EFTA01356722

KYC Print Page 8 of 2) One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3A. Individual Details or all parties) Individual's Name: William Raymond Vandewater - Date of Birth. Country of Residence Country of Citizenship Address of primary residence- Has client resided outsce of his/her country of nationality for 5 years or more? O yes .V. No Professon, Occupation. Finance Tax ID; ESN Current Bn player: ESM Management LLC PosItion/Title/ Rank: Member Address of employer: 262 38TH STREET New York NY United States 10018 Does the person work as senior executive of a 0B-recognized regulated entity in he financial industry? or an entity listed on a 0B-recognised exchange? (Not pplicable for operating entities Oyes ra. No is the individual a Politically Exposed Person (PEP)?(11 Yes, describe) O Yes wr .41 No To the best of your knowledge, lathe individual related to an employee of the DB groupWif Family or Friendship, describe ) [,,,)Family O Friendship Pi None To the best of your knowledge, lathe individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes,descrthe ) ❑ID Yes 10 No If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place Bank Officer Name(s) Bank Office: Client Private Domicile: Giant Place of Business Other Location (specify) Date K O O O O • O O • !Wealth Details for this individual are not filled in. because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: U Budness Owner O Salary/Earnings O Other: • Investment OInheritance/Gifts https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid IN30000000D9Di&... 12/19/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042727 CONFIDENTIAL SDNY GM_00188911 EFTA01356722