Case File
efta-01345288DOJ Data Set 10OtherEFTA01345288
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01345288
Pages
1
Persons
0
Integrity
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Entity Self-Certification Form
Appendix 1: Controlling Persons
Appendix 1 must be completed for each Controlling Person of the entity, but only if the entity has a tax residence
outside the United States. Please refer to the attached Guidance to the Entity Self-Certification Form which
provides assistance for you to determine the Controlling Persons and how to complete this Appendix.
Please provide details of each Controlling Person below. PleaSe continue on a separate sheet if necessary (and attach to
this form).
First Nam*.
Data of Bret
Cedniferrourcaes of Tax Rawdense
US
Is Contrclling Person a non-US
Beneficaryinon-US Beneficial Owner?
First Name J e ffrey
Dale of Binh
CdtaNYCOuntAn of lax R4140€04,
US Virgin Islands
Is Controlling Person a non.US
BeneficiarylneAUS Beneficial Owner'
Feet Name=
Data of BIM
Countryfeountnes of Tax Perulence
US Virgin Islands
Is Controlling Person a non-US
BeneeporytnorhUS Beneficial Owner?
First Name
Dale of Seth
CountrmteuntrIes of Tax Resallsece
US
Is Cmurofing Persona non-US
BenoficeryMon-US Beneficial Owner?
Felt Name
Date of Sidn
Country/Counines of Tax Refidence
Is Cadrolling Person a now US
Beneficiary/non-US Bennactel Owners
Each Controlling Person who Is also a non-US Beneficiary/non-US Beneficial Owner must complete and sign
Appendix 2: Beneficiary/Beneficial Owner Self-Certification Form. A Controlling Person who is a Beneficial Owner
with a tax residence solely in the United States is not required to complete and sign Appendix 2.
Lest Nacre_
conlfeanc Felfor TPPRee President
Yes fcomrdote Append& 2i
J
No
La" Nora Epstein
Cm/I.:ding Ps3" TYPRIfin'" Director
Yet (complete Appendix 2)
pi No
Last Nemo
COrdrOttlog "MOP fyriemelfl Secretary, Director
Yes (confiolete Adders* 2)
pe No
Last Nate
Caw-eine Munn TrDotl°41Treasurer, Director
Yas (complete Aw.nd 2)
No
Lath Hanle
Corstolling Renee tvaNfide
Yes (ccemlete Adoemfix 2)
NO
wm167679 023filt 441516
Page Al
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e)
DB-SDNY-0031545
CONFIDENTIAL
SDNY_GM_00177729
EFTA01345288
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