS Bart USA and al urn FIX Mitred Fr0gen Dank depart stoat Wham ate Injured by Ilk FDIC vAINn
amicable rents. GA are not prattled by SRC MS AG Stamford Blanch deposit account balances are not insured
by t0iC ant se not protected by DFC Warty market sweep balances an wanted by SlIC but Ate rot enured Cy
the F0C
Opens, Ware.
Clow., balance
',sew shale
Average
DmIdemilitterett
Daps an
on Nov I (f)
on Nor 29(S)
on Noe 2•3 Of
Fee
peeled
peeled
Cap "Muni (S)
59,022.27
59,027.76
250,000.00
Percents,' d
Cost
Estimated
Unstated
Valve DA Nov n(5)
your account
bars GI
armlet Income GI
pan or loss ft)
cash
Total
$59,027.76
100.00%
$59.027.76
Cash and money balances
59,027.76
100.00%
59027.76
Account activity this month
Dee
Avon,"
°MIMICS
Amount IS/
Dividend and interestincome
Mttvest
Nov 7
Interest
U8S BANK USA DEPOSIT ACCOUNT AS OF I ROO 9
5 A9
Total interest
95.49
Total dividend and interest income
95.49
AFP700030,550459I NP7000182421 00002 I 119 030575C0a VI 23697S5000000)
Page 5 of 6
SDNY_GM_00325743
EFTA_00198518
EFTA01307664
SUBS
Resource Management Account
November 2019
Account activity this month «onfouedi
oat.
Money Sawa activities
Oa 31
Balance forward
S59.022.27
LOroly
Account neat:
?deadly account name:Indec IRA
Amount type:
Indniduai Raternent Account
Amount number.
Your Nsardd Advisor:
SCOTT STACK MaiLYLE CASPIEL
Desoto°,
amount IN
Not?
Deposit
UBS BANK USA DEPOSIT ACCOUNT AS Of 1110919
549
Nov 29
Cloung MIS Bank USA Deposit Account
$59,027.76
A nflOCC0005524592 M1000182421 00X2 1119 030525024 Y123622550 OX020
Page 6 of 6
End of statement for account number
SDNY_GM_00325744
EFTA_00198519
EFTA01307665
Important information about your statement
U3S reword Satan Mc. (the firma UBS Finarcal
Sondes). es a muter of al anapal seamy, canna:Say
and <plena meha-ges UBS rnaexialSoocos and IBS
Bart USA re rdeect stsdrrnci
UPS A6 and
af &gm of CGS Steuart ILC the km% Inarenal
gamier. es nobble to:amount the erns oatene
often re at
IBS inarthel SeniCeS he.
1200 Hata Boulevard
Wotharden Ne07COS
IM flawnwill (*Wonted* ore/ okKial Weed Ot yos
man Parked Services account Other reccedt. er.ote
*Heal to clowns-Oh fontwing cantina Orge that,
roe be relied teal F you bele* Owe 6 sneerer a
omoson, please report it nmethately n twang to the
Bergh Monacan of the office wren; rats axon
Alen*
al Mum dawn re Mended lob* actual&
stalemert
not be Lewd lee tx rowan fay
Wet/ on rex-mid lalams, ea. Form 1099. 5498.
.
h khm aethrre0Yas 'Zr worn the inn d
reputed by two to sepal loth* RS Aunte
dragon*.
reportable nnteeabb (*Mends and !stable Mew
Need en secontei held n sOur Meant. net Crated,
On H4 lrxeaC!at. end tog basis onoatencovered
sectsitm.
Cownwniatione with the Finn
• Pease reconfirm thy aaleorrenuncabons n retro
tofurther pace you retm. rkbarn9
Mi
P o rt"
vela the Savitert reitor Protochan An (a A)
• If the finthad now°,
on the asp Mei ci te Iron
of thet suttee,' i tea IBS Feirical Senicec. UBS
MANI SHWAS Cane. yat X<Oull at (hang
trokft by arrarent
•vih the rekaO1 relita en
we reformed acted the relleianthia ethenyal
opened the tativil
n t e arye. )04./ lint and
wades se located d UBS humidSown and not
We drat
ea tacter. ad you mat mike a report
of ay ma a ammo to both tone
• As devbed n the accarat Kretinents, you mat
ratify vs of any eras or need ereohno dye's
reflected on your statement whet 30 drys after n was
Maleda nude watt*
• Myth dead (Wontr aniplints a eflirieS to the
inn% Clem Meta % Ciepannent at 2O1.)52 • 169)
ce toliree a 800.35.9I03. BCD A.M. to 6.00 P M
IT Monday though Foley, a in wan rctO te5
Financial *von ax.. (lent Retie ore Departmere.
PO. Bo. 766Lhon
In 03081.
• Al statements shall be deemed corrolete ad mane
it not <bettedto n wrong wthil 60 days
• fa TTY whine,. Cal €u412.09B6 or from °Aside
the U.
Cad MI457.1495
• Mane 01 Mat a OrieflOIS *CU andantino
finds Vander (Illy bill parent a IBS Vet debt
cad transxtirm. cal 800.762.1000. or ebb
UBS
Financial Swan Irc leaf Marta OW, 6th f kor.
Wienantat NI 070316, Ann RMO/BSA Setvnt
Cllr
voile an $00n a yon can. 4 you tat you
statement a wept es neon) or dyou need more
Mammalarm a tuns* en the summery a
meg the inn or Card blue- (at molcable)mast
heat Morn you no ire thane° days rue **tem
sent pr to fed gnaw* on wench the wet or
Probl em *Pence
- Fronde yar nano and ac are nunlye Of any)
- Cott* the MP a he transfer sou a* oleos*
about and motet as <lea* m you can wit/ oar
blew A lt an caw a why pa need mat
dorm/nen
- horde he dollar amen of the expected error.
The Firma Card bps MI mestere your <emplane
and welcomed wry are.premptb• tor egged mon
roan"? LEIS Vemockba cad uthsacto-d. a ea tare
mane thth 10 banns clay; to da tn. we maned(
yin /Kean, la the arrant.. year their it in mot. to that
yawed Nit+ tt• Leo of the money dung the Imo o
tales 16 10 complete at inestegaten
flews make all checks payable to the rem or the
financial ingasicn cdcatedan the front ct he
narrow In add/ionto rogues accost tee accounts
may be ,.tact to mantaa-ce fees, chthats to late
pa/men fa wars
purchases and <herr kr u -pael
;mans nosh attouris lannste that re roanetored
tooth( nottnals rnay be sufae0 10 a lea der Tee
/AS Sweep Options
LIBS offers options
ke sweet:ma aoh Winces to bark
depose =arm at nen-Alined bats ardaHaged
balls and money market mega lends (Money &MO.
