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efta-01359980DOJ Data Set 10Other

EFTA01359980

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efta-01359980
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Stewart Oldfield Sent: 8/1/2017 11:10:13 AM To: Vahe Stepanian CC: Bradley Gillin Subject RE: Trade Update 8/1/2017 ICI ; Cynthia Rodriguez Let's see how it looks over the next month or so and decide. I think it is good to show deals closing, even if small From: Vahe Stepanian Sent: Tuesday, August 01, 2017 11:09 AM To: Stewart Oldfield Cc: Bradley Gillin < >; Cynthia Rodriguez < Subject: RE: Trade Update 8/1/2017 [C] Classification: Confidential I haven't put either Tisch or SFLLC trading on the pipeline (given small size) — but revenue is automatically tracked via Pershing once traded. Happy to add if you feel otherwise. From: Stewart Oldfield Sent: Tuesday, August 01, 2017 10:59 AM To: Vahe Stepanian < Cc: Bradley Gillin < >; Cynthia Rodriguez < Subject: RE: Trade Update 8/1/2017 [CI Are you managing the brokerage revenues through the KCP pipeline? Don't want to double count on my side. Thanks From: Vahe Stepanian Sent: Tuesday, August 01, 2017 10:58 AM To: Steve Warner < Cc: Stewart Oldfield >; Liam Osullivan < Subject: Trade Update 8/1/2017 (Cl Classification: Confidential Steve — thus far, you've executed the following per our conversation: S 5,400 L @ $48.61185 Please give me a call if you wish to amend your order. Thank you, Vahe Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. Tel. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0048157 CONFIDENTIAL SDNY_GM_00194341 EFTA01359980

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