EFTA01358069

Monifa Crawford, JD Associate I AML Compliance Officer Deutsche Bank Securities Inc. Private Wealth Management - AML Compliance 5022 Gate Parteney. Suite aoa Jacksonville. Florida 32256. USA Tel. Mobile Email Visit us. nun/NA/Ay db.com Passitiwiti Perprent Amanda Kirby---0210612015 09:56:42 AM---Classification: For internal use only These alerts are from 2008. I requested research after October 2013 as the below had alre From To. Date. Subject: Amanda - PWMUS - 02106/2015 09:56 AM FW: rdc alert 0) Classification: For Internal use only These alerts are from 2008. I requested research after October 2013 as the below had already been cleared in the last KYC. Please clear again. Attached is the prior clearance. From: Urvashi Lavania On Behalf Of PWM BIS-Research Sent: Friday, February 06, 2015 9:52 AM To: Amanda Kirby Cc: PWMUS AMLKYC Subject: rdc alert [I] Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. See attached file: alertpdf)(See attached rdc alert 144)(See attached file: rdc alert 2.14) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0045414 CONFIDENTIAL SDNY_GM_00191598 EFTA01358069