Case File
efta-01344475DOJ Data Set 10OtherEFTA01344475
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Unknown
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DOJ Data Set 10
Reference
efta-01344475
Pages
1
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0
Integrity
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VI.
Appendix: Paperwork Checklist [Vahe/Amanda - with Harry]
a. ISDA Unilateral
b. DB Dodd Frank Protocol (STINC and SFLLC)
C. KCP Non-Advisory Letter (for STINC and SFLLC)
d. FINRA 2111 Institutional suitability certificate (for STINC and
SFLLC)
e. Options (all 6 entities - SFLLC, STINC, )eepers, Haze, Personal,
Foundation)
f. Structured Solutions (all 6 entities)
g. FX (all 6 entities)
h. Pre-Post Market Trading Form (all 6 entities)
(See attached file: Epstein Meeting Agenda 10.22.13 - revised.docx)
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Tazia Smith
Director I Key Client Partners - US
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue, 26th Floor
New York NY 10154
Tel.
Fax +
Mobil
Email
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0029966
CONFIDENTIAL
SDNY_GM_00176150
EFTA01344475
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