EFTA01358790

KYC Print Page 1 of 21 DB PWM GLOBAL KYC/NCA: PART A VA KYC Case # : 01777384 One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: GOLDENTREE RELATIONSHIP Booking Center: New York Relationship Manager: Terri Sohrab 7 New PWM Relationship R Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: if Client Referral D RM Prospect E Intermediary/FIM Li Other Source (CIB, etc.) How Was the Oient(s) Introduced? How long has the RM personally known the client? Please provide details e.g. name of refena source, how many years RM personally has known client, etc.): Terri Sohrab met with Neil Scanlon on 05/12/2017 to discuss opening a new deposit account for GoldenTree Partner MF1 SPV LLC. Does Deutsche Bank pay a retrocession or similar : r-1 : Yes IR No compensation to a third party for the introduction of this relationship? (If yds, describe). List al existing and new accounts involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/actual) I 2) GoldenTree Partner MF1 SPV LLC - Deposit 5/22/2017 Who i the primary contact person for the RM? (Note: This person needs to have signatory rights and/or information right for the accounts.): Scanlon, Neil Preferred method of contact(indicate phone no., fax no., e-mail address, etc.): Status : 6. Approved https://dbforcepb.my.salesforce.com/servlet/sennet.Integration?lid=0 I N30000000D9Di... 5/18/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046733 CONFIDENTIAL SDNY_GM_00192917 EFTA01358790