EFTA01356339

Mark Gonzalez Andrew Gallivan Gapstow Capital Partners LP 8/15/2016 Private Equity Investments- Income is derived from investment management fees. There have been no significant changes to this client's activit . No No Mark Gonzalez Andrew Gallivan Gapstow Community Financials Fund LP 8/15/2016 The entity is a Private Equity Investments firm. Commitments to the fund are raised from a number of sources including personal pension funds, financial institutions, foundations, endowments, and wealthy individuals. No changes have occurred for this entity. No No Mark Gonzalez Andrew Gallivan Gapstow Opportunity Master Fund, LP 8/15/2016 The entity is a Private Equity Investments firm. Commitments to the fund are raised from a number of sources including personal pension funds, financial institutions, foundations, endowments, and wealthy individuals. Yr Net Profit $10MM, Investable Assets $100MM Nothing has changed for this particular entity. No No Mark Gonzalez Andrew Gallivan Gapstow Real Estate Yield Master Fund, L.P. 8/15/2016 The entity is a Private Equity Investments firm. Commitments to the fund are raised from a number of sources including personal Yr Net Profit $10MM, Investable Assets $100MM No chages have occured for this entity. No No CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0042160 SDNY_GM_00188344 EFTA01356339