Case File
efta-01344120DOJ Data Set 10OtherEFTA01344120
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01344120
Pages
1
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0
Integrity
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a. Trading Communication and Position Updates
i.
Frequency/incremental moves
ii.
Preferred medium
iii.
When unreachable
b. Position Review - referred report format and frequency
IV.
Investment/Trade Ideas - [Tazia]
a. European Recovery
i.
Credit-Linked Note on Eurozone Periphery (Portugal,
Spain, Italy & Ireland; 3mL+37Sbps for Syrs)
ii.
EUR 2ylOy Curve Steepener Note (4.7S% x n/N paid
semi-annually, 1.S-2.S%)
iii.
European Equity Basket (compare with current holdings)
b. Municipals
i.
Puerto Rico Cofina Bond (+ leverage?)
c. Technology
i.
DB Global Markets Basket: QCOM, AAPL, EMC, APH, GOOD,
ACN, CTSH, IBM, WU, BRCM, INTC, VNTV, WNS, FCS, ONNN
v.
Other Investment Opportunities
[Tazia]
a. RREEF (RDIF and Retrofit Partners)
b. Japanese Real Estate
Mezzanine
c. cLos
VI.
Appendix: Paperwork Checklist [Vahe/Amanda - with Harry]
a. ISDA Unilateral
b. DB Dodd Frank Protocol (STINC and SFLLC)
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0029297
CONFIDENTIAL
SDNY_GM_00175481
EFTA01344120
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