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efta-01356295DOJ Data Set 10Other

EFTA01356295

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DOJ Data Set 10
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efta-01356295
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Melisa Venegas Sent: 8/1/2014 6:21:09 PM To: Kimberly Hart Zia Memon Erin O-Rourke 1; Una M Arias • Andrew Gallivan I I; Mary C Keaveney ; Charles Hoffarth [ Michael-1 Davis [- -J; Michael S Jacoby I I; Charlie Burrows CC: Daphne Cales [ J; Santa Me ma ; Irina Yablochni Armen Brash ; Diana Canter Subject: Monthly Annual Client Update Reports - August [I] Attachments: 2014 August - ACUs Due Within 30 Days.xlsx; 2014 August - All Overdue ACUs.xlsx; pic24532.gif; pic25988.gif classification: For internal use only Hi All - Attached are two reports: Any ACU that is past due ACUs due within the next 30 days (See attached file: 2014 August - ACus Due within 30 Days. xl sx)(See attached file: 2014 August - All Overdue ACUs.xlsx) All appropriate client facing professionals have already received e-mail notifications. Any additional follow up on your end is optional. Please note there are certain customers that appear to have outstanding ACus for several months and even years. This maybe due to either a system glitch or some other circumstance out of the CFP' s control. I am working on these cases with the cFPs on a one to one basis. Please also note that the below reports are created as of the first of the month- clients may appear below even though the ACUs have been completed by the time all notifications are sent out. Kind regards, (Embedded image moved to file: pic24532.gif) Melisa venegas Deutsche Bank Trust Company Americas Deutsche Asset & wealth management 60 wall Street, 10005-2836 New York, NY, USA (Embedded image moved to file: pi c25988 .gi f) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042090 CONFIDENTIAL SDNY_GM_00188274 EFTA01356295

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