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efta-01356955DOJ Data Set 10Other

EFTA01356955

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DOJ Data Set 10
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efta-01356955
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
published on 11.01/cib.db. Jidesql: resources/privacv-noticc.htm from time to time. 22. USE OF INFORMATION 221 Client consents to any DB Entity contacting Client by mail, telephone (including automated calling systems), fax, e-mail or any other means of communication either in connection with these Terms of Business or for the purposes of marketing the services of any DB Entity or any independent third party to Client. 22.2 DB is a member of the DB Group. Personnel of all DB Entities work closely together to ensure that Client benefits from all the relevant expertise within DB. Subject to clause 18 (Information Barriers and Independence) information made available by Client to one DB Entity, including information which may be relevant for credit and other prudential purposes, may be made available by that DB Entity to other DB Entities. Client consents to and authorises such disclosure of information and acknowledges that any duties of confidentiality owed by DB, howsoever arising, will not be regarded as being breached by any such disclosure. 22.3 DB Group may use the economic terms of Client's trade requests and transactions internally and provide such information to third parties to accomplish transaction execution, risk management and other goals. DB Group may internally share economic terms relating to Client's trade request to persons acting in a sales or trading capacity for a member of the DB Group. 22.4 DB Group may, subject to any restrictions under Applicable Law, use information regarding executed transactions and unexecuted trade requests (other than market orders) and other available information regarding market conditions to shape DB Group's overall market views and pricing. DB Group uses such information, on an anonymised and aggregated basis, internally and communicate% it (with potential categorisation as to product, geography and/or industry) to customers that may find such information useful in managing product risks and entering into transactions. 23. CHARGES AND INTEREST 23.1 DB will charge for its investment services and ancillary services on a basis to be agreed with Client. 23.2 For information on DB's standard costs and charges related to financial instruments and to investment services and ancillary services provided to clients, see the costs and charges disclosures provided on the following website: https://www .db.cont/comnanv/en/cost- and-charges.htm, as may be updated from time to time. or as otherwise notified to Client. Client agrees to the provision of such information: (i) in the form and format provided (as well as the provision of other information that may be provided in this format): and (ii) on a website. 23.3 All charges will include any applicable value added tax, stamp duty, stamp duty reserve tax, industry levy, brokerage fees, transfer fees, registration fees and all other liabilities, charges, costs and expenses payable in connection with transactions effected on Client's behalf. All charges will be paid without deduction for any taxes, deductions or withholdings of any nature. If Client is required by Applicable Law to deduct or withhold from any payment to DB any amount on account of tax, it shall pay to DB such additional amounts as will result in DB receiving the amount that it would have received had no such deduction or withholding been made. 15123 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0043199 SDNY_GM_00 189383 EFTA01356955

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