Case File
efta-01356961DOJ Data Set 10OtherEFTA01356961
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DOJ Data Set 10
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efta-01356961
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To: Jimmy-H Xu
• Mathew Negus
Akash Malhotra
Cc: Joe Aglione
Ian Salters
Nina Tona
Pankaj-A Cho ra
; NCAOTC Derivatives
Zeman
; Alka Gopala <a>
Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [II
Done, thanks.
; Martin
Are all the XCCYs generally booked and clients KYCed in DB AG FFT? What about EUR and GBP vanilla
and inflation swaps? We might have some of those coming.
Mat/Nina, who can help us with FFT extensions, same NY CMs?
Thanks
From: Jimmy-H Xu
Date: Monday, Apr 16, 2018, 11:56
To: Xavier Avila
Mathew Negus
, Akash Malhotra
Cc: Joe Aglione
Ian Salters
Nina Tona
Chopra
NCAOTC Derivatives
<=111111INIIIIMIS, Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLCFFT Location [1]
Classification: For Internal use only
Approved as one-oti, but let's set the KYC done for FFT please
Thanks
Kind regards
Jimmy
Jimmy-H Xu
Cross Currency Swap Trading
Deutsche Bank AG, Filiale London
CB&S - Markets
Wnchester House. 1 Great Winchester Street. EC2N 2DB London. United Kingdom
Tel.
Mobil
Email
Martin Zeman
From: Xavier Avila [
Sent: 16 April 2018 11/1
To: Mathew Negus
Akash Malhotra
Male
c
, Ian Salters
Nina Tona
oe A " le
Pankaj-A
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0043220
CONFIDENTIAL
SONY GM_00189404
EFTA01356961
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