EFTA01344557

From: Sent: To: Subject: Attachments: pic07157.gif; pic08981.gif Amanda Kirby 11/27/20132:48:00 PM Vahe Stepanian Fw: Epstein - Assets to transfer [II Classification: For internal use only FYI Best, Amanda Kirby Paul Morn (Embedded image moved to file: pic07157.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York NY USA 10154-0004 Tel. Fax Emai (Embedded image moved to file: pic08981.gif) Forwarded by Amanda Kirby/db/dbcom on 11/27/2013 02:47 PM From: To: Cc: Date: Subject: "Young, Janet E" Amanda Kirb , Lisa D Hurd PB-Service1318 <[email protected]>, Harry Bailer 11/27/2013 02:40 PM Epstein - Assets to transfer Amanda and Lisa, Below is a summary of assets that we are in the process of transferring to Pershing LLC. They should be transferred in the next several business days. Please let me know what information you need to accept in the EUROCLEAR global securities. We are also going to need EURO wire instructions so that the currency can be transferred too. JPM Southern Financial, LLC Wxxxx0003 - Assets to be transferred to Pershing LLC A/C e N4G- xxx804 - Southern Financial, LLC 2,000 CPN / 17% CAP Cusip: 1,000 0% CPN / 25% CAP Cusip: 48126NVE4 2,000 78.75% BARRIER- Cusip: 78423EH56 3,000 EUROCLEAR ISIN: X504731062 ,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% 40432XFP1 - tx via DTC ,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- - tx via DTC ,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 10%CPN ,UNCAPPED - tx via DTC ,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY 83 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0030140 CONFIDENTIAL SDNY_GM_00176324 EFTA01344557