Depose xcont al LOS Brit LISA anananalthrod
tints purticcuehg n the UBS PDC tared Deposit
Program re FOC-nosel n acccedano wth7
irule:
For ntet riomnbon. please me arta. foc.gar. OecoW
scout at LOS AG %triad arch tee shires of
Mary kends eee not iviedby the IOC.
lank dfpotils re not protectedh./ 9 PC Monet had
dory, re protected by SIPC See -10S Inmost Sithices
Attar, Protecten' below.
upon at nasal barna( me bark dowse may be
wrhdraim, and than of a Morey Ford nay be
lc/Joined and the comet returned to pa 000.,
Utlx. es aaosil
Fate nfamaton etas salable sweep opens.
nclang <aeon intern! rem and yields. o mottled
wow tbs co-dsweepyelds. from year F fl annel Achisce
a bi <atm BCO 362.1000
UK financial Sri nos account protection
The Fan es a member of the Sauces mica Precede,
Cal:Keaton (10(). which voices PM into; cur.:won
of es remlares to to SS00.000 (ndalna 1250.0.000 for
clam kr cub) tylosalory tecchure nobble iocn
'Magas
www UK 019 the WC owl Croledion
grits con/ to all accosts that you hold te a pettubr
(Winn/
The ran, together withaim *11a1e, hn abo
p.echmed supplemental eosince The mailmen
a,nn payable to all ote)ble dents. cottony b under
the wleclan 41%0 indab at 01 Oranter 10. 7016
Stop° to it...coiny radio"
and lentil."
ash
the elm d *mho( protected ke to to SI 9 mlIcei in the
aggregate Ice all you e<a.'es heti es a palecular
(*.IC ey. A ful copy of the poky wadeg it megabit
ton reemert
hater the SIC pecteden ref thestool:mortal
prattle'. accoly Is):
• Cagan Inwood atom antroSed by find molded al
Set ladle vela) tot hetiaway ROM LES inancal
Semen Foe email< oaten Ci) murexe efoilels,
nckdrn ',rub* routes. and te) *wet of reveal
Ands regareel nett name of the rove
holder on
the becks of the our a Parolee net),
• imestment (alerts a nvesinent Merest, le 9.
limed cortnenhps rd ornate placements) tat re
not rog card ardor the Se:unties Act of 1931.
• Connocdrot<crtracte (eq, Iceman **charge and
pro an metal <avant*. indirdm.) heves f entreat
ad nawrodiT Won contracts. and
• Depose accounts Bream teethe**, of depose) at U35
Ba-k LISA. UBS AG U S branches and baleen Ow
KIK hused Copan Proles
Me SIPC inotedal ad the suXArninial protedon do
not apply to these asseh erm if they °themes gazes
onyx.' garments The SIPC protection and the
supplemental perat«tion eh ra Prate' aging <hinges
et to market nest of you' mestmeres (whether as a
real of market movement. wean batnptya
othawesel
Dividend Roinvesemene Program WW)
The V" **led
en enr age are. WA, may obtain
the actual Excc lean eas inancal Adsisce Only stole
sheet are puchased under DRIP. Meld sheet roll be
sold Jedtheeither& be dep000d iin you accost The
dredged rawegrnere ace woofedIN the issuer Ia n
CPI* horn the make tree al yawl, to Penal sham
resold
Cads-Mies
CM/ wh ale tnot may be held en you accare d you"
Killed ID a partialWit as a restall ofd &Mendgement
or ~roe.
the rem my either sell whet unit a
owlet pace a rape al !Mail doiermand by a
enagenel cseenva fl aky. erdoede pas account
lemmata/It aim:ties
The rirertfrae <beams zrelnsk profile are weede to
oath account and may va-y Wawa, yrs X<Claex
Pkaw idacelthefaa pleaalb, a *Nog a ry
SgnfeXe Caar 4p:a farad mamma
nenterere ceases For each Accost *At you
domeere Cl Mel °bong moment thaws,
• hocks& Cunene Income arentmeres stereo the
generale. of axone air
• AtateneCapterAopwatoex yaminwes weeng
growth of amp., rather than the gontaten
ncome
• am-Ax• Cambria°, otokome end00ea
Apprecaran letninems seeking tads the generation
of acme erlgorgh of principal
Devil tisk ;sof Boa
• Comas",
Seek, to martenend rancoot Leh
band( ad sclatilty to the man
ovetal. ern!
that meths the moan data not genre* Kinnear<
wean a rolirms and may rot tap pre aeh
eititan
• Moderate Wiling to accept tone me to peaked and
tolerate screw valibley to seek here rams
. Asaccmie Wil Ma to accept I 4 .1 "t 10 a'rcl h'ird
Arts robbery to tea hip fetant our tent
• fewenrent hooky Contedwaran f Oloctod, a
paton of the panicle, for that acorn may include
comae. graters. leered kanteny and Two.'
wring
Stelemenrhotoeholdner
We rn4 ccessoWt al rete*ci eccount itaWrett sit
the same xklths n the same ernekr. e.9. because
they hone omen who also mentan pen gawp
/elate...hen alts other clans al the saes erSertn, I
yea prefer to meat end /Oar statements mailed re
operate rengeore, you marcloone hooter:43N by
oalrg 'at innnal Adage
Friendly mown nano
Me Friendly account nee* R a<ai<mdable •nnkrderni•
chosen by you to mint you wits you mot *aped
t
h e no legal effect on your Jaart. es not mended to
reflect any genet. Orod...el, rttOrrireirdildn.
mertment<bjectree a re& pohle anceuted wit. Fos
marls. and o not a promaa of gannet that wrath
or any lewetal ant" aria wit be rioted Al
t iuntrrsiatt ,who the a* a bat notarg to nit
loss of the antic rwromant You <an dung. your
handy roam rums enough Oran. Unreel a by
otmactegmte Pnwittal Aden°,
A—at overview
• Vibe of pas lacunas:omit& Met of assets rid
tidal t in.
• Autb hclidell.nalble‘thtilAineef..atief fa
trlt iktinllau 611 (eg). end GobS Time Depcoss,
errealged marts to market. and anon064S not held
by Ow ;cm Dom not include acid
maker /men
a the end a the poor and °mat caterrem periods. a
ow* reestenetel triaged dock *pions and
4werc4abf> de* *phone
• Walter YEWm dam bathos atoning
nuegn
bate. veal Ire, than roam baa-det
• Cashenoney Ware*: Total of Lanwared salable
oath tottennt. FAA &poor Dann al aftArad and
ncthafflotel bares. rd norm maim meta fund
snoop batten. a the <bee al the immure prod
Nenconerodly be credit balances in sus sawn at
not sera yard from other balance and the Fern nay
sae rrdd tarn ketch n the adnry Cara 01 et
bares. These finch are payable Was your demand.
Dv, total es exixledm the omelet pen:deka., abut
Larding ireferenetien
Fad ueled nlermabon on the nWs lercIng radices
ad ensclosan refer to yeas Clore Ralateoenho
Ageernent a Attar
nuyeathlyint aft/ **Geneva,
Term and Conditions IBS kaleenent of Credit 'makes
salable rarer...fa
and Ns <bagel
a saw.
rfrfranv Pet
SDNY_GM_00325745
EFTA 00198520
EFTA01307666
Important information abu ut your statement ((Ontatued)
nar arata
Yes falmar. names ~nes ed ether enen held
b Hee x<ord Y th end of te stenoven prol Tem
my ad fa de
luly pad ~nos
e enry tero
Yen mee [enne inneb vod at ban toedeed dm
PaYrd ani/ helen* noten !hem Ary mor ge
tapbad tot efirn ding the statement pand are
bied at mat« vatra 01 the eed d the statement
gaand
• Coat baai. In dettemnna
<On basis et Ten
moten indoded n tentamen& *tere jokend
web th* nart« •
LeS Frumial Sent« hambed
o, Normenton <Mand hom tam« ota tal LeS
f rabat Sennes, editing marinenon ban anothee
Irma thie you mag havo pronied to nov Ineen
Mina TM firn does not
LeS innad
odeon-ein
vordy a
the
r ecy
vabity oe kry
d;
damden
oronied
scones ot« than
f anti Sens«.
Ø addeert athough
Stevens genera
todato, M daneevna t e merend te lno
don rot tronie arry bassmen doet ten Sommen.,
~CC«
base' ad •Urreaked garf los,' is
accurate at os t. date d tic naaura Aktrur.,,
Om do na Mient»; rulampa malte
p-edda« tab dartms, fa t aflos« a
othermse. Amons bansf«ted tot* hm mat
eelloct s»Wlossdanna.' only toe to perod of
erne ihey se lied at re tarn. More hetakal
stambron open be adiedby >cv enrool Adé«.
