EFTA01356746

8.1 Limitations on the Members 21 8.2 Liability of the Members 21 8.3 Consents 22 9. BOOKS, RECORDS AND REPORTS 22 9.1 Books and Records 22 9.2 Accounting Basis 22 9.3 Reports. 22 9.4 Tax Information 22 10. TRANSFERS AND WITHDRAWALS 22 10.1 Restrictions on Transfers of Interest. 23 10.2 Assignees. 23 10.3 Substituted Members. 24 10.4 Transfer of Interests by the Manager 24 10.5 Withdrawals 25 11. WINDING UP, DISSOLUTION AND LIQUIDATION OF THE FUND 25 11.1 Winding UP 25 11.2 Procedure for Dissolution. 25 I I.3 Distributions at Liquidation 26 1 1.4 Termination 26 12. AMENDMENTS 27 12.1 Amendments 27 12.2 Amendment of Registration Statement 27 13. FURTHER INSTRUMENTS 27 14. REPRESENTATIONS, WARRANTIES, COVENANTS AND UNDERSTANDINGS OF THE MEMBERS 27 15. BANK HOLDING COMPANY REGULATORY COMPLIANCE 27 15.1 Non-Voting Interests 27 15.2 Withdrawals of Non-Permitted Interests 27 16. CONFIDENTIALITY 28 16.1 Confidentiality 28 16.2 Confidential Information 28 16.3 Disclosure of Confidential Information 28 17. MISCELLANEOUS 29 17.1 Notice 29 17.2 Governing Law 29 17.3 Venue; Waiver of Jury Trial. 29 17.4 Entire Agreement 29 17.5 Headings 29 17.6 Binding Effect 30 ii CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042778 CONFIDENTIAL SDNY GM_00188982 EFTA01356746