EFTA01344115

From: Amanda Kirby/db/dbcom To: Date: 10/21/2013 03:04 PM subject: Fw: southern Financial [I] Classification: For internal use only Hi Lisa, Did account receive the below 2 positions? I know you reached out to 3PM on Fri ay to et them know the shell account had been set up. Any update? Best, Amanda Kirby (Embedded image moved to file: pic00118.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas (Embedded image moved to file: pic12904.gif) Forwarded by Amanda Kirby/db/dbcom on 10/21/2013 03:03 PM From: Harry Beller To: Date: 10/21/2013 03:02 PM subject: southern Financial Amanda Just following up. Please confirm whether DB received 78,709 shares of 3PM Value Advantage Fund (JVAIX) and 49,505 shares of ]PM Latin America (JLTSX) for the account of Southern Financial LLC thanks Harry CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0029278 CONFIDENTIAL SDNY_GM_00175462 EFTA01344115