EFTA01344581

To: Date: Subject: Paul Morris/db/dbcom@OBAMERICAS, 12/03/2013 01:43 PM Success Story for this coming Thursday USPB MD Banker meeting [I] classification: For internal use only Hi Paul, During this coming Thursday USPB banker MD meeting Chip would like you to present a brief overview of the recent accounts opened for southern Financial LLC, that I understand moved from ]PM. could you please send me a brief overview of the deal, including: - client profile, including the business the client - Deal description / type of business the client is with us - Key success factor to win the accounts, including people involved was doing at IPM doing / is planning to do any Product and support It would be great of you could send me this overview before noon tomorrow; also happy to discuss in person if easier. Thanks, Diego (Embedded image moved to file: pic10072.gif) Diego Galan Head of Strategy wealth Management Americas DB Securities Inc 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Mobil Email Assistant: Ladie Whitaker (Embedded image moved to file: pic14752.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0030211 CONFIDENTIAL SDNY_GM_00176395 EFTA01344581