Case File
efta-01356952DOJ Data Set 10OtherEFTA01356952
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01356952
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
where applicable, its principal or
principals). Accordingly, Client (or
where applicable, its principal or
principals)
should
make
its own
assessment of any transaction that it is
considering in the light of its own
objectives and circumstances including
the possible risks and benefits of entering
into that transaction. Client (or where
applicable, its principal or principals)
should not rely on any information,
proposal or other communication from
DB as being a recommendation or advice
in relation to that transaction.
9.2
Any marketing communication provided
to Client (or where applicable, its
principal or principals) shall not be taken
as an endorsement of or advice regarding
the products and services concerned. DB
shall not be required to carry out an
assessment of Client's (or
where
applicable, its principal's or principals')
financial
position
or
investment
objectives when providing marketing
information.
10.
PRODUCT INFORMATION
10.1
DB offers a wide range of services in
relation to financial instruments of all
descriptions, including:
(a)
equity and debt securities;
(b)
money market instruments, foreign
exchange and bullion;
(c)
units in collective
investment
undertakings:
(d)
options, futures, forwards, swaps
and other derivative instruments
relating to underlying financial
instnunents or other assets, rights,
obligations, indices or measures;
(e)
loans, guarantees and other sureties;
and
(0
any instrument representing or
giving an entitlement to any of the
above.
10.2
DB offers a wide range of services
including:
(a)
dealing in financial instruments and
executing transactions in financial
instruments for clients;
(b)
sponsoring. underwriting, placing or
otherwise participating in the issue
of a financial instrument;
(c)
safekeeping and administration of
financial instruments and settlement
and clearing services;
(d)
foreign exchange services;
(e)
services in connection with mergers
and acquisitions;
(0
financing the purchascr of financial
instruments;
(g)
loan origination; and
(h)
providing investment research.
10.3
Other services, or services in respect of
other financial instruments or other
investments, may
be provided as
specifically agreed with Client and,
subject to any agreement to the contrary•,
will be covered by these Terms of
Business.
10.4
Further information on the financial
instruments in relation to which DB
provides services referred to above and
the risks associated with them will be
made available on the following website:
littns://db.com/riskdisclosures
or
as
otherwise notified by DB to Client.
10.5
Disclosure and terms in relation to
Foreign Exchange business will be made
available on the following website:
hUps://ww.w.db.comienicontentiforap-
Exchange-Disclosureshun
or as
otherwise notified to Client from time to
time. Disclosure and terms in relation to
sir
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
SDNY_GM_00189376
DB-SDNY-0043192
EFTA01356952
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