EFTA01356180

Paolo From: Paolo De-Leon Sent: Thursday, January 11, 2018 10:13 AM To: Teresa Metallo Cc: Diana Canter Keith Buckholz Subject: RE: New Derivatives account. [I] Hello- please see below. 'on-, .1, int •ta 11:• )• .tteiT4e• S.Art r • rn.r. ai I LC, Saitestru hunt", tit: WOW proosPi Cava From: Teresa Metallo Sent: Thursday, January 11, 2018 10:04 AM To: Paolo De-Leo Cc: Diana Canter Keith Buckholz Subject: RE: New Derivatives account. [I] Classification: For Internal use only Hi Paolo, Can you provide the client's account number Teresa Metallo Vice President WM OPS Regulatory - Risk & Control 60 Wall Street From: Paolo De-Leon Sent: Thursday, January 11, 2018 9:57 AM To: Teresa Metallo Cc: Diana Canter Keith Buckholz Subject: RE: New Derivatives account. [I] Hello Teresa, Can you kindly provide the below documents for Southern Financial LLC? KYC Document KR Document •m.44 :«ari te to CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041861 CONFIDENTIAL SDNY_GM_00188045 EFTA01356180