Case File
efta-01344425DOJ Data Set 10OtherEFTA01344425
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01344425
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Account Transfer Form
I. RECEIVING FIRM INFORMATION (Only one per form)
RECEIVING FIRM CLEARING NUMBER 0443
ACCOUNT NUMBER:
SOCIAL SECURITY
NUMBER
SECONDARY SOCIAL r
SECURITY NUMBER: T
1-
ACCOUNT TYPE: (Enter the two character code) C O
or TAXPAYER
IDENTIFICATION
NUMBER:
or TAXPAYER
IDENTIFICATION
NUMBER:
1..1J
Nonretiremenc
SN—ISinglei
—I.loint) TR —(Trusti CT —Manumit.) CO—(Corporate) CU—(Custodian) ES —(Estate)
BC- (Bank Custody) AG-tAgency)
Retirement:
IR — (Traditional IRAI RI—IFloth IRA) DR —(Direct Rollover) BI—(Beneficiary) BR —(Beneficiary Roth IRA)
4K —(40Ik) El—(Education Savings Account) SI —(SIMPLE IRA) QP—(Qualdied Plan) 4B—(403b)
7B—(457 Plan) HS—(Heallh Savings Account) 5P-(525 Plan)
OT — tOtheri
Other:
II. DELIVERING ACCOUNT INFORMATION
CLEARING NUMBER:
ACCOUNT NUMBER.
FIRM NAME: JP Morgan
DELIVERING FIRM CONTACT INFORMATION
(MANDATORY WHEN CLEARING NUMBER IS NOT PROVIDED)
CONTACT NAME'
ACCOUNT TITLE. (As it appears on your statement)
FIRM ADDRESS: (No PO Box)
—
—
—
CITY'
STATE:
TELEPHONE NUMBER:
statement is necessary to process this form.
Jeepers Inc.
ZIP:
III. TRANSFER TYPE (Choose only
A. ACCOUNT TRANSFER
0 FULL (Check one below)
0 TRANSFER ALL ASSETS IN KIND (Skip to Section VI)
0 LIQUIDATE ALL ASSE I S LISTED IN SECTION IV (Liquidations are not lor brokerage acoounts)
0 TRANSFER AU. ASSETS IN KIND EXCEPT FOR THE ASSETS USIED IN SECTION N. WHICH REQUIRE LIQUIDATION
0 PARTIAL (Complete Section M
B. DRS/DRIP
U FULL (Check one below)
0 SELL FRACTIONS AND CLOSE ACCOUNT
O TRANSFER ALL FULL SHARES ONLY
O PARTIAL (List assets in Section N)
NOTE: For transfer agents. electronically send positions or issue a certificate for whole shares and redeem tractional shares.
C. DIRECT MUTUAL FUND
TRANSFER MUTUAL FUNDS FROM THE ACCOUNT HELD DIRECTLY AT THE FUND COMPANY ISee Est in Section IV for exact
instructions)
NOTE: Only one fund family per form.
D. BANK RETIREMENT PLAN ACCOUNTS (Select only one)
O UOUIDATE IMMEDIATELY AND TRANSFER CASH I am aware of and acknowledge any penalty I will incur from an early withdrawal,
O UOUIDATE AT MATURITY AND TRANSFER CASH Specify maturity date (submit ❑no to three weeks before maturity date).
NOTE: Liquidations involving bank CDs. checking accounts. or savings accounts can only be processed from retirement accounts.
SIGNATURE
DATE
SIGNATURE
DATE
HY
1! !I
RPE)-150 ACAT
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
SDNY_GM_00176033
rcear140.40697 11040) Pate: 2 of 3
DB-SDNY-0029849
EFTA01344425
Technical Artifacts (12)
View in Artifacts BrowserEmail addresses, URLs, phone numbers, and other technical indicators extracted from this document.
SWIFT/BIC
ACCOUNTSSWIFT/BIC
CLEARINGSWIFT/BIC
DIRECTLYSWIFT/BIC
IMMEDIATELYSWIFT/BIC
INFORMATIONSWIFT/BIC
LIQUIDATIONSWIFT/BIC
MATURITYSWIFT/BIC
SECURITYSWIFT/BIC
TAXPAYERSWIFT/BIC
UOUIDATEWire Ref
TRANSFER MUTUALWire Ref
transfer agentsForum Discussions
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