Case File
efta-01356955DOJ Data Set 10OtherEFTA01356955
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01356955
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
published on 11.01/cib.db. Jidesql:
resources/privacv-noticc.htm from time
to time.
22.
USE OF INFORMATION
221
Client consents to any DB Entity
contacting Client by mail, telephone
(including automated calling systems),
fax, e-mail or any other means of
communication either in connection with
these Terms of Business or for the
purposes of marketing the services of any
DB Entity or any independent third party
to Client.
22.2
DB is a member of the DB Group.
Personnel of all DB Entities work closely
together to ensure that Client benefits
from all the relevant expertise within DB.
Subject to clause
18 (Information
Barriers and Independence) information
made available by Client to one DB
Entity, including information which may
be relevant for credit and other prudential
purposes, may be made available by that
DB Entity to other DB Entities. Client
consents
to
and
authorises
such
disclosure
of
information
and
acknowledges
that
any
duties of
confidentiality owed by DB, howsoever
arising, will not be regarded as being
breached by any such disclosure.
22.3
DB Group may use the economic terms
of Client's trade requests and transactions
internally and provide such information
to third parties to accomplish transaction
execution, risk management and other
goals. DB Group may internally share
economic terms relating to Client's trade
request to persons acting in a sales or
trading capacity for a member of the DB
Group.
22.4
DB Group may, subject to any
restrictions under Applicable Law, use
information
regarding
executed
transactions
and
unexecuted
trade
requests (other than market orders) and
other available information regarding
market conditions to shape DB Group's
overall market views and pricing. DB
Group uses such information, on an
anonymised
and
aggregated
basis,
internally and communicate% it (with
potential categorisation as to product,
geography and/or industry) to customers
that may find such information useful in
managing product risks and entering into
transactions.
23.
CHARGES AND INTEREST
23.1
DB will charge for its investment services
and ancillary services on a basis to be
agreed with Client.
23.2
For information on DB's standard costs
and
charges
related
to
financial
instruments and to investment services
and ancillary services provided to clients,
see the costs and charges disclosures
provided on the following website:
https://www .db.cont/comnanv/en/cost-
and-charges.htm, as may be updated from
time to time. or as otherwise notified to
Client. Client agrees to the provision of
such information: (i) in the form and
format provided (as well as the provision
of other information that may be provided
in this format): and (ii) on a website.
23.3
All charges will include any applicable
value added tax, stamp duty, stamp duty
reserve tax, industry levy, brokerage fees,
transfer fees, registration fees and all
other liabilities, charges, costs and
expenses payable in connection with
transactions effected on Client's behalf.
All charges will be paid without
deduction for any taxes, deductions or
withholdings of any nature. If Client is
required by Applicable Law to deduct or
withhold from any payment to DB any
amount on account of tax, it shall pay to
DB such additional amounts as will result
in DB receiving the amount that it would
have received had no such deduction or
withholding been made.
15123
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0043199
SDNY_GM_00 189383
EFTA01356955
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