• Unrealired peint.alossas neon daar' ~dabt*.
ese entad arediadoandlosies se calculted kt
nductut mate bh The kanaten dia hm
n incloi bes amor ~enge rel leek ccerenenonh
~ga ander taaty eoorgraxcn MMS
Omleid ad ot« ron.~
Iers ad sniemac
~dim ben ro nat ornbned to dialw ore
aoragad lot Tro Trad. date" <Maten galants tro
adyikanartnn vage die
• Caltable markies. Buit and pnlemed dak duit
the csu« <ab lor *NV Fedenzt.on wil be wlested
frparlaqeby lot kom arg al staniol «dut
esse hed noes rum, or r. name** name kt car
dient, Cal Set ~kond
°blond bom tred
pal*, ard es xosacy es nol gaanteed Oth« <dl
leatrits mai mrt went cola aften velt ~plee
mannel wit be rionted koon Antoon
• Pritatralue Prrted rtptayed lawaaien ad ot«
paf" meny be lt« or twee ton The pnce tre
141 %%kl Keu.* mono in te mark« nat an
<bin*d (ron. vant end Party ~Vs atheh we
bebene to be retable. b.* we do Wol ~iele ent
~eg.
- We genera* uw te dwing pek* abri ~tabla or
the men ot dire bid and bik piket la bied
~iet
and opsper asa bidpica kr OTC
Headet
- Lat actralii tradod mum« nuy be vod ie» a
witaton midi oe the neon mem Ilnes we
cqined ani my rol reikt r actual mik« vice
aval*.
- Cerlain not:" mar speer ~out a vice and
wel tos as 'ptt wand ~Ne
d we n
km* to ebt«, a abt la r Marty-
- OepOleg «walen deromnend in orten
oh« tron u S. dolen nriknad at th* ~nip
rake zot de ruenere date
- Fee tostorken traden n noniertormno
denemnatens, pene and aart, Iloco vakterm./
how been zjusted to frik,» peper valUatan.
To an notrem gootartint, weien aktlabb,
ms Maxi ~or
• Prime* immanent. and strand indoet'.
renate ontsmet utanen (nikten dreef
~nemer:n tram and real Mae ~ramen mol
leas bes) and nn.rtiveds~ts se ~alven"
nigard. (elan poxtven grodms han nel been
manend w<h the Save a and Edwin,
Comme.« ad« an state wonde ben We
proven enenaled valies lor pront evetnnnt
sent eo, rad ~bied ;adios fa dansma
Ps0~ ce+ tuint" 4 not 'aanbied
- These vaan min dill« %Menig*, km Pege%
arry,
nleth a prene ~smient wo
or
l
strata& product mal bebootst a no ent do
non naai-v.1y ma-ure the rate >nu my recent
Leon Squidamon.
- lhird party Manies d rate re af Ce *colon
dia and are suppte0 to Mina -nul Smoes on
N9da baseby an nditexket Marion fan
- letten ~al prinoe ce amor eannud niuet
d r% ar• staned totoFit by thermen
waal panne' or sproot ast may be cabiated
bakden diktere ot:maan ban tal kind by
tad penen to dage ter *nemend nadoen
- nou <an drain adStenal nformatonregoretrd
te ...thi~
wed to detenrine the fantes
via and the date ot te nl.:neuron that é the
tot sa the «touw by <on ciens.: ~nol
Anno(
- TheO party an sed vivat rrwy be re aud as
'Nat pand' n snwat waaroms ween an
relhandrit vaam lam hen rot neiliad v
~to
~po vatn neen we baant armee
tal a ~ris! ne« has coorred fiat ~fata
Pe~reinaled naar eb cueston, a eken a
nlue ank he han, tpeculatoe dept* the naVe
of tko munty
- Whon not« an none, Bopara partnie oe tpsnee
«Iemand ot» rot a trdnany ein400 valga
pcmcbt the raki of ebt toosoy wil be deltert
frons ti geschat* price
- '0mb-oom to die' Mae ~le reken/pl
OOM, ranse a bot
▪ 'C anal uni sne' eeprelledi the mi slang
voce p« vin and new nat rellen, >aa tost base
- OPP ard uteld KIT Maiet re na kneden a
nybenal :VVV, ~ene, and re oma",
daad and rien d ten; cas be soli. the pene
mond mat be len ta, te per share ren eed
renyr promood n the atlant Patentere
• Reetriebed mooien Pantad <wem gorswaty
are not <arre digeble dor pi* tak. Lei F na-col
Sereen" Von tat nurk« voce ol ta urentartled stak
od the tra mor as an urpost vita la te
intended stak fa papases of tori ifeteOsentane. To
no enere Mat rentend save es an <Nesteilor sin
the via mandmag be u.bnnisiy
llun te
mputed vale savn.
• Est ~nat..* imam went yieltb and reus.
An minne of enne rane n tonnen tunel
thinited ani ~Mto,
wanen ani mades wil
be heb fa pen year kom statement date ee cand
tremen., TM atmatort enk a gudelne, accay
ad cc"Inaid inca,» n not guarantoed
i• fanaat mal mant and <veem rel! la
((elan Man Of ~ion opuld inctide aceton of
tramt a opdat gans n wend, tat te ni
incane (cd <went ),ele meid be enestated.
- Estieded ense «ome and weent yid and Ine
idool ,(ane and yOld rman bie ba« or bijnee
the atensted 'wants
- An onminof an stod «om. (dvdord arde,
intense dinied ty
<twee mat«
viilawage balastro e~
on Cie last dvdend
et maant pal mm: male by
mar and
nivon
invillendepnts vol be heb '<ron,
wis ken, en st ~met <tee ce untilmatray.
Atoracysidertnad yekl se net greernad.
• Ann not held by VIS finodd knaben («ten
meert nd heb ty the Onn and rot eten the
inWs boufsa ra <omrol. Thee «wet ani
deptind on reu nataan lor thema cad
pupotet orly 'Amons led tob« praanted re
proodod by tro mum km UPS snottul Sent« es
not ~rist« lee rin manren ed does na
gunning ris ao<urry these assigs se rol pected•O
by SIK or ere arms tiadomentst SPC comerage
• Beneemt 'baring and additianol compeneation
- h *Mi -sta catwirssons en sales and 1.7b.1 lees
mened ncc/media, wth te diserbion of ~Lol
hands to oor <bents we reset os 'Heine wao
muna tang parwrits Iran detrtedan «da
wintert d the niutual tad( tm we att btw
rom are baseden lente tarnt <arp:e-eest (J
te arrose of laks by tØ5 oe a primair inruae
rad tarn), to out cront% and lia te asiel ral* ot a
~nuts ~ka kind trijs storm held al te
fint
- We and oir illua eh* recwe newol.ig ard
Øs
mamma ten n corenderatien fa ante
flard Uni«. tat aa pinnige to te ron-tual rondt
Thea ha genera.% re pad from ~Zee enen n
Ist rn.tual eind and an asfa ddollar imam bied
enentrunt« of scans at th* beekeirdeale
heldig ~uil funds of tbr fund faenty
- tr addeen to onniesrtnsrecened n annction
wit, tro sale or detailion ot ~dry contract. ad
unt ~mail hot ais to as clenli, we rala
as Mauw legere none turing <neelenlatOn
kom pryd the rotsree ~nel
undermeng
ta .' uty orerser., reins d th, nonnen
<orrtunet a spanen of tra une Il0~44 ouds
vadersspa.
