Case File
efta-01358419DOJ Data Set 10OtherEFTA01358419
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Unknown
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DOJ Data Set 10
Reference
efta-01358419
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1
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0
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Text extracted via OCR from the original document. May contain errors from the scanning process.
HI Davide,
As per our conversation, we have decided to add and format the sis as per below.
Saved: Z:\KCP - ArnermaiAKCP Capital rvlarkels \GM KCP Main Client List
eXavl - let us know if you have any objections to what we are trying to do.
Tab 1- Main file WM KCP GM ClIents' - Will show
To add:
1.
Good to Trade — Davide
2.
ISDA — Nina and Davide
3.
Revenues — Nina and Ali
4.
Live Trade — Davide first shot, then Nina will help
5.
GM or Umbrella Account — Davide and Nina
Team
WM
GM or
talent/
Umbrella
Active
Retain
To
Good
ISDA
Live
Account
ID
Trade
Account
Trade
Name
Banker
KCP
Coverage
ACO
KYC
Outreach
RP
RR
GM 2017
Revenues
Tab 2 -'latarv', Tab 3 - "US", Tab 4- "Alec Brown' - Will show
In addition to the info in Tab 1, it will also have all the products they are active for
Tab 5 — Off-Boards — Will show
The clients that we have decided we no longer want to retain
Thanks
Kind regards,
Nina Tona
Associate
Business Control Manager, Key Client Partners —Americas
Deutsche Bank Wealth Management
5022 Gate Parkway
Jacksonville, Florida 32256
Tel
Emai
KCP products and services are intended and available only
persons who ore sophisticated institutional investors within the meaning of the SARA Rule 4512(C)(3), and who are
capable of evaluating the strategies, characteristics and investment risks at and exercising independent judgment in evaluating, the Ideas and products discussed herein. Trades
and transactions ore subject to relevant internal approvals of 0851 or Its affiliates prior to execution, and the execution of any transaction a, idea discussed herein is conditional on
win' becoming a client of Oeutsche Bonk
Key Client Partners (KCP) products, investment ideas and solutions ond related matters discussed herein ore provided for discussion purposes only, ond strictly on a non-
advisory basis. The KCP Amencos desk does not provide investment advice.
The information set forth herein is confidential and personal to you ond is being presented for your information and for discussion purposes only. Any reproduction
and/or redistribution thereof fin whole or in parti or disclosure of its content without our written consent Is stnctly forbidden. This communication does not create any
legofly binding obligation on the part of OEISI ar any of its °Poles.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0046095
CONFIDENTIAL
SDNY GM_00192279
EFTA01358419
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