EFTA01344076

From: Yowv,lwaj Sent: 10/17/2013 3:32:19 PM To: Lisa D Hurd CC: Amanda Kirby ; Barrett Team Subject: RE: Update on outstanding securities for Southern Trust Co., Inc. IC) Lisa, The other note is pending for delivery and settled today. 1. HSBC BRL STEP UP NOTE 4/21/14 DELD 04/05/2013 0.000000000 1000000.000 0.00 10/15/2013 0000889 66 RELEASED Best Regards, Janet Young Janet E. Young' Vice President I Private Bank1 J.P. Morgan I - 500 Stanton Christiana Road, Newark DE 19713 Alternate contacts: Gina Magliocco and Jason Grosse To ensure a prompt response, please direct your reply to our team: From: Lisa D Hurd [mato Sent: Wednesday, October 16, 2013 4:58 PM To: Young, Janet E Cc: Amanda Kirby; Barrett Team Subject: Re: Update on outstanding securities for Southern Trust Co., Inc. [C] Classification: Confidential Hi Janet. I only see us receiving I security today: 1. HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL VS USD 1,000,000.00 882,200.00 85%BARRIER- 5%CPN-28.5% MXRTRN MD 66 1,000,000.000 10/15/13 I do not sec the oilier being received. please advise, thank you. Kind regards. Lisa Hurd CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0029186 CONFIDENTIAL SDNY_GM_00175370 EFTA01344076