- In addittri to Canmelbnleatnid Iran the.
[notie and tab cd ~stads.
we ander os
"late recta an asvn.band rewnioe dwing
',samen, kom NedShires charta-dort as wed as
firdna fa technology development. training and
adam«,
- Ov alldolos enho reces. iredeg eorrnincen ad
at« <arp:raio, from Meun Not ard enne*
Cavpalon Ataa pnánte leao dintba•
- Wit mem orrtontat on Iran LeS Ban Lek LeS
AG Standerd &inch ani ~41 ,4~ bras
*not. out cash wk•xp pØ ant TM
cceroptnizbn ma/ be a ~kW pa attaint fee er
mw be. tamme/deia moge. &verder:ooi
exrs
Acenity
nformation rooddencanna:re and ah« Uiengen
~red in <Genaden inni Ine enneOn 01 badet.
""
1"9 gaten Várcactons tentbeo ndoded en
catrinsions prenrauskr umisned tona. and ali be
Pronded to na grentitsi enrana
Sheet Delling
you se <and n short wang a sentay, >en may
ncw a ~ge Me lo <st en bonown, tont la tea
Patalit ~ar
Open «dm
Peitadrg open or • iga:d idltanakt aders tm
uwe ni rentten bytte namem date, open bv and
sel nop orden se reducedby Ore armen ol croderds
« rites oer re eedaratlexls ce ex frOoll den unies
nstrahed ~wen bynat nou re rewanbb lor
adem Ika re *moed Oak to was tartan to anaa
eneling wan oden
Privacy
To obtan a con ot as enen Client Privacy auke.
riemContact yott relinuelenhene a eek no «etste
dl »vno oen evrezennen~t
- 165 trnancralSenan è nat ede* The RMFa Banen
Servers Account BSA ed OMA re brokten)
kaant< whoh pand. Ment to breng ~n
and
palen tiras/. ananganena eet idfilated bras
and ot« thrdpany brilt andpa:niks scan to
latne and anrorty voert moed by ~HUIK,
thednaltY elleene• orroanin tra* inwint
agnry skkindunn o1185 FnantwISentes ".
- ~armere, nsvance. ani must orcd.rtin
- Min FOK rand • No barn smartte Mal lost vale
- tMA Rasdate Mannement Aars" Busiwss
Sarion Accoum BS& IRMA and riternabemi Raai»
Managament haast re reanteed tarwe maks id
lei troon., Senxn Inc.
- VISA rs a rogrtwal tadawark °wend by rna
Voemsbeedi Serrci Miauw and Med Leden
kent The 18$ ~credit <edik-4th. LEIS Vita
debt <at se moed by 18$ Stel. USA wit
terminal Iran Vea USA h< aporated Mot«
tradriarks, regnered traderrods. sen« mets and
reg deed novice márks se of thee respect.«
<omvat».
USSFisndYSwlea4M
Pee 201B10
SDNY_GM_00325746
EFTA_0019852 I
EFTA01307667
UBS
1265 Financial SenAces M.
Remote Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-0002
CreP7C07033593 t2t9>orci 0
Account name: GHISLAINE MAXVVEU. IRA
Friendly account name: Indite IRA
Account type: Individual Retirement Account
Account number.
Your linens:id Advisor.
Rhone:
Questions about your statement?
Call your Financial Advisor a the
RMA tesotecelme at 800-W4.1030.
account
visit our valuate:
meet vbscomrlinanoalseneces
Items for your attention
. Help protect yourself from fraud and
review bank, credit card. and brokerage
statements regulady. Also, get your free
credit regal annually from
www annuakreditrepon com
Value of your account
Retirement Account
Resource Management Account
December 2019
on November 29 CS/
on December 31 (II
Your assets
59,027 76
59,030 64
Your liabilities
0.00
0.00
Value of your account
359.02736
Tracking the value of your account
Thousands
$59.030.64
570 •
57.0
57.2
•
$7.7
911
SAO •
590 •
Dec 2014
Dec 2015
Dec 2016
Dec 2017
Dec 2010
NOV 20, 9
Dec 2019
Sources of your account growth
during 2019
1/ake of )0Uf iKCOUnt
at year end 2018
Net deposits and
vntecharvale
Your Wriestrtent letUM:
°wand and
interest ncorne
$71889
Change in
martat value
$34720
Value of you &card
on Oec 31 2019
MOWS.
558.12523
16068
Member SIC
0.7000;10078705031,700030496900033 I21903057SCOI Y123697550101000
Page 1 of 6
SDNY_GM_00325747
EFTA_00198522
EFTA01307668
UBS
Resource Management Account
;A:•cerrixr.xl
Your account balance sheet
Summary of your assets
Valueon
December 3 (I)
Percentage of
your =oust
A
Cash and money balances
59,03064
100.00%
B
Cab alternatives
Dao
0.00%
C
Equities
000
000%
D
Fixed income
00
0.00%
E
Non-traditional
000
0.00%
Account nerve:
GleSLAINE MAXWELL IRA
Friendly account name:Ind/v. IRA
Account type:
Undo:Au:4 Retirement Account
Account number.
F
Commodities
Total assets
Value of your account
$59,030.64
10040%
559,030.64
Your current asset allocation
A
Eye on the markets
index
S&P S00
Your Financial Advisor:
SCOTT STACKto:4ml CASRIEt.
• cam and money balances may include
avaiable cash balances, UBS (tank USA deposit
account, UBS CDC instead Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual had
sweep balances. See the important mformadon
about ow statement on the last two pages of
th is statement for detals about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on December 31.2019
3-month Treasury bills 1 52%
One-month LIBOR: 1.76%
Percentage change
Doceinber2ote
Year to date
3.02%
31.49%
2.89%
31.02%
3.27%
22.66%
-0.07%
8.72%
0/4100030076709e4 W7000301969 000O3 I21903057SCOI YI 23697550 t0t000
Page 2 of 6
SDNY_GM_00325748
EFTA_0O198523
EFTA01307669
UBS
Resource Management Account
December 2019
Change in the value of your account
December 2019 (5)
Year to date
Opening account value
$59,027.76
$58,125.23
Wrthdrawals and fees,
ncluding investments transferred
out
000
-16068
Dividend and interest ricome
2.88
718.89
Change in market value
0 00
347 20
dosing account value
$59,030.84
S59,030.84
Account nen*:
Friendly account name: Indio. IRA
Account type:
Individual Retirement Account
Account number.
Dividend and interest income earned
For Puisosesd the statement lacablIty d inkr<sl and cirldend income hm been delerrnne0 nom a US
yr indoinv miaow Based upon the residence or the a( Writ bade,, account we, or proelvt type.
scene r Merest eau Oniend payments may not De scowl in tomer, slats (us) arab Putrid) WO DID
Mon* users The client rronitty Paean n not Intended 10 be used Mn cannot be vend upon for tar
purposes. °tots should rotor to the 2rOK2t10 tat reporting forme they roomy lean UBS annuaty, Ian as
the FOrrr6 1099 and the Fan 491 for cat retortmg riricartatcn n is the oboist of PPS to Ile IM
vocable to report
loons nth the US mortal Roane Sehice and PR Treasury Detranment and In
mph kerns accseatery <aptly dvideect ardor interest as lac exempt or loath income. Rae comfit your
include.' tat paperer.
December 2019 31
Year to date (1)
Dividends
000
556 43
Merest
2 88
65.18
Total current year
$2.88
$621.61
Pr or year adjustment
0.00
97.28
Total dividend & interest
$2.88
$718.89
Summary of gains and losses
ease, reDarled btton rodude products for Mich pant and fosse, are no (tooted.
