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efta-01356952DOJ Data Set 10Other

EFTA01356952

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DOJ Data Set 10
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efta-01356952
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
where applicable, its principal or principals). Accordingly, Client (or where applicable, its principal or principals) should make its own assessment of any transaction that it is considering in the light of its own objectives and circumstances including the possible risks and benefits of entering into that transaction. Client (or where applicable, its principal or principals) should not rely on any information, proposal or other communication from DB as being a recommendation or advice in relation to that transaction. 9.2 Any marketing communication provided to Client (or where applicable, its principal or principals) shall not be taken as an endorsement of or advice regarding the products and services concerned. DB shall not be required to carry out an assessment of Client's (or where applicable, its principal's or principals') financial position or investment objectives when providing marketing information. 10. PRODUCT INFORMATION 10.1 DB offers a wide range of services in relation to financial instruments of all descriptions, including: (a) equity and debt securities; (b) money market instruments, foreign exchange and bullion; (c) units in collective investment undertakings: (d) options, futures, forwards, swaps and other derivative instruments relating to underlying financial instnunents or other assets, rights, obligations, indices or measures; (e) loans, guarantees and other sureties; and (0 any instrument representing or giving an entitlement to any of the above. 10.2 DB offers a wide range of services including: (a) dealing in financial instruments and executing transactions in financial instruments for clients; (b) sponsoring. underwriting, placing or otherwise participating in the issue of a financial instrument; (c) safekeeping and administration of financial instruments and settlement and clearing services; (d) foreign exchange services; (e) services in connection with mergers and acquisitions; (0 financing the purchascr of financial instruments; (g) loan origination; and (h) providing investment research. 10.3 Other services, or services in respect of other financial instruments or other investments, may be provided as specifically agreed with Client and, subject to any agreement to the contrary•, will be covered by these Terms of Business. 10.4 Further information on the financial instruments in relation to which DB provides services referred to above and the risks associated with them will be made available on the following website: littns://db.com/riskdisclosures or as otherwise notified by DB to Client. 10.5 Disclosure and terms in relation to Foreign Exchange business will be made available on the following website: hUps://ww.w.db.comienicontentiforap- Exchange-Disclosureshun or as otherwise notified to Client from time to time. Disclosure and terms in relation to sir CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00189376 DB-SDNY-0043192 EFTA01356952

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