EFTA01356399

with ABR/AFC 4 4 N of Downgrades (No longer HR) 18 8 " Includes Inactive/closed KYC cases and small relationships with CBV < $2 mm. ** Includes all KYC cases submitted to FO plus KYC cases Rejected by ABR/AFC. Week over week HR Client Rentediation Progress .40t, Ifl MV Age0;td 0 Amoy'. ≤--ertted to f% oft Office( Regards, Rodrigo Rodrigo Quintero Vice President kit 425 0 50 IN 15. 200 250 SW 150 400 450 Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400. 32256 Jacksonville. USA From: Rodrigo Quintero Sent: Monday, June 19, 2017 8:24 AM To: Patrick Harris Cc: Emily Craig Daphne Cales Janice Franklin MUM Armen Brash Sheffali Welch lens Remediation - Status (6/09/17) ill Classification: For Internal use only Below is the Monday morning deliverable (as of 6/16/17). Let me know if you have any question. Summary 26 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042245 CONFIDENTIAL SDNY_GM_00188429 EFTA01356399