Case File
efta-01356262DOJ Data Set 10OtherEFTA01356262
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01356262
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Daphne Cales
Director I Banking Services 8 Branch Manager
Deutsche Bank Trust Company Americas
WM Americas
345 P k Av
1 154-0004 New York, NY, USA
Tel.
Fax +1 212 4 - 71
Mobile
Email
db corn
Pasift,ir Peeponwt
From: Andrew Gallivan
Sent: Tuesday, October 03, 2017 1:50 PM
To: Daphne Cales
Subject: RE: Oldfield II)
The list we were looking at this morning shows 1 high outstanding that is what I was asking about
From: Daphne Cales
Sent: Tuesday, October 03, 2017 1:48 PM
To: Andrew Gallivan
Subject: Oldfield [I]
Classification: For Internal use only
Per our discussion, this is Stewart's list. As you can see they are all moderates. I'll have someone
start these as soon as possible.
Moderate
TFMG, LLC
Organization
8/28/2008
TISCH FAMILY
RELATIONSHIP
Stewart
Oldfield
Aug-
17
10/15/2017
Y
$
Moderate
The George
Lindemann
Family
Limited
Partnership
Series 1
Organization
9/28/2015
LINDEMANN
FAMILY
RELATIONSHIP
Stewart
Oldfield
Sep-
17
10/15/2017
Y
$
Moderate
Kati
Forsythe
2014 GRAT
Organization
12/3/2015
THIRD LAKE
CAPITAL
RELATIONSHIP
Stewart
Oldfield
Nov-
17
10/15/2017
Y
$
Moderate
CRW 2009
LLC
Organization
12/9/2015
THIRD LAKE
CAPITAL
RELATIONSHIP
Stewart
Oldfield
Nov-
17
10/15/2017
Y
$
Moderate
GEW 2009
LLC
Organization
12/9/2015
THIRD LAKE
CAPITAL
RELATIONSHIP
Stewart
Oldfield
Nov-
17
10/15/2017
Y
$
Moderate
Shari
Wagner
2014 GRAT
Organization
12/3/2015
THIRD LAKE
CAPITAL
RELATIONSHIP
Stewart
Oldfield
Dec-
17
10/15/2017
Y
$
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0042038
SDNY_GM_00188222
EFTA01356262
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Subject: RE: MD approval for ACUs completed for High Risk Clients [I] From: Andrew Gallivan Date: Fri, 07 Apr 2017 To: Vaishali-P Mehta < Classification: For internal use only Approved. From: Vaishali-P Mehta Sent: Friday, April 07, 2017 2:21 PM To: Andrew Gallivan Subject: FW: MD approval for ACUs completed for High Risk Clients [I] Classification: For internal use only Hi Andrew, In an effort to ensure that you have to approve only 1 email, I sent the below email, in hindsight I s
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