Realized gam and Imes
unrealized
December 2019 (1)
Year to date (1)
gams and btes (II
Short term
OW
963
000
Long term
0.00
-590.37
0 CO
Total
$0.00
-$580.74
$0.00
VeerKneaded Advisor:
SCOTT STACKMA/4O'LE CASRIEL
Cash activity summary
See Account sr tray MU month for deters Stints m phri Sweep 0plont Se 'minded in the wenn; and
closingtames value. FDIC insurance apples to °events at PBS Pank USA anneal banks barttpabnCt as the
URSA:It Wined Deposit erect/en, a dal net fiXty 10 deposes al U8S AG, Sisnlaid Bench PPC
Vottatton appals to meaty moat entrap fund hadinas tyl rd bank *pouts See important Intoirnston
'sour your argenenr on thelaSt two pages cf Ito document kf coats.
December 20191S)
Year to date (SI
Opening balances
$59,027.76
$1,304.58
Additions
Dividend and interest ncome
2 SS
718.89
Proceeds from nvestment transactions
0.00
57,819 93
Total additions
$2.88
558,538.82
Subtractions
Professional management fees and
related services
0.00
-160.68
Funds withdrawn for investments
bought
ODD
-6S2 02
Total subtractions
$0.00
-$812.76
Net cash flow
$2.88
$57,726.06
Closing balances
$59,030.64
$59,030.64
O.70009007t0099SNP700030496900C0.3 1219 03057SC04 Y123697550101000
Page 3 of 6
SONY_GM_00325749
EFTA_00198524
EFTA01307670
UBS
Resource Management Account
December 2019
UBS Bank USA Deposit Account APY
enemy period Nov 7 - Dec 5
Opening UBS Bank USA Deposit balance Nov 7
559,027 76
Closing UBS Bank USA Deposit balance Dec 5
559,030 64
Number of days in interest period
29
Average daily balance
559,027 76
Merest earned
$2 88
Annual percentage yield earned
006%
Account name:
friendly account name:Molly IRA
Account type:
Individual Reoremen I Account
Account number:
Your investment objectives:
You have identified the following investment obrectves for this account t you have questions
about these obrecoves, disagree with them. or wish to change them. please contact your
Financial Achisor or Branch Manager You can find a full description of the anemone.
',vestment °tie< twes in ImpOranf oforrnarion about your Statement at the end of this
docurnent.
Your rotor. objective:
Current income & camte aPPreciahon
Your risk profile:
Pnmary - tvtderate
investment eligibility consideration . None selected
Your account instructions
• UBS Financial Services Mc. is your IRA custodian
• Your accotnt cost bass default closing method is RIO, Pro In, Frst Out
Your Ploandai Advisor:
SCOTT STACKMANtYLE CASRIEL
Retirement services information
2019 Year-End valuation statement - Fenn 5498
Retain the statement as you
La:':-i
LI your Asset portfolio includes insurance
products, unpaced Private investmentsor a you own Outsrlo assets that do no: appear on this
statement. we wil automatically provide you with an isdated year-end valuation in January
2020. This 2019 yearend valLe of you PA (or the updated value, if applicabee) wit be
furnished to the internal Revenue Service
$59,030.64
Beneficiaries you've named for this account
The ben& cranes listed below reflect the infonnauon in ors records as of the end of this
statement period if this information is not correct. Of you wish to change your beneficiaries.
please contact you Financial Advisor. Beneficrary changes are not effective unless you give
them to us in writing and we accept them. If you live in a commtnity property state, your
beneficiary dennation may be subject to community property laws
Percentage
Benefriary
Contingent beneficones
10000%
Katie Vaughan -Edwards (100 00%)
CW704:090076, 0596ir000304969000C(3 '219030575004 Y123697%010100)
Pogo 4 of 6
SDNY_GM_00325750
EFTA_00198525
EFTA01307671
SUBS
Resource Management Account
December 2019
Your assets
Account name:
Friendly account name:Ind'," IRA
Account type:
Inthedual Rebrement Account
Account number.
Some P*0. w<Onle 00Clare/II Kibe$ShOrin may be OLOccuimale As a met Gans and Wises trot not
be &nucleic reflected see important Aformaterabout Awe statement a the end of ths dxween for
more Infcanalion
Cash
Cash and money balances
Cain and (Raney bane*: may .nchoe avalate can balances, ulln Bank USA amasst account heaves:
uBS FOC insured FenianBank Seams: uBS AG Sumfota Branch *pool account Waxes and renney
rrVIcel mut ud lund sweep Boraxes
See the lmportant
on*.bon about )our stneffient at the end of this CMinns foe detats about those
balances.
tithing
Ws BANK USA UP ACCT
Your total assets
Your Rwanda/ Advisor:
11B5 Batt USA andtll u BS FOC Insured Megan Bank ckpaA ac<ant bli/fXtStre Insured by the FOIL SINn
apaluble pmts. but are not Framed by UPC MS AG stamscro Blanch deposit account telexes ale not ensured
try fOiC arc are not protected by SEC. Morey market sweep teldri(e1 ate protected by SEC the me nal insured by
the FCC
(Venlig Odense
CIOSirgbdenCe
steeper snare
Ave rase
DiAdendloteles1
D.3,1
an Dec 1 (f)
on Dec 31 (SI
cn Dec 31 (5)
Fee
plod
Wed
Cv ensure (S)
59,027.76
59,030 64
250;0000
Percentage d
Cost
Blimatecl
Unedited
Vete on Dec 31 (SI
!Our account
basis (SI
erred laccme (SI
pen* loss CO
Cash
Total
Cash and money balances
59.03064
100.00%
59.030.64
Account activity this month
Date
Mikity
Demotion
$59,030.64
100.00%
$59,030.64
Amami IS
Dividend and interest income
Mte. est
Dec 6
merest
UBE BANK USA OEPO9T ACCOUNT AS OF 100919
Total interest
Total dividend and interest income
288
52.811
92.54
ChP70003007f00597 Nen000304969 00033 '219030575004 Y123697550101000
Page S of 6
SONY_GM_00325751
EFTA_00198526
EFTA01307672
PUBS
Resource Management Account
Decent< 2019
Account activity this month (<Onlinued)
044e
Money balance soivitires
Activity
Account name:
friendly account name:1min, IRA
Account type:
Indoirdual Retirement Account
Account number:
Your Financial Advisor.
SCOTT STACKMAkfl9LE CASR1EL
Cmcrinden
Amen' II)
Nov 29
lalamos forward
659.027.76
Dec6
Deposit
u8S BANI: USA DEPOSIT ACCOUNT AS OF 1210919
288
Doc SI
Closing U.S Sank USA Deposit Account
$59,030.64
CW700000713705% 71, 7000301969 00X0 1219030575004 M236975501010O)
Par 6 of 6
End of statement for account number
SDNY_GM_00325752
EF1'A_00198527
EFTA01307673
Important information about your statement
LeBS Fnencial Seam he. (the Firma UBS financial
Sawn), k a wetter of al errant teanty, ~madly
and cob" ewhawges UTIS inertial Staten red LEG
Bart USA re rainy« ubscionescd LIFS AG rd
athletes of U35 Seanues U.0 the Tim,' throat
statement ef raelablr na•art request the Tern's waits<
offas ere at
tin Farad Slattf k%.
1200 term Boulnerd
Wearrelen N)020136
IM notannal i'llrflentt the on1,
%cc«, of "act
• ES Fainted Sent (1 a<Ount Olhl• arrad{, +tea
offal lat clocumertS. tonlonreg coraldregclatersIteM
ned be relied rØ F you byte* OW. 6 an «NW a
*racoon. please~t ennedotely n mend to the
Dearth ~con of the office utter.; >as ocean.
