Case File
efta-01355753DOJ Data Set 10OtherEFTA01355753
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01355753
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutiche Bank
Private Wealth Management
Option Agreement and Approval Form
Please Complete All Section
ACCOunt No.
Jeffrey Epstein
Account Name
Cash
Individual
Account Type
Account Registration
PEI Managed Account
U
Discretionary Account
O Other
NameIsi of persordsl other than account owntr(s) authori7ed to place orders for the account.
Jeffrey Epstein, Harry Beller, Jeanne Brennan
Account and Owner Information (Provide requested information for each account owner (-Cient'). Attach supplement to this Agreement if
necessary.)
Name Jeffrey Epstein
Address Little Saint James, St. Thomas
Phons
il
Employer Southern Financial LLC
Business Address 6100 Red Hook Quarter, B3, St. Thomas, Vlrtgn lands, USVI 00802
Country Virgin Islands, US
Number of Dependents
Marital Status Singia
Business Phone
Birthclate
Type of Business Finance
Present Brokerage Accounts with • JPMorgan
Position President
Years Held
Does the individuat or entity that controls this account Nave the power to control any other Option Acoount(s) with Deutsche Bank Securities Inc.?
In Yes O No
:1 yes, please provide the account number(e): Will Provide List
Client(s) Financial Information
Approximate Aggregate Annual Income
of Account Owner(s) from All Sources
Sources of Income (Approximate)
Approximate Aggregate Net Worth
o
Less than $50,000
O
150,000 - S39.999
El shy:Loco- 1249,999
O
$250.000 - $499,999
O 1500.000 - $999,999
O $oaosicia-szos.999
n $2,500,000-14,999.999
0
$5000,000 and over
Salary/Bonus
InteresUDnodends
Other (spoodo
50
%
%
%
0/0
%
thud Net Wore
externs Net wane
&restedPluto Ricroexce
O Less then $50,000
O $50.000 -599.999
O $100,000 -5249,999
O $250,000 - 5499.999
O $600.000 -1999.999
A $1,0m000- $2.499.999
Ii2,503,000- 1099.999
CI $5.000.000 and over
ID Loss than tsacco
O 150.000-$99.999
so
• 1100000 - $249,999
• $250.000 - $499.999
O $500.000 - 5099.999
O st000,poo- $2,499,999
O 52.500,000 - 54,999.999
--
IS 15.000.000 and over
Investment Experience of Account Owner(s)
Year First
Traded
AverageaTrades
Per Year
Average Sized
Trades In $
Awn. Site el
Slams/ Contracts
Types of Previous Option Experience
options
1988
10
11,000,000.00
IAN
Covered Call Writing
Stocks
1988
10
11,000,000.00
1,000
Purchased Options
Bonds
1988
10
$1,000,000.00
1.000
Option Spreads
Commodities
i 1988
10
11,000,000.00
1.000
Uncovered Put Writing
Listed Stock Index
1988
10
$1,000,000.00
1.000
[71 Uncovered Cell Writing
OTC Derivatives
1988
10
$1,000,000.00
1,000
None
Structured Products
1988
10
$1,000,000.00
1,000
Othr (Specify)
Deutscne Bank Securiries Inc a subsdirr of Deutscre Ronk AC. conducts invesmenl osnki rig and screuriacs activities n Inc United States
IIIIRI1111111
09-PWM-0127 OM Pi (05111)
006404 052711
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0041017
CONFIDENTIAL
SDNY_GM_00187201
EFTA01355753
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3. Hyperion Air Inc i. Pease complete section 3D ii. Please rerun searches (country was incorrectly stated--should be USA) iii. H. Beller not listed as a party to the money market account iv. J. Epstein not listed as a signer on the checking account 4. JEGE Inc i. Pease complete section 3D ii. Please correct date of incorporation iii. J. Epstein not listed as a signer on the money market account iv. J. Epstein not listed as a signer on the checking account 5. JEGE LLC i. Pease complet
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