EFTA Document EFTA01387760

From: Stewart Oldfield Sent: 11/9/2017 3:15:48 PM To: Anna-Sofiya Lupolover BCC: Subject: RE: MIRO II & research - access to portal for clients ft) I'm not exactly sure who registered from each client, but the likely emails are below. If anyone gets shut off and cares, I'm sure they will call to be reactivated. Thanks Steve Warne Paul Barrett Third Lake Paul Watson■ Robert Forsythe Orix — skip for now. I think the people who were registered left the firm Thanks From: Anna-Sofiya Lupolover Sent: Thursday, November 09, 2017 3:12 PM To: Stewart Oldfield < Subject: RE: MIFID II & research - access to portal for clients (I) Classification: For Internal use only To clarify, Nikhil Patel is the individual from Safanad. But who should be receiving for the other entities you mentioned? Do you have their email addresses? Safanad - Nikhil Patel - Orix Tisch — Steve Warner Alpha Group — Paul Barrett Third Lake Kind Regards, Anna-Sofiya Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue New York, NY 10154 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0090897 CONFIDENTIAL SDNY_GM_00237081 EFTA01387760