Case File
efta-01344513DOJ Data Set 10OtherEFTA01344513
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01344513
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
i.
Credit-Linked Note on Eurozone Periphery (Portugal,
Spain, Italy & Ireland; 3mL+37Sbps for Syrs)
ii.
EUR 2y10y Curve Steepener Note (4.75% x n/N paid
semi-annually, 1.5-2.5%)
iii.
European Equity Basket (compare with current holdings)
b. Municipals
i.
Puerto Rico cofina Bond (+ leverage?)
c. Technology
i.
DB Global Markets Basket: QCOM, AAPL, EMC, APH, GOOD,
ACN, CTSH, IBM, WU, BRCM, INTC, VNTV, WNS, FCS, ONNN
V.
Other Investment Opportunities - [Tazia]
a. RREEF (RDIF and Retrofit Partners)
b. Japanese Real Estate - Mezzanine
c. CLOs
VI.
Appendix: Paperwork Checklist [Vahe/Amanda - with Harry]
a. ISDA unilateral
b. DB Dodd Frank Protocol (STING and SFLLC)
c. KCP Non-Advisory Letter (for STINC and SFLLC)
d. FINRA 2111 Institutional Suitability Certificate (for STINC and
SFLLC)
e. Options (all 6 entities - SFLLC, STINC, Jeepers, Haze, Personal,
Foundation)
f. Structured Solutions (all 6 entities)
g. FX (all 6 entities)
h. Pre-Post Market Trading Form (all 6 entities)
[attachment "Epstein Meeting Agenda 10.22.13 - revised.docx" deleted by
Caroline Kitidis/db/dbcom]
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0030043
CONFIDENTIAL
SDNY_GM_00176227
EFTA01344513
Forum Discussions
This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.
Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.