Case File
efta-01355848DOJ Data Set 10OtherEFTA01355848
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01355848
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
.
.,
Deutsche Bank
Private Wealth Management
,
Option Agreement and Approval Form
Piens Complete All Section,
Account No.
Account Name Southern Trust Company Inc
Cash
Account Type
Account Registration ENTITY
D Managed Account
O Discretionary Account
Name(sl of person(s) other than account owner(S) authorized
Jeffrey Epstein, Jeanne Brennan
•
to
Other
place orders for the account:
Account and Owner Information (Provide requested information for each account owner ((Client"). Attach supplement to this Agreement if
necessary.)
Name Southern Trust Company Inc
Address 6100 Red Hook Quarter, 83, St. Thomas, 00002
Country Virgin Islands
Phone
Number of Dependents NIA
Marital Status N/A
Bulb:late 11/1812011
Employer
Business Phone
Business Address
Type of Business
Positron
Years Held
Present Brokerage Aor-ounts with: JPMorgan
Does the individual or entity that controls this account have the power to control any other Option Accoun(s) with Deutsche Bank Securities Inc.?
O Yes O No
If yes, please provide the account number(s). WIN Provide List
Client(s) Financial Information
Approximate Aggregate Annual Intorno
of Account Owners) from All Sources
Sources of Income (Approximate)
Approximate Aggregate Net Worth
O
Less than $50.000
Salary/Bonus
so
%
averaterate Nei wore.
laud NM Won't
Eadeclac Forapal Resdence
559000 -599.
999
,,00.0.-$249.999
Interest/Dividends
60
%
❑D Less than $50,000
D Less than $50.000
O550.000 - 599.999
D :scow - $99.999
$25osvo -$499.999
H
$500,000 -5999999
Other (specify).
%
O sloo,000 -5249.999
O 5100.000- $249.999
0 $2%000 - 5499999
O $250,000 - 5499.999
O 51.000.000 - 52.499.999
%
EJ 5500.000 - 4999.999
O $500.000 - 5999.999
0
52,500.000 - 54.999,999
0
55.000.000
over
%
O 51.009000 - $2,499,999
O 52.500,000 - 54.999.999
•
O
51.000.000 - 52.499999
52.500.000 - 54,999.999
and
D 55.000,000 and over
0 55.000.000 and over
Investment Experience of Account Owner(s)
Year First
Traded
Average a Trades
Per Year
Average Sce of
Trades ins
Average See in
Snares /Convects
NM Of PrOVIOU'l Optic,, Experience
OPOOns
2011
to
21,000,000.00
1,000
COvered Call Waling
Stocks
2011
10
$1,000,000.00
1,000
ff
Purchased Options
Bonds
2011
10
21000,000.00
1,000
Z
* Option Spreads
Commodities
.2011
10
51,000,000.00
1 000
q Uncovered Put Writing
Listed Stock Index
2011
to
S1,000,000.00
1,000
a
Uncovered Call Writing
OTC Derivatives
2011
10
$1 ,000.00000
1,000
O
None
Structured Products
2011
ID
$1.000,000.00
1,000
Other (Specify)
Ceuta:be Bank Secunties Inc.. a subsidiary of Deutsche Bank AG. Conducts investment banking and securities activities in the United State
III
OWPWA-0127 pin
6 ' 1
OM 14 (06111)
00404 052711
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0041137
SDNY_GM_00 187321
EFTA01355848
Technical Artifacts (2)
View in Artifacts BrowserEmail addresses, URLs, phone numbers, and other technical indicators extracted from this document.
Phone
5499999Phone
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