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efta-01344499DOJ Data Set 10Other

EFTA01344499

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DOJ Data Set 10
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efta-01344499
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
b. Municipals i. Puerto Rico Cofina Bond (+ leverage?) c. Technology i. DB Global Markets Basket: QCOM, AAPL, EMC, APH, GOOG, ACN, CTSH, IBM, WU, BRCM, INTC, VNTV, WNS, FCS, ONNN v. Other Investment Opportunities [Tazia] a. RREEF (RDIF and Retrofit Partners) b. Japanese Real Estate Mezzanine C. CLOs VI. Appendix: Paperwork Checklist [Vahe/Amanda - with Harry] a. ISDA unilateral b. DB Dodd Frank Protocol (STINC and SFLLC) c. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111 Institutional Suitability Certificate (for STINC and SFLLC) e. Options (all 6 entities - SFLLC, STINC, Jeepers, Haze, Personal, Foundation) f. Structured Solutions (all 6 entities) g. FX (all 6 entities) h. Pre-Post market Trading Form (all 6 entities) [attachment "Epstein Meeting Agenda 10.22.13 - revised.docx" deleted by Caroline Kitidis/db/dbcom] (Embedded image moved to file: pic26437.gif) Tazia Smith Director I Key client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth management 345 Park Avenue, 26th Floor New York, NY 10154 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0030021 CONFIDENTIAL SDNY_GM_00176205 EFTA01344499

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