EFTA01356182

From: Paolo De-Leon Sent: 2/27/2018 9:26:41 AM To: Collateral Admin-NY CC: Keith Buckholz Subject: Southern Financial LLC Attachments: Southern Financial LLC_N4G025080_SACA.PDF; Southern Financial LLC_N4G025080_BSPA.PDF; Cleared Southern Financial LLC.PDF; RDC Alert_Southern Financial LLC.PDF; RESEARCH Southern Financial LLC.PDF; Southern Financial KYC.PDF Abhijit Mukherje RM-PWM Derivatives Hello Abhijit and team, Can you please add this client to the DDR? Attached are the SACA, Pledge Agreements, and other KYC / onboarding dots. Please note that there are two accounts for this client: Thanks and regards, Paolo Paolo De Leon Assistant Vice President I Credit Risk Officer Deutsche Bank Trust Company Americas Business Risk Management 345 Park Avenue - 14th Floor CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041874 CONFIDENTIAL SDNY_GM_00188058 EFTA01356182