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efta-01353544DOJ Data Set 10Other

EFTA01353544

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DOJ Data Set 10
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efta-01353544
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EFTA Disclosure
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From: Martin Zeman Sent: 9/21/2017 12:16:50 PM To: Keith Buckholz CC: Vahe Stepanian ; Xavier Avila Subject: FW: Epstein ISDA/GMRA Docs Attachments: Southern Financial Executed Amendment.pdf; Southern Trust Executed Amendment.pdf; DB Countersigned Snit GMRA 1.21.15.pdf; DB Countersigned STC GMRA 3.4.2015.pdf; Fully Executed SFLLC ISDA 10.29.2013.pdf; Fully Executed STC ISDA 10.29.2013.pdf Stewart Oldfteld ;Joshua Shoshan Classification: For internal use only Keith, Please see the attached documents for Southern Financial as well as Southern Trust. As discussed today, we are now trying to revive the ISDA for Southern Financial LLC only at this point. I understand you also want to talk to Nick Haigh on Monday before giving your opinion, but in the meantime please see if you can take a look at these. I can also provide the termination agreements if necessary. Martin From: Vahe Stepanian Sent: Wednesday, September 20, 2017 11:39 AM To: Xavier Avila Cc: Daniel-E Kaiser < > Subject: Epstein ISDA/GMRA Docs [I] >; Joshua Shoshan < >; Martin Zeman Classification: For internal use only Xavi — please find attached dots per our conversation. Thank you, Vahe Vahe Stepanian Key Client Partners Deutsche Sank Securities Inc. Tel. Mobile Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(CX3). and who are capable of evaluating the strategies, characteristics and investment risks of. and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products. investment ideas and solutions and related matters discussed herein are provided for discussion purposes only. and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This commtsication does not create any legally binding obligation on the part of DBSI or any of its affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0037964 CONFIDENTIAL SDNY_GM_00184148 EFTA01353544

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