Aldew.r at legater {Power re Minded lob amnia.
stately% dote had not be rand fa tar paoses ray
ity sen )4. 4114 tad 1~4 00. Town 1099. 5498.
1
esc hynen FreOrn3 dov lay man the Fern it
requrecl by lee to .Ø toters all toed. ~a,
reportable n:n-tanbk efr•dends end tattle interest
caned alias«, held n your near net crate*
en file transact ere. end too basis On «clan (00(ded
umsdied.
Cormunicetione web the Fine
• Item et.contiree. an, cold carrruncreona i, ventr9
tofurther voted pan ntin. nØ
Yenta,
via, the Saven ~Or Prol•00•1 Act IPA)
• II rho finaiceil neuter on the sap lade date trot
of the saat~ es not LOS Feiticial ~Mi. LOS
eunNal Sams cartes your ~um at (kelp
broker by årta-Tmert with the reacted noes en
We Named Yad the retelione,P nhenfa
evened the nave let the cafe. SOP (tall and
wanes a laded t UBS f named Somas and rot
the mroclero brck.a. and >cw nun nuke a report
ca nonce a 0001,0n 10 both Ira
• Az ~bed r tat otteart cerement,. you ma!
nidy tyy o! any anon or botad a/010dg Pecl I
reflected cn your clibiment sinn 30 dads aha d teas
Maeda med. availed.
• Dan Oral offlonNei ~gird. P nyrus to the
Yews Chem felam ~wit
et 201.352 • I gd
a toline *B30.3SA-9103. PCOA.S.1 to 690 P FA
Fr PAyrdery through Fray, aen on rya 10 LAYS
Fewx el ~0111x . (lent ~PIS Debeltrett
PO. Bo. 766 Lb« Cly. 141 07087.
• Al statements shall be dawned conc,lete rd atone
å not <bettedto n rang ~hie CC dap
• co. TTY what. Called-612.0%6ot Øltid.
sett U.
Cd1201.752.1495
• I% caw of neon a onslcns *at intl.:born
lada transfer OM bill parent or 1.13S Vine deter
cad ransanion cal 800.762.1000. or wren to UPS
~col ~des yc.. ICCO Harbor FM, 6th floor.
We
NI 071/4 4 Ann RtAfeirsA Samet
Cella min n soon of )au can. 4 >silk'. p.t
ststeinent a recepl es +nip or ',punted more
framhai ote a transfer cn the seaerneta
matro. Ille Fern or Card but, (as applable)mni
her from >0.• no lit« ~Cady, ria te Fern
car pa IM test ciatamcre al v.anch the Ma or
:Mend
- Prod6i vas none rd wont nunte Gt any)
- Descrbe the toot or the fonder yu tevane
about and npLin tebry as youcr wed >a
Mere n K nara a why >cm ~CI~
diameter,
- haak the dollar errant of te waned era.
The Tern or Cad bus ail nvestate your crepes«
and wit aced ow lace prarestb.• For sapped eras
~no
LEK Vov debit cad transactons. d ben, late
more ihr 10 antes days 10 do the we will <red(
>at secant la Ill+ an10t" ~Mr* it in mot. to thel
you dal Pat*** ute of she money dun) re It..
ties tan complete at nibiten
Fitt make all ~is payable to therm+ or the
fareul naglen ndatedm N from of the
statement In addition to regular oxcart feet accounts
may be PletCt to Illenlenrice les. throes la Ire
papern tor snort« anhases and thargit fa u-pael
roves n ash accost A«ares tir ere transferred
toalen esidula0 may be sLkent le a order Ids
WS Swap Opaers
Les oifien cofion,
»~.,
cash balince,» birk
deposit eastern at non-diluted bats and "Maud
banes and many mirk« mewl lends OVOne~
Oopoic xccurcc 31 UDC Bar* LISA old are. alfilyned
banes parmating n the UPS FD,C teved
Program re FOC-reestd n readonce wehr
i
Crulty.
Fa owe raomnbon, plena ma wow 16Yr. Neat
secants/4U% AG Slernford Bush rd Sun. el
Wray fists 6,e r101 ~Kt ty the IOC.
Bank deposits se not protected by SIC Money Fend
saum re protected by SW( Sc. "LDS Innesot Siren
*Keane ~en'
below
tan par apret btarct ldro bat deprett mot be
**dram. ard thaws ot a Money Tind may be
ladated and the vandt returned to >a« >as
~rites was..
Fut« ~son
,but nibble sweep opiens.
nc1xliva <ones,' «nest rates and yields. 0 414103ble
www das <or( sweepyields, from yea F rancid Adescr
a by catng 800 762-10)0
•
f ~of Son ices account prowsion
the Tern 'fomenter ot In Stevan reran Protecion
Contrition (SIC), .Mich VOle<11~4e. curictren
of as members Lp to 11.00.000 fendoleig 1754000 for
dares fa cash) Emir/nay Øre
nobble nor
le-gd a n ern. eaSe or9 We SIP( t,a Ølion
lint axe, to ill tact" that you hold n a petal"
<sob,
The Fern, together nith colon *Watt he al»
~chased supplemental rune
We marrnsn
sexist ~CM to deniabledeem «decree b under
the poncho" es ISCOmIlat as of Decanter 10. 2016
Stapp° to 'heroic? coedit" and lantetens tant
the Fem n tut« acetected kr tp to St 9mila:rite the
~None for all rxe naves held n a pedalo
~car
A tut coy ~poky wardna it oldete
won rectart
tinter the SIC prarden ra the ~metal
pant«, sob to:
• Colin Inneal nun ~died by fend needed n
Seer «('ru utal tut tea:lawn Irons UPS inrKul
Seem." Foe emetic* («Inn CO musette acacb,
nottro wstbk, armates. and feJ ~el of meta
kw:bra:Awed nt.'s nacre of the accovn hold« on
the becks of the our or orre votes),
• imestnem <moots a rwesimn merest, (e 0.
Itnird potnenhas ard wont placements) tat re
not !neared velar the Sountess Act of 1971.
• Cam odar <cream (e Liaison ...charge and
proton rnnalprdriclf.l, inicludn) lines piedrais
atl 1~
Piton contracts. rd
• Depose accountsfawn:4 COrthCiPS d dØ,
a LIBS
Br* LISA. UBS AG U S tenches and bales n lee
MK Wand Uten Proymn
The S+K prOleclon end the simakenenial prctedcr do
me »pi" to these assets eon if they aflame coat
onyx.' siderei(. %WC prolecton and the
upplernmtal prot«tion obi'« POIKI 193.01 changes
en the market vet.* of yes ruasters (whether as
reveel of market movement. emir brtnpya
othervemel
Dividend Reinvestment Program (DWI
the pace reflected re an enrage ace. dor may °Mon
the abase ace kom pas lanced &Once On Mek
turn me ou <handunder DRIP. and 5h~ ,all be
fold andtheca will be &paned ee you accc•-nt The
dwdendrerwes~ are WOPI0dIbil ane 1000 net
date born the ~Id ace t nnwh ihe Pineal shreo
ra sold
Cadwindieu
Or*/ whole tat/ my be held en par ware drawn
10000,101 pndlrml at a restate of å dmandonmn
or ~rte.
