EFTA01358381

Deutsche Bank AG, Filiale London CB&S - Markets Winchester House, 1 Great Winchester Street, EC2N 2DB London, United Kingdom Tel. +44 20 754.58750 Mobile +44 7956-301-002 Email rimmy-h.xue4db.com From: Xavier Avila Sent: 17 April 2018 02:30 To: Jimmy-H Xu ›; Mathew Negus Akash Malhotra c: oe A tone an ters Nina Tona Pankaj-A Chopra NCAOTC Derivatives Zeman Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] Done, thanks. ; Martin Are all the XCCYs generally booked and clients KYCed in DB AG FFT? What about EUR and GBP vanilla and inflation swaps? We might have some of those coming. Mat/Nina, who can help us with FFT extensions, same NY CMs? Thanks From: Jimmy-H Xu Date: Monday, Apr 16, 2018, 11:56 To: Xavier Avila Mathew Negus Akash Malhotra Jan Salters , Nina Tona , NCAOTC Derivatives < >, Martin Zcman Al a opals reac c,OUTHFINA em mancial, LLC_FF1' Location [1] Classification: For Internal use only Approved as one-off, but let's get the KYC done for FFT please Thanks Kind regards Jimmy Jimmy-H Xu Cross Currency Swap Trading Deutsche Bank AG, Filiale London CB&S - Markets Winchester House, 1 Great Winchester Street, EC2N 2DB London. United Kingdom Tel. Pankaj-A CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0045987 CONFIDENTIAL SDNY GM_00192171 EFTA01358381