EFTA01344303

• C) O 0 zz - r1 -T1 00 mm zz -t > r - r - -o C 23 C C 01 - 1 -4 0 iim Z • 0 -< CP I E) 0 C Z 0 I o -< c) o am co rn o) 0) I.> SOUTHERN FINANCIAL. LLC ACCT. For the Period 7/1/13 to 7131113 Prim Quantity Value Adjusted Cost Unrealized Gairtoss Est Annual Inc. Yield Original Cost Accrued Div. Concentrated & Other Equity JPIAORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 04/2312008 46625H-HA-1 BBB 43A1 111.07 5,000,000.000 5,553,650.00 5,404,861.12 148,788.88 395,11110.00 99,845.00 7.05% LONG TOTAL RETURN SWAP 1,999,999.368942 USD NOTIONAL ICOSPTREO INDEX MAT MAR 20 2014 DEAL 30140386 WO Orient SWPBDR-UH-6 1.00 888,972.000 188,142.32 N/A •• N/A MS MARKET PLUS MRK 08/20/14 80% EKO BARRIER- 3.55%CPN ,UNCAPPED INITIAL LEVEL-0314/13 MRK:41.19 61781J-DA-4 113.42 1,000,000.000 1,134,150.00 1,000,000.00 134,150.00 Total Concentrated & Other Equity $15,026,702.32 314,344,927.57 5513,632.43 $879,125.00 3154,982.00 5.81% J.P.Morgan Accourage 9 of 33 Consolidated Statement Page 12 EFTA01344303