EFTA01357661

From: Amanda Kirby Sent: 11/14/2014 10:58:07 AM To: PWMUSAMLKYC CC: PWM 815-Research Subject: Fw: Richard Kahn rdc and per alert [I] Attachments: Richard Kahm Email Confirmation for Compliance.pdf; Richard Kahn RDC Alert CLEARANCE 2013.pdf; pic18797.gif; pic08607.gif; Richard Kahn per alert.pdf; Richard Kahn per alert_1.pdf; Richard Kahn rdc alert.pdf; Richard Kahn rdc alert_1.pdf classification: For internal use only This search was requested to a date range beginning in September of 2013. This alert is prior to 2013 and was previously cleared. Please see the attached clearance below and if there is any further action necessart (see attached file: Richard Kahm Email Confirmation for Compliance.pdf)(See attached file: Richard Kahn RDC Alert CLEARANCE 2013.pdf) Best, Amanda Kirby (Embedded image moved to file: pic18797.gif) Amanda Kirby Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA (Embedded image moved to file: pic08607.gif) securities offered through Deutsche Bank securities Inc. Forwarded by Amanda Kirby on 11/14/2014 10:52 AM From: To: Amanda Kirb Cc: PWMUS AMLKYC Date: 11/14/2014 10:08 AM Subject: Richard Kahn rdc and per alert [I] Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. (See attached file: Richard Kahn per alert.pdf)(See attached file: Richard CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0044334 CONFIDENTIAL SDNY_GM_00190518 EFTA01357661