Case File
efta-01344495DOJ Data Set 10OtherEFTA01344495
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Unknown
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DOJ Data Set 10
Reference
efta-01344495
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1
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0
Integrity
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V.
Other Investment Opportunities - [Tazia]
a. RREEF (RDIF and Retrofit Partners)
b. Japanese Real Estate - Mezzanine
C. CLOs
VI.
Appendix: Paperwork checklist [Vahe/Amanda - with Harry)
a. ISDA unilateral
b. DB Dodd Frank Protocol (STINC and SFLLC)
C. KCP Non-Advisory Letter (for STINC and SFLLC)
d. FINRA 2111 Institutional suitability certificate (for STINC and
SFLLC)
e. Options (all 6 entities - SFLLC, STINC, Jeepers, Haze, Personal,
Foundation)
f. Structured Solutions (all 6 entities)
g. FX (all 6 entities)
h. Pre-Post market Trading Form (all 6 entities)
[attachment "Epstein Meeting Agenda 10.22.13 - revised.docx" deleted by Amanda
Kirby/db/dbcom]
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Tazia Smith
Director I Key client Partners - US
Deutsche Bank Securities Inc
Deutsche Asset & wealth Management
345 Park Avenue, 26th Floor
New York, NY 10154
Tel.
Fax
Mobi
Emai
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0030011
CONFIDENTIAL
SDNY_GM_00176195
EFTA01344495
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