EFTA01356311

From: Rich larossi Sent: 11/5/2014 4:40:18 PM To: Andrew Gallivan Daphne Cales ; Charles Hoffarth ; Irina Yablochnik ; Kimberly Hart [email protected]; Mary C Keaveney Michael S Jacoby ; Ankur Shah ; Diana Canter ; Sarita Medina ; Armen Brash ; Charlie Burrows ; Erin O-Rourke ; Janice Franklin ; Lina M Arias I; Michael-1 Davis ; Zia Memon ;Josh Rosen ; Liz Fitzgerald Subject: Monthly Annual Client Update Reports - November [I) Attachments: 2014 November - ACUs Due Within 30 Days.xlsx; 2014 November - ACUs Overdue.xlsx; pic11922.gif; pic27781.gif Classification: For internal use only All, Attached are two reports: Any ACV that is past due ACUs due within the next 30 days (See attached file: 2014 November - ACUs Due within 30 Days.xlsx)(See attached file: 2014 November - ACUs Overdue.xlsx) All appropriate client facing professionals have al ready received e-mail notifications. Any additional follow up on your end is optional. Please note there are certain customers that appear to have outstanding ACus for several months and even years. This maybe due to either a system glitch or some other circumstance out of the CFP's control. I am working on these cases with the CFPs on a one to one basis. Please also note that the below reports are created as of the first of the month- clients may appear below even though the ACus have been completed by the time all notifications are sent out. Kind regards, Kind regards, Rich Iarossi (Embedded image moved to file: pic11922.gif) Rich Iarossi Deutsche Bank Trust Company Americas Deutsche Asset & wealth Management 60 wall street, 10005-2836 New York, NY, USA Tel. + Email (Embedded image moved to file: pi c27781 .gi f) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042119 CONFIDENTIAL SDNY_GM_00188303 EFTA01356311