the Tern we tilt, WI and aul al
mr/44 tree a accept an rant Otternted by a
.turred ctesnv szaty. ard «ed., px.. «card
~want ebjectirea
The ~street *beam red nek tweak are wade to
each account and may day between yas "rat
ea!, xlvn• the Tam prontAbr
weep
cd
sty
nit fart ^vide 4, >as farad Saner P
omsne. ~tins
For each near< fat you
choose or. of tnt following imminent dajettnew
• Peace Current Income Fresemers seek", the
genreler of exam oily
• Aram, Captflopecnnon aurebuer, wean)
womb of argent anew than the ~rater cf
fame
• ~es
Combnatan of income andiCAPnal
Apprecaten bresurems sealed tads the generation
of tame sd growth of primal
Owe& rigkpefiln
• Ce~a
~ 10 to ~riled
phcinl. web
barrio rid valatilty to the account ~al. runt
that mere the "cope cbesnOtgennet >enfant
acme a mum ard may non Leep pace nth
eriblen
• Moderate Waling to accept tone nal to pnmoal and
tolerate seen welabley so so* Mier rani
• Annase Wilis3 to acceptaccep<e.gr "t b anepott rd
ho rabbit, to end Noreen owe lee
• fremosnet Ara* Consdnenete I
1e 104 a
paten of the panblota tat accent my Mode
corn*. strong" Unwed ladrty and reter
Waled
Sea
Tousehekfor
We few ccawWlew all related want ~as
with
the same **Yen n the same enneka. e.9. because
they here worn who el» mentor, pen Jocose
relahonst,en wet other dents el the sere edIress I
>a pork, to maw std fad stemana mailed re
tow ato me4f.:4, >00 no/ &dn. hoseeredno by
yalrgyos inerwealAdma
Friendly wows name
Merle/0e account dame 0 ,avtent ble •rucknerre•
chosen by you to asset you wit, you reardsettard 1
has no legal effect or pour accost is nos reended to
waled any straw. pralAt rearm...raw.
nwstrnent dated,* a rei polele as:noted wet. par
accounts. and o not a prom« or garnet that wrath.
or any Inamtolneubt <ala wit be echoed. Al
neonnest nweva trendy 04 tac, ntØte
nek of
ton of enterer, rem:~
You <ad <King, your
handy ~cull ~nee throup Onlr, stura a by
contactagyme inn el Adana
~art —low
• Vatic of pas anontesem1/440 Net of awes rid
n.
. Assen. axed*, nailable ash ben" vales foe
ftwillwr ~V (eft), and Global Tine Dnaatas.,
vreafind ads to market. and onablestlf not held
by the Tern Don not nettle unviced nositelessets
at the end a the peer and One neuron prods. a
re* ne tungrek vtented stock opens and
cieetc4abfe noo ovens
• unites attain debit bauler. anteing utsagn
loans. crock Ine, that accourt ~cot
• CashWeney Wren Total el ~trod
olalabb
cash tolertes, paw oppe Latrine al allhua rd
nonetoted brats. rd money ~en nand kind
sweep balances. at the awed thellalaraperod
hicniormsolty bee credit balances n)SLY access ote
not
from other balances and the Fm my
Lot ryåd then knit new adnery «aud et
harms These tench re payable teon your demrd.
Dvs total o needed m the «rent paced cloeng enkar.
La d% hefter tien
fee dosoled Mormabon on the eons lendng practices
rd Catboat, refer to pas Clem Rebtiornhp
Ageeerem a Aran kree~1 and t0F ~we ,
Terms rd Orations LEIS kanenent ot Credit 'mikes
walabk nArece.net andoucbusas
al Ipv/w
h.. td,
SDNY_GM_00325753
EFTA 00198528
EFTA01307674
Important information abort your statement (mimiset')
rev rase
Vos snorene ~es meen ad der mets held
b theatraal at the *ni of et ~omen, po-cd yes
roW ark tor ckahorycdfuly pad ~nos a arry tm>
no ma? Wen. ithrie4 vad at ban toedam dier
parg any Mam* dut ontleen Aryanwb.,
trandered tefim ding the statement pen:dam
Isted at ~et valen d et end d the statement
pencd
• ~ba.
h deze/merg et (On ba» ot et
~Mes indook!! n en Selemat. *here iredcrod
web th* nrelan • V LeS Fnricial knoet has reed
Normmm cblaned kom torn Cd'« dfm LeS
fored Seances. rddrg ~maten keen anothe
lem or dat you mag havo pranied,o yen Inwoei
Mise The P am does not ndepteekney venly ce
~riet
the Koracie
vandty oe arry edomtMon
Ø
rronded ty ~as other than
fnancwl Sem«.
editen akhough LeS inreed Sereen genera
toderte es menulaas t o meed the lno
does rot avede tery asnoen dm*** dommer
voce 'Coat brr' a-d • Urreiced garftosi e
amor* at os so dot* ot dit «memory At oach.
okaw doom ir* on hts ntarnancei to malie
~Mater sak decncen, ace
pappa a
°teems. Actoantt transfer.] tot*flm ma
rel)", stariloss domolm only ta te perod cd
time key se leb at the Fien More hotorkal
id Brour con be adiedby >ar Paco, Adri01.
• UtvSind partflossas Ween detail nolabk,
runid weedotd ~glom ee talcutseedfd
educt.), wcvay bh The knalt °n dela for
rdodad bb maya ~end rol kat ccrrensionne.
charcpc ad« tarnt' leergraag travend
Orrdend ad oen reer.~
lets ed snierde<
ouxhaso ban ro toch Øled to diaba/ cro
treard lot The Trad. date' <darm pessants the
onand kanoden aacte date
• ealtable ~Min Breda and onlemed dak tet
tbc issue alla lor *84, Federro(ion wel be wlested
hoestalk by lot ion aaien; al Øer
d ten
aar Ined noes rume or n noncent name lot ar
<tent, Cal Ierse ~kon
n obtaned kom eed
pres ard as rose/ rs nou parend Othw <dl
fonts mal end wan:hcola affect velt complet
~en
wit ba rionted koon rooien
• Aitátvals Prees Ogatayed Oorwas-am rdother
nasant filW be heats or bes thin the we ten
Sak would KM.* reCeVe en tot mark« nett..
~erom
rapgi eed Party ~I es atheh ne
bleve to be retable. br we do nol ~ne
eer
~eer
- Wegdrank uw et dwing pek* aha" ~Lab,. or
the monofif thebd and os. takes b Osted
~dies
rel opanes Way bd wees toe OTC
1+01444
- Inc acre•Ir VIM ~a«
inal ba voed veg a
valsten ,endha the 'non mem price `we
cqined andegelnat reden an actual makst are
or vale
- <elan poshirs nvv zeper vr ilhout • win and
vei I to* as • wc. wand ~Jane d vrt re
unoble tochten a teet ad
OtinatS « stanks denomnred in ovnenes
othar tan u.S. dolbes aordlociod at the ~tong*
rate as ol tb, strtmere date
- For centen mentes tak.g n nomoriermna
dencennatens, pree red ganepy Ilxe ribt) may
hase been »inbed to linkste proper ...abelen.
To Mao corem quoteert. wheel nota*. contact
yen Frueid A<1•sor
• Prime investromnta and atruebreelprodues.
Private memel 1«V4..$ (reldeq deed
rettiheter Voorns indeed Wat nestmene Man
scan« and smottrodprodacts re gentraly highk
&pad. Certanterkredorodris han not boon
reactered wth the Seost os and behang*
Co ormenor ieder ry 31310 stortte, lans We
voorde estenated valg toe probate nmtmcce
senaten ard ecurnred pecclacts fir nlormaficnr
penpot« da‘e Loont, d no ~musea
- These valenmrydlée stbStint" kom rog"
tery,
vki(h a prime neginent Wie«
«i ndut& prodkx t mal 1»boate ce soll and do
not nnessrly recenter the vair su inly mere
Leen Souidron.
- thrd party ententes of valeg rex ot a<dan
date and ee suppantlo UPS grurbol Steven on
rages base by n ednweekee 'Marion tem
- baar. ~al pril« Cl toont& mina:4:1,2,u«,
d ry, ar* ~led lofes Fanby th* maat
oraal panne' oe ~nor afd may be cablated
bardm diketre ~maan kan hat tost by
thid palet to deir her essenated wies
- You aan drain adStenal nformatian mor dna
...th.~
wed to detrane the estenste
vake red the Me ot te nicrinatenthat n the
bar lee the «touw by roomden yeti Fnrcd
Admor
- Ilned party enmaled vakes rrwy be relaxwd as
14:e pand' n ~afmuren,' Sen re
rchoweare valt% on Ion hos rot keiled e•
~10
etsoen vair .~vre Deane *koe
eet ametrie' tent h~ coosred fiat ~tata
late~ rei:~ vale OIO etstin, « *hen J
visje ac•Jd be NO), specht'* cl* to h noire
cd the xcunty
- Mennoch« an coJer, genera partner oe tprace
estnund Maa nar a eerdory rianattd valar 6
pecnadot the »beo' et soosey wil b delryet
kom ts peachase pree
- 'Cbstrtut ent to defe' may nek& rekent.'
opaal, none or boe
▪ 'erinrui ane site' reprellell des rad Meting
pree per unit and ~Me etiket Spyt «nt base
- Dit and Wind KIT 'oorbel re nat kneden a
nsbcnal :tarnen Mart, and are ome",
dtØ rd anen
can be sold, the na
meed mat be Ins ta, to per shre read
raio* Ptbakid
ei the >LUIM aanmat
• Radritled maaide. Riemend ~arm "way
n not °rink digeble kerk/zak lab. Lei Fena-od
Savs Uton the mokte pee el tv urteslented stock
cd the sr» sluw as an toed vale lor te
mede! lied dor purpases or ed getenenrOldr. To
the <dom Mat mint led smal es ane <had* lor safe.
the mar me-padmat be sLbsterniday len dun te
inpind vale tonen.
• Cm (estannwercenw. went yielcb adresas.
An egnwe ol arnai reorne n bidm ftortot
drided ard moest rees, aura? tue stavas MI
be heb la one yen kom statement date Sund
Manny fel «maté ank a gudelne, acnexy
rad centnaidtmena re not guarantred
earnred
norne ad <trant raad lor
<elan tYPOS Of ~ion <cad tnd.rde aceton of
:rabat ce atom gans n etich case the sl
naome (and marl Webb ~Idee oprudes
- Estieded raad note and <nl yeld and lee
idool none ad reb mrta be bos n twaher
thanthe ntenstedantounts
- An *notabel areaal:cd neon» (diedord ad«
interest) dried by Iel cynici martet
vaterawne Daim> eb.v.nd on the Last dodend
ce mama payrnent male by the meer and
~rein hsaVantdrposts wil be heb Ier one
we kan te sa nemer* date a unhlmaludy.
Atoracy ri <ombind yeii se not geruid.
• ~to not hold be MS financial Sorriow. Celen
Sneb art ent heklby the rem and nat wien the
Inrit ~sen
ce ~ot
Thea, wedt are
drsplaytd on your slat~ for etonnet end
()Loot« tely leemans and vakes paNdrItad aro
proeded by aw nsurg ten UPS Sneed' Serene
not nnpristare la dhs nionnaten a-ddoesnu
quark,e ns adurey lhno asels n rol pecteded
by SIK or ere Faas ~dokarens WC camera,.
• Reannua 'haring and addillanal oompenation
- an *air to coemoseencn laks and I :b 1 km
mened n conneder wet, tie dabden of ~Lol
handstoor etend we andice or dikst reen.*
mens *meng patentte Inm daktadoes arder
admcn ot tb> nutyl hals tm we vol These
mam are breden ton> delirant cupre —'s
et ron of laan by LOBS cd a pret», maat
Vol frik/ to oor dertl, and lin th* mat enled a
cditirdar ~tuil land letrys spats beid al 'he
firn
- We and or alt hare ahob 'nee ~woelen and
Øs
passen ten rn (omdwalen for unie
nero unies Ven nopende to the ~aalhandt
Teen loos genet" ro pad from ~nee ~wet n
te inhal hand and we a hoeddolly imam »tod
ree neb« of =dam at eo brdwr-eleake
holding mAwl lende d th., fund tan ty
- In addtir to convenwonsrecened n conection
wie te sale or diarbuten ot tenuty atomeds ad
uni mi-Onwel VVO ~I bote der" we atice
os Mauw Wn. enne sharing ~maal
kapr mxyd th* reiscc <nel
vderoadin
te nuby onwaar., atibros d ene toeante
<Øo4 ce sponsen el Ma unr. ~WAK*
nunt
tva dittbuTO
- n addeir to (tenlwiSent
Irian de
ardnase and sak cd neeSeures trots. we and« or
altlat, recent an assenbased eient shorin,
bayment kom NedShien chniaalors. as wed as
funding fa enfin:kg, ckbelopment, trainna a-d
educaton
- Ps afladen oho reent video atomriggen and
olhercerrperoof 'co from ~val root ab dosa-‹*
~not
stae prodm vno derem
We worm componsag o, Iran LeS Bel USA, LeS
AG Standod &inch and non* plaid bras
trce#. out cash 9000p oogart lees
compensxie. may be a ~TM, er scan fee ce
mal be a parentageof swap dak Span
tweees
Mink?
nfonnron moeden trim:wi:ns and cder ~ges
,,(Vred n CrneCticn muh Wie ~040nd tilde:.
""e9 gaten várcacbcos nMbeen ,, luded co
«reenden, prenausk furnerd toas. and wil be
Peonded to sv trompet; en naad
Short Delling
you stegard ei short wring a waag', >Co may
ncw asdo dat loofden brownacons la til
Wo.» snuit,
Opeen «dm
P49 06r9 open or • god idtereekt «dets pst
«.ratt ~LAM bytte noenen dage. Ø
Duif and
mel slop «den se redredby the amant ol ebickeds
ante re re ordnidreels ce weert' etre Lonten
nstnached Ottinap by rasa You ae respornbb lor
acties Kat Art ~Wied dut le >cv /*koe to °Kei
~eng ØØd.
Privacy
To obtan a copy ol as anet ellen hiracy Notke,
odeon~
foor lat nial **COC «vel oe «thee
ai »vmok.~onwaron&t
- LeS Fantje' Senges è nol a brik The RNA. aren
Servers Account BSA ed MAO are broresp
accounts wheh pond. Meet to brt ing «inwas and
reed" drast artangerems reth :Ahmed bats
and otte thidoony brat andpos.5es acces.»
insLerce and aneorty gosers issuedty knalnialed
Thad.afty roane ~Neon trast ~en
sweby wandven of tel F nam Senkes
- ~merk ~roe. ani mum noden
- Not FOK nand • No bad. gwarreete Mal koeva.*
- MAA Rasara Mragemem km." "niest
Sarren Account Ba MIA and nternatand Risotto
ManermentAcco.re re 'nadeed fase maks d
Lei trompet Snetes eo.
- VISA n a regittened Vader/wit owfwd by yóa
Yrománcedi ~e
Aow UW and ~d Lede
loenst the Lei Ina credit <eds r4 the LOBS Visa
debt <re ee moed by IBS Bank USA wie
Permisser Iran Voa U SA Inc intended Moe«
rodansk.. regoteed tradonseld. serie meld and
raggend west nurks re of 'hei respect:*
compres
ILOS Fistel Sera* Itu
Per 701910
SDNY_GM_00325754
EFTA_00 198529
EFTA01307675